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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 19, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
472
−100 vs. Q4 2023
Portfolio value
$825.9M
−$16.0M (−1.9%) vs. Q4 2023
Filed
Apr 19, 2024
SEC
Holdings of Kovack Advisors, Inc. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF148,195$77.9M9.4%−27,706−15.8%Reduced–
AAPLApple Inc.Stock218,770$37.5M4.5%+23,511+12.0%AddedHistory
NVDANVIDIA CorpStock39,016$35.3M4.3%+6,380+19.5%AddedHistory
AMZNAmazon Com IncStock186,075$33.6M4.1%+3,260+1.8%AddedHistory
Invesco QQQ Trust Series I46090E103ETF68,862$30.6M3.7%−19,217−21.8%Reduced–
MSFTMicrosoft CorpStock65,815$27.7M3.4%+5,349+8.8%AddedHistory
SPYSPDR S&P 500 ETF TrustETF34,638$18.1M2.2%+2,163+6.7%AddedHistory
GOOGLAlphabet Inc.Stock98,232$14.8M1.8%+4,089+4.3%AddedHistory
CVXChevron CorpStock68,156$10.8M1.3%+23,415+52.3%AddedHistory
PANWPalo Alto Networks IncStock37,662$10.7M1.3%+7,832+26.3%AddedHistory
BRK.BBerkshire Hathaway IncStock24,122$10.1M1.2%+16+0.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF20,622$9.91M1.2%+1,567+8.2%Added–
IBOCInternational Bancshares CorpCOM156,494$8.79M1.1%−8,800−5.3%ReducedHistory
URIUnited Rentals, Inc.COM9,853$7.10M0.9%−1,085−9.9%ReducedHistory
XOMExxonMobil Holdings CorpCOM59,636$6.93M0.8%−651−1.1%ReducedHistory
JAZZJazz Pharmaceuticals plcSHS USD56,599$6.82M0.8%+26,628+88.8%AddedHistory
Vanguard Morningstar Value ETF922908744ETF41,608$6.78M0.8%−1,279−3.0%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF24,799$6.45M0.8%−544−2.1%Reduced–
ORCLOracle CorpStock51,172$6.43M0.8%+814+1.6%AddedHistory
JPMJPMorgan Chase & CoStock31,178$6.24M0.8%−6,133−16.4%ReducedHistory
GOOGAlphabet Inc.Stock40,541$6.17M0.7%+8,852+27.9%AddedHistory
VSTVistra Corp.Stock87,246$6.08M0.7%−1,361−1.5%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF29,164$6.07M0.7%−1,847−6.0%Reduced–
METAMeta Platforms, Inc.Stock12,481$6.06M0.7%+1,408+12.7%AddedHistory
Vanguard Morningstar Growth ETF922908736ETF17,219$5.93M0.7%−2,682−13.5%Reduced–
NOWServiceNow, Inc.Stock7,754$5.91M0.7%+1,226+18.8%AddedHistory
AVGOBroadcom Inc.Stock4,436$5.88M0.7%−474−9.7%ReducedHistory
HDHome Depot, Inc.Stock14,607$5.60M0.7%+616+4.4%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF28,663$5.23M0.6%−111−0.4%Reduced–
JNJJohnson & JohnsonStock32,041$5.07M0.6%+2,759+9.4%AddedHistory
AMDAdvanced Micro Devices IncStock26,628$4.81M0.6%+8,357+45.7%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF82,701$4.65M0.6%+30,983+59.9%Added–
TSLATesla, Inc.Stock26,310$4.63M0.6%−60−0.2%ReducedHistory
RTXRTX CorpStock43,254$4.22M0.5%+3,566+9.0%AddedHistory
UISUnisys CorpCOM NEW808,507$3.97M0.5%+40,107+5.2%AddedHistory
COSTCostco Wholesale CorpStock5,401$3.96M0.5%−730−11.9%ReducedHistory
DAKTDaktronics IncCOM393,100$3.92M0.5%+72,900+22.8%AddedHistory
Invesco Actively Managed Exc46090A879VAR RATE INVT153,960$3.86M0.5%−156−0.1%Reduced–
Fidelity High Dividend ETF316092840ETF84,543$3.83M0.5%+598+0.7%Added–
WisdomTree Tr97717W547US VALUE FD50,461$3.82M0.5%+232+0.5%Added–
PFEPfizer IncStock132,239$3.67M0.4%+35,854+37.2%AddedHistory
LLYEli Lilly & CoStock4,660$3.63M0.4%−91−1.9%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF38,372$3.62M0.4%+3,649+10.5%Added–
CPSCooper-Standard Holdings Inc.COM216,495$3.59M0.4%+7,870+3.8%AddedHistory
MRKMerck & Co., Inc.Stock25,896$3.42M0.4%+2,063+8.7%AddedHistory
CRMSalesforce, Inc.Stock11,252$3.39M0.4%−563−4.8%ReducedHistory
VanEck ETF Trust92189F486IG FLOA RATE ETF131,737$3.36M0.4%−2,201−1.6%Reduced–
INFNInfinera CorpCOM548,500$3.31M0.4%+154,904+39.4%AddedHistory
PGProcter & Gamble CoStock20,215$3.28M0.4%+3,542+21.2%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM56,055$3.24M0.4%+26,930+92.5%Added–
Vanguard World FD921910816MEGA GRWTH IND11,236$3.22M0.4%+333+3.1%Added–
UNHUnitedHealth Group IncStock6,483$3.21M0.4%+1,703+35.6%AddedHistory
COPConocoPhillipsStock24,549$3.12M0.4%+1,308+5.6%AddedHistory
First Tr Exchange-Traded FD33738D309SENIOR LN FD66,760$3.08M0.4%+9,860+17.3%Added–
ABBVAbbVie Inc.Stock16,826$3.06M0.4%+2,327+16.0%AddedHistory
ADTNADTRAN Holdings, Inc.COM561,350$3.05M0.4%+128,600+29.7%AddedHistory
TAT&T Inc.Stock169,908$2.99M0.4%+12,584+8.0%AddedHistory
MELIMercadolibre IncCOM1,931$2.92M0.4%+19+1.0%AddedHistory
PXDPioneer Natural Resources CoCOM11,098$2.91M0.4%+5,786+108.9%AddedHistory
FANGDiamondback Energy, Inc.Stock14,635$2.90M0.4%−353−2.4%ReducedHistory
MMM3M CoStock26,591$2.82M0.3%+2,432+10.1%AddedHistory
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS47,690$2.77M0.3%−236−0.5%Reduced–
PYPLPayPal Holdings, Inc.Stock40,615$2.72M0.3%+3,744+10.2%AddedHistory
UBERUber Technologies, IncStock35,299$2.72M0.3%−4,703−11.8%ReducedHistory
FSKFS KKR Capital CorpCOM141,722$2.70M0.3%−403−0.3%ReducedHistory
ARAYAccuray IncCOM1,078,350$2.66M0.3%−26,600−2.4%ReducedHistory
DVNDevon Energy CorpStock52,728$2.65M0.3%+9,953+23.3%AddedHistory
MOAltria Group, Inc.Stock59,858$2.61M0.3%+8,152+15.8%AddedHistory
CMCSAComcast CorpStock59,891$2.60M0.3%+18,551+44.9%AddedHistory
INTCIntel CorpStock55,944$2.47M0.3%−997−1.8%ReducedHistory
VZVerizon Communications IncStock58,509$2.46M0.3%+892+1.5%AddedHistory
SLBSLB LimitedStock43,720$2.40M0.3%+2,827+6.9%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF47,572$2.39M0.3%−2,573−5.1%Reduced–
CRWDCrowdStrike Holdings, Inc.Stock7,395$2.37M0.3%−924−11.1%ReducedHistory
PEPPepsiCo IncStock13,266$2.32M0.3%+1,005+8.2%AddedHistory
WMTWalmart Inc.Stock37,417$2.25M0.3%−446−1.2%ReducedConverted for a 3-for-1 splitHistory
QCOMQualcomm IncStock13,269$2.25M0.3%−1,783−11.8%ReducedHistory
iShares Tr464287622RUS 1000 ETF7,782$2.24M0.3%−292−3.6%Reduced–
KOCoca Cola CoStock36,260$2.22M0.3%+1,240+3.5%AddedHistory
AGNCAGNC Investment Corp.REIT220,782$2.19M0.3%+11,588+5.5%AddedHistory
CVSCVS Health CorpStock26,961$2.15M0.3%+1,683+6.7%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF35,520$2.06M0.2%+164+0.5%Added–
PWRQuanta Services, Inc.COM7,905$2.05M0.2%+226+2.9%AddedHistory
Vanguard High Dividend Yield Index ETF921946406ETF16,954$2.05M0.2%+879+5.5%Added–
CCitigroup IncStock32,403$2.05M0.2%−1,130−3.4%ReducedHistory
iShares Tr464287788U.S. FINLS ETF21,153$2.02M0.2%−11−0.1%Reduced–
GLDSPDR Gold TrustETF9,644$1.98M0.2%+61+0.6%AddedHistory
ARK Next Generation Technology ETF00214Q401ETF23,638$1.97M0.2%−19,863−45.7%Reduced–
AXONAxon Enterprise, Inc.COM6,229$1.95M0.2%+424+7.3%AddedHistory
OSPNOneSpan Inc.COM167,400$1.95M0.2%+87,300+109.0%AddedHistory
DISWalt Disney CoStock15,839$1.94M0.2%−1,447−8.4%ReducedHistory
AAPAdvance Auto Parts IncCOM22,727$1.93M0.2%+150+0.7%AddedHistory
CATCaterpillar IncStock5,271$1.93M0.2%+89+1.7%AddedHistory
FISVFiserv IncStock12,067$1.93M0.2%+402+3.4%AddedHistory
Vanguard Scottsdale FDS92206C706INTER TERM TREAS31,626$1.85M0.2%−829−2.6%Reduced–
Vanguard Short-Term Bond ETF921937827ETF24,003$1.84M0.2%+88+0.4%Added–
SMCISuper Micro Computer, Inc.COM1,805$1.82M0.2%+307+20.5%AddedHistory
GEGeneral Electric CoStock10,257$1.80M0.2%+539+5.5%AddedHistory
MCDMcDonalds CorpStock6,373$1.80M0.2%+1,377+27.6%AddedHistory
BXBlackstone Inc.COM13,642$1.79M0.2%−2,438−15.2%ReducedHistory

Sold out since Q4 2023 (150)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 150 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Schwab U.S. Large-Cap Growth ETF808524300ETF90,434$7.50M0.9%–
ProShares Tr74348A467S&P 500 DV ARIST44,616$4.25M0.5%–
SHOPShopify Inc.Stock50,299$3.92M0.5%History
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY37,584$3.33M0.4%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL72,821$3.03M0.4%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF174,998$2.95M0.4%–
iShares Tr464287150CORE S&P TTL STK27,852$2.93M0.3%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT18,327$2.89M0.3%–
iShares Core U.S. Aggregate Bond ETF464287226ETF26,744$2.65M0.3%–
First Tr Exchange-Traded FD33734H106SHS63,479$2.57M0.3%–
BABAAlibaba Group Holding LtdADR31,555$2.45M0.3%History
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF92,000$2.44M0.3%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF15,741$2.15M0.3%–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF40,938$2.04M0.2%–
State Street Financial Select Sector SPDR ETF81369Y605ETF52,408$1.97M0.2%–
iShares Tr46434V803HDG MSCI EAFE60,879$1.92M0.2%–
BPBP PLCADR49,462$1.75M0.2%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD21,926$1.70M0.2%–
iShares Core S&P U.S. Growth ETF464287671ETF15,088$1.57M0.2%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 13,961$1.49M0.2%History
New York Life Investments Et45409B560FTSE INTL EQTY C59,312$1.48M0.2%–
AAOIApplied Optoelectronics, Inc.COM74,651$1.44M0.2%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID41,564$1.42M0.2%–
ERICEricsson LM Telephone CoADR B SEK 10225,559$1.42M0.2%History
iShares Tr464288646ISHS 1-5YR INVS27,526$1.41M0.2%–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US29,084$1.35M0.2%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF7,386$1.32M0.2%–
ALBAlbemarle CorpStock8,378$1.21M0.1%History
iShares MSCI USA Min Vol Factor ETF46429B697ETF14,932$1.17M0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF6,117$1.14M0.1%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF46,252$1.10M0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV29,154$1.07M0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL15,894$995.9K0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF11,118$779.4K0.1%–
Global X FDS37954Y459RUSSELL 200045,230$757.2K0.1%–
SRCSpirit Realty Capital, Inc.COM NEW17,328$757.1K0.1%History
HTGCHercules Capital, Inc.COM44,936$749.1K0.1%History
First Tr Exch Traded FD III33739P855INSTL PFD SECS41,740$744.2K0.1%–
Dimensional U.S. Core Equity 2 ETF25434V708ETF24,911$728.1K0.1%–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY26,216$725.9K0.1%–
Kraneshares Trust500767306CSI CHI INTERNET26,300$710.1K0.1%–
BLDRBuilders FirstSource, Inc.Stock4,236$707.2K0.1%History
UPSUnited Parcel Service IncStock4,388$690.0K0.1%History
RIORio Tinto PLCADR9,261$689.6K0.1%History
Global X FDS37954Y483NASDAQ 100 COVER38,907$674.6K0.1%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW11,210$668.8K0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF9,776$619.1K0.1%–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF6,228$610.6K0.1%–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF18,120$591.4K0.1%–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF6,077$582.7K0.1%–
iShares Core S&P Small Cap ETF464287804ETF5,363$580.6K0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock4,685$570.1K0.1%History
First Tr Exchange-Traded FD336917109SHS15,563$558.4K0.1%–
Global X FDS37954Y475S&P 500 COVERED13,359$526.9K0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF3,550$522.4K0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT22,000$519.6K0.1%–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT16,886$502.9K0.1%–
AREAlexandria Real Estate Equities, Inc.COM3,902$494.7K0.1%History
JAKKJakks Pacific IncCOM NEW13,900$494.1K0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF5,203$475.5K0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM5,161$463.5K0.1%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,595$455.3K0.1%–
Vanguard Malvern FDS922020805STRM INFPROIDX9,200$436.9K0.1%–
COINCoinbase Global, Inc.COM CL A2,494$433.8K0.1%History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD19,142$429.5K0.1%–
CARRCarrier Global CorpStock7,162$411.4K<0.1%History
iShares Tr46428743220 YR TR BD ETF4,010$396.5K<0.1%–
iShares Future AI & Tech ETF46435U556ETF11,491$396.4K<0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,509$382.0K<0.1%–
iShares Tr46432F875MRNGSTR INC ETF18,505$372.3K<0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF6,615$371.3K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,695$369.4K<0.1%–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM47,649$367.8K<0.1%History
Graniteshares ETF Tr38747R306HIPS US HIGH INC29,261$365.8K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF7,256$362.1K<0.1%–
DHIHorton D R IncCOM2,382$362.0K<0.1%History
Invesco Exchange Traded FD T46137V373S&P500 EQL STP11,465$360.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,859$345.6K<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN15,453$342.0K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,156$340.7K<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT6,872$332.1K<0.1%–
WBDWarner Bros. Discovery, Inc.Stock28,538$324.8K<0.1%History
First Tr Exch Traded FD III33739P889HORIZON DMST ETF9,650$323.8K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,464$316.6K<0.1%–
iShares Tr464288307MRGSTR MD CP GRW4,839$311.9K<0.1%–
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,323$309.3K<0.1%–
First Tr Exchng Traded FD VI33740U836FT VEST NAS12,606$300.3K<0.1%–
PHMPultegroup IncCOM2,906$299.9K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,805$295.7K<0.1%–
AIGAmerican International Group, Inc.Stock4,319$292.6K<0.1%History
First Tr Exchng Traded FD VI33740F862FT VEST US EQT7,145$290.3K<0.1%–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT6,825$290.2K<0.1%–
BKNGBooking Holdings Inc.Stock82$290.2K<0.1%History
Global X FDS37954Y673US INFR DEV ETF8,355$287.9K<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM12,900$281.5K<0.1%History
IGAVoya Global Advantage & Premium Opportunity FundCOM32,989$281.1K<0.1%History
BNYBank of New York Mellon CorpStock5,372$279.6K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF3,195$273.3K<0.1%–
VanEck ETF Trust92189F429PREFERRED SECURT15,385$264.3K<0.1%–
iShares Tr464288513IBOXX HI YD ETF3,396$262.8K<0.1%–