Retirement Group, LLC
- SEC CIK
- 0001740491
- Latest filing
- Apr 30, 2024
Holdings in Q4 2022
Holdings as of Dec 31, 2022, filed Feb 15, 2023. Long positions only; changes compare share counts with Q3 2022.
- Positions
- 710
- +175 vs. Q3 2022
- Portfolio value
- $206.1M
- +$81.2M (+65.1%) vs. Q3 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SMGScotts Miracle-Gro Co | Stock | 2 | $0 | 0.0% | +2 | New | History |
| MDTMedtronic plc | Stock | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| SNAPSnap Inc | Stock | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| DXCDXC Technology Co | Stock | 14 | $0 | 0.0% | +2+16.7% | Added | History |
| NKENIKE, Inc. | Stock | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| FISFidelity National Information Services, Inc. | Stock | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| FCXFreeport-McMoran Inc | Stock | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| PATHUiPath, Inc. | Stock | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| Vanguard Morningstar Small-Cap Growth ETF922908595 | ETF | 1,150 | $0 | 0.0% | 00.0% | Unchanged | – |
| SPGIS&P Global Inc. | Stock | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| ETNEaton Corp plc | Stock | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| Xtrackers International Real Estate ETF233051846 | ETF | 12 | $0 | 0.0% | 00.0% | Unchanged | – |
| AIGAmerican International Group, Inc. | Stock | 6 | $0 | 0.0% | +6 | New | History |
| PODDInsulet Corp | Stock | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| AGNCAGNC Investment Corp. | REIT | 5 | $0 | 0.0% | +5 | New | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 19 | $0 | 0.0% | +19 | New | History |
| Kraneshares Trust500767678 | GLOBAL CARB STRA | 13 | $0 | 0.0% | +13 | New | – |
| Barrick Gold Corp067901108 | COM | 21 | $0 | 0.0% | +21 | New | – |
| LYFTLyft, Inc. | CL A COM | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| MTCHMatch Group, Inc. | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| TXG10x Genomics, Inc. | CL A COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| CRLCharles River Laboratories International, Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| IRDMIridium Communications Inc. | COM | 5 | $0 | 0.0% | +5 | New | History |
| IONSIonis Pharmaceuticals Inc | COM | 11 | $0 | 0.0% | 00.0% | Unchanged | History |
| AMCXAMC Global Media Inc. | CL A | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| KDPKeurig Dr Pepper Inc. | COM | 2 | $0 | 0.0% | +2 | New | History |
| BROSDutch Bros Inc. | CL A | 13 | $0 | 0.0% | +13 | New | History |
| Invesco Exch Traded FD Tr II46138E727 | RAFI EMRGNG MRKT | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| HUBSHubSpot Inc | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| CNMCore & Main, Inc. | CL A | 12 | $0 | 0.0% | +12 | New | History |
| PNRPENTAIR plc | SHS | 5 | $0 | 0.0% | +5 | New | History |
| MDBMongoDB, Inc. | CL A | 1 | $0 | 0.0% | +1 | New | History |
| FWRGFirst Watch Restaurant Group, Inc. | COM | 18 | $0 | 0.0% | +18 | New | History |
| GDDYGoDaddy Inc. | CL A | 3 | $0 | 0.0% | +3 | New | History |
| AAPAdvance Auto Parts Inc | COM | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| DNNDenison Mines Corp. | COM | 50 | $0 | 0.0% | 00.0% | Unchanged | History |
| ETSYEtsy Inc | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| GHGuardant Health, Inc. | COM | 7 | $0 | 0.0% | 00.0% | Unchanged | History |
| GSGiShares S&P GSCI Commodity-Indexed Trust | UNIT BEN INT | 10 | $0 | 0.0% | +10 | New | History |
| SESea Ltd | SPONSORD ADS | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 29 | $0 | 0.0% | 00.0% | Unchanged | History |
| PJTPJT Partners Inc. | COM CL A | 2 | $0 | 0.0% | +2 | New | History |
| WDCWestern Digital Corp | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| Litman Gregory FDS Tr53700T827 | IMGP DBI MAN ETF | 10 | $0 | 0.0% | +10 | New | – |
| COHRCoherent Corp. | COM | 10 | $0 | 0.0% | 00.0% | Unchanged | History |
| MANUManchester United plc | ORD CL A | 10 | $0 | 0.0% | +10 | New | History |
| DLBDolby Laboratories, Inc. | COM CL A | 6 | $0 | 0.0% | 00.0% | Unchanged | History |
| UUnity Software Inc. | COM | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| CNTXContext Therapeutics Inc. | COM | 155 | $0 | 0.0% | 00.0% | Unchanged | History |
| ACRACRES Commercial Realty Corp. | COM NEW | 1 | $0 | 0.0% | +1 | New | History |
| CRNCCerence Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| LBRDALiberty Broadband Corp | COM SER A | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| LBRDKLiberty Broadband Corp | COM SER C | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| PTLOPortillo's Inc. | COM CL A | 13 | $0 | 0.0% | +13 | New | History |
| SWAGStran & Company, Inc. | COMMON STOCK | 280 | $0 | 0.0% | 00.0% | Unchanged | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 100 | $0 | 0.0% | +100 | New | History |
| ALSumisho Air Lease Corp | CL A | 5 | $0 | 0.0% | 00.0% | Unchanged | History |
| ACBAurora Cannabis Inc | COM | 32 | $0 | 0.0% | +16+100.0% | Added | History |
| CGCCanopy Growth Corp | COM | 121 | $0 | 0.0% | +100+476.2% | Added | History |
| CTLTCatalent, Inc. | COM | 3 | $0 | 0.0% | +3 | New | History |
| CHPTChargePoint Holdings, Inc. | COM CL A | 31 | $0 | 0.0% | +31 | New | History |
| CONECyrusOne Holdco LLC | COM | 35 | $0 | 0.0% | 00.0% | Unchanged | History |
| WATTEnergous Corp | COM | 70 | $0 | 0.0% | +70 | New | History |
| GTBPGT Biopharma, Inc. | COM NEW | 44 | $0 | 0.0% | 00.0% | Unchanged | History |
| HRHealthcare Realty Trust Inc | COM | 1 | $0 | 0.0% | +1 | New | History |
| HYMCHycroft Mining Holding Corp | COM CL A | 200 | $0 | 0.0% | 00.0% | Unchanged | History |
| IMGNImmunoGen, Inc. | COM | 13 | $0 | 0.0% | 00.0% | Unchanged | History |
| NSPRInspireMD, Inc. | COM | 4 | $0 | 0.0% | 00.0% | Unchanged | History |
| Liberty Media Acquisition Corp53073L104 | COM SR A | 1 | $0 | 0.0% | +1 | New | – |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 2 | $0 | 0.0% | 00.0% | Unchanged | – |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 5 | $0 | 0.0% | 00.0% | Unchanged | – |
| FWONKLiberty Media Corp | COM SER C FRMLA | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| MINAberdeen Intermediate Income Fund | SH BEN INT | 166 | $0 | 0.0% | 00.0% | Unchanged | History |
| Micro Focus Intl PLC594837403 | SPON ADR NEW | 15 | $0 | 0.0% | 00.0% | Unchanged | – |
| NBEVNewAge, Inc. | COM | 2,500 | $0 | 0.0% | 00.0% | Unchanged | History |
| Sunpower Corp867652406 | COM | 9 | $0 | 0.0% | 00.0% | Unchanged | – |
| TLRYTilray Brands, Inc. | COM CL 2 | 135 | $0 | 0.0% | 00.0% | Unchanged | History |
| UNITUniti Group Inc. | COM | 14 | $0 | 0.0% | +14 | New | History |
| SPCEVirgin Galactic Holdings, Inc | COM | 25 | $0 | 0.0% | +25 | New | History |
| TEAMAtlassian Corp | CL A | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| APTVAptiv PLC | SHS | 3 | $0 | 0.0% | 00.0% | Unchanged | History |
| WOLFWolfspeed, Inc. | Stock | 7 | $0 | 0.0% | 00.0% | Unchanged | History |
| Alpha Architect ETF Tr02072L763 | GENERATION Z ETF | 17 | $0 | 0.0% | +17 | New | – |
| BBUCBrookfield Business Corp | CL A EXC SUB VTG | 20 | $0 | 0.0% | +20 | New | History |
| Meten Holding Group LtdG6055H148 | SHS NEW | 67 | $0 | 0.0% | +67 | New | – |
| PRUPrudential Financial Inc | Stock | 15 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| UPSUnited Parcel Service Inc | Stock | 5 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| EWEdwards Lifesciences Corp | Stock | 16 | $1.00K | <0.1% | +16 | New | History |
| PCGPG&E Corp | Stock | 34 | $1.00K | <0.1% | +34 | New | History |
| ACGLArch Capital Group Ltd. | Stock | 23 | $1.00K | <0.1% | +23 | New | History |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 5 | $1.00K | <0.1% | +5 | New | – |
| SOFISoFi Technologies, Inc. | Stock | 200 | $1.00K | <0.1% | +200 | New | History |
| ABNBAirbnb, Inc. | Stock | 17 | $1.00K | <0.1% | +1+6.3% | Added | History |
| RBLXRoblox Corp | Stock | 25 | $1.00K | <0.1% | +25 | New | History |
| KDKyndryl Holdings, Inc. | Stock | 54 | $1.00K | <0.1% | −162−75.0% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 4 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| VanEck Semiconductor ETF92189F676 | ETF | 4 | $1.00K | <0.1% | +4 | New | – |
| ASMLASML Holding NV | ADR | 1 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| JCIJohnson Controls International plc | Stock | 13 | $1.00K | <0.1% | 00.0% | Unchanged | History |
| IVZInvesco Ltd. | Stock | 60 | $1.00K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q3 2022 (48)
Positions held at the end of Q3 2022 that are gone from this filing.
| Security | Class | Shares in Q3 2022 | Value in Q3 2022 | % of portfolio in Q3 2022 | History |
|---|---|---|---|---|---|
| Aim ETF Products Trust00888H307 | ALLIANZIM US EQ | 5,052 | $132.0K | 0.1% | – |
| FLNAFilana Therapeutics, Inc. | COM | 760 | $32.0K | <0.1% | History |
| Vanguard Short-Term Bond ETF921937827 | ETF | 310 | $23.0K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 323 | $21.0K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 839 | $21.0K | <0.1% | – |
| GLOBGlobant S.A. | COM | 100 | $19.0K | <0.1% | History |
| SNOWSnowflake Inc. | Stock | 100 | $17.0K | <0.1% | History |
| OCGNOcugen, Inc. | COM | 8,910 | $16.0K | <0.1% | History |
| Alps ETF Tr00162Q361 | OSHS GBL INTER | 650 | $16.0K | <0.1% | – |
| PHMPultegroup Inc | COM | 400 | $15.0K | <0.1% | History |
| BNGOBionano Genomics, Inc. | COM | 8,000 | $15.0K | <0.1% | History |
| TWTRTwitter, Inc. | COM | 328 | $14.0K | <0.1% | History |
| iShares U S ETF Tr46431W507 | SHOR DURA BD ETF | 258 | $13.0K | <0.1% | – |
| MPLXMPLX LP | COM UNIT REP LTD | 326 | $10.0K | <0.1% | History |
| BMOBank of Montreal | COM | 95 | $8.00K | <0.1% | History |
| AVAVAeroVironment Inc | COM | 100 | $8.00K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J882 | BULSHS 2022 CB | 391 | $8.00K | <0.1% | – |
| Barclays Bank PLC06742A669 | IPATH SHILR CAPE | 390 | $7.00K | <0.1% | – |
| WABWestinghouse Air Brake Technologies Corp | Stock | 71 | $6.00K | <0.1% | History |
| VERUVeru Inc. | COM | 525 | $6.00K | <0.1% | History |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 99 | $5.00K | <0.1% | – |
| MNTKMontauk Renewables, Inc. | COM | 250 | $4.00K | <0.1% | History |
| Brookfield Asset Mgmt ReinsG16169107 | CL A EXCH LT VTG | 106 | $4.00K | <0.1% | – |
| State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391 | ETF | 142 | $3.00K | <0.1% | – |
| CLFCleveland-Cliffs Inc. | COM | 200 | $3.00K | <0.1% | History |
| Cambria ETF Tr132061821 | CANNABIS ETF | 430 | $3.00K | <0.1% | – |
| iShares Tr46435U184 | IBONDS 24 TRM HG | 120 | $3.00K | <0.1% | – |
| WRKWestRock Co | COM | 100 | $3.00K | <0.1% | History |
| HLNHaleon plc | ADR | 304 | $2.00K | <0.1% | History |
| FANGDiamondback Energy, Inc. | Stock | 20 | $2.00K | <0.1% | History |
| Global X FDS37954Y459 | RUSSELL 2000 | 100 | $2.00K | <0.1% | – |
| IOVAIovance Biotherapeutics, Inc. | COM | 250 | $2.00K | <0.1% | History |
| AMTDAmtd Idea Group | SPONSORED ADS | 1,500 | $2.00K | <0.1% | History |
| Advisorshares Tr00768Y495 | PURE CANNABIS | 360 | $2.00K | <0.1% | – |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 37 | $2.00K | <0.1% | – |
| MROMarathon Oil Corp | COM | 100 | $2.00K | <0.1% | History |
| PXDPioneer Natural Resources Co | COM | 10 | $2.00K | <0.1% | History |
| COINCoinbase Global, Inc. | COM CL A | 10 | $1.00K | <0.1% | History |
| MNSTMonster Beverage Corp | COM | 6 | $1.00K | <0.1% | History |
| ATNMActinium Pharmaceuticals, Inc. | COM | 79 | $1.00K | <0.1% | History |
| Broadcom Inc.11135F200 | COM | 1 | $1.00K | <0.1% | – |
| AIXCFF EAI Robotics Ecosystem Inc. | COM | 3,500 | $1.00K | <0.1% | History |
| SPDR Series Trust78464A664 | ST LON TREAS ETF | 3 | $0 | 0.0% | – |
| NXGLNexgel, Inc. | COM | 3 | $0 | 0.0% | History |
| FWONALiberty Media Corp | COM SER A FRMLA | 1 | $0 | 0.0% | History |
| VanEck Vectors ETF Tr92189F445 | INTL HIGH YIELD | 1 | $0 | 0.0% | – |
| Meten Edtechx Ed Group LtdG6055H114 | ORD SHS | 67 | $0 | 0.0% | – |
| Pentair PLCG7S00T904 | CALL | 5 | $0 | 0.0% | – |