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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 2, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
572
+24 vs. Q3 2023
Portfolio value
$841.9M
+$126.2M (+17.6%) vs. Q3 2023
Filed
Feb 2, 2024
SEC
Holdings of Kovack Advisors, Inc. in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Tr464288877EAFE VALUE ETF4,709$245.3K<0.1%−3,863−45.1%Reduced–
iShares Tr464289875CORE 40 MODE ETF5,915$245.5K<0.1%−923−13.5%Reduced–
DBXDropbox, Inc.CL A8,375$246.9K<0.1%−800−8.7%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM1,907$246.9K<0.1%+1,907NewHistory
Vanguard Energy ETF92204A306ETF2,109$247.4K<0.1%−1,688−44.5%Reduced–
MUMicron Technology IncStock2,906$248.0K<0.1%−302−9.4%ReducedHistory
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU12,447$249.7K<0.1%−3,000−19.4%Reduced–
NETCloudflare, Inc.CL A COM3,030$252.3K<0.1%+3,030NewHistory
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF9,053$253.4K<0.1%+1,309+16.9%Added–
DMLPDorchester Minerals, L.P.COM UNIT8,025$255.4K<0.1%+525+7.0%AddedHistory
APOApollo Global Management, Inc.COM2,746$255.9K<0.1%+35+1.3%AddedHistory
DUOLDuolingo, Inc.CL A COM1,135$257.5K<0.1%+1,135NewHistory
Vanguard Financials ETF92204A405ETF2,806$258.9K<0.1%−11,337−80.2%Reduced–
CEGConstellation Energy CorpStock2,225$260.1K<0.1%+232+11.6%AddedHistory
PNNTPennantpark Investment CorpCOM37,650$260.2K<0.1%+500+1.3%AddedHistory
STXSeagate Technology Holdings plcORD SHS3,055$260.8K<0.1%−93−3.0%ReducedHistory
WLKPWestlake Chemical Partners LPCOM UNIT RP LP12,075$261.4K<0.1%+12,075NewHistory
MVTBlackRock Munivest Fund II, Inc.COM24,324$262.0K<0.1%+1,516+6.6%AddedHistory
NUENucor CorpCOM1,507$262.2K<0.1%00.0%UnchangedHistory
iShares Tr464288513IBOXX HI YD ETF3,396$262.8K<0.1%+63+1.9%Added–
KHCKraft Heinz CoStock7,112$263.0K<0.1%−751−9.6%ReducedHistory
ACNAccenture plcStock751$263.7K<0.1%+751NewHistory
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF2,500$264.0K<0.1%+2,500New–
VanEck Morningstar Wide Moat ETF92189F643ETF3,113$264.2K<0.1%−16,094−83.8%Reduced–
VanEck ETF Trust92189F429PREFERRED SECURT15,385$264.3K<0.1%−1,800−10.5%Reduced–
DHRDanaher CorpStock1,150$266.2K<0.1%−269−19.0%ReducedHistory
TDYTeledyne Technologies IncCOM598$266.9K<0.1%00.0%UnchangedHistory
MRNAModerna, Inc.Stock2,708$269.3K<0.1%−662−19.6%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF6,477$271.6K<0.1%00.0%Unchanged–
State Street Materials Select Sector SPDR ETF81369Y100ETF3,195$273.3K<0.1%+600+23.1%Added–
BWABorgwarner IncCOM7,667$274.9K<0.1%+8+0.1%AddedHistory
Fidelity Covington Trust316092121DISRUPTORS ETF10,400$275.3K<0.1%+10,400New–
COFCapital One Financial CorpStock2,104$275.9K<0.1%00.0%UnchangedHistory
ProShares Tr74347X849SHRT 20+YR TRE12,514$276.7K<0.1%−3,339−21.1%Reduced–
ACLSAxcelis Technologies IncStock2,135$276.9K<0.1%+64+3.1%AddedHistory
DEDeere & CoStock692$276.9K<0.1%−500−41.9%ReducedHistory
AEPAmerican Electric Power Co IncStock3,410$276.9K<0.1%−425−11.1%ReducedHistory
METMetlife IncStock4,199$277.6K<0.1%+1,003+31.4%AddedHistory
BNYBank of New York Mellon CorpStock5,372$279.6K<0.1%00.0%UnchangedHistory
KRKroger CoStock6,126$280.0K<0.1%−2,608−29.9%ReducedHistory
SPGSimon Property Group Inc.REIT1,967$280.6K<0.1%+1,967NewHistory
IGAVoya Global Advantage & Premium Opportunity FundCOM32,989$281.1K<0.1%+13,060+65.5%AddedHistory
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM12,900$281.5K<0.1%−10.0%ReducedHistory
iShares Tr464287556ISHARES BIOTECH2,085$283.2K<0.1%−294−12.4%Reduced–
iShares Tr464288760US AER DEF ETF2,270$287.4K<0.1%−33−1.4%Reduced–
Fidelity Covington Trust316092170DISRU AUTOM ETF11,430$287.6K<0.1%+11,430New–
Global X FDS37954Y673US INFR DEV ETF8,355$287.9K<0.1%+297+3.7%Added–
PDIPIMCO Dynamic Income FundSHS16,143$289.8K<0.1%−1,295−7.4%ReducedHistory
BKNGBooking Holdings Inc.Stock82$290.2K<0.1%+82NewHistory
First Tr Exchng Traded FD VI33740F847FT VEST US EQT6,825$290.2K<0.1%+1,029+17.8%Added–
First Tr Exchng Traded FD VI33740F862FT VEST US EQT7,145$290.3K<0.1%00.0%Unchanged–
ETREntergy CorpCOM2,870$290.4K<0.1%00.0%UnchangedHistory
REGNRegeneron Pharmaceuticals, Inc.COM332$291.6K<0.1%−3−0.9%ReducedHistory
AIGAmerican International Group, Inc.Stock4,319$292.6K<0.1%+507+13.3%AddedHistory
iShares Tr464288158SHRT NAT MUN ETF2,805$295.7K<0.1%−1,405−33.4%Reduced–
Advisorshares Tr00768Y560ADVISORSHS ETF4,990$296.0K<0.1%+636+14.6%Added–
VanEck ETF Trust92189F106GOLD MINERS ETF9,555$296.3K<0.1%−1,603−14.4%Reduced–
INTUIntuit Inc.Stock478$298.9K<0.1%+478NewHistory
PHMPultegroup IncCOM2,906$299.9K<0.1%+2,906NewHistory
First Tr Exchng Traded FD VI33740U836FT VEST NAS12,606$300.3K<0.1%+3,348+36.2%Added–
OGEOGE Energy Corp.COM8,682$303.2K<0.1%+20.0%AddedHistory
DOWDow Inc.Stock5,628$308.6K<0.1%−1,049−15.7%ReducedHistory
iShares Tr46435G524INTL DIV GRWTH4,788$309.2K<0.1%+4,788New–
CLColgate Palmolive CoStock3,880$309.3K<0.1%+603+18.4%AddedHistory
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,323$309.3K<0.1%−48−1.4%Reduced–
GDGeneral Dynamics CorpStock1,192$309.5K<0.1%−295−19.8%ReducedHistory
iShares Tr464288307MRGSTR MD CP GRW4,839$311.9K<0.1%+26+0.5%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF6,784$316.3K<0.1%+705+11.6%Added–
NSCNorfolk Southern CorpStock1,339$316.4K<0.1%−87−6.1%ReducedHistory
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,464$316.6K<0.1%−226−2.9%Reduced–
AMTAmerican Tower CorpREIT1,479$319.4K<0.1%+1,479NewHistory
HRIHerc Holdings IncCOM2,158$321.3K<0.1%+2,158NewHistory
DDDuPont de Nemours, Inc.COM4,193$322.6K<0.1%−14−0.3%ReducedHistory
First Tr Exch Traded FD III33739P889HORIZON DMST ETF9,650$323.8K<0.1%−1,700−15.0%Reduced–
WBDWarner Bros. Discovery, Inc.Stock28,538$324.8K<0.1%−747−2.6%ReducedHistory
WDAYWorkday, Inc.CL A1,179$325.5K<0.1%−227−16.1%ReducedHistory
OXYOccidental Petroleum CorpStock5,461$326.1K<0.1%−212−3.7%ReducedHistory
Vanguard Utilities ETF92204A876ETF2,397$328.5K<0.1%+24+1.0%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT6,872$332.1K<0.1%−179−2.5%Reduced–
TXNTexas Instruments IncStock1,950$332.4K<0.1%+12+0.6%AddedHistory
GEHCGE HealthCare Technologies Inc.Stock4,368$337.7K<0.1%−1,503−25.6%ReducedHistory
HIWHighwoods Properties, Inc.COM14,781$339.4K<0.1%+1,960+15.3%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,156$340.7K<0.1%−129−5.6%Reduced–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN15,453$342.0K<0.1%−49,604−76.2%Reduced–
VLOValero Energy CorpStock2,641$343.3K<0.1%+398+17.7%AddedHistory
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,859$345.6K<0.1%+364+6.6%Added–
TFCTruist Financial CorpCOM9,363$345.7K<0.1%+361+4.0%AddedHistory
Vanguard Morningstar Small-Cap Growth ETF922908595ETF1,441$348.4K<0.1%+407+39.4%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR3,377$351.2K<0.1%+70+2.1%AddedHistory
HYTBlackRock Corporate High Yield Fund, Inc.COM37,510$353.7K<0.1%+2,900+8.4%AddedHistory
KKRKKR & Co. Inc.COM4,304$356.6K<0.1%−229−5.1%ReducedHistory
VVRInvesco Senior Income TrustCOM87,121$357.2K<0.1%−19,479−18.3%ReducedHistory
TPVGTriplePoint Venture Growth BDC Corp.COM33,088$359.3K<0.1%−21,221−39.1%ReducedHistory
Invesco Exchange Traded FD T46137V373S&P500 EQL STP11,465$360.0K<0.1%−1,546−11.9%Reduced–
DHIHorton D R IncCOM2,382$362.0K<0.1%+2,382NewHistory
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF7,256$362.1K<0.1%+101+1.4%Added–
KKellanovaStock6,479$362.2K<0.1%−938−12.6%ReducedHistory
UNPUnion Pacific CorpStock1,476$362.5K<0.1%−153−9.4%ReducedHistory
Graniteshares ETF Tr38747R306HIPS US HIGH INC29,261$365.8K<0.1%00.0%Unchanged–
RELLRichardson Electronics, Ltd.COM27,500$367.1K<0.1%+11,400+70.8%AddedHistory

Sold out since Q3 2023 (47)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Kovack Advisors, Inc. sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
ATVIActivision Blizzard, Inc.COM66,227$6.20M0.9%History
VNOVornado Realty TrustSH BEN INT36,700$832.4K0.1%History
iShares Tr46435G425ESG AWR MSCI USA6,081$571.1K0.1%–
TENBTenable Holdings, Inc.COM9,135$409.2K0.1%History
CLMCornerstone Strategic Investment Fund, Inc.COM47,503$382.4K0.1%History
iShares Tr464288885EAFE GRWTH ETF3,864$333.5K<0.1%–
ANFAbercrombie & Fitch CoCL A5,553$313.0K<0.1%History
Strategy Shares Nasdaq 7HANDL Index ETF86280R506ETF15,937$304.6K<0.1%–
CRFCornerstone Total Return Fund IncCOM37,539$299.9K<0.1%History
BXMTBlackstone Mortgage Trust, Inc.COM CL A13,246$288.1K<0.1%History
SKINSkinHealth Systems Inc.COM CL A43,000$258.9K<0.1%History
iShares MSCI USA Momentum Factor ETF46432F396ETF1,670$233.2K<0.1%–
OKTAOkta, Inc.CL A2,829$230.6K<0.1%History
AIC3.ai, Inc.Stock8,571$218.7K<0.1%History
BTIBritish American Tobacco p.l.c.SPONSORED ADR6,807$213.8K<0.1%History
iShares Tr464288588MBS ETF2,393$212.5K<0.1%–
iShares Russell 1000 Value ETF464287598ETF1,388$210.8K<0.1%–
USOUnited States Oil Fund, LPUNITS2,603$210.5K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM9,452$210.2K<0.1%History
CTRACoterra Energy Inc.Stock7,752$209.7K<0.1%History
RGRSturm Ruger & Co IncStock4,010$209.0K<0.1%History
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD9,210$206.0K<0.1%–
PKSTPeakstone Realty TrustCommon Stock12,252$203.9K<0.1%History
iShares Tr4642874407-10 YR TRSY BD2,217$203.0K<0.1%–
TMToyota Motor CorpADS1,114$200.2K<0.1%History
ProShares Tr74347B714SHORT QQQ NEW17,090$186.1K<0.1%–
VanEck ETF Trust92189F411BDC INCOME ETF10,612$170.1K<0.1%–
HBANHuntington Bancshares IncCOM15,346$159.6K<0.1%History
NUNu Holdings Ltd.ORD SHS CL A20,135$146.0K<0.1%History
CSQCalamos Strategic Total Return FundCOM SH BEN INT10,092$142.0K<0.1%History
Nuveen PFD & Incm Securties67072C105COM23,000$141.9K<0.1%–
ECCEagle Point Credit CoCOM13,493$137.0K<0.1%History
RABrookfield Real Assets Income Fund Inc.SHS BEN INT10,337$126.6K<0.1%History
HUMAHumacyte, Inc.COM42,000$123.1K<0.1%History
Direxion Shs ETF Tr25490K323SP BIOTCH BL NEW30,000$114.3K<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM10,000$112.5K<0.1%History
HLNHaleon plcADR13,135$109.4K<0.1%History
NCMINational CineMedia, Inc.COM NEW21,717$97.5K<0.1%History
GUTGabelli Utility TrustCOM17,125$90.8K<0.1%History
ACPabrdn Income Credit Strategies FundCOM10,815$73.5K<0.1%History
USALiberty All Star Equity FundSH BEN INT12,256$72.6K<0.1%History
OCCIOFS Credit Company, Inc.COM10,228$72.5K<0.1%History
OXLCOxford Lane Capital Corp.COM13,297$66.4K<0.1%History
IGRCbre Global Real Estate Income FundCOM14,415$64.9K<0.1%History
TERNTerns Pharmaceuticals, Inc.COM10,200$51.3K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM10,000$40.9K<0.1%History
OPKOpko Health, Inc.COM11,300$18.1K<0.1%History