Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed Apr 30, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 846
- +9 vs. Q4 2023
- Portfolio value
- $279.0M
- +$31.7M (+12.8%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BRK.BBerkshire Hathaway Inc | Stock | 128,646 | $54.1M | 19.4% | +228+0.2% | Added | History |
| Invesco Exchange Traded FD T46137V233 | S&P 500 TOP 50 | 585,264 | $24.7M | 8.8% | +1,614+0.3% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 99,387 | $11.6M | 4.1% | −4,443−4.3% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 135,774 | $11.1M | 4.0% | +3,137+2.4% | Added | – |
| State Street SPDR S&P 400 Mid Cap Value ETF78464A839 | ETF | 139,556 | $10.6M | 3.8% | −717−0.5% | Reduced | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 116,577 | $9.67M | 3.5% | +666+0.6% | Added | – |
| Capital Grp Fixed Incm ETF T14020Y102 | CORE PLUS INCM | 423,817 | $9.52M | 3.4% | +423,817 | New | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 111,521 | $8.99M | 3.2% | +2,548+2.3% | Added | – |
| CVXChevron Corp | Stock | 43,760 | $6.90M | 2.5% | +29+0.1% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 37,302 | $6.07M | 2.2% | +382+1.0% | Added | – |
| JEFJefferies Financial Group Inc. | COM | 133,962 | $5.91M | 2.1% | +458+0.3% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 12,819 | $5.69M | 2.0% | −81−0.6% | Reduced | – |
| iShares Tr46436E338 | 20+ YEAR TR BD | 183,023 | $4.89M | 1.8% | +166,215+988.9% | Added | – |
| NVDANVIDIA Corp | Stock | 5,079 | $4.59M | 1.6% | −779−13.3% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 12,105 | $4.17M | 1.5% | +204+1.7% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 42,664 | $4.04M | 1.4% | −8,593−16.8% | Reduced | – |
| AAPLApple Inc. | Stock | 22,984 | $3.94M | 1.4% | −170−0.7% | Reduced | History |
| BNBROOKFIELD Corp | CL A LTD VT SH | 83,382 | $3.49M | 1.3% | +433+0.5% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 6,337 | $3.33M | 1.2% | −8−0.1% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 14,912 | $2.72M | 1.0% | −302−2.0% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 14,023 | $2.53M | 0.9% | +40+0.3% | Added | History |
| MSFTMicrosoft Corp | Stock | 4,709 | $1.98M | 0.7% | +287+6.5% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 20,393 | $1.89M | 0.7% | +16,602+437.9% | Added | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 15,090 | $1.83M | 0.7% | +193+1.3% | Added | – |
| Schwab US Aggregate Bond ETF808524839 | ETF | 38,351 | $1.76M | 0.6% | −6,302−14.1% | Reduced | – |
| COPConocoPhillips | Stock | 12,884 | $1.64M | 0.6% | 00.0% | Unchanged | History |
| TAT&T Inc. | Stock | 90,137 | $1.59M | 0.6% | −12,475−12.2% | Reduced | History |
| BABAAlibaba Group Holding Ltd | ADR | 20,756 | $1.50M | 0.5% | +999+5.1% | Added | History |
| Cambria ETF Tr132061201 | SHSHLD YIELD ETF | 20,300 | $1.49M | 0.5% | +680+3.5% | Added | – |
| SGOLabrdn Gold ETF Trust | ETF | 69,791 | $1.48M | 0.5% | +400+0.6% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 5,495 | $1.43M | 0.5% | −75−1.3% | Reduced | – |
| Fidelity High Dividend ETF316092840 | ETF | 26,921 | $1.22M | 0.4% | +3,578+15.3% | Added | – |
| Schwab US Tips ETF808524870 | ETF | 22,772 | $1.19M | 0.4% | −8,604−27.4% | Reduced | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 22,731 | $1.16M | 0.4% | +20,757+1,051.5% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 27,212 | $1.15M | 0.4% | −1,130−4.0% | Reduced | – |
| Vanguard Energy ETF92204A306 | ETF | 8,584 | $1.13M | 0.4% | −157−1.8% | Reduced | – |
| Alps ETF Tr00162Q387 | OSHARES US QUALT | 22,587 | $1.12M | 0.4% | +3,130+16.1% | Added | – |
| BAMBrookfield Asset Management Ltd. | CL A LTD VT SH | 25,871 | $1.09M | 0.4% | +513+2.0% | Added | History |
| Capital Group Growth ETF14020G101 | SHS CREAT UNIT | 33,046 | $1.06M | 0.4% | +33,046 | New | – |
| First Tr Exchange-Traded FD33738D812 | FT VEST TEC | 59,794 | $1.04M | 0.4% | −1,565−2.6% | Reduced | – |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 21,698 | $1.00M | 0.4% | +31+0.1% | Added | – |
| PSXPhillips 66 | Stock | 5,811 | $949.2K | 0.3% | +10.0% | Added | History |
| Schwab International Equity ETF808524805 | ETF | 24,209 | $944.6K | 0.3% | −16−0.1% | Reduced | – |
| ADBEAdobe Inc. | Stock | 1,862 | $939.6K | 0.3% | +1+0.1% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 18,539 | $930.1K | 0.3% | −627−3.3% | Reduced | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 15,172 | $926.3K | 0.3% | −631−4.0% | Reduced | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 1,757 | $919.3K | 0.3% | +96+5.8% | Added | History |
| iShares Russell 2000 ETF464287655 | ETF | 4,328 | $910.3K | 0.3% | −211−4.6% | Reduced | – |
| BXBlackstone Inc. | COM | 6,677 | $877.2K | 0.3% | +670+11.2% | Added | History |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 7,304 | $803.8K | 0.3% | +811+12.5% | Added | – |
| ORealty Income Corp | REIT | 14,853 | $803.6K | 0.3% | +210+1.4% | Added | History |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 20,655 | $803.1K | 0.3% | +500+2.5% | Added | – |
| Schwab Strategic Tr808524862 | SHT TM US TRES | 15,907 | $766.9K | 0.3% | −1,517−8.7% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,891 | $745.0K | 0.3% | −10,053−56.0% | Reduced | – |
| Schwab U.S. REIT ETF808524847 | ETF | 36,062 | $732.1K | 0.3% | −8,717−19.5% | Reduced | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | 14,570 | $730.0K | 0.3% | +5,950+69.0% | Added | – |
| Schwab Intermediate-Term US Treasury ETF808524854 | ETF | 14,652 | $718.7K | 0.3% | −620−4.1% | Reduced | – |
| SLViShares Silver Trust | ETF | 29,607 | $673.6K | 0.2% | +260+0.9% | Added | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 51,704 | $614.2K | 0.2% | +34+0.1% | Added | – |
| Schwab Emerging Markets Equity ETF808524706 | ETF | 24,035 | $606.9K | 0.2% | +652+2.8% | Added | – |
| iShares Tr46435G409 | MSCI INTL VLU FT | 20,991 | $592.6K | 0.2% | −236−1.1% | Reduced | – |
| BBDCBarings BDC, Inc. | COM | 63,043 | $586.3K | 0.2% | +82+0.1% | Added | History |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 24,110 | $574.1K | 0.2% | −200−0.8% | Reduced | History |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 7,469 | $567.5K | 0.2% | −100−1.3% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 9,040 | $549.1K | 0.2% | −1,630−15.3% | ReducedConverted for a 5-for-1 split | – |
| GLDSPDR Gold Trust | ETF | 2,639 | $542.9K | 0.2% | −956−26.6% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 3,532 | $533.1K | 0.2% | −31−0.9% | Reduced | History |
| PFEPfizer Inc | Stock | 18,421 | $511.2K | 0.2% | +9,852+115.0% | Added | History |
| Abrdn ETFs003261104 | BBRG ALL COMD K1 | 25,641 | $506.9K | 0.2% | −10,817−29.7% | Reduced | – |
| Alps ETF Tr00162Q361 | OSHS GBL INTER | 13,180 | $505.2K | 0.2% | −192−1.4% | Reduced | – |
| Litman Gregory FDS Tr53700T827 | IMGP DBI MAN ETF | 17,600 | $504.8K | 0.2% | −3,000−14.6% | Reduced | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 20,000 | $501.0K | 0.2% | +20,000 | New | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 2,426 | $454.6K | 0.2% | +9+0.4% | Added | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 7,849 | $446.9K | 0.2% | +7,849 | New | – |
| Invesco Exch Traded FD Tr II46138G656 | S&P ULTRA DIVIDE | 9,665 | $442.9K | 0.2% | 00.0% | Unchanged | – |
| iShares Inc46434G822 | MSCI JAPAN ETF | 6,109 | $435.9K | 0.2% | +6,109 | New | – |
| WFCWells Fargo & Company | Stock | 7,510 | $435.3K | 0.2% | 00.0% | Unchanged | History |
| Capital Group International14021M107 | SHS | 14,888 | $431.9K | 0.2% | +14,888 | New | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 1,916 | $399.1K | 0.1% | −5−0.3% | Reduced | – |
| iShares Semiconductor ETF464287523 | ETF | 1,726 | $390.0K | 0.1% | +754+77.6% | AddedConverted for a 3-for-1 split | – |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 11,988 | $389.6K | 0.1% | +9,881+469.0% | Added | – |
| GOOGAlphabet Inc. | Stock | 2,455 | $373.8K | 0.1% | −40−1.6% | Reduced | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 24,702 | $342.6K | 0.1% | −11,811−32.3% | Reduced | – |
| IVTInvenTrust Properties Corp. | COM NEW | 12,842 | $330.2K | 0.1% | −191−1.5% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 5,565 | $323.1K | 0.1% | +171+3.2% | Added | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 4,506 | $319.4K | 0.1% | −535−10.6% | Reduced | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 2,910 | $317.0K | 0.1% | −150−4.9% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 647 | $314.2K | 0.1% | +104+19.2% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 1,716 | $309.7K | 0.1% | +280+19.5% | Added | History |
| ABBVAbbVie Inc. | Stock | 1,691 | $307.8K | 0.1% | +128+8.2% | Added | History |
| Aim ETF Products Trust00888H869 | ALLIANZIM US EQ | 8,538 | $306.2K | 0.1% | 00.0% | Unchanged | – |
| iShares Future AI & Tech ETF46435U556 | ETF | 8,310 | $285.4K | 0.1% | +5,585+205.0% | Added | – |
| GNLGlobal Net Lease, Inc. | COM NEW | 35,588 | $276.5K | 0.1% | +536+1.5% | Added | History |
| VTSVitesse Energy, Inc. | COMMON STOCK | 11,590 | $275.0K | 0.1% | −483−4.0% | Reduced | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 5,669 | $269.0K | 0.1% | +1,027+22.1% | Added | – |
| COSTCostco Wholesale Corp | Stock | 343 | $250.9K | 0.1% | +6+1.8% | Added | History |
| Vanguard Total World Stock ETF922042742 | ETF | 2,258 | $249.5K | 0.1% | +10.0% | Added | – |
| MOAltria Group, Inc. | Stock | 5,715 | $249.3K | 0.1% | +4+0.1% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 4,136 | $239.3K | 0.1% | +930+29.0% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 5,591 | $237.9K | 0.1% | −202−3.5% | Reduced | – |
Sold out since Q4 2023 (41)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| Simplify Exchange Traded Fun82889N855 | SIMPLIFY INTERST | 27,089 | $1.08M | 0.4% | – |
| Flagstar Bank, National Association649445103 | COM | 7,596 | $77.7K | <0.1% | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 4,508 | $55.6K | <0.1% | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 1,000 | $31.4K | <0.1% | – |
| DBX ETF Tr233051762 | XTRACK MSCI CHNA | 1,178 | $28.8K | <0.1% | – |
| MMacy's, Inc. | COM | 1,000 | $20.1K | <0.1% | History |
| DBX ETF Tr233051739 | XTRCK BLOMBRG BA | 1,071 | $20.0K | <0.1% | – |
| VanEck ETF Trust92189H805 | RARE EARTH AND S | 300 | $18.5K | <0.1% | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 81 | $17.7K | <0.1% | – |
| NTRSNorthern Trust Corp | COM | 500 | $15.2K | <0.1% | History |
| Harbor ETF Trust41151J505 | COMM ALL WEA ETF | 700 | $14.7K | <0.1% | – |
| AVAVAeroVironment Inc | COM | 100 | $12.6K | <0.1% | History |
| INCYIncyte Corp | COM | 200 | $12.6K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 97 | $11.4K | <0.1% | – |
| ProShares Tr74347B607 | INVT INT RT HG | 150 | $11.3K | <0.1% | – |
| BCBrunswick Corp | COM | 100 | $9.68K | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 61 | $8.83K | <0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 91 | $8.47K | <0.1% | – |
| NETCloudflare, Inc. | CL A COM | 100 | $8.33K | <0.1% | History |
| SRCSpirit Realty Capital, Inc. | COM NEW | 120 | $5.24K | <0.1% | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 80 | $4.08K | <0.1% | – |
| Alpha Architect ETF Tr02072L771 | SPARKLINE INTANG | 142 | $3.79K | <0.1% | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 325 | $3.29K | <0.1% | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 21 | $1.97K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 50 | $1.82K | <0.1% | – |
| GPNGlobal Payments Inc | Stock | 13 | $1.65K | <0.1% | History |
| iShares Tr464288521 | CRE U S REIT ETF | 25 | $1.36K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 200 | $1.31K | <0.1% | History |
| EPAMEPAM Systems, Inc. | COM | 4 | $1.19K | <0.1% | History |
| SPLKSplunk Inc | COM | 5 | $762 | <0.1% | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 7 | $686 | <0.1% | – |
| GDDYGoDaddy Inc. | CL A | 6 | $637 | <0.1% | History |
| CZRCaesars Entertainment, Inc. | COM | 13 | $609 | <0.1% | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 10 | $483 | <0.1% | – |
| Kraneshares Trust500767678 | GLOBAL CARB STRA | 13 | $474 | <0.1% | – |
| IMGNImmunoGen, Inc. | COM | 13 | $385 | <0.1% | History |
| Northern LTS FD Tr IV66538H211 | FMC EXCELSIOR FO | 10 | $266 | <0.1% | – |
| CTRACoterra Energy Inc. | Stock | 10 | $255 | <0.1% | History |
| VEEVVeeva Systems Inc | Stock | 1 | $193 | <0.1% | History |
| ABNBAirbnb, Inc. | Stock | 1 | $136 | <0.1% | History |
| CTLTCatalent, Inc. | COM | 3 | $135 | <0.1% | History |