Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 14, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 837
- +59 vs. Q3 2023
- Portfolio value
- $247.4M
- +$7.75M (+3.2%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| WATTEnergous Corp | COM | 3 | $5 | <0.1% | 00.0% | Unchanged | History |
| Medley Cap Corp58503F502 | COM | 1 | $7 | <0.1% | −1,239−99.9% | Reduced | – |
| GTBPGT Biopharma, Inc. | COM NEW | 44 | $11 | <0.1% | 00.0% | Unchanged | History |
| NSPRInspireMD, Inc. | COM | 4 | $11 | <0.1% | 00.0% | Unchanged | History |
| ACBAurora Cannabis Inc | COM | 32 | $15 | <0.1% | 00.0% | Unchanged | History |
| HRHealthcare Realty Trust Inc | COM | 1 | $17 | <0.1% | 00.0% | Unchanged | History |
| IBIOiBio, Inc. | COM NEW | 14 | $19 | <0.1% | +14 | New | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 38 | $22 | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 1 | $26 | <0.1% | +1 | New | – |
| LLYVKLiberty Live Holdings, Inc. | COM LBTY LIV S C | 1 | $37 | <0.1% | +1 | New | History |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 2 | $38 | <0.1% | 00.0% | Unchanged | – |
| UUnity Software Inc. | COM | 1 | $41 | <0.1% | −100−99.0% | Reduced | History |
| Sunpower Corp867652406 | COM | 9 | $43 | <0.1% | 00.0% | Unchanged | – |
| CONECyrusOne Holdco LLC | COM | 35 | $47 | <0.1% | 00.0% | Unchanged | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 20 | $49 | <0.1% | 00.0% | UnchangedConverted for a 1-for-10 split | History |
| LUMNLumen Technologies, Inc. | Stock | 28 | $51 | <0.1% | +28 | New | History |
| TXG10x Genomics, Inc. | CL A COM | 1 | $56 | <0.1% | 00.0% | Unchanged | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 2 | $57 | <0.1% | 00.0% | Unchanged | – |
| INTCIntel Corp | Stock | 1 | $58 | <0.1% | −585−99.8% | Reduced | History |
| Liberty Media Acquisition Corp53073L104 | COM SR A | 1 | $58 | <0.1% | 00.0% | Unchanged | – |
| CGCCanopy Growth Corp | COM | 12 | $61 | <0.1% | −0−0.8% | ReducedConverted for a 1-for-10 split | History |
| SPCEVirgin Galactic Holdings, Inc | COM | 25 | $61 | <0.1% | 00.0% | Unchanged | History |
| FWONKLiberty Media Corp | COM SER C FRMLA | 1 | $63 | <0.1% | 00.0% | Unchanged | History |
| KDPKeurig Dr Pepper Inc. | COM | 2 | $67 | <0.1% | 00.0% | Unchanged | History |
| FTREFortrea Holdings Inc. | COMMON STOCK | 2 | $70 | <0.1% | 00.0% | Unchanged | History |
| LYFTLyft, Inc. | CL A COM | 5 | $75 | <0.1% | 00.0% | Unchanged | History |
| AMCXAMC Global Media Inc. | CL A | 4 | $75 | <0.1% | 00.0% | Unchanged | History |
| CRNCCerence Inc. | COM | 4 | $79 | <0.1% | 00.0% | Unchanged | History |
| ETSYEtsy Inc | COM | 1 | $81 | <0.1% | 00.0% | Unchanged | History |
| SESea Ltd | SPONSORD ADS | 2 | $81 | <0.1% | 00.0% | Unchanged | History |
| LBRDALiberty Broadband Corp | COM SER A | 1 | $81 | <0.1% | 00.0% | Unchanged | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1 | $81 | <0.1% | 00.0% | Unchanged | History |
| UNITUniti Group Inc. | COM | 14 | $81 | <0.1% | 00.0% | Unchanged | History |
| SNAPSnap Inc | Stock | 5 | $85 | <0.1% | 00.0% | Unchanged | History |
| DNNDenison Mines Corp. | COM | 50 | $89 | <0.1% | 00.0% | Unchanged | History |
| MTCHMatch Group, Inc. | COM | 3 | $110 | <0.1% | 00.0% | Unchanged | History |
| SMGScotts Miracle-Gro Co | Stock | 2 | $128 | <0.1% | 00.0% | Unchanged | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 21 | $129 | <0.1% | 00.0% | Unchanged | History |
| CTLTCatalent, Inc. | COM | 3 | $135 | <0.1% | 00.0% | Unchanged | History |
| ABNBAirbnb, Inc. | Stock | 1 | $136 | <0.1% | 00.0% | Unchanged | History |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 5 | $144 | <0.1% | 00.0% | Unchanged | – |
| OGNOrganon & Co. | Stock | 11 | $159 | <0.1% | 00.0% | Unchanged | History |
| CNTXContext Therapeutics Inc. | COM | 155 | $175 | <0.1% | 00.0% | Unchanged | History |
| FISFidelity National Information Services, Inc. | Stock | 3 | $180 | <0.1% | 00.0% | Unchanged | History |
| AAPAdvance Auto Parts Inc | COM | 3 | $183 | <0.1% | 00.0% | Unchanged | History |
| GHGuardant Health, Inc. | COM | 7 | $189 | <0.1% | 00.0% | Unchanged | History |
| VEEVVeeva Systems Inc | Stock | 1 | $193 | <0.1% | +1 | New | History |
| Qualigen Therapeutics Inc74754R202 | COM NEW | 350 | $193 | <0.1% | +350 | New | – |
| VTRSViatris Inc | Stock | 18 | $195 | <0.1% | 00.0% | Unchanged | History |
| AIGAmerican International Group, Inc. | Stock | 3 | $203 | <0.1% | 00.0% | Unchanged | History |
| PJTPJT Partners Inc. | COM CL A | 2 | $204 | <0.1% | 00.0% | Unchanged | History |
| MANUManchester United plc | ORD CL A | 10 | $204 | <0.1% | 00.0% | Unchanged | History |
| PODDInsulet Corp | Stock | 1 | $217 | <0.1% | 00.0% | Unchanged | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 83 | $222 | <0.1% | 00.0% | Unchanged | History |
| CRLCharles River Laboratories International, Inc. | COM | 1 | $236 | <0.1% | 00.0% | Unchanged | History |
| ASTRAstra Space, Inc. | Common Stock | 107 | $244 | <0.1% | 00.0% | Unchanged | History |
| CRUSCirrus Logic, Inc. | Stock | 3 | $250 | <0.1% | 00.0% | Unchanged | History |
| CTRACoterra Energy Inc. | Stock | 10 | $255 | <0.1% | +10 | New | History |
| BBUCBrookfield Business Corp | CL A EXC SUB VTG | 11 | $256 | <0.1% | −6−35.3% | Reduced | History |
| Xtrackers International Real Estate ETF233051846 | ETF | 12 | $263 | <0.1% | 00.0% | Unchanged | – |
| Northern LTS FD Tr IV66538H211 | FMC EXCELSIOR FO | 10 | $266 | <0.1% | 00.0% | Unchanged | – |
| APTVAptiv PLC | SHS | 3 | $269 | <0.1% | 00.0% | Unchanged | History |
| DXCDXC Technology Co | Stock | 13 | $297 | <0.1% | 00.0% | Unchanged | History |
| DOCUDocuSign, Inc. | Stock | 5 | $297 | <0.1% | +5 | New | History |
| WOLFWolfspeed, Inc. | Stock | 7 | $305 | <0.1% | 00.0% | Unchanged | History |
| TLRYTilray Brands, Inc. | COM CL 2 | 135 | $311 | <0.1% | 00.0% | Unchanged | History |
| POSTPost Holdings, Inc. | COM | 4 | $352 | <0.1% | 00.0% | Unchanged | History |
| STLDSteel Dynamics Inc | COM | 3 | $354 | <0.1% | 00.0% | Unchanged | History |
| PNRPENTAIR plc | SHS | 5 | $364 | <0.1% | 00.0% | Unchanged | History |
| COOCooper Companies, Inc. | COM NEW | 1 | $378 | <0.1% | 00.0% | Unchanged | History |
| Barrick Gold Corp067901108 | COM | 21 | $380 | <0.1% | 00.0% | Unchanged | – |
| OGSONE Gas, Inc. | COM | 6 | $382 | <0.1% | 00.0% | Unchanged | History |
| IMGNImmunoGen, Inc. | COM | 13 | $385 | <0.1% | 00.0% | Unchanged | History |
| ALSumisho Air Lease Corp | CL A | 5 | $391 | <0.1% | 00.0% | Unchanged | History |
| LOPEGrand Canyon Education, Inc. | COM | 3 | $396 | <0.1% | 00.0% | Unchanged | History |
| MDBMongoDB, Inc. | CL A | 1 | $409 | <0.1% | 00.0% | Unchanged | History |
| HLNHaleon plc | ADR | 50 | $412 | <0.1% | 00.0% | Unchanged | History |
| SWAGStran & Company, Inc. | COMMON STOCK | 280 | $414 | <0.1% | 00.0% | Unchanged | History |
| HOLXHologic Inc | COM | 6 | $429 | <0.1% | 00.0% | Unchanged | History |
| SPGIS&P Global Inc. | Stock | 1 | $441 | <0.1% | 00.0% | Unchanged | History |
| NWSANews Corp | CL A | 18 | $442 | <0.1% | 00.0% | Unchanged | History |
| UNMUnum Group | Stock | 10 | $452 | <0.1% | 00.0% | Unchanged | History |
| THCTenet Healthcare Corp | COM NEW | 6 | $453 | <0.1% | 00.0% | Unchanged | History |
| Laboratory Corp Amer Hldgs50540R136 | COMMON STOCK | 2 | $455 | <0.1% | 00.0% | Unchanged | – |
| ABATAmerican Battery Technology Co | COM NEW | 100 | $469 | <0.1% | +100 | New | History |
| Kraneshares Trust500767678 | GLOBAL CARB STRA | 13 | $474 | <0.1% | 00.0% | Unchanged | – |
| TEAMAtlassian Corp | CL A | 2 | $476 | <0.1% | 00.0% | Unchanged | History |
| CFCF Industries Holdings, Inc. | COM | 6 | $477 | <0.1% | 00.0% | Unchanged | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 10 | $483 | <0.1% | +10 | New | – |
| TKOTKO Group Holdings, Inc. | CL A | 6 | $489 | <0.1% | +6 | New | History |
| DLBDolby Laboratories, Inc. | COM CL A | 6 | $517 | <0.1% | 00.0% | Unchanged | History |
| WDCWestern Digital Corp | COM | 10 | $524 | <0.1% | 00.0% | Unchanged | History |
| AMKRAmkor Technology, Inc. | COM | 16 | $532 | <0.1% | 00.0% | Unchanged | History |
| GEHCGE HealthCare Technologies Inc. | Stock | 7 | $542 | <0.1% | 00.0% | Unchanged | History |
| IONSIonis Pharmaceuticals Inc | COM | 11 | $556 | <0.1% | 00.0% | Unchanged | History |
| DNOWDNOW Inc. | COM | 50 | $566 | <0.1% | 00.0% | Unchanged | History |
| Brookfield Business PartnersG16234109 | UNIT LTD L P | 28 | $576 | <0.1% | −14−33.3% | Reduced | – |
| HUBSHubSpot Inc | COM | 1 | $581 | <0.1% | 00.0% | Unchanged | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 29 | $581 | <0.1% | 00.0% | Unchanged | History |
| PLUGPlug Power Inc | Stock | 130 | $585 | <0.1% | −250−65.8% | Reduced | History |
Sold out since Q3 2023 (26)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 61,859 | $987.9K | 0.4% | – |
| Osi ETF Tr67110P704 | OSHS GBL INTER | 23,047 | $410.0K | 0.2% | – |
| ATVIActivision Blizzard, Inc. | COM | 825 | $77.2K | <0.1% | History |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 150 | $51.8K | <0.1% | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 585 | $43.1K | <0.1% | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 455 | $32.6K | <0.1% | – |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 735 | $26.9K | <0.1% | History |
| Nushares ETF Tr67092P409 | NUVEEN ESG MIDCP | 650 | $23.8K | <0.1% | – |
| RNLXYRenalytix plc | ADS | 10,000 | $16.0K | <0.1% | History |
| Neos ETF Trust78433H303 | NEOS S&P 500 HI | 325 | $15.3K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 200 | $11.8K | <0.1% | – |
| Global X FDS37950E127 | REIT ETF | 445 | $8.95K | <0.1% | – |
| SYMSymbotic Inc. | Stock | 200 | $6.69K | <0.1% | History |
| GENIGenius Sports Ltd | SHARES CL A | 1,000 | $5.33K | <0.1% | History |
| First Tr Exch TRD Alphdx FD33737J224 | UNIT KING ALPH | 103 | $3.35K | <0.1% | – |
| WisdomTree Tr97717W182 | CHINESE YUAN FD | 80 | $1.96K | <0.1% | – |
| CVMCel Sci Corp | COM PAR NEW | 1,420 | $1.77K | <0.1% | History |
| DARDarling Ingredients Inc. | COM | 26 | $1.36K | <0.1% | History |
| NAVNavistar International Corp | COM | 3,750 | $1.22K | <0.1% | History |
| Innoviz Technologies Ltd.M5R635116 | *W EXP 04/05/202 | 500 | $975 | <0.1% | – |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | 121 | $442 | <0.1% | – |
| INTZIntrusion Inc | COM NEW | 1,000 | $349 | <0.1% | History |
| IRDMIridium Communications Inc. | COM | 5 | $227 | <0.1% | History |
| PTLOPortillo's Inc. | COM CL A | 13 | $200 | <0.1% | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 31 | $154 | <0.1% | History |
| TDAYUSA TODAY Co., Inc. | COM | 15 | $0 | 0.0% | History |