XML Financial, LLC
- SEC CIK
- 0001800465
- Latest filing
- Jul 24, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 1, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 312
- +86 vs. Q2 2021
- Portfolio value
- $748.6M
- +$294.1M (+64.7%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| METAMeta Platforms, Inc. | Stock | 1,284 | $436.0K | 0.1% | +108+9.2% | Added | History |
| NPVNuveen Virginia Quality Municipal Income Fund | COM | 26,312 | $438.0K | 0.1% | +15,794+150.2% | Added | History |
| ADMArcher-Daniels-Midland Co | Stock | 7,326 | $440.0K | 0.1% | +976+15.4% | Added | History |
| OLEDUniversal Display Corp | COM | 2,587 | $442.0K | 0.1% | 00.0% | Unchanged | History |
| iShares Tr46436E536 | US SML CP VALUE | 14,859 | $445.0K | 0.1% | 00.0% | Unchanged | – |
| BEPCBrookfield Renewable Corp | CL A SUB VTG | 11,550 | $448.0K | 0.1% | +1,830+18.8% | Added | History |
| BXBlackstone Inc. | COM | 3,891 | $453.0K | 0.1% | +3,891 | New | History |
| Global X FDS37954Y467 | E COMMERCE ETF | 15,191 | $458.0K | 0.1% | 00.0% | Unchanged | – |
| AVGOBroadcom Inc. | Stock | 951 | $461.0K | 0.1% | +412+76.4% | Added | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 2,121 | $467.0K | 0.1% | +2,121 | New | History |
| iShares Tr464287150 | CORE S&P TTL STK | 4,755 | $468.0K | 0.1% | 00.0% | Unchanged | – |
| NMCONuveen Municipal Credit Opportunities Fund | COM | 30,950 | $468.0K | 0.1% | +30,950 | New | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 26,597 | $471.0K | 0.1% | +26,597 | New | History |
| iShares Tr464287721 | U.S. TECH ETF | 4,727 | $479.0K | 0.1% | +10.0% | Added | – |
| MUIBlackRock Municipal Credit Alpha Portfolio, Inc. | COM | 31,782 | $483.0K | 0.1% | +31,782 | New | History |
| ENBEnbridge Inc | Stock | 12,371 | $492.0K | 0.1% | +12,371 | New | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 27,597 | $505.0K | 0.1% | −91,593−76.8% | Reduced | History |
| MMM3M Co | Stock | 2,906 | $510.0K | 0.1% | +702+31.9% | Added | History |
| NZFNuveen Municipal Credit Income Fund | COM SH BEN INT | 31,466 | $526.0K | 0.1% | +31,466 | New | History |
| NIDNuveen Intermediate Duration Municipal Term Fund | COM | 35,736 | $526.0K | 0.1% | +35,736 | New | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 1,817 | $527.0K | 0.1% | +12+0.7% | Added | – |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 7,089 | $530.0K | 0.1% | 00.0% | Unchanged | – |
| RNPCohen & Steers REIT & Preferred & Income Fund Inc | COM | 20,897 | $536.0K | 0.1% | +1,557+8.1% | Added | History |
| DUKDuke Energy CORP | Stock | 5,623 | $549.0K | 0.1% | +3,255+137.5% | Added | History |
| GEGeneral Electric Co | Stock | 5,394 | $556.0K | 0.1% | +1,225+29.4% | AddedConverted for a 1-for-8 split | History |
| CATCaterpillar Inc | Stock | 2,912 | $559.0K | 0.1% | +423+17.0% | Added | History |
| Principal Exchange Traded FD74255Y888 | SPECTRUM PFD | 27,320 | $567.0K | 0.1% | −189−0.7% | Reduced | – |
| KMXCarMax Inc | COM | 4,528 | $579.0K | 0.1% | +370+8.9% | Added | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 1,003 | $607.0K | 0.1% | +105+11.7% | Added | History |
| AGCOAGCO Corp | COM | 4,962 | $608.0K | 0.1% | +8+0.2% | Added | History |
| CORCencora, Inc. | Stock | 5,131 | $613.0K | 0.1% | +618+13.7% | Added | History |
| FOCSFocus Financial Partners Inc. | COM CL A | 11,782 | $617.0K | 0.1% | 00.0% | Unchanged | History |
| WYNNWynn Resorts Ltd | COM | 7,301 | $619.0K | 0.1% | +5,610+331.8% | Added | History |
| NIEVirtus Equity & Convertible Income Fund | COM | 21,074 | $621.0K | 0.1% | +47+0.2% | Added | History |
| HONHoneywell International Inc | COM | 3,013 | $640.0K | 0.1% | +1,692+128.1% | Added | History |
| UALUnited Airlines Holdings, Inc. | COM | 13,476 | $641.0K | 0.1% | +10.0% | Added | History |
| CRMSalesforce, Inc. | Stock | 2,426 | $658.0K | 0.1% | +575+31.1% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 3,049 | $677.0K | 0.1% | +449+17.3% | Added | – |
| MDLZMondelez International, Inc. | Stock | 11,654 | $678.0K | 0.1% | +1,744+17.6% | Added | History |
| WMWaste Management Inc | Stock | 4,594 | $686.0K | 0.1% | +4,594 | New | History |
| WMTWalmart Inc. | Stock | 5,029 | $701.0K | 0.1% | +596+13.4% | Added | History |
| NQPNuveen Pennsylvania Quality Municipal Income Fund | COM | 47,730 | $706.0K | 0.1% | +47,730 | New | History |
| NSCNorfolk Southern Corp | Stock | 2,980 | $713.0K | 0.1% | +994+50.1% | Added | History |
| NEENextera Energy Inc | Stock | 9,100 | $715.0K | 0.1% | +2,211+32.1% | Added | History |
| SBUXStarbucks Corp | Stock | 6,491 | $716.0K | 0.1% | +641+11.0% | Added | History |
| Invesco Actively Managed Exc46090A887 | ULTRA SHRT DUR | 14,273 | $720.0K | 0.1% | +50.0% | Added | – |
| Innovator ETFs Trust45782C516 | EMRGNG MKT JAN | 24,997 | $748.0K | 0.1% | −85,340−77.3% | Reduced | – |
| WCCWesco International Inc | COM | 6,515 | $751.0K | 0.1% | −300−4.4% | Reduced | History |
| NVDANVIDIA Corp | Stock | 3,650 | $756.0K | 0.1% | +102+2.9% | AddedConverted for a 4-for-1 split | History |
| WFCWells Fargo & Company | Stock | 16,659 | $773.0K | 0.1% | −27−0.2% | Reduced | History |
| Flagstar Bank, National Association649445103 | COM | 62,982 | $811.0K | 0.1% | +611+1.0% | Added | – |
| BRK.ABerkshire Hathaway Inc | CL A | 2 | $823.0K | 0.1% | 00.0% | Unchanged | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 5,530 | $829.0K | 0.1% | −187−3.3% | Reduced | – |
| WisdomTree Tr97717X578 | EM EX ST-OWNED | 22,242 | $830.0K | 0.1% | +1,428+6.9% | Added | – |
| Pacer Trendpilot 100 ETF69374H303 | ETF | 15,271 | $850.0K | 0.1% | +744+5.1% | Added | – |
| CSXCSX Corp | Stock | 28,833 | $857.0K | 0.1% | +28,833 | New | History |
| iShares Core S&P U.S. Growth ETF464287671 | ETF | 8,421 | $862.0K | 0.1% | 00.0% | Unchanged | – |
| COSTCostco Wholesale Corp | Stock | 1,966 | $884.0K | 0.1% | +1,362+225.5% | Added | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 3,549 | $904.0K | 0.1% | −17−0.5% | Reduced | – |
| MHIPioneer Municipal High Income Fund, Inc. | COM SHS | 74,808 | $907.0K | 0.1% | +74,808 | New | History |
| iShares S&P 100 ETF464287101 | ETF | 4,648 | $918.0K | 0.1% | +10.0% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 4,229 | $925.0K | 0.1% | −21−0.5% | Reduced | – |
| ACNAccenture plc | Stock | 2,911 | $931.0K | 0.1% | +1,213+71.4% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 2,383 | $931.0K | 0.1% | +165+7.4% | Added | History |
| PAVMPAVmed Inc. | COM | 109,200 | $933.0K | 0.1% | +8,000+7.9% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 2,643 | $946.0K | 0.1% | +136+5.4% | Added | – |
| USBUS Bancorp DE | COM NEW | 16,331 | $971.0K | 0.1% | +4,036+32.8% | Added | History |
| BABoeing Co | Stock | 4,562 | $1.00M | 0.1% | +551+13.7% | Added | History |
| KREFKKR Real Estate Finance Trust Inc. | COM | 49,050 | $1.03M | 0.1% | +49,050 | New | History |
| NVSNovartis AG | ADR | 12,746 | $1.04M | 0.1% | +12,746 | New | History |
| EGBNEagle Bancorp Inc | COM | 18,344 | $1.05M | 0.1% | 00.0% | Unchanged | History |
| BPBP PLC | ADR | 39,538 | $1.08M | 0.1% | +3,162+8.7% | Added | History |
| KOCoca Cola Co | Stock | 20,843 | $1.09M | 0.1% | +10,037+92.9% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 2,962 | $1.12M | 0.1% | +1,327+81.2% | Added | History |
| MOAltria Group, Inc. | Stock | 24,796 | $1.13M | 0.2% | +456+1.9% | Added | History |
| SUNSunoco LP | COM UT REP LP | 31,053 | $1.16M | 0.2% | +323+1.1% | Added | History |
| iShares Tr464287119 | MORNINGSTAR GRWT | 17,930 | $1.18M | 0.2% | 00.0% | Unchanged | – |
| MARMarriott International Inc | Stock | 8,015 | $1.19M | 0.2% | +1,736+27.6% | Added | History |
| AMATApplied Materials Inc | Stock | 9,377 | $1.21M | 0.2% | +2,429+35.0% | Added | History |
| MDTMedtronic plc | Stock | 9,648 | $1.21M | 0.2% | +7,540+357.7% | Added | History |
| PSXPhillips 66 | Stock | 17,442 | $1.22M | 0.2% | +17,442 | New | History |
| DHRDanaher Corp | Stock | 4,061 | $1.24M | 0.2% | +1,629+67.0% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 8,304 | $1.24M | 0.2% | +30.0% | Added | – |
| GOOGAlphabet Inc. | Stock | 483 | $1.29M | 0.2% | +185+62.1% | Added | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 14,800 | $1.29M | 0.2% | −417−2.7% | Reduced | – |
| RFRegions Financial Corp | COM | 61,400 | $1.31M | 0.2% | +61,400 | New | History |
| MGMMGM Resorts International | Stock | 30,734 | $1.33M | 0.2% | +284+0.9% | Added | History |
| MCDMcDonalds Corp | Stock | 5,518 | $1.33M | 0.2% | +644+13.2% | Added | History |
| GSKGSK plc | SPONSORED ADR | 36,027 | $1.38M | 0.2% | +36,027 | New | History |
| CMCSAComcast Corp | Stock | 24,648 | $1.38M | 0.2% | +11,566+88.4% | Added | History |
| PMPhilip Morris International Inc. | Stock | 14,697 | $1.39M | 0.2% | +1,286+9.6% | Added | History |
| Schwab US Tips ETF808524870 | ETF | 22,560 | $1.41M | 0.2% | +1,014+4.7% | Added | – |
| PGProcter & Gamble Co | Stock | 10,169 | $1.42M | 0.2% | +4,858+91.5% | Added | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 33,418 | $1.45M | 0.2% | +610+1.9% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 5,548 | $1.46M | 0.2% | +57+1.0% | Added | – |
| iShares Select Dividend ETF464287168 | ETF | 12,737 | $1.46M | 0.2% | +378+3.1% | Added | – |
| BCEBce Inc | COM NEW | 29,250 | $1.46M | 0.2% | +29,250 | New | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 3,471 | $1.49M | 0.2% | −47−1.3% | Reduced | History |
| PEPPepsiCo Inc | Stock | 9,947 | $1.50M | 0.2% | +3,156+46.5% | Added | History |
| TSLATesla, Inc. | Stock | 1,936 | $1.50M | 0.2% | +524+37.1% | Added | History |
Options (5)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2021 (4)
Positions held at the end of Q2 2021 that are gone from this filing.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| iShares Global Clean Energy ETF464288224 | ETF | 10,384 | $244.0K | 0.1% | – |
| NKENIKE, Inc. | Stock | 1,525 | $236.0K | 0.1% | History |
| CLXClorox Co | Stock | 1,152 | $207.0K | <0.1% | History |
| Revolution Accelertn Acqu Co76156P114 | *W EXP 12/01/202 | 10,000 | $20.0K | <0.1% | – |