Ampio Pharmaceuticals, Inc.
AMPEDelisted Apr 4, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001411906
Ampio Pharmaceuticals, Inc. was delisted on Apr 4, 2024; its insiders filed their last Form 4 on Jun 13, 2023; 28 institutions reported holding it in 13F filings for Q1 2024, worth $34.2K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Ampio Pharmaceuticals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 121
- −6 vs. Q2 2021
- Shares held
- 44.2M
- +48.0K (+0.1%) vs. Q2 2021
- Total value
- $72.6M
- −$1.09M (−1.5%) vs. Q2 2021
- New holders
- 7
- 32 more added
- Sold out
- 13
- 28 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AMPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $67 |
| Q4 2025 | 2 | $2 |
| Q3 2025 | 3 | $1 |
| Q2 2025 | 3 | $1 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 6 | $13 |
| Q1 2024 | 28 | $34.2K |
| Q4 2023 | 29 | $96.8K |
| Q3 2023 | 26 | $8.44K |
| Q2 2023 | 35 | $98.8K |
| Q1 2023 | 36 | $124.7K |
| Q4 2022 | 34 | $90.8K |
| Q3 2022 | 97 | $1.77M |
| Q2 2022 | 114 | $5.41M |
| Q1 2022 | 129 | $22.8M |
| Q4 2021 | 131 | $33.7M |
| Q3 2021 | 121 | $72.6M |
| Q2 2021 | 128 | $75.4M |
| Q1 2021 | 110 | $51.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Ampio Pharmaceuticals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| BlackRock Inc. | 12,286,154 | $20.4M | 0.00% | +145,478+1.2% | Added |
| Vanguard Group Inc | 9,250,467 | $15.4M | 0.00% | +64,360+0.7% | Added |
| State Street Corp | 3,429,991 | $5.69M | 0.00% | +632,688+22.6% | Added |
| Geode Capital Management, LLC | 3,112,761 | $5.17M | 0.00% | +131,653+4.4% | Added |
| Willis Investment Counsel | 2,031,840 | $3.37M | 0.19% | −153,000−7.0% | Reduced |
| Northern Trust Corp | 1,794,161 | $2.98M | 0.00% | −56,101−3.0% | Reduced |
| Private Capital Management LLC | 937,237 | $1.56M | 0.64% | 00.0% | Unchanged |
| Bridgeway Capital Management, LLC | 896,800 | $1.49M | 0.03% | −125,000−12.2% | Reduced |
| CVA Family Office, LLC | 1,173,200 | $1.12M | 0.81% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 629,172 | $1.04M | 0.14% | 00.0% | Unchanged |
| Nuveen Asset Management, LLC | 547,365 | $986.0K | 0.00% | −3,761−0.7% | Reduced |
| Bank of New York Mellon Corp | 532,527 | $884.0K | 0.00% | +49,572+10.3% | Added |
| Charles Schwab Investment Management Inc | 496,432 | $825.0K | 0.00% | +19,873+4.2% | Added |
| D. E. Shaw & Co., Inc. | 418,422 | $695.0K | 0.00% | +366,705+709.1% | Added |
| Courier Capital LLC | 396,356 | $658.0K | 0.06% | 00.0% | Unchanged |
| Group One Trading, L.P. | 383,137 | $636.0K | 0.01% | +32,935+9.4% | Added |
| Brighton Jones LLC | 369,011 | $613.0K | 0.03% | +198,555+116.5% | Added |
| ACT Capital Management, LLC | 291,500 | $484.0K | 0.25% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 240,181 | $399.0K | 0.00% | −339,299−58.6% | Reduced |
| Raymond James & Associates | 214,803 | $357.0K | 0.00% | −1,269−0.6% | Reduced |
| Cypress Capital Management LLC (WY) | 196,775 | $327.0K | 0.27% | −10,000−4.8% | Reduced |
| Simplex Trading, LLC | 153,626 | $259.0K | 0.01% | 00.0% | Unchanged |
| Rhumbline Advisers | 149,863 | $249.0K | 0.00% | +8,950+6.4% | Added |
| Beacon Investment Advisory Services, Inc. | 144,947 | $241.0K | 0.01% | +104,947+262.4% | Added |
| Morgan Stanley | 143,631 | $237.0K | 0.00% | +12,033+9.1% | Added |
| Goldman Sachs Group Inc | 132,799 | $220.0K | 0.00% | −63,278−32.3% | Reduced |
| Price T Rowe Associates Inc | 129,421 | $215.0K | 0.00% | +663+0.5% | Added |
| Traynor Capital Management, Inc. | 125,844 | $208.0K | 0.03% | +30,302+31.7% | Added |
| Advisor Group Holdings, Inc. | 123,700 | $205.0K | 0.00% | +6,500+5.5% | Added |
| Deutsche Bank AG | 122,224 | $203.0K | 0.00% | −855−0.7% | Reduced |
| Captrust Financial Advisors | 112,535 | $187.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 112,146 | $187.0K | 0.00% | +28,719+34.4% | Added |
| Chicago Capital, LLC | 110,560 | $184.0K | 0.01% | 00.0% | Unchanged |
| Manufacturers Life Insurance Company, The | 109,516 | $182.0K | 0.00% | −3,966−3.5% | Reduced |
| California State Teachers Retirement System | 108,326 | $180.0K | 0.00% | −154,799−58.8% | Reduced |
| Chicago Partners Investment Group LLC | 129,372 | $180.0K | 0.01% | +753+0.6% | Added |
| American International Group, Inc. | 106,644 | $177.0K | 0.00% | +63+0.1% | Added |
| New York State Common Retirement Fund | 103,138 | $171.0K | 0.00% | −59,762−36.7% | Reduced |
| Transform Wealth, LLC | 102,741 | $171.0K | 0.02% | 00.0% | Unchanged |
| LPL Financial LLC | 98,043 | $163.0K | 0.00% | −10,521−9.7% | Reduced |
| GHP Investment Advisors, Inc. | 90,000 | $149.0K | 0.01% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 83,100 | $138.0K | 0.01% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 81,359 | $134.0K | 0.00% | +8,333+11.4% | Added |
| Barclays PLC | 79,625 | $133.0K | 0.00% | +55,558+230.8% | Added |
| Voya Investment Management LLC | 76,661 | $127.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 68,585 | $114.0K | 0.00% | +68,585 | New |
| Geneos Wealth Management Inc. | 68,966 | $111.0K | 0.00% | 00.0% | Unchanged |
| Dana Investment Advisors, Inc. | 65,000 | $108.0K | 0.00% | 00.0% | Unchanged |
| Citadel Advisors LLC | 60,475 | $100.0K | 0.00% | +7,218+13.6% | Added |
| AQR Capital Management LLC | 60,116 | $100.0K | 0.00% | +60,116 | New |
| Raymond James Financial Services Advisors, Inc. | 57,704 | $96.0K | 0.00% | −1,000−1.7% | Reduced |
| United Capital Financial Advisers, LLC | 57,000 | $95.0K | 0.00% | +1,600+2.9% | Added |
| IHT Wealth Management, LLC | 54,050 | $90.0K | 0.01% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 53,500 | $89.0K | 0.02% | −15,000−21.9% | Reduced |
| Harvest Investment Services, LLC | 52,089 | $86.0K | 0.04% | −72,334−58.1% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 47,000 | $78.0K | 0.01% | +10,000+27.0% | Added |
| State Board of Administration of Florida Retirement System | 46,250 | $77.0K | 0.00% | +46,250 | New |
| Principal Financial Group Inc | 41,431 | $69.0K | 0.00% | +11,020+36.2% | Added |
| SNS Financial Group, LLC | 40,000 | $66.0K | 0.01% | +40,000 | New |
| Tradition Wealth Management, LLC | 38,883 | $65.0K | 0.01% | −9,250−19.2% | Reduced |
| Amalgamated Bank | 35,313 | $59.0K | 0.00% | −606−1.7% | Reduced |
| Commonwealth Equity Services, LLC | 35,626 | $59.0K | 0.00% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 35,050 | $58.0K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 34,912 | $58.0K | 0.00% | +27,586+376.5% | Added |
| Change Path, LLC | 32,286 | $54.0K | 0.00% | −1,500−4.4% | Reduced |
| Metropolitan Life Insurance Co | 32,469 | $53.9K | 0.00% | −28,208−46.5% | Reduced |
| MetLife Investment Management | 30,950 | $51.4K | 0.00% | −48,303−60.9% | Reduced |
| Flagship Harbor Advisors, LLC | 30,400 | $51.0K | 0.01% | 00.0% | Unchanged |
| Victory Capital Management Inc | 26,760 | $44.0K | 0.00% | −2,226−7.7% | Reduced |
| David R. Rahn & Associates Inc. | 26,455 | $44.0K | 0.02% | +26,455 | New |
| TrinityPoint Wealth, LLC | 26,000 | $43.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 26,165 | $43.0K | 0.00% | +9,979+61.7% | Added |
| Oppenheimer & Co Inc | 25,100 | $42.0K | 0.00% | 00.0% | Unchanged |
| ProShare Advisors LLC | 24,967 | $41.0K | 0.00% | −24,380−49.4% | Reduced |
| Exencial Wealth Advisors, LLC | 24,500 | $41.0K | 0.00% | 00.0% | Unchanged |
| Citigroup Inc | 24,009 | $40.0K | 0.00% | +14,456+151.3% | Added |
| Marotta Asset Management | 24,000 | $39.8K | 0.01% | 00.0% | Unchanged |
| Baron Financial Group, LLC | 23,500 | $39.0K | 0.02% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 24,000 | $39.0K | 0.01% | 00.0% | Unchanged |
| HighPoint Advisor Group LLC | 22,500 | $37.0K | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 21,487 | $36.0K | 0.00% | −729−3.3% | Reduced |
| Brookstone Capital Management | 21,175 | $35.0K | 0.00% | 00.0% | Unchanged |
| Wescott Financial Advisory Group, LLC | 20,486 | $34.0K | 0.02% | 00.0% | Unchanged |
| Legal & General Group Plc | 20,123 | $33.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 20,000 | $33.0K | 0.00% | +10,000+100.0% | Added |
| Woodward Diversified Capital, LLC | 19,500 | $32.0K | 0.02% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 19,400 | $32.0K | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 18,306 | $30.0K | 0.00% | −183,261−90.9% | Reduced |
| Buckingham Strategic Wealth, LLC | 18,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Brown Advisory Inc | 16,700 | $28.0K | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 16,719 | $28.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 16,104 | $27.0K | 0.00% | +12,100+302.2% | Added |
| Blackhawk Capital Partners LLC. | 15,500 | $26.0K | 0.02% | 00.0% | Unchanged |
| Prudential Financial Inc | 15,550 | $26.0K | 0.00% | +3,370+27.7% | Added |
| Blair William & Co | 15,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 14,914 | $25.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 15,044 | $25.0K | 0.01% | +15,044 | New |
| Cornerstone Wealth Management, LLC | 14,646 | $24.0K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 15,132 | $23.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,290 | $19.0K | 0.00% | +11,290 | New |