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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 9, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
719
+514 vs. Q4 2021
Portfolio value
$280.9M
+$23.4M (+9.1%) vs. Q4 2021
Filed
May 9, 2022
SEC
Holdings of Herold Advisors, Inc. in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock83,223$14.5M5.2%+1,454+1.8%AddedHistory
MSFTMicrosoft CorpStock32,712$10.1M3.6%+1,173+3.7%AddedHistory
MAMastercard IncStock17,425$6.23M2.2%−300−1.7%ReducedHistory
VVisa Inc.Stock26,461$5.87M2.1%−900−3.3%ReducedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT80,077$5.30M1.9%−500−0.6%ReducedHistory
ABBVAbbVie Inc.Stock31,845$5.16M1.8%+1,173+3.8%AddedHistory
NKENIKE, Inc.Stock32,664$4.40M1.6%+1,531+4.9%AddedHistory
NVDANVIDIA CorpStock14,953$4.08M1.5%+2,045+15.8%AddedHistory
JPMJPMorgan Chase & CoStock27,993$3.82M1.4%+1,425+5.4%AddedHistory
CVXChevron CorpStock21,268$3.46M1.2%+337+1.6%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH60,650$3.43M1.2%00.0%UnchangedHistory
WMTWalmart Inc.Stock22,214$3.31M1.2%+1,676+8.2%AddedHistory
HDHome Depot, Inc.Stock10,856$3.25M1.2%+666+6.5%AddedHistory
PGProcter & Gamble CoStock21,199$3.24M1.2%+2,263+12.0%AddedHistory
CVSCVS Health CorpStock30,005$3.04M1.1%+18,366+157.8%AddedHistory
JNJJohnson & JohnsonStock16,967$3.01M1.1%−279−1.6%ReducedHistory
SPGIS&P Global Inc.Stock7,270$2.98M1.1%−200−2.7%ReducedHistory
OKEONEOK IncCOM40,780$2.88M1.0%+2,680+7.0%AddedHistory
XOMExxonMobil Holdings CorpCOM34,364$2.84M1.0%+1,546+4.7%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF36,929$2.82M1.0%+259+0.7%Added–
VZVerizon Communications IncStock55,128$2.81M1.0%+3,595+7.0%AddedHistory
COSTCostco Wholesale CorpStock4,832$2.78M1.0%+375+8.4%AddedHistory
LLYEli Lilly & CoStock9,714$2.78M1.0%+100+1.0%AddedHistory
AMTAmerican Tower CorpREIT10,600$2.66M0.9%00.0%UnchangedHistory
ZTSZoetis Inc.Stock13,720$2.59M0.9%+1,710+14.2%AddedHistory
ISRGIntuitive Surgical IncCOM NEW7,950$2.40M0.9%00.0%UnchangedHistory
INTUIntuit Inc.Stock4,985$2.40M0.9%+395+8.6%AddedHistory
IBMInternational Business Machines CorpStock18,311$2.38M0.8%+848+4.9%AddedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG26,070$2.32M0.8%−894−3.3%Reduced–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM48,711$2.32M0.8%−1,484−3.0%Reduced–
WPCW. P. Carey Inc.COM28,502$2.30M0.8%+83+0.3%AddedHistory
BMYBristol Myers Squibb CoStock30,147$2.20M0.8%+420+1.4%AddedHistory
PLDPrologis, Inc.REIT13,423$2.17M0.8%00.0%UnchangedHistory
ETF Ser Solutions26922A321DISTILLATE US47,170$2.10M0.7%−702−1.5%Reduced–
DEDeere & CoStock5,025$2.09M0.7%+775+18.2%AddedHistory
NUENucor CorpCOM14,030$2.09M0.7%00.0%UnchangedHistory
WMWaste Management IncStock13,105$2.08M0.7%+10,815+472.3%AddedHistory
CBChubb LtdStock9,625$2.06M0.7%+9,625NewHistory
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT49,537$2.03M0.7%+110.0%AddedHistory
CTASCintas CorpStock4,755$2.02M0.7%+100+2.1%AddedHistory
MRKMerck & Co., Inc.Stock24,644$2.02M0.7%+3,549+16.8%AddedHistory
AMZNAmazon Com IncStock599$1.95M0.7%+316+111.7%AddedHistory
ABTAbbott LaboratoriesStock16,104$1.91M0.7%+1,435+9.8%AddedHistory
APHAmphenol CorpCL A25,130$1.89M0.7%+2,490+11.0%AddedHistory
TSLATesla, Inc.Stock1,725$1.86M0.7%+35+2.1%AddedHistory
NEENextera Energy IncStock21,722$1.84M0.7%00.0%UnchangedHistory
QCOMQualcomm IncStock11,484$1.76M0.6%−14−0.1%ReducedHistory
PFEPfizer IncStock33,469$1.73M0.6%+489+1.5%AddedHistory
CSCOCisco Systems, Inc.Stock30,946$1.73M0.6%−1,880−5.7%ReducedHistory
UNHUnitedHealth Group IncStock3,175$1.62M0.6%+370+13.2%AddedHistory
JKHYJack Henry & Associates IncStock8,120$1.60M0.6%00.0%UnchangedHistory
TAT&T Inc.Stock67,338$1.59M0.6%+30.0%AddedHistory
DISWalt Disney CoStock11,507$1.58M0.6%+2,140+22.8%AddedHistory
WisdomTree Tr97717X578EM EX ST-OWNED48,036$1.57M0.6%−2,016−4.0%Reduced–
BLKBlackRock, Inc.COM2,035$1.56M0.6%+175+9.4%AddedHistory
ACNAccenture plcStock4,570$1.54M0.5%+20+0.4%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF31,235$1.53M0.5%+2,670+9.3%Added–
American Centy ETF Tr025072885US EQT ETF19,568$1.51M0.5%+8,342+74.3%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF19,820$1.48M0.5%00.0%UnchangedConverted for a 2-for-1 split–
UNPUnion Pacific CorpStock5,405$1.48M0.5%+100+1.9%AddedHistory
TSCOTractor Supply CoCOM6,230$1.45M0.5%+1,195+23.7%AddedHistory
WisdomTree Tr97717X669US QTLY DIV GRT22,774$1.45M0.5%−630−2.7%Reduced–
LMTLockheed Martin CorpStock3,275$1.45M0.5%00.0%UnchangedHistory
GSKGSK plcSPONSORED ADR32,952$1.44M0.5%+13,143+66.3%AddedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD33,695$1.37M0.5%+1,450+4.5%Added–
BACBank of America CorpStock32,566$1.34M0.5%+152+0.5%AddedHistory
METAMeta Platforms, Inc.Stock6,010$1.34M0.5%−450−7.0%ReducedHistory
CMCSAComcast CorpStock28,458$1.33M0.5%+500+1.8%AddedHistory
POOLPool CorpCOM3,100$1.31M0.5%+3,100NewHistory
IQVIQVIA Holdings Inc.Stock5,500$1.27M0.5%−400−6.8%ReducedHistory
MCDMcDonalds CorpStock5,137$1.27M0.5%−100−1.9%ReducedHistory
AVYAvery Dennison CorpCOM7,250$1.26M0.4%+7,250NewHistory
SWKSSkyworks Solutions, Inc.Stock9,445$1.26M0.4%00.0%UnchangedHistory
CMPRCIMPRESS plcSHS EURO19,100$1.21M0.4%00.0%UnchangedHistory
iShares Tr46435G102CONV BD ETF14,410$1.20M0.4%00.0%Unchanged–
DPZDominos Pizza IncCOM2,835$1.15M0.4%00.0%UnchangedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF14,638$1.13M0.4%−500−3.3%Reduced–
iShares Core Dividend Growth ETF46434V621ETF20,904$1.12M0.4%+10.0%Added–
GOOGAlphabet Inc.Stock397$1.11M0.4%+55+16.1%AddedHistory
SHELShell plcADR20,057$1.10M0.4%+20,057NewHistory
WisdomTree Tr97717W588US LARGECAP FUND22,710$1.10M0.4%−700−3.0%Reduced–
TROWPrice T Rowe Group IncStock7,080$1.07M0.4%+480+7.3%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock4,305$1.07M0.4%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM15,108$1.06M0.4%00.0%UnchangedHistory
STZConstellation Brands, Inc.Stock4,425$1.02M0.4%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock365$1.02M0.4%+105+40.4%AddedHistory
BRK.BBerkshire Hathaway IncStock2,850$1.01M0.4%00.0%UnchangedHistory
NRGNRG Energy, Inc.Stock26,165$1.00M0.4%+26,165NewHistory
PEPPepsiCo IncStock5,780$967.5K0.3%+315+5.8%AddedHistory
American Centy ETF Tr025072703INTL EQT ETF15,834$955.4K0.3%+770+5.1%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM15,393$945.2K0.3%+354+2.4%Added–
MKCMcCormick & Co IncStock9,460$944.1K0.3%00.0%UnchangedHistory
New Age Alpha Tr64157X104AVDR US LRGCP LE31,340$919.3K0.3%−1,000−3.1%Reduced–
BABoeing CoStock4,746$908.9K0.3%+380+8.7%AddedHistory
ETNEaton Corp plcStock5,420$822.5K0.3%+98+1.8%AddedHistory
IBNIcici Bank LtdADR40,700$770.9K0.3%00.0%UnchangedHistory
BNY Mellon ETF Trust09661T107US LRG CP CORE8,795$747.0K0.3%−480−5.2%Reduced–
Goldman Sachs ETF Tr381430479ACCESS INVT GR14,962$745.6K0.3%−1,290−7.9%Reduced–
NGGNational Grid PLCSPONSORED ADR NE9,554$734.5K0.3%+18+0.2%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF4,405$714.5K0.3%+75+1.7%Added–

Options (4)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Herold Advisors, Inc. in Q1 2022
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock$209.9K–
PDIPIMCO Dynamic Income FundSHS$45.6K–
PIMCO Active Bond Exchange-Traded Fund72201R775ETF$13.9K–
Pieris Pharmaceuticals Inc720795103COM$6.06K–

Sold out since Q4 2021 (13)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
KLACKLA CorpCOM NEW4,770$2.05M0.8%History
SHWSherwin Williams CoCOM5,715$2.01M0.8%History
HEI.AHeico CorpCL A9,450$1.21M0.5%History
MKTXMarketaxess Holdings IncCOM2,202$905.0K0.4%History
Royal Dutch Shell PLC780259107SPON ADR B15,100$654.0K0.3%–
RTXRTX CorpStock7,310$629.0K0.2%History
Tidal ETF Tr886364843ATAC US ROTATION12,935$304.0K0.1%–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP4,220$289.0K0.1%–
AMDAdvanced Micro Devices IncStock1,720$247.0K0.1%History
Invesco QQQ Trust Series I46090E103ETF546$217.0K0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A4,948$214.0K0.1%–
XPEVXpeng Inc.ADS4,200$211.0K0.1%History
iShares Tr464288307MRGSTR MD CP GRW2,760$202.0K0.1%–