Baron Financial Group, LLC
- SEC CIK
- 0001832093
- Latest filing
- Jul 9, 2026
Holdings in Q4 2021
Holdings as of Dec 31, 2021, filed Feb 9, 2022. Long positions only; changes compare share counts with Q3 2021.
- Positions
- 221
- −3 vs. Q3 2021
- Portfolio value
- $176.5M
- +$11.8M (+7.1%) vs. Q3 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | 78,176 | $17.4M | 9.9% | +665+0.9% | Added | – |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 327,553 | $16.8M | 9.5% | +37,150+12.8% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 33,964 | $16.1M | 9.1% | +375+1.1% | Added | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 121,303 | $9.80M | 5.6% | +12,890+11.9% | Added | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 51,970 | $9.45M | 5.4% | +1,110+2.2% | Added | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 71,740 | $7.70M | 4.4% | +10,460+17.1% | Added | – |
| State Street SPDR Bloomberg Convertible Securities ETF78464A359 | ETF | 80,412 | $6.67M | 3.8% | +1,680+2.1% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 82,892 | $6.52M | 3.7% | +250+0.3% | Added | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 95,155 | $5.77M | 3.3% | +2,045+2.2% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 45,584 | $5.29M | 3.0% | −441−1.0% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 29,875 | $5.11M | 2.9% | +820+2.8% | Added | History |
| SPDR Series Trust78464A516 | ST INTL BBG ETF | 179,315 | $5.07M | 2.9% | +20,000+12.6% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 40,705 | $4.64M | 2.6% | +8,130+25.0% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 93,299 | $4.56M | 2.6% | +1,290+1.4% | Added | – |
| Vanguard Health Care ETF92204A504 | ETF | 15,874 | $4.23M | 2.4% | −485−3.0% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 12,947 | $3.96M | 2.2% | −390−2.9% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 33,675 | $3.92M | 2.2% | +6,785+25.2% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 26,360 | $3.02M | 1.7% | +3,720+16.4% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 17,787 | $2.99M | 1.7% | −215−1.2% | Reduced | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 5,521 | $2.86M | 1.6% | −175−3.1% | Reduced | History |
| iShares Tr46434V456 | MSCI INTL QUALTY | 72,100 | $2.84M | 1.6% | +3,010+4.4% | Added | – |
| First Tr Exchange-Traded FD33736G106 | GBL WND ENRG ETF | 126,985 | $2.57M | 1.5% | −50,505−28.5% | Reduced | – |
| New York Life Investments Et45409B107 | HEDGE MULTI STRA | 77,810 | $2.47M | 1.4% | +4,880+6.7% | Added | – |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 27,430 | $2.18M | 1.2% | +1,940+7.6% | Added | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 9,097 | $2.06M | 1.2% | −20−0.2% | Reduced | – |
| iShares Tr464288570 | ESG MSCI KLD ETF | 20,965 | $1.95M | 1.1% | −100.0% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 6,219 | $1.76M | 1.0% | +95+1.6% | Added | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 42,505 | $1.69M | 1.0% | +5,035+13.4% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 6,807 | $1.64M | 0.9% | −25−0.4% | Reduced | – |
| AAPLApple Inc. | Stock | 8,814 | $1.57M | 0.9% | −20−0.2% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 25,182 | $1.51M | 0.9% | +3,128+14.2% | Added | – |
| MSFTMicrosoft Corp | Stock | 2,205 | $741.6K | 0.4% | 00.0% | Unchanged | History |
| XOMExxonMobil Holdings Corp | COM | 7,555 | $462.3K | 0.3% | 00.0% | Unchanged | History |
| IBMInternational Business Machines Corp | Stock | 3,348 | $447.5K | 0.3% | −590−15.0% | Reduced | History |
| PFEPfizer Inc | Stock | 7,408 | $437.5K | 0.2% | +6+0.1% | Added | History |
| CLColgate Palmolive Co | Stock | 4,138 | $353.1K | 0.2% | 00.0% | Unchanged | History |
| ADPAutomatic Data Processing Inc | Stock | 1,407 | $346.9K | 0.2% | −50−3.4% | Reduced | History |
| BXBlackstone Inc. | COM | 2,650 | $342.9K | 0.2% | 00.0% | Unchanged | History |
| ARCCAres Capital Corp | CEF | 15,899 | $336.9K | 0.2% | +288+1.8% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 4,440 | $331.4K | 0.2% | +80+1.8% | Added | – |
| JNJJohnson & Johnson | Stock | 1,874 | $320.6K | 0.2% | −34−1.8% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 683 | $312.9K | 0.2% | 00.0% | Unchanged | – |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 6,465 | $277.4K | 0.2% | −11,530−64.1% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 1,735 | $274.7K | 0.2% | 00.0% | Unchanged | History |
| ABTAbbott Laboratories | Stock | 1,698 | $239.0K | 0.1% | 00.0% | Unchanged | History |
| PEGPublic Service Enterprise Group Inc | COM | 3,436 | $229.3K | 0.1% | +21+0.6% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 1,310 | $225.0K | 0.1% | 00.0% | Unchanged | – |
| PGProcter & Gamble Co | Stock | 1,251 | $204.6K | 0.1% | 00.0% | Unchanged | History |
| ABBVAbbVie Inc. | Stock | 1,393 | $188.6K | 0.1% | 00.0% | Unchanged | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 1,305 | $183.9K | 0.1% | 00.0% | Unchanged | – |
| MRKMerck & Co., Inc. | Stock | 2,178 | $166.9K | 0.1% | +10+0.5% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 519 | $166.5K | 0.1% | 00.0% | Unchanged | – |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 927 | $165.8K | 0.1% | 00.0% | Unchanged | – |
| BDXBecton Dickinson & Co | Stock | 645 | $162.2K | 0.1% | +2+0.3% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 305 | $153.2K | 0.1% | 00.0% | Unchanged | History |
| NKENIKE, Inc. | Stock | 855 | $142.5K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 2,772 | $141.5K | 0.1% | 00.0% | Unchanged | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 1,497 | $125.2K | 0.1% | −16−1.1% | Reduced | – |
| DISWalt Disney Co | Stock | 772 | $119.6K | 0.1% | 00.0% | Unchanged | History |
| CSCOCisco Systems, Inc. | Stock | 1,883 | $119.3K | 0.1% | 00.0% | Unchanged | History |
| AIGAmerican International Group, Inc. | Stock | 2,076 | $118.0K | 0.1% | 00.0% | Unchanged | History |
| AXPAmerican Express Co | Stock | 721 | $118.0K | 0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 776 | $114.2K | 0.1% | 00.0% | Unchanged | – |
| UPSUnited Parcel Service Inc | Stock | 530 | $113.6K | 0.1% | 00.0% | Unchanged | History |
| WMTWalmart Inc. | Stock | 765 | $110.7K | 0.1% | 00.0% | Unchanged | History |
| PIMCO ETF Tr72201R403 | BROAD US TIPS | 1,600 | $105.7K | 0.1% | 00.0% | Unchanged | – |
| BABoeing Co | Stock | 470 | $94.6K | 0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 1,450 | $93.9K | 0.1% | 00.0% | UnchangedConverted for a 2-for-1 split | – |
| HONHoneywell International Inc | COM | 445 | $92.8K | 0.1% | 00.0% | Unchanged | History |
| IAUiShares Gold Trust | ETF | 2,622 | $91.3K | 0.1% | 00.0% | Unchanged | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 1,400 | $81.5K | <0.1% | 00.0% | Unchanged | History |
| BRBroadridge Financial Solutions, Inc. | Stock | 443 | $81.0K | <0.1% | 00.0% | Unchanged | History |
| BACBank of America Corp | Stock | 1,816 | $80.8K | <0.1% | 00.0% | Unchanged | History |
| MCDMcDonalds Corp | Stock | 290 | $77.7K | <0.1% | 00.0% | Unchanged | History |
| iShares Select U.S. REIT ETF464287564 | ETF | 982 | $74.7K | <0.1% | 00.0% | Unchanged | – |
| iShares Core S&P 500 ETF464287200 | ETF | 156 | $74.4K | <0.1% | 00.0% | Unchanged | – |
| KOCoca Cola Co | Stock | 1,254 | $74.2K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 487 | $73.2K | <0.1% | −10−2.0% | Reduced | – |
| CATCaterpillar Inc | Stock | 350 | $72.4K | <0.1% | 00.0% | Unchanged | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 4,492 | $70.1K | <0.1% | −4,600−50.6% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 395 | $64.3K | <0.1% | 00.0% | Unchanged | – |
| EOGEOG Resources Inc | Stock | 700 | $62.2K | <0.1% | 00.0% | Unchanged | History |
| AMZNAmazon Com Inc | Stock | 18 | $60.0K | <0.1% | 00.0% | Unchanged | History |
| PEPPepsiCo Inc | Stock | 335 | $58.2K | <0.1% | 00.0% | Unchanged | History |
| NEENextera Energy Inc | Stock | 605 | $56.5K | <0.1% | +2+0.3% | Added | History |
| MDLZMondelez International, Inc. | Stock | 841 | $55.8K | <0.1% | 00.0% | Unchanged | History |
| SYYSysco Corp | Stock | 675 | $53.0K | <0.1% | 00.0% | Unchanged | History |
| GOOGLAlphabet Inc. | Stock | 18 | $52.1K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 1,028 | $50.8K | <0.1% | 00.0% | Unchanged | – |
| NFLXNetflix Inc | Stock | 83 | $50.0K | <0.1% | 00.0% | Unchanged | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 237 | $48.5K | <0.1% | 00.0% | Unchanged | – |
| Vanguard Star FDS921909768 | VG TL INTL STK F | 744 | $47.3K | <0.1% | 00.0% | Unchanged | – |
| METAMeta Platforms, Inc. | Stock | 140 | $47.1K | <0.1% | 00.0% | Unchanged | History |
| ISBCInvestors Bancorp, Inc. | COM | 3,060 | $46.4K | <0.1% | 00.0% | Unchanged | History |
| State Street Real Estate Select Sector SPDR ETF81369Y860 | ETF | 877 | $45.4K | <0.1% | −64−6.8% | Reduced | – |
| MUSAMurphy USA Inc. | COM | 226 | $45.0K | <0.1% | 00.0% | Unchanged | History |
| AMGNAmgen Inc | Stock | 200 | $45.0K | <0.1% | 00.0% | Unchanged | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 30 | $44.7K | <0.1% | 00.0% | Unchanged | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 615 | $44.0K | <0.1% | 00.0% | Unchanged | – |
| ORCLOracle Corp | Stock | 504 | $43.9K | <0.1% | +1+0.2% | Added | History |
Sold out since Q3 2021 (5)
Positions held at the end of Q3 2021 that are gone from this filing.
| Security | Class | Shares in Q3 2021 | Value in Q3 2021 | % of portfolio in Q3 2021 | History |
|---|---|---|---|---|---|
| JCIJohnson Controls International plc | Stock | 640 | $43.6K | <0.1% | History |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 23,500 | $39.0K | <0.1% | History |
| NXJNuveen New Jersey Quality Municipal Income Fund | COM | 701 | $10.8K | <0.1% | History |
| APAAPA Corp | Stock | 254 | $5.44K | <0.1% | History |
| ADNTAdient plc | Stock | 64 | $2.65K | <0.1% | History |