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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 12, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
758
+48 vs. Q4 2022
Portfolio value
$219.1M
+$13.1M (+6.3%) vs. Q4 2022
Filed
May 12, 2023
SEC
Holdings of Retirement Group, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
BRK.BBerkshire Hathaway IncStock125,087$38.6M17.6%+9,406+8.1%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5054,095$16.8M7.7%+1,692+3.2%Added–
XOMExxonMobil Holdings CorpCOM110,296$12.1M5.5%−6,858−5.9%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF134,456$9.84M4.5%+805+0.6%Added–
iShares Tr46428743220 YR TR BD ETF91,281$9.71M4.4%−18,574−16.9%Reduced–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF137,944$9.12M4.2%+3,063+2.3%Added–
iShares Tr4642874571 3 YR TREAS BD105,116$8.64M3.9%+17,572+20.1%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF112,982$8.61M3.9%+2,209+2.0%Added–
Vanguard Morningstar Value ETF922908744ETF39,468$5.45M2.5%+1,257+3.3%Added–
CVXChevron CorpStock31,073$5.07M2.3%−741−2.3%ReducedHistory
CATCaterpillar IncStock19,706$4.51M2.1%+129+0.7%AddedHistory
JEFJefferies Financial Group Inc.COM126,782$4.02M1.8%+20,660+19.5%AddedHistory
AAPLApple Inc.Stock22,941$3.78M1.7%+15,843+223.2%AddedHistory
Invesco QQQ Trust Series I46090E103ETF11,683$3.75M1.7%−902−7.2%Reduced–
Vanguard Morningstar Growth ETF922908736ETF11,819$2.95M1.3%−105−0.9%Reduced–
iShares Core S&P 500 ETF464287200ETF6,430$2.64M1.2%−17−0.3%Reduced–
BNBROOKFIELD CorpCL A LTD VT SH80,123$2.61M1.2%+17,946+28.9%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF52,180$2.45M1.1%+5,973+12.9%Added–
Vanguard Dividend Appreciation ETF921908844ETF15,461$2.38M1.1%−66−0.4%Reduced–
TAT&T Inc.Stock113,632$2.19M1.0%−1,357−1.2%ReducedHistory
Schwab US Tips ETF808524870ETF39,240$2.10M1.0%+3,808+10.7%Added–
BABAAlibaba Group Holding LtdADR17,266$1.76M0.8%+843+5.1%AddedHistory
NVDANVIDIA CorpStock5,196$1.44M0.7%+30+0.6%AddedHistory
SGOLabrdn Gold ETF TrustETF76,127$1.44M0.7%+1,778+2.4%AddedHistory
AMZNAmazon Com IncStock13,657$1.41M0.6%+902+7.1%AddedHistory
PDIPIMCO Dynamic Income FundSHS73,947$1.33M0.6%−28,034−27.5%ReducedHistory
COPConocoPhillipsStock13,053$1.29M0.6%−2,015−13.4%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF29,775$1.23M0.6%−177−0.6%Reduced–
SPDR Series Trust78464A763ST STR SP DIV9,826$1.22M0.6%+3,581+57.3%Added–
MSFTMicrosoft CorpStock4,019$1.16M0.5%+26+0.7%AddedHistory
Schwab Strategic Tr808524862SHT TM US TRES23,310$1.14M0.5%−7,418−24.1%Reduced–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF70,345$1.12M0.5%−3,099−4.2%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF5,287$1.08M0.5%+87+1.7%Added–
Schwab Intermediate-Term US Treasury ETF808524854ETF20,775$1.05M0.5%−6,431−23.6%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF9,925$1.05M0.5%−290−2.8%Reduced–
First Tr Exchange-Traded FD33738D309SENIOR LN FD22,543$1.02M0.5%+676+3.1%Added–
Schwab International Equity ETF808524805ETF29,264$1.02M0.5%−641−2.1%Reduced–
Vanguard Ftse Developed Markets ETF921943858ETF20,506$926.0K0.4%−129−0.6%Reduced–
Vanguard Energy ETF92204A306ETF8,068$922.0K0.4%+533+7.1%Added–
Schwab U.S. REIT ETF808524847ETF46,472$906.0K0.4%+378+0.8%Added–
Schwab U.S. Broad Market ETF808524102ETF18,907$905.0K0.4%−7,697−28.9%Reduced–
ORealty Income CorpREIT13,717$869.0K0.4%+285+2.1%AddedHistory
iShares Russell 2000 ETF464287655ETF4,580$817.0K0.4%−18−0.4%Reduced–
BXBlackstone Inc.COM8,952$786.0K0.4%−284−3.1%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF1,900$778.0K0.4%−4,721−71.3%ReducedHistory
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD53,359$759.0K0.3%−376−0.7%Reduced–
Alps ETF Tr00162Q387OSHARES US QUALT17,285$729.0K0.3%+7,610+78.7%Added–
ADBEAdobe Inc.Stock1,849$713.0K0.3%00.0%UnchangedHistory
Abrdn ETFs003261104BBRG ALL COMD K134,317$713.0K0.3%+4,313+14.4%Added–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH21,786$713.0K0.3%+6,515+42.7%AddedHistory
iShares Tr46435G409MSCI INTL VLU FT28,312$702.0K0.3%−5,750−16.9%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF8,024$665.0K0.3%+1,109+16.0%Added–
Invesco Exch Traded FD Tr II46138E511PFD ETF54,172$622.0K0.3%+54,172New–
PSXPhillips 66Stock5,877$596.0K0.3%−2,682−31.3%ReducedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF9,036$593.0K0.3%−2,283−20.2%Reduced–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS24,497$566.0K0.3%00.0%UnchangedHistory
Amplify ETF Tr032108409CWP ENHANCED DIV15,730$558.0K0.3%+11,605+281.3%Added–
iShares Core S&P Mid-Cap ETF464287507ETF2,175$544.0K0.2%−152−6.5%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF20,965$514.0K0.2%−339−1.6%Reduced–
iShares MSCI USA Momentum Factor ETF46432F396ETF3,542$492.0K0.2%−561−13.7%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF4,375$480.0K0.2%+1,178+36.8%Added–
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE9,955$410.0K0.2%00.0%Unchanged–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,557$399.0K0.2%+1,977+340.9%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS7,725$396.0K0.2%+2,225+40.5%Added–
iShares Core Dividend Growth ETF46434V621ETF7,830$391.0K0.2%−17,701−69.3%Reduced–
Osi ETF Tr67110P704OSHS GBL INTER22,785$378.0K0.2%+222+1.0%Added–
WBDWarner Bros. Discovery, Inc.Stock24,125$364.0K0.2%−1,443−5.6%ReducedHistory
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,087$344.0K0.2%−135−2.6%Reduced–
RTLNecessity Retail REIT, Inc.COM CLASS A54,380$342.0K0.2%00.0%UnchangedHistory
IVTInvenTrust Properties Corp.COM NEW14,421$337.0K0.2%+5,324+58.5%AddedHistory
BBDCBarings BDC, Inc.COM42,005$334.0K0.2%+18,511+78.8%AddedHistory
First Tr Exchange-Traded FD336917109SHS9,000$320.0K0.1%+8,500+1,700.0%Added–
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY4,182$307.0K0.1%+21+0.5%Added–
MOAltria Group, Inc.Stock6,743$301.0K0.1%+1,142+20.4%AddedHistory
WFCWells Fargo & CompanyStock7,510$281.0K0.1%+7,000+1,372.5%AddedHistory
GOOGLAlphabet Inc.Stock2,526$262.0K0.1%+20+0.8%AddedHistory
GOOGAlphabet Inc.Stock2,495$259.0K0.1%00.0%UnchangedHistory
VTSVitesse Energy, Inc.COMMON STOCK13,624$259.0K0.1%+13,624NewHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,674$253.0K0.1%+3+0.2%Added–
ABBVAbbVie Inc.Stock1,588$253.0K0.1%00.0%UnchangedHistory
Aim ETF Products Trust00888H869ALLIANZIM US EQ8,538$250.0K0.1%+3,486+69.0%Added–
ADIAnalog Devices IncStock1,211$239.0K0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF3,620$236.0K0.1%+10.0%Added–
Alps ETF Tr00162Q452ALERIAN MLP6,063$234.0K0.1%+1,098+22.1%Added–
PCGPG&E CorpStock14,000$226.0K0.1%+13,966+41,076.5%AddedHistory
WPMWheaton Precious Metals Corp.COM4,700$226.0K0.1%00.0%UnchangedHistory
ProShares Tr74348A467S&P 500 DV ARIST2,414$220.0K0.1%−177−6.8%Reduced–
Vanguard Total World Stock ETF922042742ETF2,320$214.0K0.1%−200−7.9%Reduced–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH11,100$213.0K0.1%−450−3.9%Reduced–
SLViShares Silver TrustETF9,303$206.0K0.1%00.0%UnchangedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER24,480$204.0K0.1%00.0%UnchangedHistory
Cambria ETF Tr132061201SHSHLD YIELD ETF3,420$201.0K0.1%+3,420New–
Pacer FDS Tr69374H659CASH COWS ETF4,177$196.0K0.1%00.0%Unchanged–
iShares Tr46432F388MSCI USA VALUE2,052$190.0K0.1%−15−0.7%Reduced–
METAMeta Platforms, Inc.Stock880$187.0K0.1%+50+6.0%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF1,857$180.0K0.1%+6+0.3%Added–
iShares Tr464288646ISHS 1-5YR INVS3,556$180.0K0.1%−1,586−30.8%Reduced–
KMIKinder Morgan, Inc.Stock9,936$174.0K0.1%+5,947+149.1%AddedHistory
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,547$171.0K0.1%−144−5.4%Reduced–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD7,681$170.0K0.1%−1,090−12.4%Reduced–

Sold out since Q4 2022 (21)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
NOCNorthrop Grumman CorpStock254$139.0K0.1%History
WisdomTree Tr97717Y808YIELD ENHANCED518$24.0K<0.1%–
DBAInvesco DB Agriculture FundAGRICULTURE FD500$10.0K<0.1%History
STORStore Capital LLCCOM312$10.0K<0.1%History
RYRoyal Bank of CanadaStock100$9.00K<0.1%History
Global X FDS37950E127REIT ETF421$9.00K<0.1%–
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT51$8.00K<0.1%–
TGTXTG Therapeutics, Inc.COM700$8.00K<0.1%History
iShares Inc464286285JP MRGN EM HI BD120$4.00K<0.1%–
HRZNHorizon Technology Finance CorpCOM131$2.00K<0.1%History
iShares Tr46435U853BROAD USD HIGH60$2.00K<0.1%–
MSTRStrategy IncStock10$1.00K<0.1%History
RLXRLX Technology Inc.SPONSORED ADS500$1.00K<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS47$1.00K<0.1%–
NAVNavistar International CorpCOM3,750$1.00K<0.1%History
AGNCAGNC Investment Corp.REIT5$00.0%History
COHRCoherent Corp.COM10$00.0%History
ACRACRES Commercial Realty Corp.COM NEW1$00.0%History
Micro Focus Intl PLC594837403SPON ADR NEW15$00.0%–
NBEVNewAge, Inc.COM2,500$00.0%History
Alpha Architect ETF Tr02072L763GENERATION Z ETF17$00.0%–