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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 8, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
188
−4 vs. Q2 2022
Portfolio value
$205.8M
−$15.1M (−6.8%) vs. Q2 2022
Filed
Nov 8, 2022
SEC
Holdings of Herold Advisors, Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock83,526$11.5M5.6%+405+0.5%AddedHistory
MSFTMicrosoft CorpStock34,961$8.14M4.0%+1,795+5.4%AddedHistory
MAMastercard IncStock17,580$5.00M2.4%+45+0.3%AddedHistory
VVisa Inc.Stock27,634$4.91M2.4%−799−2.8%ReducedHistory
ABBVAbbVie Inc.Stock32,398$4.35M2.1%+289+0.9%AddedHistory
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT120,250$4.32M2.1%+95+0.1%AddedHistory
JPMJPMorgan Chase & CoStock29,732$3.11M1.5%+679+2.3%AddedHistory
HDHome Depot, Inc.Stock11,126$3.07M1.5%00.0%UnchangedHistory
CVXChevron CorpStock21,232$3.05M1.5%+107+0.5%AddedHistory
WMTWalmart Inc.Stock22,743$2.95M1.4%+10.0%AddedHistory
LLYEli Lilly & CoStock9,009$2.91M1.4%−560−5.9%ReducedHistory
CVSCVS Health CorpStock30,441$2.90M1.4%−170−0.6%ReducedHistory
XOMExxonMobil Holdings CorpCOM33,039$2.88M1.4%−187−0.6%ReducedHistory
JNJJohnson & JohnsonStock17,469$2.85M1.4%+251+1.5%AddedHistory
PGProcter & Gamble CoStock22,422$2.83M1.4%+40.0%AddedHistory
NKENIKE, Inc.Stock33,976$2.82M1.4%−216−0.6%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF37,621$2.71M1.3%+576+1.6%Added–
MRKMerck & Co., Inc.Stock28,769$2.48M1.2%+3,944+15.9%AddedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH59,340$2.43M1.2%00.0%UnchangedHistory
COSTCostco Wholesale CorpStock5,057$2.39M1.2%+42+0.8%AddedHistory
IBMInternational Business Machines CorpStock19,723$2.34M1.1%+945+5.0%AddedHistory
AMTAmerican Tower CorpREIT10,600$2.27M1.1%00.0%UnchangedHistory
WMWaste Management IncStock13,812$2.21M1.1%+105+0.8%AddedHistory
VZVerizon Communications IncStock57,903$2.20M1.1%+1,992+3.6%AddedHistory
OKEONEOK IncCOM41,962$2.15M1.0%+204+0.5%AddedHistory
BMYBristol Myers Squibb CoStock29,823$2.12M1.0%−127−0.4%ReducedHistory
ZTSZoetis Inc.Stock13,843$2.05M1.0%−250−1.8%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM51,839$2.02M1.0%+1,527+3.0%Added–
WPCW. P. Carey Inc.COM28,526$1.99M1.0%+120.0%AddedHistory
INTUIntuit Inc.Stock5,120$1.98M1.0%00.0%UnchangedHistory
ETF Ser Solutions26922A321DISTILLATE US51,724$1.91M0.9%+1,364+2.7%Added–
Goldman Sachs ETF Tr381430503ACTIVEBETA US LG26,825$1.91M0.9%+50.0%Added–
CTASCintas CorpStock4,755$1.84M0.9%00.0%UnchangedHistory
NVDANVIDIA CorpStock15,024$1.82M0.9%+53+0.4%AddedHistory
CBChubb LtdStock9,891$1.80M0.9%−45−0.5%ReducedHistory
DEDeere & CoStock5,294$1.77M0.9%−25−0.5%ReducedHistory
APHAmphenol CorpCL A25,824$1.73M0.8%00.0%UnchangedHistory
NEENextera Energy IncStock21,724$1.70M0.8%+10.0%AddedHistory
PSXPhillips 66Stock20,847$1.68M0.8%+20,847NewHistory
UNHUnitedHealth Group IncStock3,270$1.65M0.8%00.0%UnchangedHistory
AMZNAmazon Com IncStock13,780$1.56M0.8%+260+1.9%AddedHistory
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT49,556$1.55M0.8%+100.0%AddedHistory
ABTAbbott LaboratoriesStock15,942$1.54M0.7%−494−3.0%ReducedHistory
TSLATesla, Inc.Stock5,750$1.52M0.7%+245+4.5%AddedConverted for a 3-for-1 splitHistory
AVYAvery Dennison CorpCOM9,279$1.51M0.7%+1,292+16.2%AddedHistory
NUENucor CorpCOM14,030$1.50M0.7%00.0%UnchangedHistory
ISRGIntuitive Surgical IncCOM NEW7,950$1.49M0.7%00.0%UnchangedHistory
JKHYJack Henry & Associates IncStock8,120$1.48M0.7%00.0%UnchangedHistory
PFEPfizer IncStock32,101$1.40M0.7%+319+1.0%AddedHistory
QCOMQualcomm IncStock12,377$1.40M0.7%+652+5.6%AddedHistory
American Centy ETF Tr025072885US EQT ETF22,339$1.39M0.7%+1,286+6.1%Added–
PLDPrologis, Inc.REIT13,423$1.36M0.7%00.0%UnchangedHistory
TSCOTractor Supply CoCOM7,059$1.31M0.6%00.0%UnchangedHistory
WisdomTree Tr97717X669US QTLY DIV GRT23,879$1.29M0.6%+194+0.8%Added–
LMTLockheed Martin CorpStock3,252$1.26M0.6%−23−0.7%ReducedHistory
DISWalt Disney CoStock13,227$1.25M0.6%+284+2.2%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF31,446$1.22M0.6%+111+0.4%Added–
BLKBlackRock, Inc.COM2,155$1.19M0.6%+66+3.2%AddedHistory
MCDMcDonalds CorpStock4,987$1.15M0.6%−150−2.9%ReducedHistory
NRGNRG Energy, Inc.Stock28,846$1.10M0.5%+435+1.5%AddedHistory
WisdomTree Tr97717X578EM EX ST-OWNED43,541$1.07M0.5%−4,215−8.8%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF19,120$1.07M0.5%−700−3.5%Reduced–
UNPUnion Pacific CorpStock5,406$1.05M0.5%+10.0%AddedHistory
IQVIQVIA Holdings Inc.Stock5,800$1.05M0.5%00.0%UnchangedHistory
RTXRTX CorpStock12,796$1.05M0.5%+5,283+70.3%AddedHistory
SHELShell plcADR20,978$1.04M0.5%+20,978NewHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM19,710$1.01M0.5%+2,810+16.6%Added–
BACBank of America CorpStock33,343$1.01M0.5%+774+2.4%AddedHistory
CSCOCisco Systems, Inc.Stock25,110$1.00M0.5%−5,776−18.7%ReducedHistory
STZConstellation Brands, Inc.Stock4,375$1.00M0.5%00.0%UnchangedHistory
POOLPool CorpCOM3,100$986.0K0.5%00.0%UnchangedHistory
GOOGLAlphabet Inc.Stock10,280$983.0K0.5%+1,680+19.5%AddedConverted for a 20-for-1 splitHistory
iShares Tr46435G102CONV BD ETF13,815$951.0K0.5%00.0%Unchanged–
PEPPepsiCo IncStock5,780$943.0K0.5%00.0%UnchangedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD30,600$935.0K0.5%−160−0.5%Reduced–
iShares Core Dividend Growth ETF46434V621ETF20,906$929.0K0.5%+10.0%Added–
WisdomTree Tr97717W588US LARGECAP FUND24,210$929.0K0.5%00.0%Unchanged–
TAT&T Inc.Stock59,659$915.0K0.4%+214+0.4%AddedHistory
LHXL3HARRIS Technologies, Inc.Stock4,305$894.0K0.4%00.0%UnchangedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF14,058$889.0K0.4%−580−4.0%Reduced–
IBNIcici Bank LtdADR40,700$853.0K0.4%00.0%UnchangedHistory
PEGPublic Service Enterprise Group IncCOM15,108$849.0K0.4%00.0%UnchangedHistory
METAMeta Platforms, Inc.Stock6,200$841.0K0.4%+190+3.2%AddedHistory
CMCSAComcast CorpStock28,461$834.0K0.4%+30.0%AddedHistory
GOOGAlphabet Inc.Stock8,200$788.0K0.4%00.0%UnchangedConverted for a 20-for-1 splitHistory
BRK.BBerkshire Hathaway IncStock2,950$787.0K0.4%+100+3.5%AddedHistory
GSKGSK plcADR26,558$781.0K0.4%+26,558NewHistory
ETNEaton Corp plcStock5,725$763.0K0.4%+200+3.6%AddedHistory
Flexshares Tr33939L407MORNSTAR UPSTR19,635$738.0K0.4%−181−0.9%Reduced–
EDConsolidated Edison IncStock8,138$697.0K0.3%+1,177+16.9%AddedHistory
American Centy ETF Tr025072703INTL EQT ETF15,219$694.0K0.3%−765−4.8%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF16,369$671.0K0.3%+2,999+22.4%Added–
MKCMcCormick & Co IncStock9,380$668.0K0.3%−80−0.8%ReducedHistory
BABoeing CoStock5,496$665.0K0.3%+300+5.8%AddedHistory
GLDSPDR Gold TrustETF3,905$603.0K0.3%+350+9.8%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF4,408$595.0K0.3%+10.0%Added–
APDAir Products & Chemicals, Inc.Stock2,525$587.0K0.3%00.0%UnchangedHistory
BNY Mellon ETF Trust09661T107US LRG CP CORE8,795$584.0K0.3%00.0%Unchanged–
JPMorgan Ultra-Short Income ETF46641Q837ETF11,406$572.0K0.3%+181+1.6%Added–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A13,616$557.0K0.3%+30.0%AddedHistory

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Herold Advisors, Inc. in Q3 2022
SecurityClassPutsCalls
SPGIS&P Global Inc.Stock$2.27M–

Sold out since Q2 2022 (11)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GSKGSK plcSPONSORED ADR34,485$1.50M0.7%History
DPZDominos Pizza IncCOM3,388$1.32M0.6%History
ACNAccenture plcStock4,570$1.27M0.6%History
TROWPrice T Rowe Group IncStock8,171$928.0K0.4%History
SWKSSkyworks Solutions, Inc.Stock9,445$874.0K0.4%History
New Age Alpha Tr64157X104AVDR US LRGCP LE30,740$739.0K0.3%–
PWRQuanta Services, Inc.COM2,000$250.0K0.1%History
WSTWest Pharmaceutical Services IncCOM807$244.0K0.1%History
American Centy ETF Tr025072307US QUALITY GROW4,085$227.0K0.1%–
Global X FDS37954Y483NASDAQ 100 COVER12,310$215.0K0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET5,000$204.0K0.1%–