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Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 15, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
808
+50 vs. Q1 2023
Portfolio value
$240.2M
+$21.0M (+9.6%) vs. Q1 2023
Filed
Aug 15, 2023
SEC
Holdings of Retirement Group, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BRK.BBerkshire Hathaway IncStock125,481$42.8M17.8%+394+0.3%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5054,981$19.2M8.0%+886+1.6%Added–
XOMExxonMobil Holdings CorpCOM120,609$12.9M5.4%+10,313+9.4%AddedHistory
iShares Tr46428743220 YR TR BD ETF93,999$9.68M4.0%+2,718+3.0%Added–
Schwab US Dividend Equity ETF808524797ETF130,620$9.49M3.9%−3,836−2.9%Reduced–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF137,725$9.47M3.9%−219−0.2%Reduced–
iShares Tr4642874571 3 YR TREAS BD115,222$9.34M3.9%+10,106+9.6%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF113,873$8.79M3.7%+891+0.8%Added–
Invesco QQQ Trust Series I46090E103ETF16,374$6.05M2.5%+4,691+40.2%Added–
Vanguard Morningstar Value ETF922908744ETF38,331$5.45M2.3%−1,137−2.9%Reduced–
CVXChevron CorpStock33,355$5.25M2.2%+2,282+7.3%AddedHistory
CATCaterpillar IncStock18,967$4.67M1.9%−739−3.8%ReducedHistory
AAPLApple Inc.Stock23,065$4.47M1.9%+124+0.5%AddedHistory
JEFJefferies Financial Group Inc.COM129,286$4.29M1.8%+2,504+2.0%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF11,939$3.38M1.4%+120+1.0%Added–
iShares Core S&P 500 ETF464287200ETF6,721$3.00M1.2%+291+4.5%Added–
BNBROOKFIELD CorpCL A LTD VT SH80,512$2.71M1.1%+389+0.5%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF15,314$2.49M1.0%−147−1.0%Reduced–
SPYSPDR S&P 500 ETF TrustETF5,275$2.34M1.0%+3,375+177.6%AddedHistory
NVDANVIDIA CorpStock5,181$2.19M0.9%−15−0.3%ReducedHistory
Schwab US Aggregate Bond ETF808524839ETF46,362$2.14M0.9%−5,818−11.1%Reduced–
State Street Utilities Select Sector SPDR ETF81369Y886ETF31,633$2.07M0.9%+29,387+1,308.4%Added–
GLDSPDR Gold TrustETF11,370$2.03M0.8%+10,688+1,567.2%AddedHistory
TAT&T Inc.Stock113,970$1.82M0.8%+338+0.3%AddedHistory
AMZNAmazon Com IncStock13,634$1.78M0.7%−23−0.2%ReducedHistory
Schwab US Tips ETF808524870ETF33,871$1.78M0.7%−5,369−13.7%Reduced–
SGOLabrdn Gold ETF TrustETF81,422$1.50M0.6%+5,295+7.0%AddedHistory
BABAAlibaba Group Holding LtdADR17,902$1.49M0.6%+636+3.7%AddedHistory
PDIPIMCO Dynamic Income FundSHS73,846$1.38M0.6%−101−0.1%ReducedHistory
MSFTMicrosoft CorpStock4,113$1.38M0.6%+94+2.3%AddedHistory
COPConocoPhillipsStock12,884$1.33M0.6%−169−1.3%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF29,789$1.25M0.5%+140.0%Added–
SPDR Series Trust78464A763ST STR SP DIV9,993$1.22M0.5%+167+1.7%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,552$1.22M0.5%+265+5.0%Added–
Vanguard High Dividend Yield Index ETF921946406ETF9,925$1.05M0.4%00.0%Unchanged–
Alps ETF Tr00162Q387OSHARES US QUALT23,670$1.04M0.4%+6,385+36.9%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF64,628$1.03M0.4%−5,717−8.1%Reduced–
Vanguard Energy ETF92204A306ETF8,843$998.3K0.4%+775+9.6%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD21,727$984.3K0.4%−816−3.6%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF20,513$947.3K0.4%+70.0%Added–
Schwab U.S. REIT ETF808524847ETF47,586$929.4K0.4%+1,114+2.4%Added–
Schwab Strategic Tr808524862SHT TM US TRES19,232$924.3K0.4%−4,078−17.5%Reduced–
Schwab International Equity ETF808524805ETF25,863$922.0K0.4%−3,401−11.6%Reduced–
ADBEAdobe Inc.Stock1,866$912.5K0.4%+17+0.9%AddedHistory
iShares Russell 2000 ETF464287655ETF4,580$857.7K0.4%00.0%Unchanged–
Amplify ETF Tr032108409CWP ENHANCED DIV23,020$828.7K0.3%+7,290+46.3%Added–
ORealty Income CorpREIT13,728$820.8K0.3%+11+0.1%AddedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF16,586$817.4K0.3%−4,189−20.2%Reduced–
Schwab U.S. Broad Market ETF808524102ETF15,660$809.6K0.3%−3,247−17.2%Reduced–
BXBlackstone Inc.COM8,145$757.2K0.3%−807−9.0%ReducedHistory
BAMBrookfield Asset Management Ltd.CL A LTD VT SH22,828$744.9K0.3%+1,042+4.8%AddedHistory
Abrdn ETFs003261104BBRG ALL COMD K135,717$720.1K0.3%+1,400+4.1%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF8,332$676.3K0.3%+308+3.8%Added–
iShares Tr4642874407-10 YR TRSY BD6,971$673.4K0.3%+6,262+883.2%Added–
iShares Tr46435G409MSCI INTL VLU FT24,695$628.5K0.3%−3,617−12.8%Reduced–
Invesco Exch Traded FD Tr II46138E511PFD ETF54,214$616.4K0.3%+42+0.1%Added–
iShares Core S&P Mid-Cap ETF464287507ETF2,221$580.7K0.2%+46+2.1%Added–
Schwab Emerging Markets Equity ETF808524706ETF22,912$564.3K0.2%+1,947+9.3%Added–
PSXPhillips 66Stock5,808$554.0K0.2%−69−1.2%ReducedHistory
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS24,310$531.2K0.2%−187−0.8%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF7,776$521.7K0.2%−1,260−13.9%Reduced–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD36,768$500.2K0.2%−16,591−31.1%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF4,338$469.1K0.2%−37−0.8%Reduced–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF16,700$461.4K0.2%+11,090+197.7%Added–
Osi ETF Tr67110P704OSHS GBL INTER12,867$411.7K0.2%−9,918−43.5%Reduced–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY4,948$399.3K0.2%+766+18.3%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS7,725$386.0K0.2%00.0%Unchanged–
First Tr Exchange-Traded FD336917109SHS11,225$381.8K0.2%+2,225+24.7%Added–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE9,730$380.8K0.2%−225−2.3%Reduced–
iShares Semiconductor ETF464287523ETF714$362.4K0.2%+363+103.4%Added–
RTLNecessity Retail REIT, Inc.COM CLASS A52,500$354.9K0.1%−1,880−3.5%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,088$343.4K0.1%+10.0%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF1,916$333.1K0.1%+242+14.5%Added–
BBDCBarings BDC, Inc.COM42,091$330.0K0.1%+86+0.2%AddedHistory
GOOGLAlphabet Inc.Stock2,717$325.2K0.1%+191+7.6%AddedHistory
iShares MSCI USA Momentum Factor ETF46432F396ETF2,246$324.0K0.1%−1,296−36.6%Reduced–
WFCWells Fargo & CompanyStock7,510$320.5K0.1%00.0%UnchangedHistory
iShares Core Dividend Growth ETF46434V621ETF6,121$315.4K0.1%−1,709−21.8%Reduced–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF4,167$309.0K0.1%+2,369+131.8%Added–
MOAltria Group, Inc.Stock6,701$303.6K0.1%−42−0.6%ReducedHistory
GOOGAlphabet Inc.Stock2,495$301.8K0.1%00.0%UnchangedHistory
ProShares Tr74348A467S&P 500 DV ARIST3,135$295.6K0.1%+721+29.9%Added–
VTSVitesse Energy, Inc.COMMON STOCK13,157$294.7K0.1%−467−3.4%ReducedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF3,790$284.1K0.1%+170+4.7%Added–
WBDWarner Bros. Discovery, Inc.Stock22,510$282.3K0.1%−1,615−6.7%ReducedHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF4,435$271.3K0.1%+1,015+29.7%Added–
Aim ETF Products Trust00888H869ALLIANZIM US EQ8,538$270.1K0.1%00.0%Unchanged–
METAMeta Platforms, Inc.Stock862$247.4K0.1%−18−2.0%ReducedHistory
PCGPG&E CorpStock14,000$241.9K0.1%00.0%UnchangedHistory
Alps ETF Tr00162Q452ALERIAN MLP6,090$238.8K0.1%+27+0.4%Added–
IRIngersoll Rand Inc.COM6,233$221.9K0.1%+5,400+648.3%AddedHistory
iShares Future AI & Tech ETF46435U556ETF6,675$220.5K0.1%+5,000+298.5%Added–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH11,100$215.1K0.1%00.0%Unchanged–
ABBVAbbVie Inc.Stock1,588$213.9K0.1%00.0%UnchangedHistory
Vanguard Total World Stock ETF922042742ETF2,180$211.4K0.1%−140−6.0%Reduced–
IVTInvenTrust Properties Corp.COM NEW9,097$210.5K0.1%−5,324−36.9%ReducedHistory
WPMWheaton Precious Metals Corp.COM4,700$203.1K0.1%00.0%UnchangedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS3,440$201.8K0.1%+3,365+4,486.7%Added–
Pacer FDS Tr69374H659CASH COWS ETF4,177$200.0K0.1%00.0%Unchanged–
SLViShares Silver TrustETF9,303$194.3K0.1%00.0%UnchangedHistory

Sold out since Q1 2023 (15)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
GLDMWorld Gold TrustSPDR GLD MINIS735$29.0K<0.1%History
WisdomTree Tr97717W570US MIDCAP FUND483$24.0K<0.1%–
LNGCheniere Energy, Inc.COM NEW100$16.0K<0.1%History
TVTXTravere Therapeutics, Inc.COM700$16.0K<0.1%History
IRTIndependence Realty Trust, Inc.COM905$15.0K<0.1%History
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT32$9.00K<0.1%–
EGLEEagle Bulk Shipping Inc.COM175$8.00K<0.1%History
MOSMosaic CoCOM50$2.00K<0.1%History
COTYCoty Inc.COM CL A150$2.00K<0.1%History
Invesco Actively Managed ETF46090C305EMGRING MKTS5031$1.00K<0.1%–
DBCInvesco DB Commodity Index Tracking FundUNIT19$00.0%History
FWRGFirst Watch Restaurant Group, Inc.COM18$00.0%History
DBEInvesco DB Energy FundENERGY FD10$00.0%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT10$00.0%History
KOLDProShares Trust IIULSHT BLOOMB GAS50$00.0%History