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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
837
+59 vs. Q3 2023
Portfolio value
$247.4M
+$7.75M (+3.2%) vs. Q3 2023
Filed
Feb 14, 2024
SEC
Holdings of Retirement Group, LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BRK.BBerkshire Hathaway IncStock128,418$45.8M18.5%+523+0.4%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50583,650$22.0M8.9%+7,715+1.3%Added–
iShares Tr4642874571 3 YR TREAS BD132,637$10.9M4.4%+8,775+7.1%Added–
XOMExxonMobil Holdings CorpCOM103,830$10.4M4.2%+1,593+1.6%AddedHistory
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF140,273$10.3M4.2%−684−0.5%Reduced–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF115,911$9.66M3.9%−1,189−1.0%Reduced–
Schwab US Dividend Equity ETF808524797ETF108,973$8.30M3.4%−7,181−6.2%Reduced–
CVXChevron CorpStock43,731$6.52M2.6%+5,240+13.6%AddedHistory
CATCaterpillar IncStock19,011$5.62M2.3%+51+0.3%AddedHistory
Vanguard Morningstar Value ETF922908744ETF36,920$5.52M2.2%−664−1.8%Reduced–
JEFJefferies Financial Group Inc.COM133,504$5.39M2.2%+1,229+0.9%AddedHistory
Invesco QQQ Trust Series I46090E103ETF12,900$5.28M2.1%−5,933−31.5%Reduced–
iShares Tr46428743220 YR TR BD ETF51,257$5.07M2.0%−55,421−52.0%Reduced–
AAPLApple Inc.Stock23,154$4.46M1.8%−256−1.1%ReducedHistory
Vanguard Morningstar Growth ETF922908736ETF11,901$3.70M1.5%+15+0.1%Added–
BNBROOKFIELD CorpCL A LTD VT SH82,949$3.33M1.3%+488+0.6%AddedHistory
iShares Core S&P 500 ETF464287200ETF6,345$3.03M1.2%−422−6.2%Reduced–
NVDANVIDIA CorpStock5,858$2.90M1.2%−66−1.1%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF15,214$2.59M1.0%−26−0.2%Reduced–
AMZNAmazon Com IncStock13,983$2.12M0.9%−205−1.4%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF44,653$2.08M0.8%−1,574−3.4%Reduced–
TAT&T Inc.Stock102,612$1.72M0.7%−9,202−8.2%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF14,897$1.66M0.7%+50+0.3%Added–
MSFTMicrosoft CorpStock4,422$1.66M0.7%+51+1.2%AddedHistory
Schwab US Tips ETF808524870ETF31,376$1.64M0.7%−1,619−4.9%Reduced–
BABAAlibaba Group Holding LtdADR19,757$1.53M0.6%−1,480−7.0%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF17,944$1.50M0.6%+8,904+98.5%Added–
COPConocoPhillipsStock12,884$1.50M0.6%00.0%UnchangedHistory
SGOLabrdn Gold ETF TrustETF69,391$1.37M0.6%−12,661−15.4%ReducedHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF19,620$1.33M0.5%+7,000+55.5%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,570$1.32M0.5%00.0%Unchanged–
Ssga Active ETF Tr78467V608ST STR BL LN ETF28,342$1.19M0.5%−95−0.3%Reduced–
ADBEAdobe Inc.Stock1,861$1.11M0.4%+2+0.1%AddedHistory
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST27,089$1.08M0.4%+27,089New–
First Tr Exchange-Traded FD33738D812FT VEST TEC61,359$1.03M0.4%+61,359New–
Vanguard Energy ETF92204A306ETF8,741$1.03M0.4%−70−0.8%Reduced–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH25,358$1.02M0.4%+1,016+4.2%AddedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD21,667$998.2K0.4%+198+0.9%Added–
Fidelity High Dividend ETF316092840ETF23,343$987.0K0.4%+14,218+155.8%Added–
Schwab U.S. REIT ETF808524847ETF44,779$927.4K0.4%−1,696−3.6%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF19,166$918.0K0.4%−1,053−5.2%Reduced–
iShares Russell 2000 ETF464287655ETF4,539$911.0K0.4%+10.0%Added–
Alps ETF Tr00162Q387OSHARES US QUALT19,457$896.8K0.4%−5,300−21.4%Reduced–
Schwab International Equity ETF808524805ETF24,225$895.4K0.4%−772−3.1%Reduced–
Schwab U.S. Broad Market ETF808524102ETF15,803$879.8K0.4%+414+2.7%Added–
Schwab Strategic Tr808524862SHT TM US TRES17,424$844.2K0.3%−415−2.3%Reduced–
ORealty Income CorpREIT14,643$840.8K0.3%+755+5.4%AddedHistory
SPYSPDR S&P 500 ETF TrustETF1,661$789.7K0.3%−4,510−73.1%ReducedHistory
BXBlackstone Inc.COM6,007$786.4K0.3%−2,058−25.5%ReducedHistory
PSXPhillips 66Stock5,810$773.6K0.3%+10.0%AddedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF15,272$759.3K0.3%−163−1.1%Reduced–
Amplify ETF Tr032108409CWP ENHANCED DIV20,155$736.7K0.3%−4,250−17.4%Reduced–
Abrdn ETFs003261104BBRG ALL COMD K136,458$705.8K0.3%−324−0.9%Reduced–
GLDSPDR Gold TrustETF3,595$687.3K0.3%−2,150−37.4%ReducedHistory
SLViShares Silver TrustETF29,347$639.2K0.3%−7,338−20.0%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF51,670$592.6K0.2%−1,199−2.3%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF2,134$591.5K0.2%00.0%Unchanged–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF3,243$579.9K0.2%+3,214+11,082.8%Added–
Schwab Emerging Markets Equity ETF808524706ETF23,383$579.7K0.2%−155−0.7%Reduced–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY6,493$576.0K0.2%+146+2.3%Added–
iShares Tr46435G409MSCI INTL VLU FT21,227$562.7K0.2%−3,000−12.4%Reduced–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS24,310$553.5K0.2%00.0%UnchangedHistory
BBDCBarings BDC, Inc.COM62,961$540.2K0.2%+10,399+19.8%AddedHistory
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF20,600$530.7K0.2%+1,200+6.2%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF7,569$530.6K0.2%−44−0.6%Reduced–
GOOGLAlphabet Inc.Stock3,563$497.7K0.2%+450+14.5%AddedHistory
Alps ETF Tr00162Q361OSHS GBL INTER13,372$488.2K0.2%+13,372New–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD36,513$485.6K0.2%00.0%Unchanged–
iShares Tr46436E33820+ YEAR TR BD16,808$461.7K0.2%+16,808New–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE9,665$422.4K0.2%−65−0.7%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF8,620$402.0K0.2%+1,345+18.5%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF2,417$379.2K0.2%+121+5.3%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,921$369.7K0.1%+3+0.2%Added–
WFCWells Fargo & CompanyStock7,510$369.6K0.1%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock2,495$351.6K0.1%−400−13.8%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,041$349.5K0.1%+3+0.1%Added–
State Street Industrial Select Sector SPDR ETF81369Y704ETF3,062$349.0K0.1%−2,827−48.0%Reduced–
GNLGlobal Net Lease, Inc.COM NEW35,052$348.8K0.1%−1,608−4.4%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3,060$338.6K0.1%−100−3.2%Reduced–
IVTInvenTrust Properties Corp.COM NEW13,033$330.3K0.1%+3,469+36.3%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF3,791$314.5K0.1%+10.0%Added–
GEGeneral Electric CoCOM2,424$309.4K0.1%+2,400+10,000.0%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST3,135$298.5K0.1%00.0%Unchanged–
iShares Core Dividend Growth ETF46434V621ETF5,394$290.3K0.1%+39+0.7%Added–
Aim ETF Products Trust00888H869ALLIANZIM US EQ8,538$286.9K0.1%00.0%Unchanged–
NKENIKE, Inc.Stock2,574$279.5K0.1%+2,501+3,426.0%AddedHistory
VTSVitesse Energy, Inc.COMMON STOCK12,073$264.3K0.1%−497−4.0%ReducedHistory
PCGPG&E CorpStock14,000$252.4K0.1%−34−0.2%ReducedHistory
PFEPfizer IncStock8,569$246.7K0.1%+1,634+23.6%AddedHistory
iShares Tr46434V4070-5YR HI YL CP5,793$244.6K0.1%+2,053+54.9%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS4,725$242.2K0.1%00.0%Unchanged–
ABBVAbbVie Inc.Stock1,563$242.1K0.1%00.0%UnchangedHistory
iShares Tr464288646ISHS 1-5YR INVS4,710$241.5K0.1%+1,045+28.5%Added–
IRIngersoll Rand Inc.COM6,233$234.1K0.1%00.0%UnchangedHistory
Vanguard Total World Stock ETF922042742ETF2,257$232.2K0.1%+52+2.4%Added–
WPMWheaton Precious Metals Corp.COM4,700$231.9K0.1%00.0%UnchangedHistory
MOAltria Group, Inc.Stock5,711$230.4K0.1%−861−13.1%ReducedHistory
SPDR Series Trust78464A755ST STR SP METAL3,797$227.2K0.1%+3,189+524.5%Added–
COSTCostco Wholesale CorpStock337$222.7K0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock1,436$211.7K0.1%−7−0.5%ReducedHistory

Sold out since Q3 2023 (26)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
First Tr Exch Traded FD III33739E108PFD SECS INC ETF61,859$987.9K0.4%–
Osi ETF Tr67110P704OSHS GBL INTER23,047$410.0K0.2%–
ATVIActivision Blizzard, Inc.COM825$77.2K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF150$51.8K<0.1%–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF585$43.1K<0.1%–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD455$32.6K<0.1%–
GLDMWorld Gold TrustSPDR GLD MINIS735$26.9K<0.1%History
Nushares ETF Tr67092P409NUVEEN ESG MIDCP650$23.8K<0.1%–
RNLXYRenalytix plcADS10,000$16.0K<0.1%History
Neos ETF Trust78433H303NEOS S&P 500 HI325$15.3K<0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL200$11.8K<0.1%–
Global X FDS37950E127REIT ETF445$8.95K<0.1%–
SYMSymbotic Inc.Stock200$6.69K<0.1%History
GENIGenius Sports LtdSHARES CL A1,000$5.33K<0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH103$3.35K<0.1%–
WisdomTree Tr97717W182CHINESE YUAN FD80$1.96K<0.1%–
CVMCel Sci CorpCOM PAR NEW1,420$1.77K<0.1%History
DARDarling Ingredients Inc.COM26$1.36K<0.1%History
NAVNavistar International CorpCOM3,750$1.22K<0.1%History
Innoviz Technologies Ltd.M5R635116*W EXP 04/05/202500$975<0.1%–
ETF Managers Tr26924G508ETFMG ALTR HRVST121$442<0.1%–
INTZIntrusion IncCOM NEW1,000$349<0.1%History
IRDMIridium Communications Inc.COM5$227<0.1%History
PTLOPortillo's Inc.COM CL A13$200<0.1%History
CHPTChargePoint Holdings, Inc.COM CL A31$154<0.1%History
TDAYUSA TODAY Co., Inc.COM15$00.0%History