Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed Apr 30, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 846
- +9 vs. Q4 2023
- Portfolio value
- $279.0M
- +$31.7M (+12.8%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Medley Cap Corp58503F502 | COM | 1 | $3 | <0.1% | 00.0% | Unchanged | – |
| ACBAurora Cannabis Inc | COM | 1 | $4 | <0.1% | −2−68.8% | ReducedConverted for a 1-for-10 split | History |
| GTBPGT Biopharma, Inc. | COM NEW | 1 | $4 | <0.1% | −0−31.8% | ReducedConverted for a 1-for-30 split | History |
| LUMNLumen Technologies, Inc. | Stock | 3 | $5 | <0.1% | −25−89.3% | Reduced | History |
| WATTEnergous Corp | COM | 3 | $6 | <0.1% | 00.0% | Unchanged | History |
| NSPRInspireMD, Inc. | COM | 4 | $9 | <0.1% | 00.0% | Unchanged | History |
| ETBEaton Vance Tax-Managed Buy-Write Income Fund | COM | 1 | $14 | <0.1% | −4,010−100.0% | Reduced | History |
| HRHealthcare Realty Trust Inc | COM | 1 | $14 | <0.1% | 00.0% | Unchanged | History |
| BTCTBTC Digital Ltd. | SHS NEW | 4 | $14 | <0.1% | +4 | New | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 38 | $23 | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 1 | $26 | <0.1% | 00.0% | Unchanged | – |
| Sunpower Corp867652406 | COM | 9 | $27 | <0.1% | 00.0% | Unchanged | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 25 | $37 | <0.1% | 00.0% | Unchanged | History |
| TXG10x Genomics, Inc. | CL A COM | 1 | $38 | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 2 | $39 | <0.1% | 00.0% | Unchanged | – |
| CONECyrusOne Holdco LLC | COM | 35 | $39 | <0.1% | 00.0% | Unchanged | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 20 | $44 | <0.1% | 00.0% | Unchanged | History |
| LLYVKLiberty Live Holdings, Inc. | COM LBTY LIV S C | 1 | $44 | <0.1% | 00.0% | Unchanged | History |
| AMCXAMC Global Media Inc. | CL A | 4 | $49 | <0.1% | 00.0% | Unchanged | History |
| SNAPSnap Inc | Stock | 5 | $57 | <0.1% | 00.0% | Unchanged | History |
| IBIOiBio, Inc. | COM NEW | 14 | $57 | <0.1% | 00.0% | Unchanged | History |
| LBRDALiberty Broadband Corp | COM SER A | 1 | $57 | <0.1% | 00.0% | Unchanged | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1 | $57 | <0.1% | 00.0% | Unchanged | History |
| Liberty Media Acquisition Corp53073L104 | COM SR A | 1 | $59 | <0.1% | 00.0% | Unchanged | – |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 2 | $59 | <0.1% | 00.0% | Unchanged | – |
| KDPKeurig Dr Pepper Inc. | COM | 2 | $61 | <0.1% | 00.0% | Unchanged | History |
| CRNCCerence Inc. | COM | 4 | $63 | <0.1% | 00.0% | Unchanged | History |
| FWONKLiberty Media Corp | COM SER C FRMLA | 1 | $66 | <0.1% | 00.0% | Unchanged | History |
| ETSYEtsy Inc | COM | 1 | $69 | <0.1% | 00.0% | Unchanged | History |
| ASTRAstra Space, Inc. | Common Stock | 107 | $73 | <0.1% | 00.0% | Unchanged | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 21 | $78 | <0.1% | 00.0% | Unchanged | History |
| FTREFortrea Holdings Inc. | COMMON STOCK | 2 | $80 | <0.1% | 00.0% | Unchanged | History |
| UNITUniti Group Inc. | COM | 14 | $83 | <0.1% | 00.0% | Unchanged | History |
| CGCCanopy Growth Corp | COM | 10 | $86 | <0.1% | −2−16.7% | Reduced | History |
| LYFTLyft, Inc. | CL A COM | 5 | $97 | <0.1% | 00.0% | Unchanged | History |
| Vanguard Total International Bond ETF92203J407 | ETF | 2 | $98 | <0.1% | +2 | New | – |
| DNNDenison Mines Corp. | COM | 50 | $98 | <0.1% | 00.0% | Unchanged | History |
| SESea Ltd | SPONSORD ADS | 2 | $107 | <0.1% | 00.0% | Unchanged | History |
| MTCHMatch Group, Inc. | COM | 3 | $109 | <0.1% | 00.0% | Unchanged | History |
| MANUManchester United plc | ORD CL A | 10 | $140 | <0.1% | 00.0% | Unchanged | History |
| Qualigen Therapeutics Inc74754R202 | COM NEW | 350 | $140 | <0.1% | 00.0% | Unchanged | – |
| GHGuardant Health, Inc. | COM | 7 | $144 | <0.1% | 00.0% | Unchanged | History |
| SMGScotts Miracle-Gro Co | Stock | 2 | $149 | <0.1% | 00.0% | Unchanged | History |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 5 | $149 | <0.1% | 00.0% | Unchanged | – |
| PODDInsulet Corp | Stock | 1 | $171 | <0.1% | 00.0% | Unchanged | History |
| ABATAmerican Battery Technology Co | COM NEW | 100 | $175 | <0.1% | 00.0% | Unchanged | History |
| PJTPJT Partners Inc. | COM CL A | 2 | $189 | <0.1% | 00.0% | Unchanged | History |
| BBUCBrookfield Business Corp | CL A EXC SUB VTG | 8 | $193 | <0.1% | −3−27.3% | Reduced | History |
| OGNOrganon & Co. | Stock | 11 | $207 | <0.1% | 00.0% | Unchanged | History |
| WOLFWolfspeed, Inc. | Stock | 7 | $207 | <0.1% | 00.0% | Unchanged | History |
| CNTXContext Therapeutics Inc. | COM | 155 | $214 | <0.1% | 00.0% | Unchanged | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 83 | $221 | <0.1% | 00.0% | Unchanged | History |
| FISFidelity National Information Services, Inc. | Stock | 3 | $223 | <0.1% | 00.0% | Unchanged | History |
| AIGAmerican International Group, Inc. | Stock | 3 | $235 | <0.1% | 00.0% | Unchanged | History |
| APTVAptiv PLC | SHS | 3 | $239 | <0.1% | 00.0% | Unchanged | History |
| AAPAdvance Auto Parts Inc | COM | 3 | $255 | <0.1% | 00.0% | Unchanged | History |
| Xtrackers International Real Estate ETF233051846 | ETF | 12 | $260 | <0.1% | 00.0% | Unchanged | – |
| CRLCharles River Laboratories International, Inc. | COM | 1 | $271 | <0.1% | 00.0% | Unchanged | History |
| DXCDXC Technology Co | Stock | 13 | $276 | <0.1% | 00.0% | Unchanged | History |
| CRUSCirrus Logic, Inc. | Stock | 3 | $278 | <0.1% | 00.0% | Unchanged | History |
| DOCUDocuSign, Inc. | Stock | 5 | $298 | <0.1% | 00.0% | Unchanged | History |
| OGSONE Gas, Inc. | COM | 5 | $323 | <0.1% | −1−16.7% | Reduced | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 135 | $333 | <0.1% | 00.0% | Unchanged | History |
| Barrick Gold Corp067901108 | COM | 21 | $349 | <0.1% | 00.0% | Unchanged | – |
| STEMStem, Inc. | CL A | 162 | $355 | <0.1% | 00.0% | Unchanged | History |
| MDBMongoDB, Inc. | CL A | 1 | $359 | <0.1% | 00.0% | Unchanged | History |
| HOLXHologic Inc | COM | 5 | $390 | <0.1% | −1−16.7% | Reduced | History |
| TEAMAtlassian Corp | CL A | 2 | $390 | <0.1% | 00.0% | Unchanged | History |
| COOCooper Companies, Inc. | COM NEW | 4 | $406 | <0.1% | 00.0% | UnchangedConverted for a 4-for-1 split | History |
| LOPEGrand Canyon Education, Inc. | COM | 3 | $409 | <0.1% | 00.0% | Unchanged | History |
| SWAGStran & Company, Inc. | COMMON STOCK | 280 | $409 | <0.1% | 00.0% | Unchanged | History |
| ALSumisho Air Lease Corp | CL A | 5 | $416 | <0.1% | 00.0% | Unchanged | History |
| NWSANews Corp | CL A | 16 | $419 | <0.1% | −2−11.1% | Reduced | History |
| HLNHaleon plc | ADR | 50 | $425 | <0.1% | 00.0% | Unchanged | History |
| SPGIS&P Global Inc. | Stock | 1 | $425 | <0.1% | 00.0% | Unchanged | History |
| POSTPost Holdings, Inc. | COM | 4 | $425 | <0.1% | 00.0% | Unchanged | History |
| PNRPENTAIR plc | SHS | 5 | $427 | <0.1% | 00.0% | Unchanged | History |
| TKOTKO Group Holdings, Inc. | CL A | 5 | $432 | <0.1% | −1−16.7% | Reduced | History |
| Laboratory Corp Amer Hldgs50540R136 | COMMON STOCK | 2 | $437 | <0.1% | 00.0% | Unchanged | – |
| Brookfield Business PartnersG16234109 | UNIT LTD L P | 20 | $442 | <0.1% | −8−28.6% | Reduced | – |
| STLDSteel Dynamics Inc | COM | 3 | $445 | <0.1% | 00.0% | Unchanged | History |
| PLUGPlug Power Inc | Stock | 130 | $447 | <0.1% | 00.0% | Unchanged | History |
| AMKRAmkor Technology, Inc. | COM | 14 | $451 | <0.1% | −2−12.5% | Reduced | History |
| PKXPosco Holdings Inc. | SPONSORED ADR | 6 | $471 | <0.1% | −1−14.3% | Reduced | History |
| FCELFuelcell Energy Inc | COM | 400 | $476 | <0.1% | 00.0% | Unchanged | History |
| IONSIonis Pharmaceuticals Inc | COM | 11 | $477 | <0.1% | 00.0% | Unchanged | History |
| UNMUnum Group | Stock | 9 | $483 | <0.1% | −1−10.0% | Reduced | History |
| DLBDolby Laboratories, Inc. | COM CL A | 6 | $503 | <0.1% | 00.0% | Unchanged | History |
| THCTenet Healthcare Corp | COM NEW | 5 | $526 | <0.1% | −1−16.7% | Reduced | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 4 | $528 | <0.1% | −49−92.5% | Reduced | History |
| BROSDutch Bros Inc. | CL A | 17 | $561 | <0.1% | −23−57.5% | Reduced | History |
| VFCV F Corp | Stock | 38 | $583 | <0.1% | −56−59.6% | Reduced | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 29 | $607 | <0.1% | 00.0% | Unchanged | History |
| XUnited States Steel Corp | COM | 15 | $612 | <0.1% | −2−11.8% | Reduced | History |
| HUBSHubSpot Inc | COM | 1 | $627 | <0.1% | 00.0% | Unchanged | History |
| Exchange Traded Concepts Tru301505889 | EMQQ EME MAR ETF | 20 | $632 | <0.1% | 00.0% | Unchanged | – |
| GEHCGE HealthCare Technologies Inc. | Stock | 7 | $637 | <0.1% | 00.0% | Unchanged | History |
| SNOWSnowflake Inc. | Stock | 4 | $646 | <0.1% | −99−96.1% | Reduced | History |
| BNGOBionano Genomics, Inc. | COM NEW | 600 | $666 | <0.1% | 00.0% | Unchanged | History |
| XYZBlock, Inc. | CL A | 8 | $677 | <0.1% | 00.0% | Unchanged | History |
Sold out since Q4 2023 (41)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| Simplify Exchange Traded Fun82889N855 | SIMPLIFY INTERST | 27,089 | $1.08M | 0.4% | – |
| Flagstar Bank, National Association649445103 | COM | 7,596 | $77.7K | <0.1% | – |
| ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund | COM | 4,508 | $55.6K | <0.1% | History |
| New York Life Investments Et45409B800 | MERGE ARBIT ETF | 1,000 | $31.4K | <0.1% | – |
| DBX ETF Tr233051762 | XTRACK MSCI CHNA | 1,178 | $28.8K | <0.1% | – |
| MMacy's, Inc. | COM | 1,000 | $20.1K | <0.1% | History |
| DBX ETF Tr233051739 | XTRCK BLOMBRG BA | 1,071 | $20.0K | <0.1% | – |
| VanEck ETF Trust92189H805 | RARE EARTH AND S | 300 | $18.5K | <0.1% | – |
| Vanguard Morningstar Large-Cap ETF922908637 | ETF | 81 | $17.7K | <0.1% | – |
| NTRSNorthern Trust Corp | COM | 500 | $15.2K | <0.1% | History |
| Harbor ETF Trust41151J505 | COMM ALL WEA ETF | 700 | $14.7K | <0.1% | – |
| AVAVAeroVironment Inc | COM | 100 | $12.6K | <0.1% | History |
| INCYIncyte Corp | COM | 200 | $12.6K | <0.1% | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 97 | $11.4K | <0.1% | – |
| ProShares Tr74347B607 | INVT INT RT HG | 150 | $11.3K | <0.1% | – |
| BCBrunswick Corp | COM | 100 | $9.68K | <0.1% | History |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 61 | $8.83K | <0.1% | History |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 91 | $8.47K | <0.1% | – |
| NETCloudflare, Inc. | CL A COM | 100 | $8.33K | <0.1% | History |
| SRCSpirit Realty Capital, Inc. | COM NEW | 120 | $5.24K | <0.1% | History |
| iShares MSCI Acwi Ex U.S. ETF464288240 | ETF | 80 | $4.08K | <0.1% | – |
| Alpha Architect ETF Tr02072L771 | SPARKLINE INTANG | 142 | $3.79K | <0.1% | – |
| iShares Inc464286533 | MSCI EMERG MRKT | 325 | $3.29K | <0.1% | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 21 | $1.97K | <0.1% | – |
| iShares Inc464286285 | JP MRGN EM HI BD | 50 | $1.82K | <0.1% | – |
| GPNGlobal Payments Inc | Stock | 13 | $1.65K | <0.1% | History |
| iShares Tr464288521 | CRE U S REIT ETF | 25 | $1.36K | <0.1% | – |
| ZVRAZevra Therapeutics, Inc. | COM NEW | 200 | $1.31K | <0.1% | History |
| EPAMEPAM Systems, Inc. | COM | 4 | $1.19K | <0.1% | History |
| SPLKSplunk Inc | COM | 5 | $762 | <0.1% | History |
| Invesco Exchange Traded FD T46137V431 | S&P 500 GARP ETF | 7 | $686 | <0.1% | – |
| GDDYGoDaddy Inc. | CL A | 6 | $637 | <0.1% | History |
| CZRCaesars Entertainment, Inc. | COM | 13 | $609 | <0.1% | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 10 | $483 | <0.1% | – |
| Kraneshares Trust500767678 | GLOBAL CARB STRA | 13 | $474 | <0.1% | – |
| IMGNImmunoGen, Inc. | COM | 13 | $385 | <0.1% | History |
| Northern LTS FD Tr IV66538H211 | FMC EXCELSIOR FO | 10 | $266 | <0.1% | – |
| CTRACoterra Energy Inc. | Stock | 10 | $255 | <0.1% | History |
| VEEVVeeva Systems Inc | Stock | 1 | $193 | <0.1% | History |
| ABNBAirbnb, Inc. | Stock | 1 | $136 | <0.1% | History |
| CTLTCatalent, Inc. | COM | 3 | $135 | <0.1% | History |