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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 6, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
778
−30 vs. Q2 2023
Portfolio value
$239.6M
−$511.6K (−0.2%) vs. Q2 2023
Filed
Nov 6, 2023
SEC
Holdings of Retirement Group, LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TDAYUSA TODAY Co., Inc.COM15$00.0%+15NewHistory
WATTEnergous CorpCOM3$5<0.1%−1−14.3%ReducedConverted for a 1-for-20 splitHistory
GTBPGT Biopharma, Inc.COM NEW44$11<0.1%00.0%UnchangedHistory
NSPRInspireMD, Inc.COM4$13<0.1%00.0%UnchangedHistory
HRHealthcare Realty Trust IncCOM1$15<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM32$19<0.1%00.0%UnchangedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF38$25<0.1%00.0%Unchanged–
Invesco Exch Traded FD Tr II46138E727RAFI EMRGNG MRKT2$36<0.1%00.0%Unchanged–
CONECyrusOne Holdco LLCCOM35$37<0.1%00.0%UnchangedHistory
TXG10x Genomics, Inc.CL A COM1$41<0.1%00.0%UnchangedHistory
SNAPSnap IncStock5$45<0.1%00.0%UnchangedHistory
SPCEVirgin Galactic Holdings, IncCOM25$45<0.1%00.0%UnchangedHistory
AMCXAMC Global Media Inc.CL A4$47<0.1%00.0%UnchangedHistory
PATHUiPath, Inc.Stock3$51<0.1%00.0%UnchangedHistory
Liberty Media Corp531229409COM A SIRIUSXM2$51<0.1%00.0%Unchanged–
LYFTLyft, Inc.CL A COM5$53<0.1%00.0%UnchangedHistory
Sunpower Corp867652406COM9$56<0.1%00.0%Unchanged–
FTREFortrea Holdings Inc.COMMON STOCK2$57<0.1%+2NewHistory
Liberty Media Acquisition Corp53073L104COM SR A1$57<0.1%00.0%Unchanged–
HYMCHycroft Mining Holding CorpCOM CL A200$60<0.1%00.0%UnchangedHistory
FWONKLiberty Media CorpCOM SER C FRMLA1$62<0.1%00.0%UnchangedHistory
KDPKeurig Dr Pepper Inc.COM2$63<0.1%00.0%UnchangedHistory
ETSYEtsy IncCOM1$65<0.1%00.0%UnchangedHistory
UNITUniti Group Inc.COM14$66<0.1%00.0%UnchangedHistory
CRNCCerence Inc.COM4$81<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM50$83<0.1%00.0%UnchangedHistory
SESea LtdSPONSORD ADS2$88<0.1%00.0%UnchangedHistory
LBRDALiberty Broadband CorpCOM SER A1$91<0.1%00.0%UnchangedHistory
LBRDKLiberty Broadband CorpCOM SER C1$91<0.1%00.0%UnchangedHistory
CGCCanopy Growth CorpCOM121$95<0.1%00.0%UnchangedHistory
SMGScotts Miracle-Gro CoStock2$103<0.1%00.0%UnchangedHistory
MTCHMatch Group, Inc.COM3$118<0.1%00.0%UnchangedHistory
Liberty Media Corp Del531229607COM C SIRIUSXM5$127<0.1%00.0%Unchanged–
ABNBAirbnb, Inc.Stock1$137<0.1%00.0%UnchangedHistory
CTLTCatalent, Inc.COM3$137<0.1%00.0%UnchangedHistory
CHPTChargePoint Holdings, Inc.COM CL A31$154<0.1%00.0%UnchangedHistory
PODDInsulet CorpStock1$159<0.1%00.0%UnchangedHistory
PJTPJT Partners Inc.COM CL A2$159<0.1%00.0%UnchangedHistory
FISFidelity National Information Services, Inc.Stock3$166<0.1%00.0%UnchangedHistory
AAPAdvance Auto Parts IncCOM3$168<0.1%00.0%UnchangedHistory
AMCAMC Entertainment Holdings, Inc.CL A COM21$168<0.1%−79−79.0%ReducedHistory
VTRSViatris IncStock18$177<0.1%00.0%UnchangedHistory
AIGAmerican International Group, Inc.Stock3$182<0.1%00.0%UnchangedHistory
OGNOrganon & Co.Stock11$191<0.1%00.0%UnchangedHistory
CRLCharles River Laboratories International, Inc.COM1$196<0.1%00.0%UnchangedHistory
MANUManchester United plcORD CL A10$198<0.1%00.0%UnchangedHistory
ASTRAstra Space, Inc.Common Stock107$198<0.1%00.0%UnchangedConverted for a 1-for-15 splitHistory
PTLOPortillo's Inc.COM CL A13$200<0.1%00.0%UnchangedHistory
IMGNImmunoGen, Inc.COM13$206<0.1%00.0%UnchangedHistory
GHGuardant Health, Inc.COM7$207<0.1%00.0%UnchangedHistory
CRUSCirrus Logic, Inc.Stock3$222<0.1%00.0%UnchangedHistory
MINAberdeen Intermediate Income FundSH BEN INT83$222<0.1%00.0%UnchangedHistory
IRDMIridium Communications Inc.COM5$227<0.1%00.0%UnchangedHistory
Xtrackers International Real Estate ETF233051846ETF12$234<0.1%00.0%Unchanged–
CNTXContext Therapeutics Inc.COM155$234<0.1%00.0%UnchangedHistory
Northern LTS FD Tr IV66538H211FMC EXCELSIOR FO10$240<0.1%+10New–
WOLFWolfspeed, Inc.Stock7$267<0.1%00.0%UnchangedHistory
DXCDXC Technology CoStock13$271<0.1%00.0%UnchangedHistory
SRSpire IncCOM5$283<0.1%00.0%UnchangedHistory
APTVAptiv PLCSHS3$296<0.1%00.0%UnchangedHistory
Barrick Gold Corp067901108COM21$306<0.1%00.0%Unchanged–
BBUCBrookfield Business CorpCL A EXC SUB VTG17$307<0.1%00.0%UnchangedHistory
COOCooper Companies, Inc.COM NEW1$318<0.1%00.0%UnchangedHistory
STLDSteel Dynamics IncCOM3$322<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 2135$323<0.1%00.0%UnchangedHistory
PNRPENTAIR plcSHS5$324<0.1%00.0%UnchangedHistory
POSTPost Holdings, Inc.COM4$343<0.1%00.0%UnchangedHistory
CNMCore & Main, Inc.CL A12$346<0.1%00.0%UnchangedHistory
MDBMongoDB, Inc.CL A1$346<0.1%00.0%UnchangedHistory
INTZIntrusion IncCOM NEW1,000$349<0.1%+1,000NewHistory
SWAGStran & Company, Inc.COMMON STOCK280$350<0.1%00.0%UnchangedHistory
LOPEGrand Canyon Education, Inc.COM3$351<0.1%00.0%UnchangedHistory
XYZBlock, Inc.CL A8$354<0.1%−16−66.7%ReducedHistory
NWSANews CorpCL A18$361<0.1%00.0%UnchangedHistory
AMKRAmkor Technology, Inc.COM16$362<0.1%00.0%UnchangedHistory
SPGIS&P Global Inc.Stock1$365<0.1%00.0%UnchangedHistory
ALSumisho Air Lease CorpCL A5$385<0.1%00.0%UnchangedHistory
THCTenet Healthcare CorpCOM NEW6$395<0.1%00.0%UnchangedHistory
Laboratory Corp Amer Hldgs50540R136COMMON STOCK2$402<0.1%+2New–
TEAMAtlassian CorpCL A2$403<0.1%00.0%UnchangedHistory
OGSONE Gas, Inc.COM6$410<0.1%00.0%UnchangedHistory
HOLXHologic IncCOM6$416<0.1%00.0%UnchangedHistory
HLNHaleon plcADR50$417<0.1%00.0%UnchangedHistory
SNYSanofiSPONSORED ADR8$429<0.1%00.0%UnchangedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST121$442<0.1%+121New–
GDDYGoDaddy Inc.CL A6$447<0.1%00.0%UnchangedHistory
GISGeneral Mills IncStock7$448<0.1%00.0%UnchangedHistory
ZBHZimmer Biomet Holdings, Inc.Stock4$449<0.1%00.0%UnchangedHistory
WDCWestern Digital CorpCOM10$456<0.1%00.0%UnchangedHistory
FANGDiamondback Energy, Inc.Stock3$465<0.1%00.0%UnchangedHistory
Kraneshares Trust500767678GLOBAL CARB STRA13$470<0.1%00.0%Unchanged–
DLBDolby Laboratories, Inc.COM CL A6$476<0.1%00.0%UnchangedHistory
GEHCGE HealthCare Technologies Inc.Stock7$477<0.1%00.0%UnchangedHistory
NCLHNorwegian Cruise Line Holdings Ltd.SHS29$478<0.1%00.0%UnchangedHistory
OMABCentral North Airport GroupSPON ADR2$491<0.1%00.0%UnchangedHistory
UNMUnum GroupStock10$492<0.1%00.0%UnchangedHistory
HUBSHubSpot IncCOM1$493<0.1%00.0%UnchangedHistory
IONSIonis Pharmaceuticals IncCOM11$499<0.1%00.0%UnchangedHistory
iShares Flexible Income Active ETF092528603ETF10$504<0.1%+10New–
CFCF Industries Holdings, Inc.COM6$514<0.1%00.0%UnchangedHistory

Sold out since Q2 2023 (66)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RTLNecessity Retail REIT, Inc.COM CLASS A52,500$354.9K0.1%History
Vanguard S&P 500 ETF922908363ETF191$77.8K<0.1%–
USALiberty All Star Equity FundSH BEN INT8,250$53.4K<0.1%History
Fidelity Merrimack STR Tr316188309TOTAL BD ETF1,100$50.0K<0.1%–
Vanguard Whitehall FDS921946794INTL HIGH ETF735$46.5K<0.1%–
VKTXViking Therapeutics, Inc.COM2,100$34.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.7K<0.1%–
SNOWSnowflake Inc.Stock103$18.1K<0.1%History
VMWVmware LLCCL A COM116$16.7K<0.1%History
KALAKALA BIO, Inc.COMM STK1,100$16.0K<0.1%History
COFCapital One Financial CorpStock122$13.3K<0.1%History
GSGoldman Sachs Group IncStock36$11.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP169$10.6K<0.1%History
ORCLOracle CorpStock86$10.2K<0.1%History
AVAVAeroVironment IncCOM100$10.2K<0.1%History
INTUIntuit Inc.Stock21$9.62K<0.1%History
Global X FDS37960A651SUPERDVDND REIT437$9.39K<0.1%–
MPTMedical Properties Trust IncCOM950$8.80K<0.1%History
UMHUmh Properties, Inc.COM500$7.99K<0.1%History
SANBanco Santander, S.A.ADR1,989$7.38K<0.1%History
IOVAIovance Biotherapeutics, Inc.COM1,000$7.04K<0.1%History
ABBNYABB LtdSPONSORED ADR179$7.03K<0.1%History
iShares Tr46434V449MSCI INTL MOMENT210$6.97K<0.1%–
Chiron Real Estate Inc.37954A204COM NEW730$6.67K<0.1%–
DYDycom Industries IncCOM57$6.48K<0.1%History
HESHess CorpStock43$5.85K<0.1%History
BHPBHP Group LtdADR92$5.49K<0.1%History
iShares Tr464288885EAFE GRWTH ETF57$5.47K<0.1%–
OCGNOcugen, Inc.COM9,910$5.38K<0.1%History
ITWIllinois Tool Works IncStock20$5.00K<0.1%History
MSMorgan StanleyStock58$4.95K<0.1%History
INGING Groep NVSPONSORED ADR366$4.93K<0.1%History
BLKBlackRock, Inc.COM7$4.84K<0.1%History
DBX ETF Tr233051135XTRACKERS MSCI135$4.78K<0.1%–
TTETotalEnergies SESPONSORED ADS82$4.73K<0.1%History
iShares Inc46434G863ESG AWR MSCI EM149$4.71K<0.1%–
RIORio Tinto PLCADR72$4.60K<0.1%History
AZNAstraZeneca PLCSPONSORED ADR60$4.29K<0.1%History
iShares Tr464287697U.S. UTILITS ETF49$4.01K<0.1%–
Monster Beverage Corp New61174X909CALL56$3.22K<0.1%–
TAPMolson Coors Beverage CoCL B45$2.96K<0.1%History
CSXCSX CorpStock86$2.93K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE100$2.87K<0.1%–
VLOValero Energy CorpStock22$2.58K<0.1%History
BUDAnheuser-Busch InBev SA/NVADR44$2.50K<0.1%History
SONYSony Group CorpSPONSORED ADR22$1.98K<0.1%History
IPGInterpublic Group of Companies, Inc.COM48$1.85K<0.1%History
BDXBecton Dickinson & CoStock7$1.85K<0.1%History
HBANHuntington Bancshares IncCOM145$1.56K<0.1%History
ProShares Tr74347R107PSHS ULT S&P 50025$1.45K<0.1%–
METMetlife IncStock24$1.36K<0.1%History
PRUPrudential Financial IncStock15$1.32K<0.1%History
IPInternational Paper CoCOM39$1.24K<0.1%History
TSNTyson Foods, Inc.Stock23$1.17K<0.1%History
IVZInvesco Ltd.Stock60$1.01K<0.1%History
DOCUDocuSign, Inc.Stock19$971<0.1%History
NAKNorthern Dynasty Minerals LtdCOM NEW3,750$900<0.1%History
WBAWalgreens Boots Alliance, Inc.COM31$883<0.1%History
WDSWoodside Energy Group LtdADR33$765<0.1%History
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF15$726<0.1%–
WWEWorld Wrestling Entertainment, LLCCL A6$651<0.1%History
Qualigen Therapeutics Inc74754R202COM NEW350$319<0.1%–
IBIOiBio, Inc.COM285$174<0.1%History
LUMNLumen Technologies, Inc.Stock28$63<0.1%History
Meten Holding Group LtdG6055H148SHS NEW67$12<0.1%–
iShares Tr464289479CORE LT USDB ETF78–––