Baron Financial Group, LLC
- SEC CIK
- 0001832093
- Latest filing
- Jul 9, 2026
Holdings in Q2 2021
Holdings as of Jun 30, 2021, filed Aug 6, 2021. Long positions only; changes compare share counts with Q1 2021.
- Positions
- 238
- −3 vs. Q1 2021
- Portfolio value
- $160.7M
- +$15.6M (+10.7%) vs. Q1 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | 76,781 | $17.6M | 11.0% | −678−0.9% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 33,303 | $14.3M | 8.9% | +770+2.4% | Added | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 259,813 | $13.6M | 8.5% | +81,456+45.7% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 50,010 | $8.67M | 5.4% | +1,100+2.2% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 92,253 | $7.58M | 4.7% | +17,555+23.5% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 79,357 | $6.88M | 4.3% | −880−1.1% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 82,132 | $6.48M | 4.0% | +200.0% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 51,685 | $5.57M | 3.5% | +12,250+31.1% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 89,806 | $4.95M | 3.1% | +1,140+1.3% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 47,623 | $4.85M | 3.0% | −1,171−2.4% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 90,335 | $4.85M | 3.0% | +2,975+3.4% | Added | – |
| GLDSPDR Gold Trust | ETF | 28,091 | $4.65M | 2.9% | +975+3.6% | Added | History |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 150,760 | $4.42M | 2.8% | +14,440+10.6% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 16,764 | $4.14M | 2.6% | −1,493−8.2% | Reduced | – |
| First Tr Exchange-Traded FD33736G106 | GBL WND ENRG ETF | 182,180 | $3.92M | 2.4% | +9,855+5.7% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 13,824 | $3.75M | 2.3% | −432−3.0% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 26,885 | $3.10M | 1.9% | +4,805+21.8% | Added | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 5,970 | $2.93M | 1.8% | −300−4.8% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 18,377 | $2.91M | 1.8% | −770−4.0% | Reduced | – |
| iShares Tr46434V456 | MSCI INTL QUALTY | 65,780 | $2.54M | 1.6% | +4,100+6.6% | Added | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 21,295 | $2.50M | 1.6% | +4,495+26.8% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 21,250 | $2.40M | 1.5% | +1,210+6.0% | Added | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 70,970 | $2.29M | 1.4% | +2,175+3.2% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 9,082 | $2.22M | 1.4% | +125+1.4% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 23,630 | $1.87M | 1.2% | +3,215+15.7% | Added | – |
| iShares Tr464288570 | ESG MSCI KLD ETF | 21,085 | $1.75M | 1.1% | +655+3.2% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,004 | $1.61M | 1.0% | +70+1.2% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 7,049 | $1.57M | 1.0% | −165−2.3% | Reduced | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 33,745 | $1.52M | 0.9% | +2,090+6.6% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 19,764 | $1.32M | 0.8% | +1,155+6.2% | Added | – |
| AAPLApple Inc. | Stock | 8,833 | $1.21M | 0.8% | +100+1.1% | Added | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 21,235 | $939.0K | 0.6% | −6,370−23.1% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 2,254 | $610.6K | 0.4% | −224−9.0% | Reduced | History |
| IBMInternational Business Machines Corp | Stock | 3,933 | $576.5K | 0.4% | −246−5.9% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 8,055 | $508.1K | 0.3% | 00.0% | Unchanged | History |
| CLColgate Palmolive Co | Stock | 4,138 | $336.6K | 0.2% | −100−2.4% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 4,405 | $329.8K | 0.2% | −250−5.4% | Reduced | – |
| JNJJohnson & Johnson | Stock | 1,906 | $314.0K | 0.2% | +1+0.1% | Added | History |
| ARCCAres Capital Corp | CEF | 15,317 | $300.1K | 0.2% | +300+2.0% | Added | History |
| PFEPfizer Inc | Stock | 7,501 | $293.7K | 0.2% | −491−6.1% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 1,457 | $289.3K | 0.2% | 00.0% | Unchanged | History |
| Vanguard Information Technology ETF92204A702 | ETF | 683 | $272.4K | 0.2% | −73−9.7% | Reduced | – |
| BXBlackstone Inc. | COM | 2,800 | $272.0K | 0.2% | −750−21.1% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 1,735 | $269.9K | 0.2% | −100−5.4% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,650 | $255.4K | 0.2% | 00.0% | Unchanged | – |
| PEGPublic Service Enterprise Group Inc | COM | 3,393 | $202.7K | 0.1% | −429−11.2% | Reduced | History |
| ABTAbbott Laboratories | Stock | 1,698 | $196.8K | 0.1% | 00.0% | Unchanged | History |
| PGProcter & Gamble Co | Stock | 1,251 | $168.8K | 0.1% | 00.0% | Unchanged | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,305 | $164.4K | 0.1% | −16−1.2% | Reduced | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 927 | $161.0K | 0.1% | +8+0.9% | Added | – |
| MRKMerck & Co., Inc. | Stock | 2,068 | $160.8K | 0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 1,393 | $156.9K | 0.1% | 00.0% | Unchanged | History |
| BDXBecton Dickinson & Co | Stock | 642 | $156.0K | 0.1% | −58−8.3% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 519 | $148.9K | 0.1% | +22+4.4% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 2,772 | $142.8K | 0.1% | −100−3.5% | Reduced | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 9,092 | $142.7K | 0.1% | −270−2.9% | Reduced | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 1,200 | $142.2K | 0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 772 | $135.7K | 0.1% | 00.0% | Unchanged | History |
| NKENIKE, Inc. | Stock | 855 | $132.1K | 0.1% | 00.0% | Unchanged | History |
| UNHUnitedHealth Group Inc | Stock | 305 | $122.1K | 0.1% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 721 | $119.1K | 0.1% | 00.0% | Unchanged | History |
| BABoeing Co | Stock | 470 | $112.6K | 0.1% | −40−7.8% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 530 | $110.2K | 0.1% | −50−8.6% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 1,513 | $110.0K | 0.1% | −16−1.0% | Reduced | – |
| WMTWalmart Inc. | Stock | 765 | $107.9K | 0.1% | −30−3.8% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 776 | $106.7K | 0.1% | +53+7.3% | Added | – |
| HONHoneywell International Inc | COM | 480 | $105.3K | 0.1% | 00.0% | Unchanged | History |
| PIMCO ETF Tr72201R403 | BROAD US TIPS | 1,600 | $105.2K | 0.1% | 00.0% | Unchanged | – |
| CSCOCisco Systems, Inc. | Stock | 1,908 | $101.1K | 0.1% | 00.0% | Unchanged | History |
| AIGAmerican International Group, Inc. | Stock | 2,076 | $98.8K | 0.1% | 00.0% | Unchanged | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 1,600 | $95.8K | 0.1% | 00.0% | Unchanged | History |
| IAUiShares Gold Trust | ETF | 2,622 | $88.4K | 0.1% | 00.0% | UnchangedConverted for a 1-for-2 split | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 1,332 | $87.0K | 0.1% | 00.0% | Unchanged | – |
| BACBank of America Corp | Stock | 1,915 | $79.0K | <0.1% | +1+0.1% | Added | History |
| CATCaterpillar Inc | Stock | 350 | $76.2K | <0.1% | −50−12.5% | Reduced | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 527 | $74.0K | <0.1% | −73−12.2% | Reduced | – |
| BRBroadridge Financial Solutions, Inc. | Stock | 443 | $71.6K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 465 | $70.1K | <0.1% | −235−33.6% | Reduced | – |
| KOCoca Cola Co | Stock | 1,254 | $67.9K | <0.1% | 00.0% | Unchanged | History |
| iShares Core S&P 500 ETF464287200 | ETF | 156 | $67.1K | <0.1% | −25−13.8% | Reduced | – |
| MCDMcDonalds Corp | Stock | 290 | $67.0K | <0.1% | 00.0% | Unchanged | History |
| Schwab U.S. REIT ETF808524847 | ETF | 1,412 | $64.7K | <0.1% | −458−24.5% | Reduced | – |
| EOGEOG Resources Inc | Stock | 700 | $58.4K | <0.1% | 00.0% | Unchanged | History |
| GOOGLAlphabet Inc. | Stock | 23 | $56.2K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,028 | $55.8K | <0.1% | −100−8.9% | Reduced | – |
| MDLZMondelez International, Inc. | Stock | 841 | $52.5K | <0.1% | −50−5.6% | Reduced | History |
| SYYSysco Corp | Stock | 675 | $52.5K | <0.1% | −25−3.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 311 | $49.9K | <0.1% | +46+17.4% | Added | – |
| PEPPepsiCo Inc | Stock | 335 | $49.7K | <0.1% | −50−13.0% | Reduced | History |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 744 | $48.9K | <0.1% | 00.0% | Unchanged | – |
| AMGNAmgen Inc | Stock | 200 | $48.8K | <0.1% | 00.0% | Unchanged | History |
| METAMeta Platforms, Inc. | Stock | 140 | $48.7K | <0.1% | +20+16.7% | Added | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 30 | $45.8K | <0.1% | 00.0% | Unchanged | History |
| NEENextera Energy Inc | Stock | 600 | $44.0K | <0.1% | +3+0.5% | Added | History |
| JCIJohnson Controls International plc | Stock | 640 | $43.9K | <0.1% | 00.0% | Unchanged | History |
| XYZBlock, Inc. | CL A | 180 | $43.9K | <0.1% | 00.0% | Unchanged | History |
| NFLXNetflix Inc | Stock | 83 | $43.8K | <0.1% | 00.0% | Unchanged | History |
| ISBCInvestors Bancorp, Inc. | COM | 3,060 | $43.6K | <0.1% | 00.0% | Unchanged | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 1,181 | $43.0K | <0.1% | +537+83.4% | Added | – |
| MMM3M Co | Stock | 215 | $42.7K | <0.1% | −75−25.9% | Reduced | History |
Sold out since Q1 2021 (3)
Positions held at the end of Q1 2021 that are gone from this filing.