Assertio Holdings, Inc.
ASRTDelisted Jul 7, 2026- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001808665
Assertio Holdings, Inc. was delisted on Jul 7, 2026; its insiders filed their last Form 4 on Jun 16, 2026; 66 institutions reported holding it in 13F filings for Q1 2026, worth $47.6M in total; no superinvestor held it.
13F holders, Q1 2023
Institutional positions in Assertio Holdings, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 120
- +33 vs. Q4 2022
- Shares held
- 25.5M
- +8.08M (+46.4%) vs. Q4 2022
- Total value
- $162.4M
- +$87.6M (+117.1%) vs. Q4 2022
- New holders
- 41
- 41 more added
- Sold out
- 8
- 27 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting ASRT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1 | $118 |
| Q1 2026 | 66 | $47.6M |
| Q4 2025 | 53 | $18.0M |
| Q3 2025 | 68 | $22.2M |
| Q2 2025 | 72 | $16.1M |
| Q1 2025 | 69 | $17.1M |
| Q4 2024 | 83 | $24.3M |
| Q3 2024 | 85 | $35.1M |
| Q2 2024 | 104 | $44.7M |
| Q1 2024 | 104 | $41.9M |
| Q4 2023 | 117 | $49.8M |
| Q3 2023 | 146 | $119.7M |
| Q2 2023 | 148 | $184.8M |
| Q1 2023 | 120 | $162.4M |
| Q4 2022 | 89 | $75.6M |
| Q3 2022 | 77 | $37.0M |
| Q2 2022 | 66 | $40.1M |
| Q1 2022 | 54 | $27.1M |
| Q4 2021 | 44 | $15.8M |
| Q3 2021 | 38 | $5.72M |
| Q2 2021 | 42 | $13.4M |
| Q1 2021 | 60 | $26.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Assertio Holdings, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Tower Research Capital LLC (TRC) | 21 | $0 | 0.00% | +20+2,000.0% | Added |
| TD Waterhouse Canada Inc. | 47 | $286 | 0.00% | 00.0% | Unchanged |
| North Star Investment Management Corp. | 100 | $637 | 0.00% | +100 | New |
| Newbridge Financial Services Group, Inc. | 125 | $796 | 0.00% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 153 | $975 | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 250 | $1.59K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 459 | $2.92K | 0.00% | +5+1.1% | Added |
| Tucker Asset Management LLC | 600 | $3.82K | 0.00% | +600 | New |
| JPMorgan Chase & Co | 643 | $4.00K | 0.00% | −72,222−99.1% | Reduced |
| Meeder Asset Management Inc | 663 | $4.22K | 0.00% | −3,562−84.3% | Reduced |
| Federated Hermes, Inc. | 687 | $4.38K | 0.00% | −175−20.3% | Reduced |
| Federation des caisses Desjardins du Quebec | 1,500 | $9.55K | 0.00% | +1,500 | New |
| Truvestments Capital LLC | 1,548 | $9.86K | 0.01% | +622+67.2% | Added |
| Focused Wealth Management, Inc | 1,925 | $12.3K | 0.00% | −500−20.6% | Reduced |
| Pension & Wealth Management Advisors, Inc. | 2,000 | $12.7K | 0.01% | +2,000 | New |
| National Bank of Canada | 2,982 | $19.0K | 0.00% | +2,982 | New |
| Proequities, Inc. | 4,365 | $27.8K | 0.00% | −30,127−87.3% | Reduced |
| Bank of America Corp | 4,540 | $28.9K | 0.00% | −2,866−38.7% | Reduced |
| Strategic Investment Solutions, Inc. | 5,250 | $33.4K | 0.01% | +5,250 | New |
| Russell Investments Group, Ltd. | 9,750 | $62.1K | 0.00% | 00.0% | Unchanged |
| Tocqueville Asset Management L.P. | 10,651 | $67.8K | 0.00% | +10,651 | New |
| Capstone Financial Advisors, Inc. | 10,775 | $68.6K | 0.01% | +10,775 | New |
| Lighthouse Investment Partners, LLC | 10,921 | $69.6K | 0.01% | +10,921 | New |
| Silver Oak Securities, Inc | 11,000 | $70.0K | 0.01% | +1,000+10.0% | Added |
| Y-Intercept (Hong Kong) Ltd | 11,190 | $71.3K | 0.01% | +11,190 | New |
| Prelude Capital Management, LLC | 11,359 | $72.4K | 0.00% | +1,059+10.3% | Added |
| Caption Management, LLC | 13,000 | $82.8K | 0.02% | +13,000 | New |
| Quent Capital, LLC | 13,000 | $83.3K | 0.01% | +13,000 | New |
| Lazard Asset Management LLC | 14,890 | $94.0K | 0.00% | +14,890 | New |
| Prudential Financial Inc | 15,150 | $96.5K | 0.00% | −2,400−13.7% | Reduced |
| Royal Bank of Canada | 16,100 | $103.0K | 0.00% | +15,850+6,340.0% | Added |
| Hillsdale Investment Management Inc. | 16,300 | $103.8K | 0.01% | −15,700−49.1% | Reduced |
| Stokes Family Office, LLC | 16,373 | $104.3K | 0.01% | +2,674+19.5% | Added |
| Vontobel Holding Ltd. | 17,500 | $111.5K | 0.00% | −9,893−36.1% | Reduced |
| LPL Financial LLC | 18,416 | $117.3K | 0.00% | +18,416 | New |
| One Wealth Advisors, LLC | 18,464 | $117.6K | 0.03% | +18,464 | New |
| Diametric Capital, LP | 18,777 | $119.6K | 0.06% | +18,777 | New |
| Mandatum Life Insurance Co Ltd | 20,000 | $127.4K | 0.04% | +20,000 | New |
| Cambridge Investment Research Advisors, Inc. | 20,374 | $130.0K | 0.00% | −1,500−6.9% | Reduced |
| White Pine Capital LLC | 20,616 | $131.3K | 0.05% | +20,616 | New |
| Brandywine Global Investment Management, LLC | 20,638 | $131.5K | 0.00% | −42−0.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 20,943 | $133.4K | 0.00% | +20,943 | New |
| Qube Research & Technologies Ltd | 21,251 | $135.4K | 0.00% | −14,240−40.1% | Reduced |
| Charles Schwab Investment Management Inc | 23,152 | $147.5K | 0.00% | 00.0% | Unchanged |
| Worth Venture Partners, LLC | 23,200 | $147.8K | 0.07% | +18,200+364.0% | Added |
| Atria Wealth Solutions, Inc. | 25,045 | $159.5K | 0.00% | −342−1.3% | Reduced |
| Man Group plc | – | $165.8K | 0.00% | – | – |
| GWM Advisors LLC | 28,264 | $167.2K | 0.00% | +19,123+209.2% | Added |
| 683 Capital Management, LLC | 28,000 | $178.4K | 0.02% | +28,000 | New |
| K2 Principal Fund, L.P. | 28,229 | $179.8K | 0.05% | +28,229 | New |
| LMR Partners LLP | 28,707 | $182.9K | 0.00% | +28,707 | New |
| Aigen Investment Management, LP | 29,366 | $187.1K | 0.03% | +2,666+10.0% | Added |
| HighTower Advisors, LLC | 31,299 | $202.0K | 0.00% | −125−0.4% | Reduced |
| Trexquant Investment LP | 32,158 | $204.8K | 0.01% | +32,158 | New |
| Wells Fargo & Company | 32,587 | $207.6K | 0.00% | +21,841+203.2% | Added |
| Globeflex Capital L P | 34,447 | $219.4K | 0.03% | +34,447 | New |
| CM Wealth Advisors LLC | 46,458 | $232.0K | 0.04% | +46,458 | New |
| Balyasny Asset Management LLC | 38,365 | $244.4K | 0.00% | +38,365 | New |
| Advisor Group Holdings, Inc. | 42,014 | $267.6K | 0.00% | +16,585+65.2% | Added |
| Daiwa Securities Group Inc. | 45,000 | $286.0K | 0.00% | +45,000 | New |
| Aristides Capital LLC | 50,000 | $318.5K | 0.20% | +50,000 | New |
| Franklin Resources Inc | 51,811 | $330.0K | 0.00% | 00.0% | Unchanged |
| Alps Advisors Inc | 54,920 | $349.8K | 0.00% | +54,920 | New |
| Bailard, Inc. | 57,785 | $368.1K | 0.01% | −17,800−23.5% | Reduced |
| SEI Investments Co | 60,909 | $388.0K | 0.00% | +60,909 | New |
| Caxton Associates LP | 62,999 | $401.3K | 0.06% | +62,999 | New |
| Mirabella Financial Services LLP | 63,492 | $404.4K | 0.09% | +63,492 | New |
| Kestra Advisory Services, LLC | 78,920 | $502.7K | 0.01% | +78,920 | New |
| Ritholtz Wealth Management | 79,143 | $504.1K | 0.03% | +67,352+571.2% | Added |
| Gsa Capital Partners LLP | 80,162 | $511.0K | 0.05% | +80,162 | New |
| Citadel Advisors LLC | 81,183 | $517.1K | 0.00% | −202,324−71.4% | Reduced |
| Voloridge Investment Management, LLC | 87,241 | $555.7K | 0.00% | +87,241 | New |
| Occudo Quantitative Strategies LP | 92,005 | $586.1K | 0.05% | −61,904−40.2% | Reduced |
| Northern Trust Corp | 93,586 | $596.1K | 0.00% | +12,409+15.3% | Added |
| Littlejohn & Co LLC | 98,797 | $629.3K | 0.38% | −846,880−89.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 100,725 | $641.6K | 0.01% | +2,325+2.4% | Added |
| Cornercap Investment Counsel Inc | 107,433 | $684.3K | 0.12% | −58,560−35.3% | Reduced |
| Millrace Asset Group, Inc. | 108,893 | $694.0K | 0.81% | +108,893 | New |
| UBS Group AG | 113,331 | $721.9K | 0.00% | +96,447+571.2% | Added |
| HRT Financial LP | 121,260 | $772.0K | 0.01% | +100,729+490.6% | Added |
| Barclays PLC | 126,257 | $804.3K | 0.00% | +126,257 | New |
| TSP Capital Management Group, LLC | 159,600 | $1.02M | 0.37% | −46,649−22.6% | Reduced |
| Graham Capital Management, L.P. | 160,729 | $1.02M | 0.04% | +147,293+1,096.3% | Added |
| Cubist Systematic Strategies, LLC | 166,355 | $1.06M | 0.01% | +125,725+309.4% | Added |
| State Street Corp | 181,964 | $1.16M | 0.00% | +39,900+28.1% | Added |
| Two Sigma Advisers, LP | 184,909 | $1.18M | 0.00% | −120,625−39.5% | Reduced |
| ClariVest Asset Management LLC | 199,427 | $1.27M | 0.06% | −60,873−23.4% | Reduced |
| Divisadero Street Capital Management, LP | 200,000 | $1.27M | 0.56% | +200,000 | New |
| O'Shaughnessy Asset Management, LLC | 209,046 | $1.33M | 0.02% | +158,591+314.3% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 216,086 | $1.38M | 0.01% | +20,338+10.4% | Added |
| Thompson Siegel & Walmsley LLC | 223,698 | $1.43M | 0.02% | −55,822−20.0% | Reduced |
| Susquehanna Fundamental Investments, LLC | 229,814 | $1.46M | 0.03% | −8,171−3.4% | Reduced |
| Ameriprise Financial Inc | 261,388 | $1.67M | 0.00% | −109,150−29.5% | Reduced |
| Kennedy Capital Management, Inc. | 281,395 | $1.79M | 0.05% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 290,832 | $1.85M | 0.00% | +144,659+99.0% | Added |
| Jane Street Group, LLC | 300,333 | $1.91M | 0.00% | +177,743+145.0% | Added |
| Stratos Wealth Partners, LTD. | 325,628 | $2.07M | 0.06% | +303,433+1,367.1% | Added |
| Susquehanna International Group, LLP | 331,297 | $2.11M | 0.00% | +331,297 | New |
| Squarepoint Ops LLC | 363,875 | $2.32M | 0.02% | +341,007+1,491.2% | Added |
| Goldman Sachs Group Inc | 385,482 | $2.46M | 0.00% | +286,171+288.2% | Added |