Baron Financial Group, LLC
- SEC CIK
- 0001832093
- Latest filing
- Jul 9, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 224
- −14 vs. Q2 2021
- Portfolio value
- $164.7M
- +$3.98M (+2.5%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | 77,511 | $17.0M | 10.3% | +730+1.0% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 290,403 | $15.3M | 9.3% | +30,590+11.8% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 33,589 | $14.4M | 8.8% | +286+0.9% | Added | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 50,860 | $8.93M | 5.4% | +850+1.7% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 108,413 | $8.88M | 5.4% | +16,160+17.5% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 78,732 | $6.72M | 4.1% | −625−0.8% | Reduced | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 61,280 | $6.59M | 4.0% | +9,595+18.6% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 82,642 | $6.45M | 3.9% | +510+0.6% | Added | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 93,110 | $5.20M | 3.2% | +2,775+3.1% | Added | – |
| GLDSPDR Gold Trust | ETF | 29,055 | $4.77M | 2.9% | +964+3.4% | Added | History |
| Vanguard Real Estate ETF922908553 | ETF | 46,025 | $4.68M | 2.8% | −1,598−3.4% | Reduced | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 92,009 | $4.64M | 2.8% | +2,203+2.5% | Added | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 159,315 | $4.58M | 2.8% | +8,555+5.7% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 16,359 | $4.04M | 2.5% | −405−2.4% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 32,575 | $3.74M | 2.3% | +5,690+21.2% | Added | – |
| First Tr Exchange-Traded FD33736G106 | GBL WND ENRG ETF | 177,490 | $3.71M | 2.3% | −4,690−2.6% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 13,337 | $3.65M | 2.2% | −487−3.5% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 26,890 | $3.12M | 1.9% | +5,595+26.3% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 18,002 | $2.82M | 1.7% | −375−2.0% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 5,696 | $2.74M | 1.7% | −274−4.6% | Reduced | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 69,090 | $2.62M | 1.6% | +3,310+5.0% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 22,640 | $2.47M | 1.5% | +1,390+6.5% | Added | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 72,930 | $2.32M | 1.4% | +1,960+2.8% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 9,117 | $2.15M | 1.3% | +35+0.4% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 25,490 | $2.00M | 1.2% | +1,860+7.9% | Added | – |
| iShares Tr464288570 | ESG MSCI KLD ETF | 20,975 | $1.75M | 1.1% | −110−0.5% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,124 | $1.61M | 1.0% | +120+2.0% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 37,470 | $1.55M | 0.9% | +3,725+11.0% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,832 | $1.52M | 0.9% | −217−3.1% | Reduced | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 22,054 | $1.36M | 0.8% | +2,290+11.6% | Added | – |
| AAPLApple Inc. | Stock | 8,834 | $1.25M | 0.8% | +10.0% | Added | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 17,995 | $782.1K | 0.5% | −3,240−15.3% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 2,205 | $621.5K | 0.4% | −49−2.2% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 3,938 | $547.1K | 0.3% | +5+0.1% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 7,555 | $444.4K | 0.3% | −500−6.2% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 4,360 | $323.7K | 0.2% | −45−1.0% | Reduced | – |
| PFEPfizer Inc | Stock | 7,402 | $318.4K | 0.2% | −99−1.3% | Reduced | History |
| ARCCAres Capital Corp | CEF | 15,611 | $317.4K | 0.2% | +294+1.9% | Added | History |
| CLColgate Palmolive Co | Stock | 4,138 | $312.8K | 0.2% | 00.0% | Unchanged | History |
| BXBlackstone Inc. | COM | 2,650 | $308.3K | 0.2% | −150−5.4% | Reduced | History |
| JNJJohnson & Johnson | Stock | 1,908 | $308.1K | 0.2% | +2+0.1% | Added | History |
| ADPAutomatic Data Processing Inc | Stock | 1,457 | $291.2K | 0.2% | 00.0% | Unchanged | History |
| JPMJPMorgan Chase & Co | Stock | 1,735 | $284.0K | 0.2% | 00.0% | Unchanged | History |
| Vanguard Information Technology ETF92204A702 | ETF | 683 | $274.1K | 0.2% | 00.0% | Unchanged | – |
| PEGPublic Service Enterprise Group Inc | COM | 3,415 | $207.9K | 0.1% | +22+0.6% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,310 | $201.2K | 0.1% | −340−20.6% | Reduced | – |
| ABTAbbott Laboratories | Stock | 1,698 | $200.6K | 0.1% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 1,251 | $174.9K | 0.1% | 00.0% | Unchanged | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,305 | $166.1K | 0.1% | 00.0% | Unchanged | – |
| MRKMerck & Co., Inc. | Stock | 2,168 | $162.8K | 0.1% | +100+4.8% | Added | History |
| BDXBecton Dickinson & Co | Stock | 643 | $158.1K | 0.1% | +1+0.2% | Added | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 927 | $156.9K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 519 | $150.6K | 0.1% | 00.0% | Unchanged | – |
| ABBVAbbVie Inc. | Stock | 1,393 | $150.3K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 2,772 | $140.0K | 0.1% | 00.0% | Unchanged | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 9,092 | $138.1K | 0.1% | 00.0% | Unchanged | History |
| DISWalt Disney Co | Stock | 772 | $130.6K | 0.1% | 00.0% | Unchanged | History |
| NKENIKE, Inc. | Stock | 855 | $124.2K | 0.1% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 721 | $120.8K | 0.1% | 00.0% | Unchanged | History |
| UNHUnitedHealth Group Inc | Stock | 305 | $119.2K | 0.1% | 00.0% | Unchanged | History |
| AIGAmerican International Group, Inc. | Stock | 2,076 | $114.0K | 0.1% | 00.0% | Unchanged | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 1,513 | $111.8K | 0.1% | 00.0% | Unchanged | – |
| WMTWalmart Inc. | Stock | 765 | $106.6K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 776 | $105.0K | 0.1% | 00.0% | Unchanged | – |
| PIMCO ETF Tr72201R403 | BROAD US TIPS | 1,600 | $105.0K | 0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 470 | $103.4K | 0.1% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 1,883 | $102.5K | 0.1% | −25−1.3% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 530 | $96.5K | 0.1% | 00.0% | Unchanged | History |
| HONHoneywell International Inc | COM | 445 | $94.5K | 0.1% | −35−7.3% | Reduced | History |
| IAUiShares Gold Trust | ETF | 2,622 | $87.6K | 0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 725 | $85.1K | 0.1% | −475−39.6% | Reduced | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 1,400 | $84.1K | 0.1% | −200−12.5% | Reduced | History |
| BACBank of America Corp | Stock | 1,816 | $77.1K | <0.1% | −99−5.2% | Reduced | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 443 | $73.8K | <0.1% | 00.0% | Unchanged | History |
| MCDMcDonalds Corp | Stock | 290 | $69.9K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 497 | $69.4K | <0.1% | −30−5.7% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 156 | $67.2K | <0.1% | 00.0% | Unchanged | – |
| CATCaterpillar Inc | Stock | 350 | $67.2K | <0.1% | 00.0% | Unchanged | History |
| KOCoca Cola Co | Stock | 1,254 | $65.8K | <0.1% | 00.0% | Unchanged | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 982 | $64.2K | <0.1% | −350−26.3% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 395 | $59.2K | <0.1% | −70−15.1% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 18 | $59.1K | <0.1% | +8+80.0% | Added | History |
| EOGEOG Resources Inc | Stock | 700 | $56.2K | <0.1% | 00.0% | Unchanged | History |
| SYYSysco Corp | Stock | 675 | $53.0K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,028 | $51.4K | <0.1% | 00.0% | Unchanged | – |
| NFLXNetflix Inc | Stock | 83 | $50.7K | <0.1% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 335 | $50.4K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 311 | $49.3K | <0.1% | 00.0% | Unchanged | – |
| MDLZMondelez International, Inc. | Stock | 841 | $48.9K | <0.1% | 00.0% | Unchanged | History |
| GOOGLAlphabet Inc. | Stock | 18 | $48.1K | <0.1% | −5−21.7% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 140 | $47.5K | <0.1% | 00.0% | Unchanged | History |
| NEENextera Energy Inc | Stock | 603 | $47.3K | <0.1% | +3+0.5% | Added | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 744 | $47.1K | <0.1% | 00.0% | Unchanged | – |
| ISBCInvestors Bancorp, Inc. | COM | 3,060 | $46.2K | <0.1% | 00.0% | Unchanged | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 30 | $44.5K | <0.1% | 00.0% | Unchanged | History |
| ORCLOracle Corp | Stock | 503 | $43.8K | <0.1% | +1+0.2% | Added | History |
| JCIJohnson Controls International plc | Stock | 640 | $43.6K | <0.1% | 00.0% | Unchanged | History |
| XYZBlock, Inc. | CL A | 180 | $43.2K | <0.1% | 00.0% | Unchanged | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 237 | $42.5K | <0.1% | 00.0% | Unchanged | – |
| AMGNAmgen Inc | Stock | 200 | $42.5K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2021 (14)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| GRAW R Grace & Co | COM | 497 | $34.4K | <0.1% | History |
| MAMastercard Inc | Stock | 70 | $25.6K | <0.1% | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 100 | $9.15K | <0.1% | – |
| ESBAEmpire State Realty OP, L.P. | UNIT LTD PRTNSP | 650 | $7.83K | <0.1% | History |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 69 | $7.62K | <0.1% | – |
| Sustainable Opportnts Acq CoG8598Y117 | *W EXP 99/99/999 | 2,090 | $6.31K | <0.1% | – |
| BLNKBlink Charging Co. | COM | 130 | $5.35K | <0.1% | History |
| TELTE Connectivity plc | REG SHS | 37 | $5.00K | <0.1% | History |
| Vanguard S&P 500 ETF922908363 | ETF | 12 | $4.72K | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 20 | $3.67K | <0.1% | History |
| CCitigroup Inc | Stock | 20 | $1.42K | <0.1% | History |
| ONEM1Life Healthcare Inc | COM | 35 | $1.16K | <0.1% | History |
| HOVHovnanian Enterprises Inc | CL A NEW | 8 | $850 | <0.1% | History |
| PNRPENTAIR plc | SHS | 8 | $540 | <0.1% | History |