Ampio Pharmaceuticals, Inc.
AMPEDelisted Apr 4, 2024- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001411906
Ampio Pharmaceuticals, Inc. was delisted on Apr 4, 2024; its insiders filed their last Form 4 on Jun 13, 2023; 28 institutions reported holding it in 13F filings for Q1 2024, worth $34.2K in total; no superinvestor held it.
13F holders, Q3 2021
Institutional positions in Ampio Pharmaceuticals, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 121
- −6 vs. Q2 2021
- Shares held
- 44.2M
- +48.0K (+0.1%) vs. Q2 2021
- Total value
- $72.6M
- −$1.09M (−1.5%) vs. Q2 2021
- New holders
- 7
- 32 more added
- Sold out
- 13
- 28 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting AMPE on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 0 | $0 |
| Q1 2026 | 1 | $67 |
| Q4 2025 | 2 | $2 |
| Q3 2025 | 3 | $1 |
| Q2 2025 | 3 | $1 |
| Q1 2025 | 2 | $0 |
| Q4 2024 | 1 | $0 |
| Q3 2024 | 0 | $0 |
| Q2 2024 | 6 | $13 |
| Q1 2024 | 28 | $34.2K |
| Q4 2023 | 29 | $96.8K |
| Q3 2023 | 26 | $8.44K |
| Q2 2023 | 35 | $98.8K |
| Q1 2023 | 36 | $124.7K |
| Q4 2022 | 34 | $90.8K |
| Q3 2022 | 97 | $1.77M |
| Q2 2022 | 114 | $5.41M |
| Q1 2022 | 129 | $22.8M |
| Q4 2021 | 131 | $33.7M |
| Q3 2021 | 121 | $72.6M |
| Q2 2021 | 128 | $75.4M |
| Q1 2021 | 110 | $51.5M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Ampio Pharmaceuticals, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mine & Arao Wealth Creation & Management, LLC. | 600 | $1.00K | 0.00% | 00.0% | Unchanged |
| Glen Eagle Advisors, LLC | 1,000 | $1.66K | 0.00% | 00.0% | Unchanged |
| Capital Advisory Group Advisory Services, LLC | 1,000 | $2.00K | 0.00% | 00.0% | Unchanged |
| MUFG Americas Holdings Corp | 1,665 | $3.00K | 0.00% | 00.0% | Unchanged |
| Country Trust Bank | 2,000 | $3.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 1,670 | $3.00K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 4,986 | $8.00K | 0.00% | +531+11.9% | Added |
| UBS Group AG | 5,211 | $8.00K | 0.00% | +4,211+421.1% | Added |
| Trustcore Financial Services, LLC | 5,917 | $10.0K | 0.00% | 00.0% | Unchanged |
| Newbridge Financial Services Group, Inc. | 6,500 | $11.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 7,000 | $12.0K | 0.00% | −1,374−16.4% | Reduced |
| Tower Research Capital LLC (TRC) | 7,702 | $13.0K | 0.00% | −3,960−34.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 7,790 | $13.0K | 0.00% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 14,435 | $15.0K | 0.00% | 00.0% | Unchanged |
| WealthTrust Axiom LLC | 10,000 | $16.0K | 0.01% | 00.0% | Unchanged |
| Strategic Financial Services, Inc, | 10,000 | $17.0K | 0.00% | −180,000−94.7% | Reduced |
| Private Advisor Group, LLC | 10,500 | $17.0K | 0.00% | 00.0% | Unchanged |
| Hoylecohen, LLC | 10,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 10,000 | $17.0K | 0.00% | 00.0% | Unchanged |
| Wells Trecaso Financial Group, LLC | 10,000 | $17.0K | 0.01% | 00.0% | Unchanged |
| Mosaic Family Wealth, LLC | 11,000 | $18.0K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,290 | $19.0K | 0.00% | +11,290 | New |
| Sunbelt Securities, Inc. | 15,132 | $23.0K | 0.00% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 14,646 | $24.0K | 0.00% | 00.0% | Unchanged |
| Blair William & Co | 15,000 | $25.0K | 0.00% | 00.0% | Unchanged |
| Ameritas Investment Partners, Inc. | 14,914 | $25.0K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 15,044 | $25.0K | 0.01% | +15,044 | New |
| Blackhawk Capital Partners LLC. | 15,500 | $26.0K | 0.02% | 00.0% | Unchanged |
| Prudential Financial Inc | 15,550 | $26.0K | 0.00% | +3,370+27.7% | Added |
| HighTower Advisors, LLC | 16,104 | $27.0K | 0.00% | +12,100+302.2% | Added |
| Brown Advisory Inc | 16,700 | $28.0K | 0.00% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 16,719 | $28.0K | 0.01% | 00.0% | Unchanged |
| Jane Street Group, LLC | 18,306 | $30.0K | 0.00% | −183,261−90.9% | Reduced |
| Buckingham Strategic Wealth, LLC | 18,000 | $30.0K | 0.00% | 00.0% | Unchanged |
| Woodward Diversified Capital, LLC | 19,500 | $32.0K | 0.02% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 19,400 | $32.0K | 0.00% | 00.0% | Unchanged |
| Legal & General Group Plc | 20,123 | $33.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 20,000 | $33.0K | 0.00% | +10,000+100.0% | Added |
| Wescott Financial Advisory Group, LLC | 20,486 | $34.0K | 0.02% | 00.0% | Unchanged |
| Brookstone Capital Management | 21,175 | $35.0K | 0.00% | 00.0% | Unchanged |
| Parametric Portfolio Associates LLC | 21,487 | $36.0K | 0.00% | −729−3.3% | Reduced |
| HighPoint Advisor Group LLC | 22,500 | $37.0K | 0.00% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 24,000 | $39.0K | 0.01% | 00.0% | Unchanged |
| Baron Financial Group, LLC | 23,500 | $39.0K | 0.02% | 00.0% | Unchanged |
| Marotta Asset Management | 24,000 | $39.8K | 0.01% | 00.0% | Unchanged |
| Citigroup Inc | 24,009 | $40.0K | 0.00% | +14,456+151.3% | Added |
| ProShare Advisors LLC | 24,967 | $41.0K | 0.00% | −24,380−49.4% | Reduced |
| Exencial Wealth Advisors, LLC | 24,500 | $41.0K | 0.00% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 25,100 | $42.0K | 0.00% | 00.0% | Unchanged |
| TrinityPoint Wealth, LLC | 26,000 | $43.0K | 0.01% | 00.0% | Unchanged |
| Royal Bank of Canada | 26,165 | $43.0K | 0.00% | +9,979+61.7% | Added |
| Victory Capital Management Inc | 26,760 | $44.0K | 0.00% | −2,226−7.7% | Reduced |
| David R. Rahn & Associates Inc. | 26,455 | $44.0K | 0.02% | +26,455 | New |
| Flagship Harbor Advisors, LLC | 30,400 | $51.0K | 0.01% | 00.0% | Unchanged |
| MetLife Investment Management | 30,950 | $51.4K | 0.00% | −48,303−60.9% | Reduced |
| Metropolitan Life Insurance Co | 32,469 | $53.9K | 0.00% | −28,208−46.5% | Reduced |
| Change Path, LLC | 32,286 | $54.0K | 0.00% | −1,500−4.4% | Reduced |
| BNP Paribas Arbitrage, SA | 34,912 | $58.0K | 0.00% | +27,586+376.5% | Added |
| JFS Wealth Advisors, LLC | 35,050 | $58.0K | 0.01% | 00.0% | Unchanged |
| Amalgamated Bank | 35,313 | $59.0K | 0.00% | −606−1.7% | Reduced |
| Commonwealth Equity Services, LLC | 35,626 | $59.0K | 0.00% | 00.0% | Unchanged |
| Tradition Wealth Management, LLC | 38,883 | $65.0K | 0.01% | −9,250−19.2% | Reduced |
| SNS Financial Group, LLC | 40,000 | $66.0K | 0.01% | +40,000 | New |
| Principal Financial Group Inc | 41,431 | $69.0K | 0.00% | +11,020+36.2% | Added |
| State Board of Administration of Florida Retirement System | 46,250 | $77.0K | 0.00% | +46,250 | New |
| Sheaff Brock Investment Advisors, LLC | 47,000 | $78.0K | 0.01% | +10,000+27.0% | Added |
| Harvest Investment Services, LLC | 52,089 | $86.0K | 0.04% | −72,334−58.1% | Reduced |
| Cutter & CO Brokerage, Inc. | 53,500 | $89.0K | 0.02% | −15,000−21.9% | Reduced |
| IHT Wealth Management, LLC | 54,050 | $90.0K | 0.01% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 57,000 | $95.0K | 0.00% | +1,600+2.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 57,704 | $96.0K | 0.00% | −1,000−1.7% | Reduced |
| Citadel Advisors LLC | 60,475 | $100.0K | 0.00% | +7,218+13.6% | Added |
| AQR Capital Management LLC | 60,116 | $100.0K | 0.00% | +60,116 | New |
| Dana Investment Advisors, Inc. | 65,000 | $108.0K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 68,966 | $111.0K | 0.00% | 00.0% | Unchanged |
| SG Americas Securities, LLC | 68,585 | $114.0K | 0.00% | +68,585 | New |
| Voya Investment Management LLC | 76,661 | $127.0K | 0.00% | 00.0% | Unchanged |
| Barclays PLC | 79,625 | $133.0K | 0.00% | +55,558+230.8% | Added |
| JPMorgan Chase & Co | 81,359 | $134.0K | 0.00% | +8,333+11.4% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 83,100 | $138.0K | 0.01% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 90,000 | $149.0K | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 98,043 | $163.0K | 0.00% | −10,521−9.7% | Reduced |
| New York State Common Retirement Fund | 103,138 | $171.0K | 0.00% | −59,762−36.7% | Reduced |
| Transform Wealth, LLC | 102,741 | $171.0K | 0.02% | 00.0% | Unchanged |
| American International Group, Inc. | 106,644 | $177.0K | 0.00% | +63+0.1% | Added |
| California State Teachers Retirement System | 108,326 | $180.0K | 0.00% | −154,799−58.8% | Reduced |
| Chicago Partners Investment Group LLC | 129,372 | $180.0K | 0.01% | +753+0.6% | Added |
| Manufacturers Life Insurance Company, The | 109,516 | $182.0K | 0.00% | −3,966−3.5% | Reduced |
| Chicago Capital, LLC | 110,560 | $184.0K | 0.01% | 00.0% | Unchanged |
| Captrust Financial Advisors | 112,535 | $187.0K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 112,146 | $187.0K | 0.00% | +28,719+34.4% | Added |
| Deutsche Bank AG | 122,224 | $203.0K | 0.00% | −855−0.7% | Reduced |
| Advisor Group Holdings, Inc. | 123,700 | $205.0K | 0.00% | +6,500+5.5% | Added |
| Traynor Capital Management, Inc. | 125,844 | $208.0K | 0.03% | +30,302+31.7% | Added |
| Price T Rowe Associates Inc | 129,421 | $215.0K | 0.00% | +663+0.5% | Added |
| Goldman Sachs Group Inc | 132,799 | $220.0K | 0.00% | −63,278−32.3% | Reduced |
| Morgan Stanley | 143,631 | $237.0K | 0.00% | +12,033+9.1% | Added |
| Beacon Investment Advisory Services, Inc. | 144,947 | $241.0K | 0.01% | +104,947+262.4% | Added |
| Rhumbline Advisers | 149,863 | $249.0K | 0.00% | +8,950+6.4% | Added |
| Simplex Trading, LLC | 153,626 | $259.0K | 0.01% | 00.0% | Unchanged |