Herold Advisors, Inc.
- SEC CIK
- 0001891713
- Latest filing
- Jul 22, 2026
Holdings in Q1 2022
Holdings as of Mar 31, 2022, filed May 9, 2022. Long positions only; changes compare share counts with Q4 2021.
- Positions
- 719
- +514 vs. Q4 2021
- Portfolio value
- $280.9M
- +$23.4M (+9.1%) vs. Q4 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| CFMSConformis Inc | COM | 1,000 | $623 | <0.1% | +1,000 | New | History |
| ZIMVZimVie Inc. | Stock | 28 | $639 | <0.1% | +28 | New | History |
| GERGoldman Sachs MLP & Energy Renaissance Fund | COM | 92 | $1.11K | <0.1% | +92 | New | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 25 | $1.30K | <0.1% | +25 | New | – |
| HAHawaiian Holdings Inc | COM | 78 | $1.54K | <0.1% | +78 | New | History |
| Schwab U.S. REIT ETF808524847 | ETF | 62 | $1.54K | <0.1% | +62 | New | – |
| NKLANikola Corp | COM | 150 | $1.61K | <0.1% | +150 | New | History |
| CLIRClearSign Technologies Corp | COM | 1,000 | $1.63K | <0.1% | +1,000 | New | History |
| CEMClearBridge MLP & Midstream Fund Inc. | COM | 50 | $1.69K | <0.1% | +50 | New | History |
| LUMNLumen Technologies, Inc. | Stock | 150 | $1.69K | <0.1% | +150 | New | History |
| EMOClearBridge Energy Midstream Opportunity Fund Inc. | COM | 60 | $1.69K | <0.1% | +60 | New | History |
| CGCCanopy Growth Corp | COM | 230 | $1.75K | <0.1% | +230 | New | History |
| LPTHLightpath Technologies Inc | COM CL A | 900 | $1.77K | <0.1% | +900 | New | History |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 37 | $1.97K | <0.1% | +37 | New | – |
| VTLEVital Energy, Inc. | COM | 25 | $1.98K | <0.1% | +25 | New | History |
| SHOPShopify Inc. | Stock | 3 | $2.03K | <0.1% | +3 | New | History |
| WWWW International, Inc. | COM | 200 | $2.05K | <0.1% | +200 | New | History |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 200 | $2.07K | <0.1% | +200 | New | – |
| RITMRithm Capital Corp. | REIT | 200 | $2.20K | <0.1% | +200 | New | History |
| Schwab International Small-Cap Equity ETF808524888 | ETF | 59 | $2.24K | <0.1% | +59 | New | – |
| CODACoda Octopus Group, Inc. | COM NEW | 358 | $2.35K | <0.1% | +358 | New | History |
| SANBanco Santander, S.A. | ADR | 697 | $2.35K | <0.1% | +697 | New | History |
| DHCDiversified Healthcare Trust | COM SH BEN INT | 750 | $2.40K | <0.1% | +750 | New | History |
| GPCGenuine Parts Co | Stock | 20 | $2.54K | <0.1% | +20 | New | History |
| OPENOpendoor Technologies Inc. | COM | 300 | $2.60K | <0.1% | +300 | New | History |
| AMRNAmarin Corp PLC | SPONS ADR NEW | 800 | $2.63K | <0.1% | +800 | New | History |
| CEGConstellation Energy Corp | Stock | 50 | $2.81K | <0.1% | +50 | New | History |
| TUPTupperware Brands Corp | COM | 150 | $2.92K | <0.1% | +150 | New | History |
| DNMRDanimer Scientific, Inc. | COM CL A | 500 | $2.93K | <0.1% | +500 | New | History |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 50 | $2.95K | <0.1% | +50 | New | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 30 | $3.24K | <0.1% | +30 | New | – |
| MNKDMannkind Corp | COM NEW | 900 | $3.31K | <0.1% | +900 | New | History |
| LBAILakeland Bancorp Inc | COM | 200 | $3.34K | <0.1% | +200 | New | History |
| VSXYVictoria's Secret & Co. | COMMON STOCK | 66 | $3.39K | <0.1% | +66 | New | History |
| Ea Series Trust02072L607 | FREEDOM 100 EM | 100 | $3.42K | <0.1% | +100 | New | – |
| TDOCTeladoc Health, Inc. | COM | 50 | $3.61K | <0.1% | +50 | New | History |
| Schwab International Equity ETF808524805 | ETF | 101 | $3.71K | <0.1% | +101 | New | – |
| CCChemours Co | Stock | 120 | $3.78K | <0.1% | +120 | New | History |
| JAZZJazz Pharmaceuticals plc | SHS USD | 25 | $3.89K | <0.1% | +25 | New | History |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 111 | $3.93K | <0.1% | +111 | New | – |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 14 | $3.96K | <0.1% | +14 | New | – |
| MBIOMustang Bio, Inc. | COM | 4,000 | $4.04K | <0.1% | +4,000 | New | History |
| iShares Tr46434V449 | MSCI INTL MOMENT | 115 | $4.08K | <0.1% | +115 | New | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 100 | $4.38K | <0.1% | +100 | New | – |
| PHKPIMCO High Income Fund | COM SHS | 800 | $4.62K | <0.1% | +800 | New | History |
| UALUnited Airlines Holdings, Inc. | COM | 100 | $4.64K | <0.1% | +100 | New | History |
| NBIXNeurocrine Biosciences Inc | Stock | 50 | $4.69K | <0.1% | +50 | New | History |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 172 | $4.78K | <0.1% | +172 | New | – |
| IRIngersoll Rand Inc. | COM | 100 | $5.04K | <0.1% | +100 | New | History |
| TPRTapestry, Inc. | COM | 136 | $5.05K | <0.1% | +136 | New | History |
| LCIDLucid Group, Inc. | COM | 200 | $5.08K | <0.1% | +200 | New | History |
| Schwab Fundamental International Equity ETF808524755 | ETF | 158 | $5.09K | <0.1% | +158 | New | – |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 100 | $5.12K | <0.1% | +100 | New | – |
| FCELFuelcell Energy Inc | COM | 900 | $5.18K | <0.1% | +900 | New | History |
| PIIPolaris Inc. | Stock | 50 | $5.27K | <0.1% | +50 | New | History |
| Flexshares Tr33939L787 | GLB QLT R/E IDX | 77 | $5.41K | <0.1% | +77 | New | – |
| SONOSonos Inc | COM | 200 | $5.64K | <0.1% | +200 | New | History |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 106 | $5.67K | <0.1% | +106 | New | – |
| Global X FDS37950E549 | GLB X SUPERDIV | 500 | $5.73K | <0.1% | +500 | New | – |
| ALCAlcon Inc | Stock | 72 | $5.77K | <0.1% | +72 | New | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 200 | $5.81K | <0.1% | +200 | New | – |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 200 | $5.81K | <0.1% | +200 | New | – |
| Cambria ETF Tr132061862 | TAIL RISK | 350 | $5.83K | <0.1% | +350 | New | – |
| CVMCel Sci Corp | COM PAR NEW | 1,500 | $5.89K | <0.1% | +1,500 | New | History |
| WisdomTree Tr97717X511 | YIELD ENHANCD US | 125 | $5.98K | <0.1% | +125 | New | – |
| WisdomTree Tr97717Y717 | GROWTH LEADERS | 165 | $6.12K | <0.1% | +165 | New | – |
| TPBTurning Point Brands, Inc. | COM | 180 | $6.12K | <0.1% | +180 | New | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 220 | $6.37K | <0.1% | +220 | New | – |
| J P Morgan Exchange-Traded F46641Q738 | BETBULD MSCI | 60 | $6.38K | <0.1% | +60 | New | – |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 200 | $6.39K | <0.1% | +200 | New | – |
| Nuveen Enhanced Mun Value FD67074M101 | COM | 500 | $6.51K | <0.1% | +500 | New | – |
| RWTRedwood Trust Inc | COM | 619 | $6.52K | <0.1% | +619 | New | History |
| Schwab U.S. Small-Cap ETF808524607 | ETF | 138 | $6.54K | <0.1% | +138 | New | – |
| AGNCAGNC Investment Corp. | REIT | 500 | $6.55K | <0.1% | +500 | New | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 70 | $6.58K | <0.1% | +70 | New | – |
| SIRISirius XM Holdings Inc. | COM | 1,000 | $6.62K | <0.1% | +1,000 | New | History |
| MATMattel Inc | COM | 300 | $6.66K | <0.1% | +300 | New | History |
| Amplify Blockchain Technology ETF032108607 | ETF | 200 | $6.84K | <0.1% | +200 | New | – |
| SPDR Series Trust78468R721 | STATE STREET SPD | 143 | $6.85K | <0.1% | +143 | New | – |
| BHCBausch Health Companies Inc. | Stock | 300 | $6.86K | <0.1% | +300 | New | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 58 | $6.94K | <0.1% | +58 | New | – |
| SPRUSpruce Power Holding Corp | COM CL A | 3,500 | $6.96K | <0.1% | +3,500 | New | History |
| GUTGabelli Utility Trust | COM | 1,000 | $7.14K | <0.1% | +1,000 | New | History |
| EXCExelon Corp | Stock | 150 | $7.14K | <0.1% | +150 | New | History |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 195 | $7.21K | <0.1% | +195 | New | – |
| Vanguard Mortgage-Backed Securities ETF92206C771 | ETF | 144 | $7.21K | <0.1% | +144 | New | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 260 | $7.35K | <0.1% | +260 | New | – |
| GDOWestern Asset Global Corporate Opportunity Fund Inc. | COM | 500 | $7.43K | <0.1% | +500 | New | History |
| DHIHorton D R Inc | COM | 100 | $7.47K | <0.1% | +100 | New | History |
| XUnited States Steel Corp | COM | 200 | $7.55K | <0.1% | +200 | New | History |
| WYWeyerhaeuser Co | COM NEW | 200 | $7.58K | <0.1% | +200 | New | History |
| Listed FD Tr53656F847 | CORE ALT FD | 250 | $7.59K | <0.1% | +250 | New | – |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 200 | $7.76K | <0.1% | +200 | New | – |
| Direxion Shs ETF Tr25459W458 | DLY SCOND 3XBU | 200 | $7.76K | <0.1% | +200 | New | – |
| LVSLas Vegas Sands Corp | COM | 200 | $7.77K | <0.1% | +200 | New | History |
| BNY Mellon ETF Trust09661T404 | INTERNATIONL EQT | 115 | $8.08K | <0.1% | +115 | New | – |
| GAPGap Inc | COM | 584 | $8.22K | <0.1% | +584 | New | History |
| Fidelity Covington Trust316092303 | CONSMR STAPLES | 182 | $8.35K | <0.1% | +182 | New | – |
| MGMMGM Resorts International | Stock | 200 | $8.39K | <0.1% | +200 | New | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 1,000 | $8.40K | <0.1% | +1,000 | New | – |
Options (4)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q4 2021 (13)
Positions held at the end of Q4 2021 that are gone from this filing.
| Security | Class | Shares in Q4 2021 | Value in Q4 2021 | % of portfolio in Q4 2021 | History |
|---|---|---|---|---|---|
| KLACKLA Corp | COM NEW | 4,770 | $2.05M | 0.8% | History |
| SHWSherwin Williams Co | COM | 5,715 | $2.01M | 0.8% | History |
| HEI.AHeico Corp | CL A | 9,450 | $1.21M | 0.5% | History |
| MKTXMarketaxess Holdings Inc | COM | 2,202 | $905.0K | 0.4% | History |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 15,100 | $654.0K | 0.3% | – |
| RTXRTX Corp | Stock | 7,310 | $629.0K | 0.2% | History |
| Tidal ETF Tr886364843 | ATAC US ROTATION | 12,935 | $304.0K | 0.1% | – |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 4,220 | $289.0K | 0.1% | – |
| AMDAdvanced Micro Devices Inc | Stock | 1,720 | $247.0K | 0.1% | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 546 | $217.0K | 0.1% | – |
| Royal Dutch Shell PLC780259206 | SPONS ADR A | 4,948 | $214.0K | 0.1% | – |
| XPEVXpeng Inc. | ADS | 4,200 | $211.0K | 0.1% | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 2,760 | $202.0K | 0.1% | – |