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Livermore
Livermore
ZHEN

Retirement Group, LLC

SEC CIK
0001740491
Latest filing
Apr 30, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 15, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
710
+175 vs. Q3 2022
Portfolio value
$206.1M
+$81.2M (+65.1%) vs. Q3 2022
Filed
Feb 15, 2023
SEC
Holdings of Retirement Group, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BRK.BBerkshire Hathaway IncStock115,681$35.7M17.3%+28,131+32.1%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 5052,403$14.5M7.0%+14,802+39.4%Added–
XOMExxonMobil Holdings CorpCOM117,154$12.9M6.3%+12,435+11.9%AddedHistory
iShares Tr46428743220 YR TR BD ETF109,855$10.9M5.3%+47,870+77.2%Added–
Schwab US Dividend Equity ETF808524797ETF133,651$10.1M4.9%+47,185+54.6%Added–
State Street SPDR S&P 400 Mid Cap Value ETF78464A839ETF134,881$8.73M4.2%+26,344+24.3%Added–
State Street SPDR S&P 600 Small Cap Value ETF78464A300ETF110,773$8.22M4.0%+22,554+25.6%Added–
iShares Tr4642874571 3 YR TREAS BD87,544$7.11M3.4%+84,940+3,261.9%Added–
CVXChevron CorpStock31,814$5.71M2.8%+8,523+36.6%AddedHistory
Vanguard Morningstar Value ETF922908744ETF38,211$5.36M2.6%+22,116+137.4%Added–
CATCaterpillar IncStock19,577$4.69M2.3%−561−2.8%ReducedHistory
JEFJefferies Financial Group Inc.COM106,122$3.64M1.8%+23,097+27.8%AddedHistory
Invesco QQQ Trust Series I46090E103ETF12,585$3.26M1.6%+5,854+87.0%Added–
Vanguard Morningstar Growth ETF922908736ETF11,924$2.54M1.2%+9,958+506.5%Added–
SPYSPDR S&P 500 ETF TrustETF6,621$2.53M1.2%+9+0.1%AddedHistory
iShares Core S&P 500 ETF464287200ETF6,447$2.48M1.2%+2,445+61.1%Added–
Vanguard Dividend Appreciation ETF921908844ETF15,527$2.36M1.1%+12,923+496.3%Added–
TAT&T Inc.Stock114,989$2.12M1.0%+10,230+9.8%AddedHistory
Schwab US Aggregate Bond ETF808524839ETF46,207$2.11M1.0%+4,217+10.0%Added–
BNBROOKFIELD CorpCL A LTD VT SH62,177$1.96M0.9%+62,177NewHistory
PDIPIMCO Dynamic Income FundSHS101,981$1.89M0.9%+72,694+248.2%AddedHistory
Schwab US Tips ETF808524870ETF35,432$1.83M0.9%+5,928+20.1%Added–
COPConocoPhillipsStock15,068$1.78M0.9%+2,574+20.6%AddedHistory
Schwab Strategic Tr808524862SHT TM US TRES30,728$1.48M0.7%+5,894+23.7%Added–
BABAAlibaba Group Holding LtdADR16,423$1.45M0.7%+1,857+12.7%AddedHistory
Schwab Intermediate-Term US Treasury ETF808524854ETF27,206$1.34M0.6%+5,973+28.1%Added–
SGOLabrdn Gold ETF TrustETF74,349$1.30M0.6%+7,039+10.5%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF25,531$1.28M0.6%+5,276+26.0%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF73,444$1.23M0.6%+35,119+91.6%Added–
Ssga Active ETF Tr78467V608ST STR BL LN ETF29,952$1.23M0.6%+10,656+55.2%Added–
Schwab U.S. Broad Market ETF808524102ETF26,604$1.19M0.6%−1,733−6.1%Reduced–
Vanguard High Dividend Yield Index ETF921946406ETF10,215$1.10M0.5%+9,440+1,218.1%Added–
AMZNAmazon Com IncStock12,755$1.07M0.5%+3,841+43.1%AddedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF5,200$994.0K0.5%+5,110+5,677.8%Added–
First Tr Exchange-Traded FD33738D309SENIOR LN FD21,867$975.0K0.5%+8,936+69.1%Added–
Schwab International Equity ETF808524805ETF29,905$963.0K0.5%+6,931+30.2%Added–
MSFTMicrosoft CorpStock3,993$957.0K0.5%+2,132+114.6%AddedHistory
AAPLApple Inc.Stock7,098$922.0K0.4%+3,774+113.5%AddedHistory
Vanguard Energy ETF92204A306ETF7,535$914.0K0.4%+1,632+27.6%Added–
PSXPhillips 66Stock8,559$891.0K0.4%+214+2.6%AddedHistory
Schwab U.S. REIT ETF808524847ETF46,094$889.0K0.4%+9,604+26.3%Added–
Vanguard Ftse Developed Markets ETF921943858ETF20,635$866.0K0.4%+16,034+348.5%Added–
ORealty Income CorpREIT13,432$852.0K0.4%+10,423+346.4%AddedHistory
iShares Russell 2000 ETF464287655ETF4,598$802.0K0.4%+3,607+364.0%Added–
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD53,735$794.0K0.4%+16,115+42.8%Added–
iShares Tr46435G409MSCI INTL VLU FT34,062$789.0K0.4%−5,094−13.0%Reduced–
SPDR Series Trust78464A763ST STR SP DIV6,245$781.0K0.4%+4,509+259.7%Added–
NVDANVIDIA CorpStock5,166$755.0K0.4%+622+13.7%AddedHistory
Schwab U.S. Large-Cap Value ETF808524409ETF11,319$747.0K0.4%−6,014−34.7%Reduced–
BXBlackstone Inc.COM9,236$685.0K0.3%+2,517+37.5%AddedHistory
Abrdn ETFs003261104BBRG ALL COMD K130,004$662.0K0.3%+10,210+51.6%Added–
ADBEAdobe Inc.Stock1,849$622.0K0.3%+346+23.0%AddedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF6,915$605.0K0.3%+6,200+867.1%Added–
iShares MSCI USA Momentum Factor ETF46432F396ETF4,103$599.0K0.3%+1,808+78.8%Added–
iShares Core S&P Mid-Cap ETF464287507ETF2,327$563.0K0.3%+1,715+280.2%Added–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS24,497$563.0K0.3%+270+1.1%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF21,304$504.0K0.2%+3,019+16.5%Added–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH15,271$438.0K0.2%−30,915−66.9%ReducedHistory
Invesco Exch Traded FD Tr II46138G656S&P ULTRA DIVIDE9,955$434.0K0.2%+9,765+5,139.5%Added–
Alps ETF Tr00162Q387OSHARES US QUALT9,675$401.0K0.2%+9,675New–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF3,197$337.0K0.2%+3,021+1,716.5%Added–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,222$332.0K0.2%+5,122+5,122.0%Added–
Osi ETF Tr67110P704OSHS GBL INTER22,563$332.0K0.2%+22,563New–
RTLNecessity Retail REIT, Inc.COM CLASS A54,380$322.0K0.2%+52,740+3,215.9%AddedHistory
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY4,161$287.0K0.1%+1,671+67.1%Added–
iShares Tr46434V1000-5YR INVT GR CP5,940$284.0K0.1%+4,795+418.8%Added–
Alps ETF Tr00162Q858SECTR DIV DOGS5,500$283.0K0.1%+5,500New–
MOAltria Group, Inc.Stock5,601$258.0K0.1%+4,452+387.5%AddedHistory
ABBVAbbVie Inc.Stock1,588$257.0K0.1%+1,221+332.7%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS5,142$256.0K0.1%+1,409+37.7%Added–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF8,405$247.0K0.1%+4,238+101.7%Added–
WBDWarner Bros. Discovery, Inc.Stock25,568$242.0K0.1%+8,675+51.4%AddedHistory
ProShares Tr74348A467S&P 500 DV ARIST2,591$233.0K0.1%−1,185−31.4%Reduced–
iShares Select Dividend ETF464287168ETF1,920$232.0K0.1%+723+60.4%Added–
Invesco Exch Traded FD Tr II46138E669GLOBAL EX US HGH11,550$222.0K0.1%+11,550New–
GOOGLAlphabet Inc.Stock2,506$221.0K0.1%+1,466+141.0%AddedHistory
GOOGAlphabet Inc.Stock2,495$221.0K0.1%+645+34.9%AddedHistory
Vanguard Total World Stock ETF922042742ETF2,520$217.0K0.1%+2,270+908.0%Added–
IVTInvenTrust Properties Corp.COM NEW9,097$215.0K0.1%+8,706+2,226.6%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF1,671$208.0K0.1%+130+8.4%Added–
SLViShares Silver TrustETF9,303$205.0K0.1%+748+8.7%AddedHistory
PSLVSprott Physical Silver TrustPHYSICAL SILVER24,480$202.0K0.1%00.0%UnchangedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF3,619$201.0K0.1%+1,550+74.9%Added–
ADIAnalog Devices IncStock1,211$199.0K0.1%+1+0.1%AddedHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD8,771$196.0K0.1%+653+8.0%Added–
Pacer FDS Tr69374H659CASH COWS ETF4,177$193.0K0.1%+4,177New–
BBDCBarings BDC, Inc.COM23,494$191.0K0.1%+7,504+46.9%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP4,965$189.0K0.1%+2,652+114.7%Added–
iShares Tr46432F388MSCI USA VALUE2,067$188.0K0.1%−3,962−65.7%Reduced–
WMWaste Management IncStock1,182$185.0K0.1%+1,182NewHistory
WPMWheaton Precious Metals Corp.COM4,700$184.0K0.1%00.0%UnchangedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF1,880$182.0K0.1%+258+15.9%Added–
iShares Core S&P Small Cap ETF464287804ETF1,851$175.0K0.1%+682+58.3%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF2,691$173.0K0.1%+932+53.0%Added–
PFEPfizer IncStock3,365$172.0K0.1%−10,719−76.1%ReducedHistory
VZVerizon Communications IncStock4,277$169.0K0.1%+2,731+176.6%AddedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL3,864$169.0K0.1%+3,173+459.2%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF2,244$158.0K0.1%+1,674+293.7%Added–
BPBP PLCADR11,965$150.0K0.1%+11,281+1,649.3%AddedHistory
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM19,887$150.0K0.1%+19,887NewHistory

Sold out since Q3 2022 (48)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Retirement Group, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Aim ETF Products Trust00888H307ALLIANZIM US EQ5,052$132.0K0.1%–
FLNAFilana Therapeutics, Inc.COM760$32.0K<0.1%History
Vanguard Short-Term Bond ETF921937827ETF310$23.0K<0.1%–
CRSPCRISPR Therapeutics AGNAMEN AKT323$21.0K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF839$21.0K<0.1%–
GLOBGlobant S.A.COM100$19.0K<0.1%History
SNOWSnowflake Inc.Stock100$17.0K<0.1%History
OCGNOcugen, Inc.COM8,910$16.0K<0.1%History
Alps ETF Tr00162Q361OSHS GBL INTER650$16.0K<0.1%–
PHMPultegroup IncCOM400$15.0K<0.1%History
BNGOBionano Genomics, Inc.COM8,000$15.0K<0.1%History
TWTRTwitter, Inc.COM328$14.0K<0.1%History
iShares U S ETF Tr46431W507SHOR DURA BD ETF258$13.0K<0.1%–
MPLXMPLX LPCOM UNIT REP LTD326$10.0K<0.1%History
BMOBank of MontrealCOM95$8.00K<0.1%History
AVAVAeroVironment IncCOM100$8.00K<0.1%History
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB391$8.00K<0.1%–
Barclays Bank PLC06742A669IPATH SHILR CAPE390$7.00K<0.1%–
WABWestinghouse Air Brake Technologies CorpStock71$6.00K<0.1%History
VERUVeru Inc.COM525$6.00K<0.1%History
Pgim ETF Tr69344A107PGIM ULTRA SH BD99$5.00K<0.1%–
MNTKMontauk Renewables, Inc.COM250$4.00K<0.1%History
Brookfield Asset Mgmt ReinsG16169107CL A EXCH LT VTG106$4.00K<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF142$3.00K<0.1%–
CLFCleveland-Cliffs Inc.COM200$3.00K<0.1%History
Cambria ETF Tr132061821CANNABIS ETF430$3.00K<0.1%–
iShares Tr46435U184IBONDS 24 TRM HG120$3.00K<0.1%–
WRKWestRock CoCOM100$3.00K<0.1%History
HLNHaleon plcADR304$2.00K<0.1%History
FANGDiamondback Energy, Inc.Stock20$2.00K<0.1%History
Global X FDS37954Y459RUSSELL 2000100$2.00K<0.1%–
IOVAIovance Biotherapeutics, Inc.COM250$2.00K<0.1%History
AMTDAmtd Idea GroupSPONSORED ADS1,500$2.00K<0.1%History
Advisorshares Tr00768Y495PURE CANNABIS360$2.00K<0.1%–
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK37$2.00K<0.1%–
MROMarathon Oil CorpCOM100$2.00K<0.1%History
PXDPioneer Natural Resources CoCOM10$2.00K<0.1%History
COINCoinbase Global, Inc.COM CL A10$1.00K<0.1%History
MNSTMonster Beverage CorpCOM6$1.00K<0.1%History
ATNMActinium Pharmaceuticals, Inc.COM79$1.00K<0.1%History
Broadcom Inc.11135F200COM1$1.00K<0.1%–
AIXCAIxCrypto Holdings, Inc.COM3,500$1.00K<0.1%History
SPDR Series Trust78464A664ST LON TREAS ETF3$00.0%–
NXGLNexgel, Inc.COM3$00.0%History
FWONALiberty Media CorpCOM SER A FRMLA1$00.0%History
VanEck Vectors ETF Tr92189F445INTL HIGH YIELD1$00.0%–
Meten Edtechx Ed Group LtdG6055H114ORD SHS67$00.0%–
Pentair PLCG7S00T904CALL5$00.0%–