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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Jan 20, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
205
−505 vs. Q3 2021
Portfolio value
$257.5M
+$462.0K (+0.2%) vs. Q3 2021
Filed
Jan 20, 2022
SEC
Holdings of Herold Advisors, Inc. in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM10,193$108.0K<0.1%−4,582−31.0%ReducedHistory
PNIPIMCO New York Municipal Income Fund IICOM10,617$120.0K<0.1%+23+0.2%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN19,700$162.0K0.1%00.0%UnchangedHistory
ENXEaton Vance New York Municipal Bond FundCOM14,835$180.0K0.1%−1,214−7.6%ReducedHistory
Flagstar Bank, National Association649445103COM16,179$197.0K0.1%−5,028−23.7%Reduced–
KMIKinder Morgan, Inc.Stock12,544$198.0K0.1%+850+7.3%AddedHistory
MUMicron Technology IncStock2,179$202.0K0.1%+429+24.5%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW2,760$202.0K0.1%−60−2.1%Reduced–
COINCoinbase Global, Inc.COM CL A820$206.0K0.1%−200−19.6%ReducedHistory
EWEdwards Lifesciences CorpStock1,600$207.0K0.1%00.0%UnchangedHistory
Vanguard World FD921910733ESG US STK ETF2,360$207.0K0.1%00.0%Unchanged–
UAAUnder Armour, Inc.Stock10,000$211.0K0.1%00.0%UnchangedHistory
XPEVXpeng Inc.ADS4,200$211.0K0.1%00.0%UnchangedHistory
EBAYeBay IncCOM3,200$212.0K0.1%00.0%UnchangedHistory
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD4,000$212.0K0.1%00.0%Unchanged–
Royal Dutch Shell PLC780259206SPONS ADR A4,948$214.0K0.1%+10+0.2%Added–
Goldman Sachs ETF Tr381430107ACTIVEBETA INT6,131$216.0K0.1%+65+1.1%Added–
Invesco QQQ Trust Series I46090E103ETF546$217.0K0.1%00.0%Unchanged–
NFLXNetflix IncStock362$218.0K0.1%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430602ACTIVEBETA US3,320$220.0K0.1%00.0%Unchanged–
CATCaterpillar IncStock1,100$227.0K0.1%+200+22.2%AddedHistory
NNYNuveen New York Municipal Value FundCOM23,263$229.0K0.1%+78+0.3%AddedHistory
INSPInspire Medical Systems, Inc.COM1,000$230.0K0.1%00.0%UnchangedHistory
Siren ETF Tr829658301DIVCN LDRS ETF3,855$232.0K0.1%00.0%Unchanged–
NFGNational Fuel Gas CoStock3,650$233.0K0.1%+500+15.9%AddedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM9,000$244.0K0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock1,720$247.0K0.1%00.0%UnchangedHistory
MOAltria Group, Inc.Stock5,245$248.0K0.1%00.0%UnchangedHistory
NKTRNektar TherapeuticsCOM18,500$249.0K0.1%+3,100+20.1%AddedHistory
GSGoldman Sachs Group IncStock665$254.0K0.1%+65+10.8%AddedHistory
CCDCalamos Dynamic Convertible & Income FundCOM8,100$255.0K0.1%−179−2.2%ReducedHistory
iShares Tr46434V290US SML CAP EQT4,500$257.0K0.1%00.0%Unchanged–
iShares U.S. Treasury Bond ETF46429B267ETF9,804$261.0K0.1%−60−0.6%Reduced–
IEPIcahn Enterprises L.P.DEPOSITARY UNIT5,303$262.0K0.1%+94+1.8%AddedHistory
BPBP PLCADR10,042$267.0K0.1%−200−2.0%ReducedHistory
Flexshares Tr33939L845QLT DIV DEF IDX4,640$274.0K0.1%00.0%Unchanged–
GLWCorning IncCOM7,450$277.0K0.1%+700+10.4%AddedHistory
Pacer FDS Tr69374H766INDUSTRIAL RELET5,000$280.0K0.1%00.0%Unchanged–
GILDGilead Sciences, Inc.Stock3,957$287.0K0.1%+203+5.4%AddedHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP4,220$289.0K0.1%−3,485−45.2%Reduced–
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,814$294.0K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF3,500$295.0K0.1%+650+22.8%Added–
J P Morgan Exchange Traded F46641Q399BETABUILDRS US3,435$296.0K0.1%00.0%Unchanged–
American Centy ETF Tr025072877US SML CP VALU3,735$297.0K0.1%−50−1.3%Reduced–
Tidal ETF Tr886364843ATAC US ROTATION12,935$304.0K0.1%−100−0.8%Reduced–
American Centy ETF Tr025072307US QUALITY GROW4,085$313.0K0.1%−60−1.4%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF8,153$318.0K0.1%+601+8.0%Added–
DDDuPont de Nemours, Inc.COM3,951$319.0K0.1%+100+2.6%AddedHistory
ADMArcher-Daniels-Midland CoStock4,751$321.0K0.1%−1,100−18.8%ReducedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF6,270$324.0K0.1%+6,270New–
iShares Tr464288638ISHS 5-10YR INVT5,698$337.0K0.1%−375−6.2%Reduced–
EGPEastgroup Properties IncCOM1,507$343.0K0.1%+3+0.2%AddedHistory
SLViShares Silver TrustETF16,200$348.0K0.1%00.0%UnchangedHistory
ORCLOracle CorpStock4,016$350.0K0.1%+4+0.1%AddedHistory
Goldman Sachs ETF Tr381430362ACCESS INFLATI6,097$356.0K0.1%+17+0.3%Added–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,933$359.0K0.1%+504+6.8%Added–
PMPhilip Morris International Inc.Stock3,897$370.0K0.1%00.0%UnchangedHistory
Pacer US Cash Cows 100 ETF69374H881ETF7,991$376.0K0.1%+4+0.1%Added–
PRUPrudential Financial IncStock3,490$377.0K0.1%−200−5.4%ReducedHistory
WMWaste Management IncStock2,290$382.0K0.1%+990+76.2%AddedHistory
Goldman Sachs ETF Tr381430396JUST US LRG CP5,740$392.0K0.2%00.0%Unchanged–
KOCoca Cola CoStock6,678$395.0K0.2%−587−8.1%ReducedHistory
EXPDExpeditors International of Washington IncCOM3,000$402.0K0.2%00.0%UnchangedHistory
DOWDow Inc.Stock7,273$412.0K0.2%−52−0.7%ReducedHistory
iShares Russell Midcap ETF464287499ETF5,000$415.0K0.2%00.0%Unchanged–
GEGeneral Electric CoStock4,420$417.0K0.2%−761−14.7%ReducedHistory
ABBNYABB LtdSPONSORED ADR11,300$431.0K0.2%−5,300−31.9%ReducedHistory
BRK.ABerkshire Hathaway IncCL A1$450.0K0.2%00.0%UnchangedHistory
INTCIntel CorpStock8,762$451.0K0.2%−42−0.5%ReducedHistory
ADBEAdobe Inc.Stock800$453.0K0.2%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD5,641$458.0K0.2%−419−6.9%Reduced–
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM33,851$466.0K0.2%−300−0.9%ReducedHistory
IRMIron Mountain IncCOM9,000$470.0K0.2%00.0%UnchangedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG12,869$474.0K0.2%−562−4.2%ReducedHistory
iShares Global Clean Energy ETF464288224ETF22,520$476.0K0.2%−6,650−22.8%Reduced–
COHRCoherent Corp.COM7,001$478.0K0.2%00.0%UnchangedHistory
ARK Innovation ETF00214Q104ETF5,096$482.0K0.2%+1,453+39.9%Added–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF8,031$487.0K0.2%+10.0%Added–
AXPAmerican Express CoStock3,000$490.0K0.2%00.0%UnchangedHistory
ITWIllinois Tool Works IncStock1,990$491.0K0.2%00.0%UnchangedHistory
Vanguard Total Bond Market ETF921937835ETF5,997$508.0K0.2%−183−3.0%Reduced–
OGSONE Gas, Inc.COM6,600$512.0K0.2%−950−12.6%ReducedHistory
BNTXBioNTech SESPONSORED ADS2,000$515.0K0.2%00.0%UnchangedHistory
Global X FDS37954Y483NASDAQ 100 COVER23,560$522.0K0.2%00.0%Unchanged–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF5,405$524.0K0.2%+580+12.0%Added–
CCitigroup IncStock8,861$535.0K0.2%−385−4.2%ReducedHistory
FFord Motor CoStock26,240$545.0K0.2%−4,834−15.6%ReducedHistory
CCICrown Castle Inc.REIT2,662$555.0K0.2%−398−13.0%ReducedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE13,420$565.0K0.2%−30−0.2%Reduced–
GLDSPDR Gold TrustETF3,312$566.0K0.2%−450−12.0%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF11,350$572.0K0.2%+600+5.6%Added–
EDConsolidated Edison IncStock6,938$591.0K0.2%−93−1.3%ReducedHistory
BXBlackstone Inc.COM4,725$611.0K0.2%00.0%UnchangedHistory
Fidelity Covington Trust316092832DIVID ETF RISI13,570$615.0K0.2%00.0%Unchanged–
PYPLPayPal Holdings, Inc.Stock3,312$624.0K0.2%+480+16.9%AddedHistory
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A9,184$627.0K0.2%−199−2.1%ReducedHistory
RTXRTX CorpStock7,310$629.0K0.2%+302+4.3%AddedHistory
Royal Dutch Shell PLC780259107SPON ADR B15,100$654.0K0.3%−1,200−7.4%Reduced–
BENFranklin Templeton IncCOM20,250$678.0K0.3%00.0%UnchangedHistory
NGGNational Grid PLCSPONSORED ADR NE9,536$689.0K0.3%−49−0.5%ReducedHistory

Sold out since Q3 2021 (507)

Positions held at the end of Q3 2021 that are gone from this filing.

The largest 100 of 507 by value last quarter.

Positions of Herold Advisors, Inc. sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
ATVIActivision Blizzard, Inc.COM16,005$1.24M0.5%History
Entrepreneurshares Series Tr293828885ERSHARES NEXTGEN30,935$716.0K0.3%–
Entrepreneurshares Series Tr293828802ERSHARES26,245$650.0K0.3%–
JCIJohnson Controls International plcStock4,600$313.0K0.1%History
LMRKLandmark Infrastructure Partners LPCOM UNIT LTD14,000$228.0K0.1%History
PWRQuanta Services, Inc.COM2,000$227.0K0.1%History
UUnity Software Inc.COM1,750$220.0K0.1%History
BABAAlibaba Group Holding LtdADR1,475$218.0K0.1%History
PLTRPalantir Technologies Inc.Stock8,750$210.0K0.1%History
VODVodafone Group Public Ltd CoADR12,916$199.0K0.1%History
Pershing Square Tontine Hldg71531R109COM CL A10,000$197.0K0.1%–
GMGeneral Motors CoCOM3,630$191.0K0.1%History
KRKroger CoStock4,650$187.0K0.1%History
TGTTarget CorpStock821$187.0K0.1%History
KHCKraft Heinz CoStock4,900$180.0K0.1%History
Invesco Exch Traded FD Tr II46138E214S&P INTL QULTY5,885$177.0K0.1%–
KEYKeycorpCOM8,200$177.0K0.1%History
Global X FDS37954Y343GLBL X MLP ETF5,000$176.0K0.1%–
MDLZMondelez International, Inc.Stock3,000$174.0K0.1%History
WisdomTree Tr97717X594ITL HDG QTLY DIV3,942$170.0K0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL3,300$168.0K0.1%–
WYNNWynn Resorts LtdCOM1,975$167.0K0.1%History
CAHCardinal Health IncStock3,350$165.0K0.1%History
WSMWilliams Sonoma IncCOM900$159.0K0.1%History
JJacobs Solutions Inc.COM1,200$159.0K0.1%History
Goldman Sachs ETF Tr381430206ACTIVEBETA EME4,284$158.0K0.1%–
Exchange Traded Concepts Tru301505889EMQQ EME MAR ETF3,190$158.0K0.1%–
iShares Tips Bond ETF464287176ETF1,233$157.0K0.1%–
AMGNAmgen IncStock732$155.0K0.1%History
SPDR Series Trust78468R812ST STR MSCI USAQ1,300$155.0K0.1%–
Ssga Active ETF Tr78467V608ST STR BL LN ETF3,355$154.0K0.1%–
PSAPublic StorageCOM500$148.0K0.1%History
DDominion Energy, IncStock2,000$146.0K0.1%History
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT2,900$146.0K0.1%–
Invesco Exch TRD SLF Idx FD46138J593RUSL 2000 DYNM3,595$142.0K0.1%–
DKNGDraftKings Inc.COM CL A2,950$142.0K0.1%History
NMTNuveen Massachusetts Quality Municipal Income FundCOM9,085$139.0K0.1%History
WRKWestRock CoCOM2,750$137.0K0.1%History
WisdomTree Tr97717X701EUROPE HEDGED EQ1,800$136.0K0.1%–
Vanguard Short-Term Bond ETF921937827ETF1,625$133.0K0.1%–
CLXClorox CoStock800$132.0K0.1%History
Vanguard Morningstar Small-Cap ETF922908751ETF595$130.0K0.1%–
MMM3M CoStock737$129.0K0.1%History
PNCPNC Financial Services Group, Inc.Stock661$129.0K0.1%History
iShares Tr46435G425ESG AWR MSCI USA1,286$126.0K<0.1%–
UPSUnited Parcel Service IncStock684$124.0K<0.1%History
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF3,216$123.0K<0.1%–
NADNuveen Quality Municipal Income FundCOM7,829$122.0K<0.1%History
Global X FDS37954Y475S&P 500 COVERED2,500$121.0K<0.1%–
DUKDuke Energy CORPStock1,228$119.0K<0.1%History
WisdomTree Tr97717X131INTL QULTY DIV3,125$119.0K<0.1%–
First Tr Exchange-Traded FD33733B100WTR ETF1,380$117.0K<0.1%–
HPEHewlett Packard Enterprise CoCOM8,200$116.0K<0.1%History
Pacer FDS Tr69374H741DATA AND INFRAST3,000$116.0K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL1,900$115.0K<0.1%–
SPYSPDR S&P 500 ETF TrustETF266$114.0K<0.1%History
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF485$114.0K<0.1%–
NTLAIntellia Therapeutics, Inc.COM850$114.0K<0.1%History
OGNOrganon & Co.Stock3,428$112.0K<0.1%History
ARWRArrowhead Pharmaceuticals, Inc.COM1,800$112.0K<0.1%History
CFGCitizens Financial Group IncCOM2,400$112.0K<0.1%History
Fidelity High Dividend ETF316092840ETF3,000$111.0K<0.1%–
CTVACorteva, Inc.Stock2,655$111.0K<0.1%History
J P Morgan Exchange Traded F46641Q845DIVERSFD EQT ETF2,565$110.0K<0.1%–
FDXFedEx CorpStock500$109.0K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY1,800$109.0K<0.1%–
TWTRTwitter, Inc.COM1,800$108.0K<0.1%History
BIDUBaidu, Inc.ADR700$107.0K<0.1%History
Vanguard Intermediate-Term Bond ETF921937819ETF1,169$104.0K<0.1%–
IDAIdacorp IncCOM1,000$103.0K<0.1%History
Nuveen Tax-Advantaged Divid67073G105COM6,458$102.0K<0.1%–
PYNPIMCO New York Municipal Income Fund IIICOM9,959$102.0K<0.1%History
HESHess CorpStock1,300$101.0K<0.1%History
CARRCarrier Global CorpStock1,967$101.0K<0.1%History
HSYHershey CoCOM590$99.0K<0.1%History
ALKAlaska Air Group, Inc.COM1,700$99.0K<0.1%History
Columbia ETF Tr I19761L508DIVERSIFID FXD4,600$98.0K<0.1%–
HTDJohn Hancock Tax-Advantaged Dividend Income FundCOM4,273$97.0K<0.1%History
J P Morgan Exchange Traded F46641Q241BETABUILDERS US1,802$97.0K<0.1%–
VKQInvesco Municipal TrustCOM7,293$97.0K<0.1%History
CXPColumbia Property Trust, Inc.COM NEW5,045$95.0K<0.1%History
Vanguard Morningstar Total Stock Market ETF922908769ETF425$94.0K<0.1%–
CMGChipotle Mexican Grill IncCOM52$94.0K<0.1%History
Global X FDS37954Y657US PFD ETF3,635$93.0K<0.1%–
GENIGenius Sports LtdSHARES CL A5,000$93.0K<0.1%History
ABNBAirbnb, Inc.Stock550$92.0K<0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF1,450$92.0K<0.1%–
LITELumentum Holdings Inc.COM1,100$91.0K<0.1%History
Vanguard S&P 500 ETF922908363ETF228$89.0K<0.1%–
NVGNuveen AMT-Free Municipal Credit Income FundCEF5,195$89.0K<0.1%History
APLEApple Hospitality REIT, Inc.REIT5,595$88.0K<0.1%History
Cambria ETF Tr132061201SHSHLD YIELD ETF1,465$88.0K<0.1%–
HOLXHologic IncCOM1,200$88.0K<0.1%History
STMSTMicroelectronics N.V.NY REGISTRY2,000$87.0K<0.1%History
MVFBlackRock Munivest Fund, Inc.COM9,250$87.0K<0.1%History
JPCNuveen Preferred & Income Opportunities FundCOM8,452$83.0K<0.1%History
COPConocoPhillipsStock1,221$82.0K<0.1%History
NOMDNomad Foods LtdUSD ORD SHS3,000$82.0K<0.1%History
DDD3D Systems CorpCOM NEW3,000$82.0K<0.1%History
NIONIO Inc.ADR2,300$81.0K<0.1%History