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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 6, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
778
−30 vs. Q2 2023
Portfolio value
$239.6M
−$511.6K (−0.2%) vs. Q2 2023
Filed
Nov 6, 2023
SEC
Holdings of Retirement Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BRK.BBerkshire Hathaway IncStock127,895$44.8M18.7%+2,414+1.9%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50575,935$19.6M8.2%+26,125+4.8%AddedConverted for a 10-for-1 split–
XOMExxonMobil Holdings CorpCOM102,237$12.0M5.0%−18,372−15.2%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD123,862$10.0M4.2%+8,640+7.5%Added–
iShares Tr46428743220 YR TR BD ETF106,678$9.46M3.9%+12,679+13.5%Added–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF140,957$9.14M3.8%+3,232+2.3%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF117,100$8.47M3.5%+3,227+2.8%Added–
Schwab US Dividend Equity ETF808524797ETF116,154$8.22M3.4%−14,466−11.1%Reduced–
Invesco QQQ Trust Series I46090E103ETF18,833$6.62M2.8%+2,459+15.0%Added–
CVXChevron CorpStock38,491$6.49M2.7%+5,136+15.4%AddedHistory
Vanguard Morningstar Value ETF922908744ETF37,584$5.18M2.2%−747−1.9%Reduced–
CATCaterpillar IncStock18,960$5.18M2.2%−70.0%ReducedHistory
JEFJefferies Financial Group Inc.COM132,275$4.85M2.0%+2,989+2.3%AddedHistory
AAPLApple Inc.Stock23,410$4.01M1.7%+345+1.5%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF11,886$3.24M1.4%−53−0.4%Reduced–
iShares Core S&P 500 ETF464287200ETF6,767$2.91M1.2%+46+0.7%Added–
SPYSPDR S&P 500 ETF TrustETF6,171$2.64M1.1%+896+17.0%AddedHistory
BNBROOKFIELD CorpCL A LTD VT SH82,461$2.58M1.1%+1,949+2.4%AddedHistory
NVDANVIDIA CorpStock5,924$2.58M1.1%+743+14.3%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF15,240$2.37M1.0%−74−0.5%Reduced–
Schwab US Aggregate Bond ETF808524839ETF46,227$2.04M0.9%−135−0.3%Reduced–
AMZNAmazon Com IncStock14,188$1.80M0.8%+554+4.1%AddedHistory
BABAAlibaba Group Holding LtdADR21,237$1.69M0.7%+3,335+18.6%AddedHistory
TAT&T Inc.Stock111,814$1.68M0.7%−2,156−1.9%ReducedHistory
Schwab US Tips ETF808524870ETF32,995$1.67M0.7%−876−2.6%Reduced–
COPConocoPhillipsStock12,884$1.54M0.6%00.0%UnchangedHistory
Vanguard High Dividend Yield Index ETF921946406ETF14,847$1.53M0.6%+4,922+49.6%Added–
SGOLabrdn Gold ETF TrustETF82,052$1.45M0.6%+630+0.8%AddedHistory
MSFTMicrosoft CorpStock4,371$1.36M0.6%+258+6.3%AddedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF28,437$1.19M0.5%−1,352−4.5%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,570$1.18M0.5%+18+0.3%Added–
Vanguard Energy ETF92204A306ETF8,811$1.12M0.5%−32−0.4%Reduced–
Alps ETF Tr00162Q387OSHARES US QUALT24,757$1.04M0.4%+1,087+4.6%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF61,859$987.9K0.4%−2,769−4.3%Reduced–
GLDSPDR Gold TrustETF5,745$985.0K0.4%−5,625−49.5%ReducedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD21,469$982.0K0.4%−258−1.2%Reduced–
ADBEAdobe Inc.Stock1,859$947.9K0.4%−7−0.4%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF20,219$884.0K0.4%−294−1.4%Reduced–
BXBlackstone Inc.COM8,065$864.1K0.4%−80−1.0%ReducedHistory
Schwab Strategic Tr808524862SHT TM US TRES17,839$854.3K0.4%−1,393−7.2%Reduced–
Schwab International Equity ETF808524805ETF24,997$848.9K0.4%−866−3.3%Reduced–
Amplify ETF Tr032108409CWP ENHANCED DIV24,405$847.6K0.4%+1,385+6.0%Added–
Schwab U.S. REIT ETF808524847ETF46,475$824.9K0.3%−1,111−2.3%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF9,040$817.1K0.3%+708+8.5%Added–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH24,342$811.6K0.3%+1,514+6.6%AddedHistory
iShares Russell 2000 ETF464287655ETF4,538$802.0K0.3%−42−0.9%Reduced–
Abrdn ETFs003261104BBRG ALL COMD K136,782$776.5K0.3%+1,065+3.0%Added–
Schwab U.S. Broad Market ETF808524102ETF15,389$767.1K0.3%−271−1.7%Reduced–
Cambria ETF Tr132061201SHSHLD YIELD ETF12,620$764.6K0.3%+8,185+184.6%Added–
SLViShares Silver TrustETF36,685$746.2K0.3%+27,382+294.3%AddedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF15,435$740.0K0.3%−1,151−6.9%Reduced–
Capital Group Dividend Value14020W106SHS CREAT UNIT26,840$710.5K0.3%+26,840New–
PSXPhillips 66Stock5,809$698.0K0.3%+10.0%AddedHistory
ORealty Income CorpREIT13,888$693.6K0.3%+160+1.2%AddedHistory
iShares Tr46435G409MSCI INTL VLU FT24,227$614.4K0.3%−468−1.9%Reduced–
State Street Industrial Select Sector SPDR ETF81369Y704ETF5,889$597.0K0.2%+5,854+16,725.7%Added–
Invesco Exch Traded FD Tr II46138E511PFD ETF52,869$578.9K0.2%−1,345−2.5%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF23,538$563.5K0.2%+626+2.7%Added–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF19,400$560.7K0.2%+2,700+16.2%Added–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD36,513$545.9K0.2%−255−0.7%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF2,134$532.1K0.2%−87−3.9%Reduced–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS24,310$516.8K0.2%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY6,347$511.2K0.2%+1,399+28.3%Added–
Schwab U.S. Large-Cap Value ETF808524409ETF7,613$490.7K0.2%−163−2.1%Reduced–
BBDCBarings BDC, Inc.COM52,562$468.3K0.2%+10,471+24.9%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV3,661$421.1K0.2%−6,332−63.4%Reduced–
Osi ETF Tr67110P704OSHS GBL INTER23,047$410.0K0.2%+10,180+79.1%Added–
GOOGLAlphabet Inc.Stock3,113$407.4K0.2%+396+14.6%AddedHistory
GOOGAlphabet Inc.Stock2,895$381.7K0.2%+400+16.0%AddedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE9,730$361.9K0.2%00.0%Unchanged–
GNLGlobal Net Lease, Inc.COM NEW36,660$352.3K0.1%+36,247+8,776.5%AddedHistory
Fidelity High Dividend ETF316092840ETF9,125$352.1K0.1%+7,000+329.4%Added–
iShares Semiconductor ETF464287523ETF724$343.1K0.1%+10+1.4%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,038$328.6K0.1%−50−1.0%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3,160$322.4K0.1%−1,178−27.2%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF2,296$320.7K0.1%+50+2.2%Added–
METAMeta Platforms, Inc.Stock1,061$318.5K0.1%+199+23.1%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,918$314.5K0.1%+2+0.1%Added–
WFCWells Fargo & CompanyStock7,510$306.9K0.1%00.0%UnchangedHistory
First Tr Exchange-Traded FD336917109SHS9,000$301.0K0.1%−2,225−19.8%Reduced–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF7,275$300.2K0.1%+5,625+340.9%Added–
VTSVitesse Energy, Inc.COMMON STOCK12,570$287.7K0.1%−587−4.5%ReducedHistory
ProShares Tr74348A467S&P 500 DV ARIST3,135$277.6K0.1%00.0%Unchanged–
MOAltria Group, Inc.Stock6,572$277.0K0.1%−129−1.9%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF3,790$275.6K0.1%00.0%Unchanged–
iShares Core Dividend Growth ETF46434V621ETF5,355$265.2K0.1%−766−12.5%Reduced–
Aim ETF Products Trust00888H869ALLIANZIM US EQ8,538$263.5K0.1%00.0%Unchanged–
Alps ETF Tr00162Q452ALERIAN MLP6,116$258.1K0.1%+26+0.4%Added–
Pacer FDS Tr69374H659CASH COWS ETF4,735$234.1K0.1%+558+13.4%Added–
ABBVAbbVie Inc.Stock1,563$232.9K0.1%−25−1.6%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT4,516$231.8K0.1%+3,265+261.0%Added–
PFEPfizer IncStock6,935$230.0K0.1%+3,334+92.6%AddedHistory
IVTInvenTrust Properties Corp.COM NEW9,564$227.7K0.1%+467+5.1%AddedHistory
iShares Future AI & Tech ETF46435U556ETF7,425$226.8K0.1%+750+11.2%Added–
PCGPG&E CorpStock14,034$226.4K0.1%+34+0.2%AddedHistory
Alps ETF Tr00162Q858SECTR DIV DOGS4,725$222.2K0.1%−3,000−38.8%Reduced–
WBDWarner Bros. Discovery, Inc.Stock19,951$216.7K0.1%−2,559−11.4%ReducedHistory
Global X FDS37954Y483NASDAQ 100 COVER12,563$210.7K0.1%+12,563New–
TSLATesla, Inc.Stock839$210.0K0.1%+208+33.0%AddedHistory
IRIngersoll Rand Inc.COM6,233$209.5K0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (66)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RTLNecessity Retail REIT, Inc.COM CLASS A52,500$354.9K0.1%History
Vanguard S&P 500 ETF922908363ETF191$77.8K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$53.4K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF1,100$50.0K<0.1%–
Vanguard Whitehall FDS921946794INTL HIGH ETF735$46.5K<0.1%–
VKTXViking Therapeutics, Inc.COM2,100$34.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.7K<0.1%–
SNOWSnowflake Inc.Stock103$18.1K<0.1%History
VMWVmware LLCCL A COM116$16.7K<0.1%History
KALAKALA BIO, Inc.COMM STK1,100$16.0K<0.1%History
COFCapital One Financial CorpStock122$13.3K<0.1%History
GSGoldman Sachs Group IncStock36$11.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$10.6K<0.1%History
ORCLOracle CorpStock86$10.2K<0.1%History
AVAVAeroVironment IncCOM100$10.2K<0.1%History
INTUIntuit Inc.Stock21$9.62K<0.1%History
Global X FDS37960A651SUPERDVDND REIT437$9.39K<0.1%–
MPTMedical Properties Trust IncCOM950$8.80K<0.1%History
UMHUmh Properties, Inc.COM500$7.99K<0.1%History
SANBanco Santander, S.A.ADR1,989$7.38K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM1,000$7.04K<0.1%History
ABBNYABB LtdSPONSORED ADR179$7.03K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT210$6.97K<0.1%–
Chiron Real Estate Inc.37954A204COM NEW730$6.67K<0.1%–
DYDycom Industries IncCOM57$6.48K<0.1%History
HESHess CorpStock43$5.85K<0.1%History
BHPBHP Group LtdADR92$5.49K<0.1%History
iShares Tr464288885EAFE GRWTH ETF57$5.47K<0.1%–
OCGNOcugen, Inc.COM9,910$5.38K<0.1%History
ITWIllinois Tool Works IncStock20$5.00K<0.1%History
MSMorgan StanleyStock58$4.95K<0.1%History
INGING Groep NVSPONSORED ADR366$4.93K<0.1%History
BLKBlackRock, Inc.COM7$4.84K<0.1%History
DBX ETF Tr233051135XTRACKERS MSCI135$4.78K<0.1%–
TTETotalEnergies SESPONSORED ADS82$4.73K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM149$4.71K<0.1%–
RIORio Tinto PLCADR72$4.60K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR60$4.29K<0.1%History
iShares Tr464287697U.S. UTILITS ETF49$4.01K<0.1%–
Monster Beverage Corp New61174X909CALL56$3.22K<0.1%–
TAPMolson Coors Beverage CoCL B45$2.96K<0.1%History
CSXCSX CorpStock86$2.93K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE100$2.87K<0.1%–
VLOValero Energy CorpStock22$2.58K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR44$2.50K<0.1%History
SONYSony Group CorpSPONSORED ADR22$1.98K<0.1%History
IPGInterpublic Group of Companies, Inc.COM48$1.85K<0.1%History
BDXBecton Dickinson & CoStock7$1.85K<0.1%History
HBANHuntington Bancshares IncCOM145$1.56K<0.1%History
ProShares Tr74347R107PSHS ULT S&P 50025$1.45K<0.1%–
METMetlife IncStock24$1.36K<0.1%History
PRUPrudential Financial IncStock15$1.32K<0.1%History
IPInternational Paper CoCOM39$1.24K<0.1%History
TSNTyson Foods, Inc.Stock23$1.17K<0.1%History
IVZInvesco Ltd.Stock60$1.01K<0.1%History
DOCUDocuSign, Inc.Stock19$971<0.1%History
NAKNorthern Dynasty Minerals LtdCOM NEW3,750$900<0.1%History
WBAWalgreens Boots Alliance, Inc.COM31$883<0.1%History
WDSWoodside Energy Group LtdADR33$765<0.1%History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF15$726<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A6$651<0.1%History
Qualigen Therapeutics Inc74754R202COM NEW350$319<0.1%–
IBIOiBio, Inc.COM285$174<0.1%History
LUMNLumen Technologies, Inc.Stock28$63<0.1%History
Meten Holding Group LtdG6055H148SHS NEW67$12<0.1%–
iShares Tr464289479CORE LT USDB ETF78–––