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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 20, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
205
−505 vs. Q3 2021
Portfolio value
$257.5M
+$462.0K (+0.2%) vs. Q3 2021
Filed
Jan 20, 2022
SEC
Holdings of Herold Advisors, Inc. in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock81,769$14.5M5.6%−273−0.3%ReducedHistory
MSFTMicrosoft CorpStock31,539$10.6M4.1%−1,268−3.9%ReducedHistory
MAMastercard IncStock17,725$6.37M2.5%−150−0.8%ReducedHistory
VVisa Inc.Stock27,361$5.93M2.3%−300−1.1%ReducedHistory
NKENIKE, Inc.Stock31,133$5.19M2.0%+171+0.6%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT80,577$4.90M1.9%+270.0%AddedHistory
HDHome Depot, Inc.Stock10,190$4.23M1.6%+125+1.2%AddedHistory
JPMJPMorgan Chase & CoStock26,568$4.21M1.6%+303+1.2%AddedHistory
ABBVAbbVie Inc.Stock30,672$4.15M1.6%−141−0.5%ReducedHistory
NVDANVIDIA CorpStock12,908$3.80M1.5%+600+4.9%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH60,650$3.66M1.4%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock7,470$3.52M1.4%00.0%UnchangedHistory
AMTAmerican Tower CorpREIT10,600$3.10M1.2%00.0%UnchangedHistory
PGProcter & Gamble CoStock18,936$3.10M1.2%−18−0.1%ReducedHistory
WMTWalmart Inc.Stock20,538$2.97M1.2%+510+2.5%AddedHistory
INTUIntuit Inc.Stock4,590$2.95M1.1%+120+2.7%AddedHistory
JNJJohnson & JohnsonStock17,246$2.95M1.1%00.0%UnchangedHistory
ZTSZoetis Inc.Stock12,010$2.93M1.1%−750−5.9%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW7,950$2.86M1.1%00.0%UnchangedConverted for a 3-for-1 splitHistory
VZVerizon Communications IncStock51,533$2.68M1.0%+9,052+21.3%AddedHistory
LLYEli Lilly & CoStock9,614$2.65M1.0%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG26,964$2.56M1.0%−451−1.6%Reduced–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM50,195$2.54M1.0%+641+1.3%Added–
COSTCostco Wholesale CorpStock4,457$2.53M1.0%00.0%UnchangedHistory
CVXChevron CorpStock20,931$2.46M1.0%+261+1.3%AddedHistory
IBMInternational Business Machines CorpStock17,463$2.33M0.9%+11+0.1%AddedHistory
WPCW. P. Carey Inc.COM28,419$2.33M0.9%+120.0%AddedHistory
PLDPrologis, Inc.REIT13,423$2.26M0.9%00.0%UnchangedHistory
OKEONEOK IncCOM38,100$2.24M0.9%00.0%UnchangedHistory
ETF Ser Solutions26922A321DISTILLATE US47,872$2.21M0.9%−1,158−2.4%Reduced–
METAMeta Platforms, Inc.Stock6,460$2.17M0.8%−60−0.9%ReducedHistory
QCOMQualcomm IncStock11,498$2.10M0.8%+1,076+10.3%AddedHistory
CSCOCisco Systems, Inc.Stock32,826$2.08M0.8%+150+0.5%AddedHistory
ABTAbbott LaboratoriesStock14,669$2.06M0.8%+500+3.5%AddedHistory
CTASCintas CorpStock4,655$2.06M0.8%−50−1.1%ReducedHistory
KLACKLA CorpCOM NEW4,770$2.05M0.8%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF36,670$2.04M0.8%+2,062+6.0%Added–
NEENextera Energy IncStock21,722$2.03M0.8%+10.0%AddedHistory
SHWSherwin Williams CoCOM5,715$2.01M0.8%00.0%UnchangedHistory
XOMExxonMobil Holdings CorpCOM32,818$2.01M0.8%+2,465+8.1%AddedHistory
APHAmphenol CorpCL A22,640$1.98M0.8%00.0%UnchangedHistory
PFEPfizer IncStock32,980$1.95M0.8%+883+2.8%AddedHistory
ACNAccenture plcStock4,550$1.89M0.7%+75+1.7%AddedHistory
SYKStryker CorpStock7,034$1.88M0.7%00.0%UnchangedHistory
BMYBristol Myers Squibb CoStock29,727$1.85M0.7%+2,654+9.8%AddedHistory
WisdomTree Tr97717X578EM EX ST-OWNED50,052$1.84M0.7%−105−0.2%Reduced–
TSLATesla, Inc.Stock1,690$1.78M0.7%+20+1.2%AddedHistory
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT49,526$1.77M0.7%−100−0.2%ReducedHistory
BLKBlackRock, Inc.COM1,860$1.70M0.7%+345+22.8%AddedHistory
IQVIQVIA Holdings Inc.Stock5,900$1.66M0.6%00.0%UnchangedHistory
TAT&T Inc.Stock67,335$1.66M0.6%+1,069+1.6%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF9,910$1.62M0.6%00.0%Unchanged–
MRKMerck & Co., Inc.Stock21,095$1.62M0.6%+927+4.6%AddedHistory
HONHoneywell International IncCOM7,736$1.61M0.6%00.0%UnchangedHistory
NUENucor CorpCOM14,030$1.60M0.6%00.0%UnchangedHistory
DPZDominos Pizza IncCOM2,835$1.60M0.6%00.0%UnchangedHistory
WisdomTree Tr97717X669US QTLY DIV GRT23,404$1.54M0.6%+10.0%Added–
First Trust Rising Dividend Achievers ETF33738R506ETF28,565$1.48M0.6%+1,300+4.8%Added–
SWKSSkyworks Solutions, Inc.Stock9,445$1.47M0.6%−200−2.1%ReducedHistory
DEDeere & CoStock4,250$1.46M0.6%+175+4.3%AddedHistory
DISWalt Disney CoStock9,367$1.45M0.6%+2,121+29.3%AddedHistory
BACBank of America CorpStock32,414$1.44M0.6%+1,173+3.8%AddedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD32,245$1.43M0.6%−8,690−21.2%Reduced–
UNHUnitedHealth Group IncStock2,805$1.41M0.5%00.0%UnchangedHistory
CMCSAComcast CorpStock27,958$1.41M0.5%−6,454−18.8%ReducedHistory
MCDMcDonalds CorpStock5,237$1.40M0.5%−100−1.9%ReducedHistory
CMPRCIMPRESS plcSHS EURO19,100$1.37M0.5%00.0%UnchangedHistory
JKHYJack Henry & Associates IncStock8,120$1.35M0.5%00.0%UnchangedHistory
UNPUnion Pacific CorpStock5,305$1.34M0.5%00.0%UnchangedHistory
TROWPrice T Rowe Group IncStock6,600$1.30M0.5%00.0%UnchangedHistory
iShares Tr46435G102CONV BD ETF14,410$1.28M0.5%−30−0.2%Reduced–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF15,138$1.25M0.5%−2,500−14.2%Reduced–
HEI.AHeico CorpCL A9,450$1.21M0.5%−200−2.1%ReducedHistory
TSCOTractor Supply CoCOM5,035$1.20M0.5%+655+15.0%AddedHistory
CVSCVS Health CorpStock11,639$1.20M0.5%−392−3.3%ReducedHistory
WisdomTree Tr97717W588US LARGECAP FUND23,410$1.18M0.5%−800−3.3%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF4,611$1.17M0.5%−86−1.8%Reduced–
LMTLockheed Martin CorpStock3,275$1.16M0.5%00.0%UnchangedHistory
iShares Core Dividend Growth ETF46434V621ETF20,903$1.16M0.5%+10.0%Added–
STZConstellation Brands, Inc.Stock4,425$1.11M0.4%00.0%UnchangedHistory
New Age Alpha Tr64157X104AVDR US LRGCP LE32,340$1.04M0.4%+32,340New–
PEGPublic Service Enterprise Group IncCOM15,108$1.01M0.4%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock342$989.0K0.4%+15+4.6%AddedHistory
American Centy ETF Tr025072703INTL EQT ETF15,064$954.0K0.4%+11,799+361.4%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM15,039$950.0K0.4%+1,554+11.5%Added–
PEPPepsiCo IncStock5,465$949.0K0.4%+495+10.0%AddedHistory
AMZNAmazon Com IncStock283$943.0K0.4%00.0%UnchangedHistory
ETNEaton Corp plcStock5,322$919.0K0.4%−199−3.6%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock4,305$917.0K0.4%00.0%UnchangedHistory
MKCMcCormick & Co IncStock9,460$913.0K0.4%−140−1.5%ReducedHistory
MKTXMarketaxess Holdings IncCOM2,202$905.0K0.4%00.0%UnchangedHistory
American Centy ETF Tr025072885US EQT ETF11,226$899.0K0.3%+101+0.9%Added–
BABoeing CoStock4,366$879.0K0.3%+950+27.8%AddedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR16,252$879.0K0.3%−625−3.7%Reduced–
GSKGSK plcSPONSORED ADR19,809$873.0K0.3%+2,604+15.1%AddedHistory
EMREmerson Electric CoStock9,360$870.0K0.3%−200−2.1%ReducedHistory
ETF Ser Solutions26922A172NATIONWIDE RSK30,976$864.0K0.3%−1,234−3.8%Reduced–
BRK.BBerkshire Hathaway IncStock2,850$852.0K0.3%−200−6.6%ReducedHistory
BNY Mellon ETF Trust09661T107US LRG CP CORE9,275$831.0K0.3%−80−0.9%Reduced–
IBNIcici Bank LtdADR40,700$805.0K0.3%00.0%UnchangedHistory

Sold out since Q3 2021 (507)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 507 by value last quarter.

Positions of Herold Advisors, Inc. sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
ATVIActivision Blizzard, Inc.COM16,005$1.24M0.5%History
Entrepreneurshares Series Tr293828885ERSHARES NEXTGEN30,935$716.0K0.3%–
Entrepreneurshares Series Tr293828802ERSHARES26,245$650.0K0.3%–
JCIJohnson Controls International plcStock4,600$313.0K0.1%History
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$228.0K0.1%History
PWRQuanta Services, Inc.COM2,000$227.0K0.1%History
UUnity Software Inc.COM1,750$220.0K0.1%History
BABAAlibaba Group Holding LtdADR1,475$218.0K0.1%History
PLTRPalantir Technologies Inc.Stock8,750$210.0K0.1%History
VODVodafone Group Public Ltd CoADR12,916$199.0K0.1%History
Pershing Square Tontine Hldg71531R109COM CL A10,000$197.0K0.1%–
GMGeneral Motors CoCOM3,630$191.0K0.1%History
KRKroger CoStock4,650$187.0K0.1%History
TGTTarget CorpStock821$187.0K0.1%History
KHCKraft Heinz CoStock4,900$180.0K0.1%History
Invesco Exch Traded FD Tr II46138E214S&P INTL QULTY5,885$177.0K0.1%–
KEYKeycorpCOM8,200$177.0K0.1%History
Global X FDS37954Y343GLBL X MLP ETF5,000$176.0K0.1%–
MDLZMondelez International, Inc.Stock3,000$174.0K0.1%History
WisdomTree Tr97717X594ITL HDG QTLY DIV3,942$170.0K0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL3,300$168.0K0.1%–
WYNNWynn Resorts LtdCOM1,975$167.0K0.1%History
CAHCardinal Health IncStock3,350$165.0K0.1%History
WSMWilliams Sonoma IncCOM900$159.0K0.1%History
JJacobs Solutions Inc.COM1,200$159.0K0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME4,284$158.0K0.1%–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF3,190$158.0K0.1%–
iShares Tips Bond ETF464287176ETF1,233$157.0K0.1%–
AMGNAmgen IncStock732$155.0K0.1%History
SPDR Series Trust78468R812ST STR MSCI USAQ1,300$155.0K0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF3,355$154.0K0.1%–
PSAPublic StorageCOM500$148.0K0.1%History
DDominion Energy, IncStock2,000$146.0K0.1%History
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT2,900$146.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J593RUSL 2000 DYNM3,595$142.0K0.1%–
DKNGDraftKings Inc.COM CL A2,950$142.0K0.1%History
NMTNuveen Massachusetts Quality Municipal Income FundCOM9,085$139.0K0.1%History
WRKWestRock CoCOM2,750$137.0K0.1%History
WisdomTree Tr97717X701EUROPE HEDGED EQ1,800$136.0K0.1%–
Vanguard Short-Term Bond ETF921937827ETF1,625$133.0K0.1%–
CLXClorox CoStock800$132.0K0.1%History
Vanguard Morningstar Small-Cap ETF922908751ETF595$130.0K0.1%–
MMM3M CoStock737$129.0K0.1%History
PNCPNC Financial Services Group, Inc.Stock661$129.0K0.1%History
iShares Tr46435G425ESG AWR MSCI USA1,286$126.0K<0.1%–
UPSUnited Parcel Service IncStock684$124.0K<0.1%History
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF3,216$123.0K<0.1%–
NADNuveen Quality Municipal Income FundCOM7,829$122.0K<0.1%History
Global X FDS37954Y475S&P 500 COVERED2,500$121.0K<0.1%–
DUKDuke Energy CORPStock1,228$119.0K<0.1%History
WisdomTree Tr97717X131INTL QULTY DIV3,125$119.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF1,380$117.0K<0.1%–
HPEHewlett Packard Enterprise CoCOM8,200$116.0K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST3,000$116.0K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,900$115.0K<0.1%–
SPYSPDR S&P 500 ETF TrustETF266$114.0K<0.1%History
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF485$114.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM850$114.0K<0.1%History
OGNOrganon & Co.Stock3,428$112.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM1,800$112.0K<0.1%History
CFGCitizens Financial Group IncCOM2,400$112.0K<0.1%History
Fidelity High Dividend ETF316092840ETF3,000$111.0K<0.1%–
CTVACorteva, Inc.Stock2,655$111.0K<0.1%History
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF2,565$110.0K<0.1%–
FDXFedEx CorpStock500$109.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY1,800$109.0K<0.1%–
TWTRTwitter, Inc.COM1,800$108.0K<0.1%History
BIDUBaidu, Inc.ADR700$107.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF1,169$104.0K<0.1%–
IDAIdacorp IncCOM1,000$103.0K<0.1%History
Nuveen Tax-Advantaged Divid67073G105COM6,458$102.0K<0.1%–
PYNPIMCO New York Municipal Income Fund IIICOM9,959$102.0K<0.1%History
HESHess CorpStock1,300$101.0K<0.1%History
CARRCarrier Global CorpStock1,967$101.0K<0.1%History
HSYHershey CoCOM590$99.0K<0.1%History
ALKAlaska Air Group, Inc.COM1,700$99.0K<0.1%History
Columbia ETF Tr I19761L508DIVERSIFID FXD4,600$98.0K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM4,273$97.0K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US1,802$97.0K<0.1%–
VKQInvesco Municipal TrustCOM7,293$97.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW5,045$95.0K<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF425$94.0K<0.1%–
CMGChipotle Mexican Grill IncCOM52$94.0K<0.1%History
Global X FDS37954Y657US PFD ETF3,635$93.0K<0.1%–
GENIGenius Sports LtdSHARES CL A5,000$93.0K<0.1%History
ABNBAirbnb, Inc.Stock550$92.0K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,450$92.0K<0.1%–
LITELumentum Holdings Inc.COM1,100$91.0K<0.1%History
Vanguard S&P 500 ETF922908363ETF228$89.0K<0.1%–
NVGNuveen AMT-Free Municipal Credit Income FundCEF5,195$89.0K<0.1%History
APLEApple Hospitality REIT, Inc.REIT5,595$88.0K<0.1%History
Cambria ETF Tr132061201SHSHLD YIELD ETF1,465$88.0K<0.1%–
HOLXHologic IncCOM1,200$88.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY2,000$87.0K<0.1%History
MVFBlackRock Munivest Fund, Inc.COM9,250$87.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM8,452$83.0K<0.1%History
COPConocoPhillipsStock1,221$82.0K<0.1%History
NOMDNomad Foods LtdUSD ORD SHS3,000$82.0K<0.1%History
DDD3D Systems CorpCOM NEW3,000$82.0K<0.1%History
NIONIO Inc.ADR2,300$81.0K<0.1%History