Baron Financial Group, LLC
- SEC CIK
- 0001832093
- 最新申報
- 2026/7/9
2021 年第 3 季持倉
持倉截至 2021/9/30，2021/11/12 申報。只含多頭部位，變化是跟 2021 年第 2 季比股數。
- 持股檔數
- 224
- 較 2021 年第 2 季 −14
- 總值
- $1.65 億
- 較 2021 年第 2 季 +$398.0 萬 (+2.5%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | 77,511 | $1,696 萬 | 10.3% | +730+1.0% | 加碼 | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 290,403 | $1,527 萬 | 9.3% | +30,590+11.8% | 加碼 | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 33,589 | $1,441 萬 | 8.8% | +286+0.9% | 加碼 | 歷史 |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 50,860 | $893.1 萬 | 5.4% | +850+1.7% | 加碼 | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 108,413 | $888.3 萬 | 5.4% | +16,160+17.5% | 加碼 | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 78,732 | $672.0 萬 | 4.1% | −625−0.8% | 減碼 | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 61,280 | $659.2 萬 | 4.0% | +9,595+18.6% | 加碼 | – |
| iShares MSCI Eafe ETF464287465 | ETF | 82,642 | $644.7 萬 | 3.9% | +510+0.6% | 加碼 | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 93,110 | $519.9 萬 | 3.2% | +2,775+3.1% | 加碼 | – |
| GLDSPDR Gold Trust | ETF | 29,055 | $477.1 萬 | 2.9% | +964+3.4% | 加碼 | 歷史 |
| Vanguard Real Estate ETF922908553 | ETF | 46,025 | $468.4 萬 | 2.8% | −1,598−3.4% | 減碼 | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 92,009 | $463.5 萬 | 2.8% | +2,203+2.5% | 加碼 | – |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 159,315 | $457.7 萬 | 2.8% | +8,555+5.7% | 加碼 | – |
| Vanguard Health Care ETF92204A504 | ETF | 16,359 | $404.3 萬 | 2.5% | −405−2.4% | 減碼 | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 32,575 | $374.1 萬 | 2.3% | +5,690+21.2% | 加碼 | – |
| First Tr Exchange-Traded FD33736G106 | GBL WND ENRG ETF | 177,490 | $371.0 萬 | 2.3% | −4,690−2.6% | 減碼 | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 13,337 | $365.5 萬 | 2.2% | −487−3.5% | 減碼 | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 26,890 | $312.4 萬 | 1.9% | +5,595+26.3% | 加碼 | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 18,002 | $281.7 萬 | 1.7% | −375−2.0% | 減碼 | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 5,696 | $273.9 萬 | 1.7% | −274−4.6% | 減碼 | 歷史 |
| iShares Tr46434V456 | MSCI INTL QUALTY | 69,090 | $261.7 萬 | 1.6% | +3,310+5.0% | 加碼 | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 22,640 | $247.2 萬 | 1.5% | +1,390+6.5% | 加碼 | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 72,930 | $231.6 萬 | 1.4% | +1,960+2.8% | 加碼 | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 9,117 | $215.1 萬 | 1.3% | +35+0.4% | 加碼 | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 25,490 | $199.8 萬 | 1.2% | +1,860+7.9% | 加碼 | – |
| iShares Tr464288570 | ESG MSCI KLD ETF | 20,975 | $174.5 萬 | 1.1% | −110−0.5% | 減碼 | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,124 | $161.1 萬 | 1.0% | +120+2.0% | 加碼 | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 37,470 | $155.3 萬 | 0.9% | +3,725+11.0% | 加碼 | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,832 | $151.7 萬 | 0.9% | −217−3.1% | 減碼 | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 22,054 | $136.2 萬 | 0.8% | +2,290+11.6% | 加碼 | – |
| AAPLApple Inc. | Stock | 8,834 | $125.0 萬 | 0.8% | +10.0% | 加碼 | 歷史 |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 17,995 | $78.2 萬 | 0.5% | −3,240−15.3% | 減碼 | – |
| MSFTMicrosoft Corp | Stock | 2,205 | $62.1 萬 | 0.4% | −49−2.2% | 減碼 | 歷史 |
| IBMInternational Business Machines Corp | Stock | 3,938 | $54.7 萬 | 0.3% | +5+0.1% | 加碼 | 歷史 |
| XOMExxonMobil Holdings Corp | COM | 7,555 | $44.4 萬 | 0.3% | −500−6.2% | 減碼 | 歷史 |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 4,360 | $32.4 萬 | 0.2% | −45−1.0% | 減碼 | – |
| PFEPfizer Inc | Stock | 7,402 | $31.8 萬 | 0.2% | −99−1.3% | 減碼 | 歷史 |
| ARCCAres Capital Corp | CEF | 15,611 | $31.7 萬 | 0.2% | +294+1.9% | 加碼 | 歷史 |
| CLColgate Palmolive Co | Stock | 4,138 | $31.3 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| BXBlackstone Inc. | COM | 2,650 | $30.8 萬 | 0.2% | −150−5.4% | 減碼 | 歷史 |
| JNJJohnson & Johnson | Stock | 1,908 | $30.8 萬 | 0.2% | +2+0.1% | 加碼 | 歷史 |
| ADPAutomatic Data Processing Inc | Stock | 1,457 | $29.1 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| JPMJPMorgan Chase & Co | Stock | 1,735 | $28.4 萬 | 0.2% | 00.0% | 不變 | 歷史 |
| Vanguard Information Technology ETF92204A702 | ETF | 683 | $27.4 萬 | 0.2% | 00.0% | 不變 | – |
| PEGPublic Service Enterprise Group Inc | COM | 3,415 | $20.8 萬 | 0.1% | +22+0.6% | 加碼 | 歷史 |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,310 | $20.1 萬 | 0.1% | −340−20.6% | 減碼 | – |
| ABTAbbott Laboratories | Stock | 1,698 | $20.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| PGProcter & Gamble Co | Stock | 1,251 | $17.5 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,305 | $16.6 萬 | 0.1% | 00.0% | 不變 | – |
| MRKMerck & Co., Inc. | Stock | 2,168 | $16.3 萬 | 0.1% | +100+4.8% | 加碼 | 歷史 |
| BDXBecton Dickinson & Co | Stock | 643 | $15.8 萬 | 0.1% | +1+0.2% | 加碼 | 歷史 |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 927 | $15.7 萬 | 0.1% | 00.0% | 不變 | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 519 | $15.1 萬 | 0.1% | 00.0% | 不變 | – |
| ABBVAbbVie Inc. | Stock | 1,393 | $15.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 2,772 | $14.0 萬 | 0.1% | 00.0% | 不變 | – |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 9,092 | $13.8 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| DISWalt Disney Co | Stock | 772 | $13.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| NKENIKE, Inc. | Stock | 855 | $12.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AXPAmerican Express Co | Stock | 721 | $12.1 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 305 | $11.9 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| AIGAmerican International Group, Inc. | Stock | 2,076 | $11.4 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| iShares S&P 500 Growth ETF464287309 | ETF | 1,513 | $11.2 萬 | 0.1% | 00.0% | 不變 | – |
| WMTWalmart Inc. | Stock | 765 | $10.7 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Morningstar Value ETF922908744 | ETF | 776 | $10.5 萬 | 0.1% | 00.0% | 不變 | – |
| PIMCO ETF Tr72201R403 | BROAD US TIPS | 1,600 | $10.5 萬 | 0.1% | 00.0% | 不變 | – |
| BABoeing Co | Stock | 470 | $10.3 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| CSCOCisco Systems, Inc. | Stock | 1,883 | $10.2 萬 | 0.1% | −25−1.3% | 減碼 | 歷史 |
| UPSUnited Parcel Service Inc | Stock | 530 | $9.65 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| HONHoneywell International Inc | COM | 445 | $9.45 萬 | 0.1% | −35−7.3% | 減碼 | 歷史 |
| IAUiShares Gold Trust | ETF | 2,622 | $8.76 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 725 | $8.51 萬 | 0.1% | −475−39.6% | 減碼 | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 1,400 | $8.41 萬 | 0.1% | −200−12.5% | 減碼 | 歷史 |
| BACBank of America Corp | Stock | 1,816 | $7.71 萬 | <0.1% | −99−5.2% | 減碼 | 歷史 |
| BRBroadridge Financial Solutions, Inc. | Stock | 443 | $7.38 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| MCDMcDonalds Corp | Stock | 290 | $6.99 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 497 | $6.94 萬 | <0.1% | −30−5.7% | 減碼 | – |
| iShares Core S&P 500 ETF464287200 | ETF | 156 | $6.72 萬 | <0.1% | 00.0% | 不變 | – |
| CATCaterpillar Inc | Stock | 350 | $6.72 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| KOCoca Cola Co | Stock | 1,254 | $6.58 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Select U.S. REIT ETF464287564 | ETF | 982 | $6.42 萬 | <0.1% | −350−26.3% | 減碼 | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 395 | $5.92 萬 | <0.1% | −70−15.1% | 減碼 | – |
| AMZNAmazon Com Inc | Stock | 18 | $5.91 萬 | <0.1% | +8+80.0% | 加碼 | 歷史 |
| EOGEOG Resources Inc | Stock | 700 | $5.62 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| SYYSysco Corp | Stock | 675 | $5.30 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,028 | $5.14 萬 | <0.1% | 00.0% | 不變 | – |
| NFLXNetflix Inc | Stock | 83 | $5.07 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| PEPPepsiCo Inc | Stock | 335 | $5.04 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| Invesco Exchange Traded FD T46137V613 | RAFI US 1000 ETF | 311 | $4.92 萬 | <0.1% | 00.0% | 不變 | – |
| MDLZMondelez International, Inc. | Stock | 841 | $4.89 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| GOOGLAlphabet Inc. | Stock | 18 | $4.81 萬 | <0.1% | −5−21.7% | 減碼 | 歷史 |
| METAMeta Platforms, Inc. | Stock | 140 | $4.75 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| NEENextera Energy Inc | Stock | 603 | $4.73 萬 | <0.1% | +3+0.5% | 加碼 | 歷史 |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 744 | $4.71 萬 | <0.1% | 00.0% | 不變 | – |
| ISBCInvestors Bancorp, Inc. | COM | 3,060 | $4.62 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 30 | $4.45 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| ORCLOracle Corp | Stock | 503 | $4.38 萬 | <0.1% | +1+0.2% | 加碼 | 歷史 |
| JCIJohnson Controls International plc | Stock | 640 | $4.36 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| XYZBlock, Inc. | CL A | 180 | $4.32 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 237 | $4.25 萬 | <0.1% | 00.0% | 不變 | – |
| AMGNAmgen Inc | Stock | 200 | $4.25 萬 | <0.1% | 00.0% | 不變 | 歷史 |
2021 年第 2 季之後清倉（14 檔）
2021 年第 2 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2021 年第 2 季股數 | 2021 年第 2 季市值 | 2021 年第 2 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| GRAW R Grace & Co | COM | 497 | $3.44 萬 | <0.1% | 歷史 |
| MAMastercard Inc | Stock | 70 | $2.56 萬 | <0.1% | 歷史 |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 100 | $9,147 | <0.1% | – |
| ESBAEmpire State Realty OP, L.P. | UNIT LTD PRTNSP | 650 | $7,833 | <0.1% | 歷史 |
| iShares Trust iShares 0-1 Year Treasury Bond ETF464288679 | ETF | 69 | $7,624 | <0.1% | – |
| Sustainable Opportnts Acq CoG8598Y117 | *W EXP 99/99/999 | 2,090 | $6,312 | <0.1% | – |
| BLNKBlink Charging Co. | COM | 130 | $5,352 | <0.1% | 歷史 |
| TELTE Connectivity plc | REG SHS | 37 | $5,003 | <0.1% | 歷史 |
| Vanguard S&P 500 ETF922908363 | ETF | 12 | $4,722 | <0.1% | – |
| ENPHEnphase Energy, Inc. | Stock | 20 | $3,673 | <0.1% | 歷史 |
| CCitigroup Inc | Stock | 20 | $1,415 | <0.1% | 歷史 |
| ONEM1Life Healthcare Inc | COM | 35 | $1,157 | <0.1% | 歷史 |
| HOVHovnanian Enterprises Inc | CL A NEW | 8 | $850 | <0.1% | 歷史 |
| PNRPENTAIR plc | SHS | 8 | $540 | <0.1% | 歷史 |