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Livermore
Livermore
ZHEN

Herold Advisors, Inc.

SEC CIK
0001891713
Latest filing
Jul 22, 2026

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 8, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
188
−4 vs. Q2 2022
Portfolio value
$205.8M
−$15.1M (−6.8%) vs. Q2 2022
Filed
Nov 8, 2022
SEC
Holdings of Herold Advisors, Inc. in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
HRTGHeritage Insurance Holdings, Inc.COM23,000$51.0K<0.1%+9,000+64.3%AddedHistory
UAAUnder Armour, Inc.Stock10,000$66.0K<0.1%00.0%UnchangedHistory
PNIPIMCO New York Municipal Income Fund IICOM10,700$83.0K<0.1%+30+0.3%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM11,763$85.0K<0.1%+1,540+15.1%AddedHistory
ETEnergy Transfer LPCOM UT LTD PTN10,200$112.0K0.1%00.0%UnchangedHistory
ENXEaton Vance New York Municipal Bond FundCOM13,926$117.0K0.1%−973−6.5%ReducedHistory
Flagstar Bank, National Association649445103COM19,636$167.0K0.1%+1,418+7.8%Added–
HLNHaleon plcADR27,822$169.0K0.1%+27,822NewHistory
NNYNuveen New York Municipal Value FundCOM23,444$191.0K0.1%+73+0.3%AddedHistory
STESTERIS plcSHS USD1,219$202.0K0.1%00.0%UnchangedHistory
KMIKinder Morgan, Inc.Stock12,294$204.0K0.1%+250+2.1%AddedHistory
CAHCardinal Health IncStock3,100$206.0K0.1%+3,100NewHistory
DDDuPont de Nemours, Inc.COM4,150$209.0K0.1%+250+6.4%AddedHistory
CATCaterpillar IncStock1,288$211.0K0.1%+1+0.1%AddedHistory
Flexshares Tr33939L845QLT DIV DEF IDX4,640$213.0K0.1%00.0%Unchanged–
GEGeneral Electric CoStock3,457$214.0K0.1%+3,457NewHistory
ADBEAdobe Inc.Stock800$220.0K0.1%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock435$220.0K0.1%00.0%UnchangedHistory
CPERUnited States Commodity Index Funds TrustCM REP COPP FD10,800$220.0K0.1%00.0%UnchangedHistory
EXPDExpeditors International of Washington IncCOM2,500$220.0K0.1%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q399BETABUILDRS US3,435$221.0K0.1%00.0%Unchanged–
WCNWaste Connections, Inc.COM1,650$224.0K0.1%+1,650NewHistory
iShares Tr464288638ISHS 5-10YR INVT4,678$225.0K0.1%00.0%Unchanged–
GLWCorning IncCOM8,200$237.0K0.1%+500+6.5%AddedHistory
Dimensional U.S. Targeted Value ETF25434V609ETF6,175$240.0K0.1%00.0%Unchanged–
NFGNational Fuel Gas CoStock3,900$240.0K0.1%+250+6.8%AddedHistory
Dimensional ETF Trust25434V401US EQUI MARK ETF6,270$243.0K0.1%00.0%Unchanged–
COHRCoherent Corp.COM7,001$243.0K0.1%00.0%UnchangedHistory
ITWIllinois Tool Works IncStock1,360$245.0K0.1%−100−6.8%ReducedHistory
CLColgate Palmolive CoStock3,490$245.0K0.1%+215+6.6%AddedHistory
ORCLOracle CorpStock4,028$246.0K0.1%+4+0.1%AddedHistory
SEESealed Air CorpCOM5,685$253.0K0.1%00.0%UnchangedHistory
LOWLowes Companies IncStock1,369$257.0K0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V563HIG YLD EQ DIV14,420$268.0K0.1%+1,012+7.5%Added–
MOAltria Group, Inc.Stock6,755$272.0K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF4,100$272.0K0.1%+200+5.1%Added–
UPSUnited Parcel Service IncStock1,729$279.0K0.1%−100−5.5%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF9,213$279.0K0.1%+40.0%Added–
Goldman Sachs ETF Tr381430396JUST US LRG CP5,740$293.0K0.1%00.0%Unchanged–
Goldman Sachs ETF Tr381430362ACCESS INFLATI6,210$295.0K0.1%00.0%Unchanged–
PRUPrudential Financial IncStock3,480$298.0K0.1%−210−5.7%ReducedHistory
iShares Russell Midcap ETF464287499ETF5,000$310.0K0.2%00.0%Unchanged–
MSMorgan StanleyStock3,938$311.0K0.2%+2+0.1%AddedHistory
BPBP PLCADR10,935$312.0K0.2%+306+2.9%AddedHistory
CCDCalamos Dynamic Convertible & Income FundCOM15,811$316.0K0.2%−841−5.1%ReducedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM32,551$319.0K0.2%00.0%UnchangedHistory
IEPIcahn Enterprises L.P.DEPOSITARY UNIT6,444$320.0K0.2%−11−0.2%ReducedHistory
PMPhilip Morris International Inc.Stock3,897$323.0K0.2%00.0%UnchangedHistory
Flexshares Tr33939L506IBOXX 3R TARGT13,930$325.0K0.2%+581+4.4%Added–
Goldman Sachs ETF Tr38149W820INNOVAT EQ ETF8,430$327.0K0.2%+20.0%Added–
TGTTarget CorpStock2,225$330.0K0.2%00.0%UnchangedHistory
J P Morgan Exchange Traded F46641Q159INCOME ETF7,659$339.0K0.2%+1,289+20.2%Added–
INTCIntel CorpStock13,204$340.0K0.2%−231−1.7%ReducedHistory
DOWDow Inc.Stock7,783$341.0K0.2%−46−0.6%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL9,146$357.0K0.2%+305+3.4%Added–
DGDollar General CorpCOM1,501$360.0K0.2%00.0%UnchangedHistory
GILDGilead Sciences, Inc.Stock6,059$373.0K0.2%+1,293+27.1%AddedHistory
ABBNYABB LtdSPONSORED ADR14,800$379.0K0.2%+1,500+11.3%AddedHistory
SLViShares Silver TrustETF21,880$382.0K0.2%00.0%UnchangedHistory
PYPLPayPal Holdings, Inc.Stock4,450$383.0K0.2%−150−3.3%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF2,082$391.0K0.2%00.0%Unchanged–
CCICrown Castle Inc.REIT2,718$392.0K0.2%+2+0.1%AddedHistory
FFord Motor CoStock35,957$402.0K0.2%−1,991−5.2%ReducedHistory
IRMIron Mountain IncCOM9,150$402.0K0.2%00.0%UnchangedHistory
KOCoca Cola CoStock7,194$403.0K0.2%+10+0.1%AddedHistory
BNTXBioNTech SESPONSORED ADS3,000$404.0K0.2%00.0%UnchangedHistory
BRK.ABerkshire Hathaway IncCL A1$406.0K0.2%00.0%UnchangedHistory
iShares Global Clean Energy ETF464288224ETF21,540$411.0K0.2%−980−4.4%Reduced–
American Centy ETF Tr025072877US SML CP VALU6,260$414.0K0.2%−225−3.5%Reduced–
CCitigroup IncStock10,020$417.0K0.2%+355+3.7%AddedHistory
AXPAmerican Express CoStock3,100$418.0K0.2%00.0%UnchangedHistory
CMPRCIMPRESS plcSHS EURO17,100$418.0K0.2%−2,000−10.5%ReducedHistory
BEPCBrookfield Renewable CorpCL A SUB VTG12,878$420.0K0.2%+50.0%AddedHistory
BENFranklin Templeton IncCOM20,250$435.0K0.2%00.0%UnchangedHistory
ADMArcher-Daniels-Midland CoStock5,501$442.0K0.2%−750−12.0%ReducedHistory
ELVElevance Health, Inc.Stock984$447.0K0.2%+244+33.0%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF2,115$452.0K0.2%−210−9.0%Reduced–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD6,095$452.0K0.2%+251+4.3%Added–
GSGoldman Sachs Group IncStock1,555$455.0K0.2%00.0%UnchangedHistory
OGSONE Gas, Inc.COM6,600$464.0K0.2%00.0%UnchangedHistory
HSYHershey CoCOM2,139$471.0K0.2%00.0%UnchangedHistory
BXBlackstone Inc.COM5,675$475.0K0.2%−193−3.3%ReducedHistory
Fidelity Covington Trust316092832DIVID ETF RISI13,570$481.0K0.2%00.0%Unchanged–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF6,665$498.0K0.2%+80+1.2%Added–
NGGNational Grid PLCSPONSORED ADR NE9,768$503.0K0.2%+214+2.2%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE13,637$514.0K0.2%+24+0.2%Added–
ABAlliancebernstein Holding L.P.UNIT LTD PARTN14,920$523.0K0.3%00.0%UnchangedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR12,342$533.0K0.3%−870−6.6%Reduced–
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A13,616$557.0K0.3%+30.0%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF11,406$572.0K0.3%+181+1.6%Added–
BNY Mellon ETF Trust09661T107US LRG CP CORE8,795$584.0K0.3%00.0%Unchanged–
APDAir Products & Chemicals, Inc.Stock2,525$587.0K0.3%00.0%UnchangedHistory
Vanguard Dividend Appreciation ETF921908844ETF4,408$595.0K0.3%+10.0%Added–
GLDSPDR Gold TrustETF3,905$603.0K0.3%+350+9.8%AddedHistory
BABoeing CoStock5,496$665.0K0.3%+300+5.8%AddedHistory
MKCMcCormick & Co IncStock9,380$668.0K0.3%−80−0.8%ReducedHistory
Pacer US Cash Cows 100 ETF69374H881ETF16,369$671.0K0.3%+2,999+22.4%Added–
American Centy ETF Tr025072703INTL EQT ETF15,219$694.0K0.3%−765−4.8%Reduced–
EDConsolidated Edison IncStock8,138$697.0K0.3%+1,177+16.9%AddedHistory
Flexshares Tr33939L407MORNSTAR UPSTR19,635$738.0K0.4%−181−0.9%Reduced–

Options (1)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Herold Advisors, Inc. in Q3 2022
SecurityClassPutsCalls
SPGIS&P Global Inc.Stock$2.27M–

Sold out since Q2 2022 (11)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Herold Advisors, Inc. sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
GSKGSK plcSPONSORED ADR34,485$1.50M0.7%History
DPZDominos Pizza IncCOM3,388$1.32M0.6%History
ACNAccenture plcStock4,570$1.27M0.6%History
TROWPrice T Rowe Group IncStock8,171$928.0K0.4%History
SWKSSkyworks Solutions, Inc.Stock9,445$874.0K0.4%History
New Age Alpha Tr64157X104AVDR US LRGCP LE30,740$739.0K0.3%–
PWRQuanta Services, Inc.COM2,000$250.0K0.1%History
WSTWest Pharmaceutical Services IncCOM807$244.0K0.1%History
American Centy ETF Tr025072307US QUALITY GROW4,085$227.0K0.1%–
Global X FDS37954Y483NASDAQ 100 COVER12,310$215.0K0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET5,000$204.0K0.1%–