Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q3 2023
Institutional positions in Assertio Holdings, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 146
- +1 vs. Q2 2023
- Shares held
- 46.6M
- +13.1M (+39.0%) vs. Q2 2023
- Total value
- $119.7M
- −$61.9M (−34.1%) vs. Q2 2023
- New holders
- 41
- 70 more added
- Sold out
- 40
- 21 more reduced
3 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 2 | $0 | 0.00% | +2 | New |
| Umb Bank N A | 35 | $90 | 0.00% | +35 | New |
| TD Waterhouse Canada Inc. | 47 | $115 | 0.00% | 00.0% | Unchanged |
| Provence Wealth Management Group | 52 | $133 | 0.00% | +52 | New |
| First Personal Financial Services | 65 | $167 | 0.00% | +65 | New |
| Headlands Technologies LLC | 100 | $256 | 0.00% | −78−43.8% | Reduced |
| North Star Investment Management Corp. | 100 | $256 | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 125 | $320 | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 231 | $592 | 0.00% | +231 | New |
| Allworth Financial LP | 247 | $633 | 0.00% | +247 | New |
| SOA Wealth Advisors, LLC. | 250 | $640 | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 285 | $730 | 0.00% | +285 | New |
| ORG Partners LLC | 300 | $768 | 0.00% | 00.0% | Unchanged |
| Federated Hermes, Inc. | 328 | $840 | 0.00% | −221−40.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 401 | $1.03K | 0.00% | +401 | New |
| Key Financial Inc | 445 | $1.14K | 0.00% | +445 | New |
| Larson Financial Group LLC | 614 | $1.57K | 0.00% | 00.0% | Unchanged |
| Comerica Bank | 688 | $1.76K | 0.00% | +688 | New |
| Belvedere Trading LLC | 1,139 | $2.92K | 0.00% | +1,139 | New |
| FMR LLC | 1,330 | $3.40K | 0.00% | +1,131+568.3% | Added |
| Truvestments Capital LLC | 1,548 | $3.96K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 2,067 | $5.29K | 0.00% | +142+7.4% | Added |
| Parallel Advisors, LLC | 2,496 | $6.39K | 0.00% | +2,496 | New |
| Allspring Global Investments Holdings, LLC | 4,366 | $11.2K | 0.00% | +4,366 | New |
| Metropolitan Life Insurance Co | 4,908 | $12.6K | 0.00% | +1,875+61.8% | Added |
| Tower Research Capital LLC (TRC) | 5,540 | $14.2K | 0.00% | +1,856+50.4% | Added |
| Amalgamated Bank | 7,045 | $18.0K | 0.00% | +1,676+31.2% | Added |
| Ameritas Investment Partners, Inc. | 8,159 | $20.9K | 0.00% | +3,600+79.0% | Added |
| Citigroup Inc | 9,999 | $25.6K | 0.00% | −6,486−39.3% | Reduced |
| Legal & General Group Plc | 10,196 | $26.1K | 0.00% | +2,443+31.5% | Added |
| Engineers Gate Manager LP | 10,322 | $26.4K | 0.00% | −9,599−48.2% | Reduced |
| Tocqueville Asset Management L.P. | 10,589 | $27.1K | 0.00% | −773−6.8% | Reduced |
| Eagle Asset Management Inc | 10,661 | $27.3K | 0.00% | 00.0% | Unchanged |
| Pinebridge Investments, L.P. | 11,078 | $28.4K | 0.00% | +11,078 | New |
| GTS Securities LLC | 11,175 | $28.6K | 0.00% | +11,175 | New |
| ProShare Advisors LLC | 11,528 | $29.5K | 0.00% | +11,528 | New |
| Royce & Associates LP | 11,530 | $29.5K | 0.00% | +768+7.1% | Added |
| Lloyd Advisory Services, LLC. | 11,667 | $29.9K | 0.01% | +11,667 | New |
| Norden Group LLC | 11,667 | $29.9K | 0.01% | +11,667 | New |
| Principal Financial Group Inc | 12,447 | $31.9K | 0.00% | +12,447 | New |
| Dynamic Advisor Solutions LLC | 12,500 | $32.0K | 0.00% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 12,783 | $32.7K | 0.00% | +12,783 | New |
| Balyasny Asset Management LLC | 12,887 | $33.0K | 0.00% | +12,887 | New |
| STRS Ohio | 13,000 | $33.0K | 0.00% | +13,000 | New |
| Focus Financial Network, Inc. | 13,037 | $33.4K | 0.00% | +13,037 | New |
| Aigen Investment Management, LP | 14,476 | $37.1K | 0.01% | −22,630−61.0% | Reduced |
| Baker Tilly Wealth Management, LLC | 15,462 | $39.6K | 0.01% | +3,187+26.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 18,038 | $46.0K | 0.00% | +2,124+13.3% | Added |
| Price T Rowe Associates Inc | 19,386 | $50.0K | 0.00% | +8,185+73.1% | Added |
| California State Teachers Retirement System | 19,581 | $50.1K | 0.00% | +1,216+6.6% | Added |
| One Wealth Advisors, LLC | 20,050 | $51.3K | 0.01% | +1,586+8.6% | Added |
| Two Sigma Securities, LLC | 20,261 | $51.9K | 0.00% | +20,261 | New |
| Russell Investments Group, Ltd. | 21,994 | $56.3K | 0.00% | −168,361−88.4% | Reduced |
| New York State Common Retirement Fund | 22,556 | $57.7K | 0.00% | +956+4.4% | Added |
| Barclays PLC | 22,990 | $58.9K | 0.00% | +5,588+32.1% | Added |
| Susquehanna Fundamental Investments, LLC | 23,317 | $59.7K | 0.00% | −52,212−69.1% | Reduced |
| Advisor Group Holdings, Inc. | 23,625 | $60.5K | 0.00% | −8,202−25.8% | Reduced |
| State Board of Administration of Florida Retirement System | 25,370 | $64.9K | 0.00% | +9,700+61.9% | Added |
| Prelude Capital Management, LLC | 25,751 | $65.9K | 0.01% | +5,325+26.1% | Added |
| Quent Capital, LLC | 26,000 | $66.6K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 27,369 | $70.0K | 0.00% | +27,369 | New |
| Gotham Asset Management, LLC | 27,479 | $70.3K | 0.00% | +4,493+19.5% | Added |
| Mirae Asset Global Investments Co., Ltd. | 28,037 | $71.8K | 0.00% | 00.0% | Unchanged |
| Centiva Capital, LP | 28,119 | $72.0K | 0.00% | +28,119 | New |
| Portside Wealth Group, LLC | 27,757 | $72.0K | 0.01% | +2,397+9.5% | Added |
| Ritholtz Wealth Management | 29,976 | $76.7K | 0.00% | −130,383−81.3% | Reduced |
| Envestnet Asset Management Inc | 30,191 | $77.3K | 0.00% | +30,191 | New |
| Spouting Rock Asset Management, LLC | 30,230 | $77.4K | 0.02% | +5,130+20.4% | Added |
| HighTower Advisors, LLC | 31,517 | $79.0K | 0.00% | +468+1.5% | Added |
| Manufacturers Life Insurance Company, The | 31,418 | $80.4K | 0.00% | +9,651+44.3% | Added |
| Voya Investment Management LLC | 35,257 | $90.3K | 0.00% | +13,260+60.3% | Added |
| GWM Advisors LLC | 35,675 | $91.3K | 0.00% | +10,870+43.8% | Added |
| SG Americas Securities, LLC | 38,352 | $98.0K | 0.00% | +38,352 | New |
| LPL Financial LLC | 40,183 | $102.9K | 0.00% | +26,567+195.1% | Added |
| Deutsche Bank AG | 40,861 | $104.6K | 0.00% | +18,002+78.8% | Added |
| Citadel Advisors LLC | 41,933 | $107.3K | 0.00% | −69,082−62.2% | Reduced |
| Denali Advisors LLC | 42,700 | $109.3K | 0.04% | 00.0% | Unchanged |
| Brandywine Global Investment Management, LLC | 42,888 | $109.8K | 0.00% | +22,250+107.8% | Added |
| American International Group, Inc. | 44,288 | $113.4K | 0.00% | +17,714+66.7% | Added |
| Bailard, Inc. | 44,985 | $115.2K | 0.00% | −5,200−10.4% | Reduced |
| Alliancebernstein L.P. | 45,310 | $116.0K | 0.00% | +19,270+74.0% | Added |
| MetLife Investment Management | 46,926 | $120.1K | 0.00% | +17,662+60.4% | Added |
| White Pine Capital LLC | 48,777 | $124.9K | 0.05% | −33,374−40.6% | Reduced |
| Royal Bank of Canada | 49,200 | $126.0K | 0.00% | +20,160+69.4% | Added |
| Franklin Resources Inc | 54,056 | $138.4K | 0.00% | +1,442+2.7% | Added |
| Diametric Capital, LP | 57,788 | $147.9K | 0.06% | +8,490+17.2% | Added |
| JPMorgan Chase & Co | 61,566 | $157.6K | 0.00% | +18,116+41.7% | Added |
| Dimensional Fund Advisors LP | 65,997 | $169.0K | 0.00% | +65,997 | New |
| US Bancorp | 69,384 | $177.6K | 0.00% | +69,384 | New |
| Jump Financial, LLC | 76,237 | $195.2K | 0.01% | +65,884+636.4% | Added |
| Sargent Investment Group, LLC | 80,546 | $206.2K | 0.05% | +80,546 | New |
| Qube Research & Technologies Ltd | 83,629 | $214.1K | 0.00% | +83,629 | New |
| Cornercap Investment Counsel Inc | 84,862 | $217.2K | 0.04% | −1,582−1.8% | Reduced |
| Caption Management, LLC | 94,000 | $240.6K | 0.03% | +43,610+86.5% | Added |
| Verition Fund Management LLC | 105,182 | $269.3K | 0.00% | +91,082+646.0% | Added |
| O'Shaughnessy Asset Management, LLC | 108,420 | $277.6K | 0.00% | −199,419−64.8% | Reduced |
| Alps Advisors Inc | 110,594 | $283.1K | 0.00% | +55,259+99.9% | Added |
| Bank of America Corp | 111,932 | $286.5K | 0.00% | +20,753+22.8% | Added |
| Rhumbline Advisers | 121,403 | $310.8K | 0.00% | +33,056+37.4% | Added |
| SummerHaven Investment Management, LLC | 124,864 | $319.7K | 0.23% | +124,864 | New |