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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Jul 15, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
192
−527 vs. Q1 2022
Portfolio value
$220.8M
−$60.1M (−21.4%) vs. Q1 2022
Filed
Jul 15, 2022
SEC
Holdings of Herold Advisors, Inc. in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
HRTGHeritage Insurance Holdings, Inc.COM14,000$36.0K<0.1%+8,000+133.3%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,223$78.0K<0.1%00.0%UnchangedHistory
UAAUnder Armour, Inc.Stock10,000$83.0K<0.1%00.0%UnchangedHistory
PNIPIMCO New York Municipal Income Fund IICOM10,670$93.0K<0.1%+29+0.3%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN10,200$101.0K<0.1%−9,500−48.2%ReducedHistory
ENXEaton Vance New York Municipal Bond FundCOM14,899$138.0K0.1%+34+0.2%AddedHistory
Flagstar Bank, National Association649445103COM18,218$166.0K0.1%+2,022+12.5%Added–
NNYNuveen New York Municipal Value FundCOM23,371$198.0K0.1%+66+0.3%AddedHistory
KMIKinder Morgan, Inc.Stock12,044$201.0K0.1%−500−4.0%ReducedHistory
Pacer FDS Tr69374H766INDUSTRIAL RELET5,000$204.0K0.1%00.0%Unchanged–
Global X FDS37954Y483NASDAQ 100 COVER12,310$215.0K0.1%−5,000−28.9%Reduced–
DDDuPont de Nemours, Inc.COM3,900$216.0K0.1%−52−1.3%ReducedHistory
American Centy ETF Tr025072307US QUALITY GROW4,085$227.0K0.1%00.0%Unchanged–
CATCaterpillar IncStock1,287$230.0K0.1%+51+4.1%AddedHistory
Flexshares Tr33939L845QLT DIV DEF IDX4,640$232.0K0.1%00.0%Unchanged–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US3,435$232.0K0.1%00.0%Unchanged–
TMOThermo Fisher Scientific Inc.Stock435$236.0K0.1%+65+17.6%AddedHistory
iShares Tr464288638ISHS 5-10YR INVT4,678$238.0K0.1%−1,045−18.3%Reduced–
LOWLowes Companies IncStock1,369$239.0K0.1%+399+41.1%AddedHistory
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,800$239.0K0.1%00.0%UnchangedHistory
NFGNational Fuel Gas CoStock3,650$241.0K0.1%00.0%UnchangedHistory
GLWCorning IncCOM7,700$242.0K0.1%00.0%UnchangedHistory
EXPDExpeditors International of Washington IncCOM2,500$243.0K0.1%−500−16.7%ReducedHistory
WSTWest Pharmaceutical Services IncCOM807$244.0K0.1%+102+14.5%AddedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF6,175$248.0K0.1%+115+1.9%Added–
PWRQuanta Services, Inc.COM2,000$250.0K0.1%00.0%UnchangedHistory
STESTERIS plcSHS USD1,219$251.0K0.1%+279+29.7%AddedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF6,270$255.0K0.1%00.0%Unchanged–
CLColgate Palmolive CoStock3,275$262.0K0.1%+3,275NewHistory
ITWIllinois Tool Works IncStock1,460$266.0K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF3,900$272.0K0.1%+100+2.6%Added–
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV13,408$275.0K0.1%+2,108+18.7%Added–
ORCLOracle CorpStock4,024$281.0K0.1%+5+0.1%AddedHistory
MOAltria Group, Inc.Stock6,755$282.0K0.1%00.0%UnchangedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF9,209$289.0K0.1%+40.0%Added–
ADBEAdobe Inc.Stock800$292.0K0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q159INCOME ETF6,370$292.0K0.1%+3,260+104.8%Added–
GILDGilead Sciences, Inc.Stock4,766$294.0K0.1%+106+2.3%AddedHistory
MSMorgan StanleyStock3,936$299.0K0.1%+1,011+34.6%AddedHistory
BPBP PLCADR10,629$301.0K0.1%+7+0.1%AddedHistory
Goldman Sachs ETF Tr381430396JUST US LRG CP5,740$309.0K0.1%+1,500+35.4%Added–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT6,455$310.0K0.1%+465+7.8%AddedHistory
TGTTarget CorpStock2,225$314.0K0.1%+449+25.3%AddedHistory
Goldman Sachs ETF Tr381430362ACCESS INFLATI6,210$320.0K0.1%+1,000+19.2%Added–
PYPLPayPal Holdings, Inc.Stock4,600$321.0K0.1%+100+2.2%AddedHistory
iShares Russell Midcap ETF464287499ETF5,000$323.0K0.1%00.0%Unchanged–
SEESealed Air CorpCOM5,685$328.0K0.1%+625+12.4%AddedHistory
Flexshares Tr33939L506IBOXX 3R TARGT13,349$331.0K0.1%+9,305+230.1%Added–
UPSUnited Parcel Service IncStock1,829$333.0K0.2%+215+13.3%AddedHistory
PRUPrudential Financial IncStock3,690$353.0K0.2%00.0%UnchangedHistory
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF8,428$354.0K0.2%00.0%Unchanged–
ABBNYABB LtdSPONSORED ADR13,300$355.0K0.2%00.0%UnchangedHistory
COHRCoherent Corp.COM7,001$356.0K0.2%00.0%UnchangedHistory
ELVElevance Health, Inc.Stock740$357.0K0.2%+185+33.3%AddedHistory
CCDCalamos Dynamic Convertible & Income FundCOM16,652$357.0K0.2%+3,806+29.6%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM32,551$359.0K0.2%−1,000−3.0%ReducedHistory
DGDollar General CorpCOM1,501$368.0K0.2%+286+23.5%AddedHistory
PMPhilip Morris International Inc.Stock3,897$384.0K0.2%00.0%UnchangedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL8,841$390.0K0.2%+254+3.0%Added–
DOWDow Inc.Stock7,829$404.0K0.2%+30.0%AddedHistory
SLViShares Silver TrustETF21,880$407.0K0.2%+980+4.7%AddedHistory
BRK.ABerkshire Hathaway IncCL A1$408.0K0.2%00.0%UnchangedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF2,082$410.0K0.2%00.0%Unchanged–
FFord Motor CoStock37,948$422.0K0.2%+2,108+5.9%AddedHistory
AXPAmerican Express CoStock3,100$429.0K0.2%+100+3.3%AddedHistory
iShares Global Clean Energy ETF464288224ETF22,520$429.0K0.2%00.0%Unchanged–
American Centy ETF Tr025072877US SML CP VALU6,485$443.0K0.2%00.0%Unchanged–
CCitigroup IncStock9,665$444.0K0.2%+40.0%AddedHistory
IRMIron Mountain IncCOM9,150$445.0K0.2%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD5,844$445.0K0.2%+10.0%Added–
BNTXBioNTech SESPONSORED ADS3,000$447.0K0.2%00.0%UnchangedHistory
KOCoca Cola CoStock7,184$451.0K0.2%+6+0.1%AddedHistory
CCICrown Castle Inc.REIT2,716$457.0K0.2%+52+2.0%AddedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG12,873$457.0K0.2%00.0%UnchangedHistory
HSYHershey CoCOM2,139$460.0K0.2%+334+18.5%AddedHistory
GSGoldman Sachs Group IncStock1,555$461.0K0.2%+190+13.9%AddedHistory
BENFranklin Templeton IncCOM20,250$472.0K0.2%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock6,251$485.0K0.2%00.0%UnchangedHistory
INTCIntel CorpStock13,435$502.0K0.2%+114+0.9%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF2,325$518.0K0.2%00.0%Unchanged–
Fidelity Covington Trust316092832DIVID ETF RISI13,570$524.0K0.2%00.0%Unchanged–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF6,585$524.0K0.2%00.0%Unchanged–
BXBlackstone Inc.COM5,868$535.0K0.2%+357+6.5%AddedHistory
OGSONE Gas, Inc.COM6,600$535.0K0.2%00.0%UnchangedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF11,225$562.0K0.3%−2,050−15.4%Reduced–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE13,613$562.0K0.3%+172+1.3%Added–
Pacer US Cash Cows 100 ETF69374H881ETF13,370$575.0K0.3%+103+0.8%Added–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A13,613$576.0K0.3%+4,536+50.0%AddedHistory
GLDSPDR Gold TrustETF3,555$598.0K0.3%+118+3.4%AddedHistory
APDAir Products & Chemicals, Inc.Stock2,525$607.0K0.3%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR13,212$608.0K0.3%−1,750−11.7%Reduced–
BNY Mellon ETF Trust09661T107US LRG CP CORE8,795$614.0K0.3%00.0%Unchanged–
NGGNational Grid PLCSPONSORED ADR NE9,554$618.0K0.3%00.0%UnchangedHistory
ABAlliancebernstein Holding L.P.UNIT LTD PARTN14,920$620.0K0.3%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF4,407$632.0K0.3%+20.0%Added–
EDConsolidated Edison IncStock6,961$661.0K0.3%+12+0.2%AddedHistory
ETNEaton Corp plcStock5,525$696.0K0.3%+105+1.9%AddedHistory
BABoeing CoStock5,196$710.0K0.3%+450+9.5%AddedHistory
RTXRTX CorpStock7,513$722.0K0.3%+7,513NewHistory
IBNIcici Bank LtdADR40,700$722.0K0.3%00.0%UnchangedHistory

Options (2)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Herold Advisors, Inc. in Q2 2022
SecurityClassPutsCalls
SPGIS&P Global Inc.Stock$2.50M–
SHELShell plcADR$1.05M–

Sold out since Q1 2022 (529)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 529 by value last quarter.

Positions of Herold Advisors, Inc. sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
SPGIS&P Global Inc.Stock7,270$2.98M1.1%History
SHELShell plcADR20,057$1.10M0.4%History
ETF Ser Solutions26922A172NATIONWIDE RSK27,624$678.2K0.2%–
ARK Innovation ETF00214Q104ETF5,053$335.0K0.1%–
GEGeneral Electric CoStock2,995$274.0K0.1%History
INSPInspire Medical Systems, Inc.COM1,000$256.7K0.1%History
JCIJohnson Controls International plcStock3,395$222.6K0.1%History
Siren ETF Tr829658301DIVCN LDRS ETF3,855$212.1K0.1%–
AVGOBroadcom Inc.Stock335$210.9K0.1%History
Vanguard Total Bond Market ETF921937835ETF2,633$209.5K0.1%–
KRKroger CoStock3,650$209.4K0.1%History
Goldman Sachs ETF Tr381430602ACTIVEBETA US3,320$205.5K0.1%–
AMCAMC Entertainment Holdings, Inc.CL A COM8,300$204.5K0.1%History
Global X FDS37954Y343GLBL X MLP ETF5,000$201.5K0.1%–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD4,000$198.3K0.1%–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT6,036$197.6K0.1%–
LRCXLam Research CorpCOM365$196.2K0.1%History
PSAPublic StorageCOM500$195.1K0.1%History
KEYKeycorpCOM8,700$194.7K0.1%History
TERTeradyne, IncStock1,620$191.5K0.1%History
Vanguard World FD921910733ESG US STK ETF2,360$191.3K0.1%–
EWEdwards Lifesciences CorpStock1,600$188.4K0.1%History
MDLZMondelez International, Inc.Stock3,000$188.3K0.1%History
EGPEastgroup Properties IncCOM910$185.0K0.1%History
EBAYeBay IncCOM3,200$183.2K0.1%History
RVTYRevvity, Inc.COM1,050$183.2K0.1%History
KHCKraft Heinz CoStock4,600$181.2K0.1%History
AMGNAmgen IncStock733$177.4K0.1%History
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL2,600$174.4K0.1%–
BSTBlackRock Science & Technology TrustSHS4,000$173.1K0.1%History
DDominion Energy, IncStock2,000$169.9K0.1%History
MUMicron Technology IncStock2,179$169.7K0.1%History
WisdomTree Tr97717X594ITL HDG QTLY DIV3,942$169.3K0.1%–
CAHCardinal Health IncStock2,950$167.3K0.1%History
VODVodafone Group Public Ltd CoADR10,060$167.2K0.1%History
DUKDuke Energy CORPStock1,478$165.1K0.1%History
CTVACorteva, Inc.Stock2,855$164.1K0.1%History
First Tr Exchange-Traded FD33733B100WTR ETF1,930$162.7K0.1%–
SPDR Series Trust78468R812ST STR MSCI USAQ1,300$162.0K0.1%–
FDXFedEx CorpStock700$162.0K0.1%History
HESHess CorpStock1,500$160.6K0.1%History
WYNNWynn Resorts LtdCOM1,975$157.5K0.1%History
iShares Tr46435G425ESG AWR MSCI USA1,546$156.7K0.1%–
New Age Alpha Tr64157X203AVDR US LRGCP ES4,975$154.7K0.1%–
JJacobs Solutions Inc.COM1,110$153.0K0.1%History
Fidelity High Dividend ETF316092840ETF3,650$151.9K0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT3,100$151.7K0.1%–
HPEHewlett Packard Enterprise CoCOM8,900$148.7K0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME4,284$145.1K0.1%–
ABNBAirbnb, Inc.Stock800$137.4K<0.1%History
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF3,463$136.6K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY2,300$135.1K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ1,800$132.5K<0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF2,935$132.0K<0.1%–
WSMWilliams Sonoma IncCOM900$130.5K<0.1%History
WRKWestRock CoCOM2,750$129.3K<0.1%History
TDToronto Dominion BankStock1,600$127.1K<0.1%History
MMM3M CoStock837$124.7K<0.1%History
Global X FDS37954Y475S&P 500 COVERED2,500$123.8K<0.1%–
OXYOccidental Petroleum CorpStock2,180$123.7K<0.1%History
COPConocoPhillipsStock1,224$122.5K<0.1%History
PNCPNC Financial Services Group, Inc.Stock661$121.9K<0.1%History
SPYSPDR S&P 500 ETF TrustETF266$120.1K<0.1%History
TGNATegna IncCOM5,300$118.7K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF1,520$118.4K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST3,000$117.1K<0.1%–
NMTNuveen Massachusetts Quality Municipal Income FundCOM9,085$115.6K<0.1%History
IDAIdacorp IncCOM1,000$115.4K<0.1%History
BABAAlibaba Group Holding LtdADR1,051$114.3K<0.1%History
WisdomTree Tr97717X131INTL QULTY DIV3,125$114.0K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM4,420$113.0K<0.1%History
CLXClorox CoStock800$111.2K<0.1%History
ALLAllstate CorpStock800$110.8K<0.1%History
OGNOrganon & Co.Stock3,168$110.7K<0.1%History
CFGCitizens Financial Group IncCOM2,400$108.8K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,450$108.0K<0.1%–
NADNuveen Quality Municipal Income FundCOM7,829$104.6K<0.1%History
Global X FDS37954Y657US PFD ETF4,365$102.6K<0.1%–
UUnity Software Inc.COM1,000$99.2K<0.1%History
ALKAlaska Air Group, Inc.COM1,700$98.6K<0.1%History
BRCCBRC Inc.COM CL A4,700$98.1K<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF425$96.8K<0.1%–
NMAINuveen Multi-Asset Income FundCOM5,956$96.5K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF1,169$95.7K<0.1%–
First Tr Exchange-Traded FD336917109SHS2,550$95.5K<0.1%–
iShares Tr464287556ISHARES BIOTECH725$94.5K<0.1%–
American Centy ETF Tr025072802INTL SMCP VLU1,505$94.2K<0.1%–
BIDUBaidu, Inc.ADR700$92.6K<0.1%History
PKGPackaging Corp of AmericaStock590$92.1K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US1,802$91.0K<0.1%–
Schwab US Dividend Equity ETF808524797ETF1,150$90.7K<0.1%–
iShares Tips Bond ETF464287176ETF725$90.3K<0.1%–
CARRCarrier Global CorpStock1,967$90.3K<0.1%History
RYRoyal Bank of CanadaStock810$89.3K<0.1%History
HONHoneywell International IncCOM458$89.1K<0.1%History
iShares U.S. Treasury Bond ETF46429B267ETF3,569$88.9K<0.1%–
First Tr Exchange Traded FD33738R100MULTI ASSET DI5,250$88.5K<0.1%–
METMetlife IncStock1,258$88.5K<0.1%History
DHRDanaher CorpStock300$88.0K<0.1%History
iShares Tr46434V290US SML CAP EQT1,600$87.3K<0.1%–