Ampio Pharmaceuticals, Inc.
AMPEDelisted Apr 4, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001411906
Ampio Pharmaceuticals, Inc. was delisted on Apr 4, 2024; its insiders filed their last Form 4 on Jun 13, 2023; 28 institutions reported holding it in 13F filings for Q1 2024, worth $34.2K in total; no superinvestor held it.
13F holders, Q3 2022
Institutional positions in Ampio Pharmaceuticals, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 97
- −16 vs. Q2 2022
- Shares held
- 29.6M
- −738.2K (−2.4%) vs. Q2 2022
- Total value
- $1.77M
- −$3.63M (−67.3%) vs. Q2 2022
- New holders
- 4
- 11 more added
- Sold out
- 20
- 25 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AMPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $67 |
| Q4 2025 | 2 | $2 |
| Q3 2025 | 3 | $1 |
| Q2 2025 | 3 | $1 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 6 | $13 |
| Q1 2024 | 28 | $34.2K |
| Q4 2023 | 29 | $96.8K |
| Q3 2023 | 26 | $8.44K |
| Q2 2023 | 35 | $98.8K |
| Q1 2023 | 36 | $124.7K |
| Q4 2022 | 34 | $90.8K |
| Q3 2022 | 97 | $1.77M |
| Q2 2022 | 114 | $5.41M |
| Q1 2022 | 129 | $22.8M |
| Q4 2021 | 131 | $33.7M |
| Q3 2021 | 121 | $72.6M |
| Q2 2021 | 128 | $75.4M |
| Q1 2021 | 110 | $51.5M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Ampio Pharmaceuticals, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Geneos Wealth Management Inc. | 11,805 | $0 | 0.00% | −50,261−81.0% | Reduced |
| Citigroup Inc | 680 | $0 | 0.00% | −40,374−98.3% | Reduced |
| JJJ Advisors Inc. | 16,719 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 5,133 | $0 | 0.00% | +936+22.3% | Added |
| Northwestern Mutual Wealth Management Co | 10,890 | $0 | 0.00% | +3,100+39.8% | Added |
| WealthTrust Axiom LLC | 10,000 | $0 | 0.00% | 00.0% | Unchanged |
| Trustcore Financial Services, LLC | 5,917 | $0 | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 147 | $0 | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 1,399 | $0 | 0.00% | −2,515−64.3% | Reduced |
| Credit Suisse AG | 9 | $0 | 0.00% | 00.0% | Unchanged |
| Umb Bank N A | 1,000 | $0 | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 2,000 | $0 | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 2,670 | $0 | 0.00% | 00.0% | Unchanged |
| Mine & Arao Wealth Creation & Management, LLC. | 600 | $0 | 0.00% | 00.0% | Unchanged |
| Morton Brown Family Wealth, LLC | 1,800 | $0 | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 4,020 | $0 | 0.00% | +4,020 | New |
| Glen Eagle Advisors, LLC | 1,000 | $61 | 0.00% | 00.0% | Unchanged |
| HRT Financial LP | 23,980 | $1.00K | 0.00% | −175,699−88.0% | Reduced |
| Commonwealth Equity Services, LLC | 29,526 | $1.00K | 0.00% | −2,000−6.3% | Reduced |
| Victory Capital Management Inc | 23,635 | $1.00K | 0.00% | −4,450−15.8% | Reduced |
| Private Advisor Group, LLC | 10,000 | $1.00K | 0.00% | −11,076−52.6% | Reduced |
| Exencial Wealth Advisors, LLC | 24,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Brookstone Capital Management | 18,675 | $1.00K | 0.00% | −2,500−11.8% | Reduced |
| Sunbelt Securities, Inc. | 22,761 | $1.00K | 0.00% | 00.0% | Unchanged |
| Change Path, LLC | 19,833 | $1.00K | 0.00% | −2,000−9.2% | Reduced |
| Mayflower Financial Advisors, LLC | 24,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 16,700 | $1.00K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 17,442 | $1.00K | 0.00% | 00.0% | Unchanged |
| IFG Advisory, LLC | 20,130 | $1.00K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 17,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 19,500 | $1.00K | 0.00% | 00.0% | Unchanged |
| Wescott Financial Advisory Group, LLC | 20,486 | $1.00K | 0.00% | 00.0% | Unchanged |
| Strategic Financial Services, Inc, | 10,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,075 | $1.00K | 0.00% | 00.0% | Unchanged |
| Buckingham Strategic Wealth, LLC | 10,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 14,646 | $1.00K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 10,000 | $1.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 21,000 | $1.00K | 0.00% | +18,377+700.6% | Added |
| Buckingham Strategic Partners | 20,000 | $1.00K | 0.00% | +20,000 | New |
| BNP Paribas Arbitrage, SA | 22,905 | $1.39K | 0.00% | −11,980−34.3% | Reduced |
| Marotta Asset Management | 24,000 | $1.45K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 38,000 | $2.00K | 0.00% | −38,900−50.6% | Reduced |
| Two Sigma Securities, LLC | 27,364 | $2.00K | 0.00% | −22,458−45.1% | Reduced |
| SNS Financial Group, LLC | 40,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 35,050 | $2.00K | 0.00% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 28,500 | $2.00K | 0.00% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 30,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 25,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| David R. Rahn & Associates Inc. | 26,455 | $2.00K | 0.00% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 26,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 38,000 | $2.30K | 0.00% | −38,900−50.6% | Reduced |
| Goldman Sachs Group Inc | 47,814 | $3.00K | 0.00% | −17,559−26.9% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 57,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 52,549 | $3.00K | 0.00% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 46,942 | $3.00K | 0.00% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 146,737 | $4.00K | 0.00% | −210.0% | Reduced |
| LPL Financial LLC | 59,879 | $4.00K | 0.00% | −21,850−26.7% | Reduced |
| LMR Partners LLP | 69,501 | $4.00K | 0.00% | 00.0% | Unchanged |
| Raymond James & Associates | 71,417 | $4.00K | 0.00% | +5,000+7.5% | Added |
| Dana Investment Advisors, Inc. | 65,000 | $4.00K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 63,960 | $4.00K | 0.00% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 59,050 | $4.00K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 71,844 | $4.00K | 0.00% | +26,224+57.5% | Added |
| GHP Investment Advisors, Inc. | 90,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 90,400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 83,100 | $5.00K | 0.00% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 76,000 | $5.00K | 0.00% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 98,472 | $6.00K | 0.00% | −530,700−84.3% | Reduced |
| Morgan Stanley | 106,412 | $6.00K | 0.00% | −203,312−65.6% | Reduced |
| Bank of New York Mellon Corp | 105,668 | $6.00K | 0.00% | 00.0% | Unchanged |
| Northcape Wealth Management, LLC | 98,000 | $6.00K | 0.00% | +98,000 | New |
| Susquehanna International Group, LLP | 116,076 | $7.00K | 0.00% | −105,312−47.6% | Reduced |
| Helen Stephens Group, LLC | 117,222 | $7.00K | 0.00% | 00.0% | Unchanged |
| Chicago Capital, LLC | 110,560 | $7.00K | 0.00% | 00.0% | Unchanged |
| Group One Trading, L.P. | 135,721 | $8.00K | 0.00% | −16,269−10.7% | Reduced |
| Kestra Advisory Services, LLC | 128,878 | $8.00K | 0.00% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 150,737 | $9.00K | 0.00% | −21,055−12.3% | Reduced |
| Cypress Capital Management LLC (WY) | 140,925 | $9.00K | 0.01% | −4,600−3.2% | Reduced |
| Advisor Group Holdings, Inc. | 146,305 | $9.00K | 0.00% | +10,605+7.8% | Added |
| Western Wealth Management, LLC | 352,950 | $11.0K | 0.00% | −212,000−37.5% | Reduced |
| Man Group plc | 186,753 | $11.0K | 0.00% | – | – |
| Virtu Financial LLC | 202,937 | $12.0K | 0.00% | −223,182−52.4% | Reduced |
| Two Sigma Investments, LP | 198,348 | $12.0K | 0.00% | +133,600+206.3% | Added |
| Jane Street Group, LLC | 318,836 | $19.0K | 0.00% | +182,350+133.6% | Added |
| Northern Trust Corp | 336,909 | $20.0K | 0.00% | 00.0% | Unchanged |
| Brighton Jones LLC | 369,011 | $22.0K | 0.00% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 432,216 | $26.0K | 0.00% | +325,300+304.3% | Added |
| Courier Capital LLC | 540,056 | $33.0K | 0.00% | 00.0% | Unchanged |
| State Street Corp | 616,027 | $37.0K | 0.00% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 606,800 | $37.0K | 0.00% | 00.0% | Unchanged |
| Private Capital Management LLC | 937,237 | $57.0K | 0.02% | 00.0% | Unchanged |
| Shilanski & Associates, Inc. | 937,237 | $57.0K | 0.02% | +937,237 | New |
| CVA Family Office, LLC | 1,137,920 | $69.0K | 0.02% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 1,642,296 | $99.0K | 0.00% | 00.0% | Unchanged |
| Millennium Management LLC | 2,692,183 | $163.0K | 0.00% | +656,770+32.3% | Added |
| BlackRock Inc. | 4,642,785 | $281.0K | 0.00% | −56,279−1.2% | Reduced |
| Vanguard Group Inc | 9,954,092 | $602.0K | 0.00% | +1,662,127+20.0% | Added |
| Ergoteles LLC | 0 | $0 | 0.00% | −957,800−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −662,947−100.0% | Sold out |
| Renaissance Technologies LLC | 0 | $0 | 0.00% | −435,900−100.0% | Sold out |