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Livermore
Livermore
ZHEN

Kovack Advisors, Inc.

SEC CIK
0001728321
Latest filing
Jul 28, 2026

Holdings in Q1 2024

Holdings as of Mar 31, 2024, filed Apr 19, 2024. Long positions only; changes compare share counts with Q4 2023.

Institution overview
Positions
472
−100 vs. Q4 2023
Portfolio value
$825.9M
−$16.0M (−1.9%) vs. Q4 2023
Filed
Apr 19, 2024
SEC
Holdings of Kovack Advisors, Inc. in Q1 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Cybin Ord23256X100COM10,000$4.13K<0.1%00.0%Unchanged–
VEEETwin Vee PowerCats, Co.COM11,500$9.89K<0.1%00.0%UnchangedHistory
Liberty Media Corp530715AL5DEB 3.750% 2/130,000$11.7K<0.1%00.0%Unchanged–
OPKOpko Health, Inc.COM10,000$12.0K<0.1%+10,000NewHistory
INVZInnoviz Technologies Ltd.SHS21,000$28.4K<0.1%+21,000NewHistory
RFILR F Industries LtdCOM PAR $0.0114,994$46.5K<0.1%−1,506−9.1%ReducedHistory
LICYLi-Cycle Holdings Corp.COMMON SHARES47,358$48.8K<0.1%−7,910−14.3%ReducedHistory
SANBanco Santander, S.A.ADR10,977$53.1K<0.1%00.0%UnchangedHistory
JQCNuveen Credit Strategies Income FundCOM SHS12,600$70.2K<0.1%−1,200−8.7%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS12,002$75.4K<0.1%00.0%UnchangedHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT15,000$79.3K<0.1%00.0%UnchangedHistory
MPTMedical Properties Trust IncCOM20,330$95.6K<0.1%00.0%UnchangedHistory
PRTHPriority Technology Holdings, Inc.COM31,100$101.7K<0.1%−3,500−10.1%ReducedHistory
BRSPBrightSpire Capital, Inc.COM CL A15,534$107.0K<0.1%+25+0.2%AddedHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM10,451$109.9K<0.1%+10,451NewHistory
MUABlackRock Muniassets Fund, Inc.COM10,548$116.9K<0.1%+36+0.3%AddedHistory
CalAmp Corp.128126208COMM STK37,032$120.0K<0.1%+37,032New–
RELLRichardson Electronics, Ltd.COM14,400$132.6K<0.1%−13,100−47.6%ReducedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM17,428$143.8K<0.1%+1,280+7.9%AddedHistory
QMCOQuantum CorpCOM NEW263,901$157.0K<0.1%+66,191+33.5%AddedHistory
FSCOFS Credit Opportunities Corp.COMMON STOCK26,500$157.1K<0.1%+1,800+7.3%AddedHistory
RCSPIMCO Strategic Income Fund, Inc.CEF25,920$157.9K<0.1%+85+0.3%AddedHistory
DZSIDZS Inc.COM121,500$160.4K<0.1%+600+0.5%AddedHistory
Golden Ocean Group LtdG39637205SHS NEW12,537$162.5K<0.1%−595−4.5%Reduced–
DSLDoubleLine Income Solutions FundCOM12,920$164.1K<0.1%+40+0.3%AddedHistory
HRZNHorizon Technology Finance CorpCOM14,540$165.3K<0.1%+466+3.3%AddedHistory
Paramount Global92556H206CL B14,118$166.2K<0.1%+2,508+21.6%Added–
HNWPioneer Diversified High Income Fund, Inc.COM14,127$167.8K<0.1%+37+0.3%AddedHistory
RCReady Capital CorpCOM18,789$171.5K<0.1%+3,780+25.2%AddedHistory
LLAPTerran Orbital CorpCOM140,000$183.4K<0.1%+10,000+7.7%AddedHistory
BSMBlack Stone Minerals, L.P.COM UNIT11,525$184.2K<0.1%−1,500−11.5%ReducedHistory
Flagstar Bank, National Association649445103COM57,553$185.3K<0.1%+6,681+13.1%Added–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT23,201$192.3K<0.1%+479+2.1%AddedHistory
VTRSViatris IncStock16,265$194.2K<0.1%−649−3.8%ReducedHistory
BBDCBarings BDC, Inc.COM21,023$195.5K<0.1%00.0%UnchangedHistory
FNBFNB CorpCOM13,910$196.1K<0.1%+13,910NewHistory
ASYSAmtech Systems IncCOM PAR $0.01N37,000$200.2K<0.1%+15,200+69.7%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR2,975$201.6K<0.1%+2,975NewHistory
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD8,620$204.9K<0.1%+8,620New–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF3,057$205.9K<0.1%−9,376−75.4%Reduced–
EWEdwards Lifesciences CorpStock2,165$206.9K<0.1%+2,165NewHistory
iShares MSCI Eafe ETF464287465ETF2,606$208.1K<0.1%+2,606New–
APDAir Products & Chemicals, Inc.Stock863$209.1K<0.1%−1,035−54.5%ReducedHistory
DXDynex Capital IncCOM16,978$211.4K<0.1%+1,135+7.2%AddedHistory
TMUST-Mobile US, Inc.Stock1,297$211.7K<0.1%+1,297NewHistory
UTFCohen & Steers Infrastructure Fund IncCOM9,050$213.3K<0.1%−806−8.2%ReducedHistory
CICigna GroupStock589$213.9K<0.1%+589NewHistory
Vanguard S&P 500 Value ETF921932703ETF1,190$214.7K<0.1%+1,190New–
Capital Group Growth ETF14020G101SHS CREAT UNIT6,804$217.7K<0.1%+6,804New–
Invesco Exchange Traded FD T46137V142WATER RES ETF3,271$217.8K<0.1%+3,271New–
RBB FD Inc74933W486US TREASY 2 YR4,541$218.4K<0.1%+15+0.3%Added–
BHKBlackRock Core Bond TrustSHS BEN INT20,230$218.5K<0.1%00.0%UnchangedHistory
PATHUiPath, Inc.Stock9,699$219.9K<0.1%+9,699NewHistory
WECWec Energy Group, Inc.Stock2,682$220.3K<0.1%+18+0.7%AddedHistory
ADPAutomatic Data Processing IncStock884$220.8K<0.1%−28−3.1%ReducedHistory
SYKStryker CorpStock627$224.3K<0.1%+627NewHistory
STXSeagate Technology Holdings plcORD SHS2,419$225.1K<0.1%−636−20.8%ReducedHistory
KMBKimberly Clark CorpStock1,740$225.1K<0.1%−14−0.8%ReducedHistory
LANDGladstone Land CorpCOM16,901$225.5K<0.1%+166+1.0%AddedHistory
AEEAmeren CorpCOM3,055$225.9K<0.1%00.0%UnchangedHistory
ACLSAxcelis Technologies IncStock2,035$226.9K<0.1%−100−4.7%ReducedHistory
DFSDiscover Financial ServicesCOM1,736$227.6K<0.1%+1,736NewHistory
GSKGSK plcADR5,312$227.7K<0.1%−394−6.9%ReducedHistory
SWAVShockwave Medical, Inc.COM700$227.9K<0.1%−375−34.9%ReducedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF2,833$228.1K<0.1%00.0%Unchanged–
ALLAllstate CorpStock1,326$229.4K<0.1%+1,326NewHistory
iShares Select Dividend ETF464287168ETF1,864$229.6K<0.1%+1,864New–
NKENIKE, Inc.Stock2,469$232.0K<0.1%+486+24.5%AddedHistory
Vanguard Industrials ETF92204A603ETF965$235.7K<0.1%+965New–
Fidelity Covington Trust316092246CLOUD COMPUTNG9,360$236.5K<0.1%+9,360New–
MDLZMondelez International, Inc.Stock3,381$236.7K<0.1%+3,381NewHistory
CTRACoterra Energy Inc.Stock8,517$237.5K<0.1%+8,517NewHistory
ACNAccenture plcStock686$237.9K<0.1%−65−8.7%ReducedHistory
iShares Tr464289875CORE 40 MODE ETF5,615$240.2K<0.1%−300−5.1%Reduced–
State Street SPDR S&P Semiconductor ETF78464A862ETF1,044$242.4K<0.1%00.0%Unchanged–
ProShares Tr74347R107PSHS ULT S&P 5003,148$244.0K<0.1%00.0%Unchanged–
RBB FD Inc74933W452F/M US TREASURY4,904$245.4K<0.1%+4,904New–
Fidelity Covington Trust316092139DISRUPTIVE TECH7,775$248.0K<0.1%+7,775New–
RVTRoyce Small-Cap Trust, Inc.COM16,374$248.4K<0.1%+6,011+58.0%AddedHistory
VLOValero Energy CorpStock1,459$249.0K<0.1%−1,182−44.8%ReducedHistory
ELVElevance Health, Inc.Stock485$251.3K<0.1%+11+2.3%AddedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,053$252.5K<0.1%+1,053New–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN2,486$252.5K<0.1%+295+13.5%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF4,901$252.9K<0.1%+109+2.3%Added–
TDYTeledyne Technologies IncCOM598$256.7K<0.1%00.0%UnchangedHistory
PHParker-Hannifin CorpStock464$257.7K<0.1%+464NewHistory
USOUnited States Oil Fund, LPUNITS3,278$258.1K<0.1%+3,278NewHistory
WLKPWestlake Chemical Partners LPCOM UNIT RP LP11,725$260.3K<0.1%−350−2.9%ReducedHistory
Janus Detroit STR Tr47103U845HENDRSON AAA CL5,183$263.0K<0.1%+5,183New–
Invesco Exch Traded FD Tr II46138G888SHORT TERM ETF2,500$263.7K<0.1%00.0%Unchanged–
UALUnited Airlines Holdings, Inc.COM5,553$265.9K<0.1%+5,553NewHistory
MVTBlackRock Munivest Fund II, Inc.COM24,401$266.2K<0.1%+77+0.3%AddedHistory
BWABorgwarner IncCOM7,667$266.4K<0.1%00.0%UnchangedHistory
iShares Inc464286400MSCI BRAZIL ETF8,251$267.5K<0.1%−2,727−24.8%Reduced–
VanEck Semiconductor ETF92189F676ETF1,199$269.8K<0.1%+1,199New–
OGEOGE Energy Corp.COM7,933$272.1K<0.1%−749−8.6%ReducedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF6,477$272.7K<0.1%00.0%Unchanged–
Capital Group Dividend Value14020W106SHS CREAT UNIT8,403$273.1K<0.1%+8,403New–
Vanguard Energy ETF92204A306ETF2,093$275.6K<0.1%−16−0.8%Reduced–
TDGTransDigm Group INCCOM224$275.9K<0.1%00.0%UnchangedHistory

Sold out since Q4 2023 (150)

Positions held at the end of Q4 2023 that are gone from this filing.

The largest 100 of 150 by value last quarter.

Positions of Kovack Advisors, Inc. sold out since Q4 2023
SecurityClassShares in Q4 2023Value in Q4 2023% of portfolio in Q4 2023History
Schwab U.S. Large-Cap Growth ETF808524300ETF90,434$7.50M0.9%–
ProShares Tr74348A467S&P 500 DV ARIST44,616$4.25M0.5%–
SHOPShopify Inc.Stock50,299$3.92M0.5%History
Invesco Exchange Traded FD T46137V472S&P MDCP QUALITY37,584$3.33M0.4%–
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL72,821$3.03M0.4%–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF174,998$2.95M0.4%–
iShares Tr464287150CORE S&P TTL STK27,852$2.93M0.3%–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT18,327$2.89M0.3%–
iShares Core U.S. Aggregate Bond ETF464287226ETF26,744$2.65M0.3%–
First Tr Exchange-Traded FD33734H106SHS63,479$2.57M0.3%–
BABAAlibaba Group Holding LtdADR31,555$2.45M0.3%History
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF92,000$2.44M0.3%–
State Street Health Care Select Sector SPDR ETF81369Y209ETF15,741$2.15M0.3%–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF40,938$2.04M0.2%–
State Street Financial Select Sector SPDR ETF81369Y605ETF52,408$1.97M0.2%–
iShares Tr46434V803HDG MSCI EAFE60,879$1.92M0.2%–
BPBP PLCADR49,462$1.75M0.2%History
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD21,926$1.70M0.2%–
iShares Core S&P U.S. Growth ETF464287671ETF15,088$1.57M0.2%–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 13,961$1.49M0.2%History
New York Life Investments Et45409B560FTSE INTL EQTY C59,312$1.48M0.2%–
AAOIApplied Optoelectronics, Inc.COM74,651$1.44M0.2%History
Invesco Actively Managed Exc46090A705S&P500 DOWNSID41,564$1.42M0.2%–
ERICEricsson LM Telephone CoADR B SEK 10225,559$1.42M0.2%History
iShares Tr464288646ISHS 1-5YR INVS27,526$1.41M0.2%–
J P Morgan Exchange Traded F46641Q241BETABUILDERS US29,084$1.35M0.2%–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF7,386$1.32M0.2%–
ALBAlbemarle CorpStock8,378$1.21M0.1%History
iShares MSCI USA Min Vol Factor ETF46429B697ETF14,932$1.17M0.1%–
First Trust Dow Jones Internet Index Fund33733E302ETF6,117$1.14M0.1%–
State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367ETF46,252$1.10M0.1%–
Amplify ETF Tr032108409CWP ENHANCED DIV29,154$1.07M0.1%–
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL15,894$995.9K0.1%–
Schwab U.S. Large-Cap Value ETF808524409ETF11,118$779.4K0.1%–
Global X FDS37954Y459RUSSELL 200045,230$757.2K0.1%–
SRCSpirit Realty Capital, Inc.COM NEW17,328$757.1K0.1%History
HTGCHercules Capital, Inc.COM44,936$749.1K0.1%History
First Tr Exch Traded FD III33739P855INSTL PFD SECS41,740$744.2K0.1%–
Dimensional U.S. Core Equity 2 ETF25434V708ETF24,911$728.1K0.1%–
First Tr Exchange-Traded FD33738D101NO AMER ENERGY26,216$725.9K0.1%–
Kraneshares Trust500767306CSI CHI INTERNET26,300$710.1K0.1%–
BLDRBuilders FirstSource, Inc.Stock4,236$707.2K0.1%History
UPSUnited Parcel Service IncStock4,388$690.0K0.1%History
RIORio Tinto PLCADR9,261$689.6K0.1%History
Global X FDS37954Y483NASDAQ 100 COVER38,907$674.6K0.1%–
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW11,210$668.8K0.1%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF9,776$619.1K0.1%–
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF6,228$610.6K0.1%–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF18,120$591.4K0.1%–
First Tr Exchange-Traded FD336920103US EQTY OPPT ETF6,077$582.7K0.1%–
iShares Core S&P Small Cap ETF464287804ETF5,363$580.6K0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock4,685$570.1K0.1%History
First Tr Exchange-Traded FD336917109SHS15,563$558.4K0.1%–
Global X FDS37954Y475S&P 500 COVERED13,359$526.9K0.1%–
iShares MSCI USA Quality Factor ETF46432F339ETF3,550$522.4K0.1%–
Flexshares Tr33939L506IBOXX 3R TARGT22,000$519.6K0.1%–
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT16,886$502.9K0.1%–
AREAlexandria Real Estate Equities, Inc.COM3,902$494.7K0.1%History
JAKKJakks Pacific IncCOM NEW13,900$494.1K0.1%History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF5,203$475.5K0.1%–
Invesco Exchange Traded FD T46137V464S&P MDCP MOMNTUM5,161$463.5K0.1%–
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF2,595$455.3K0.1%–
Vanguard Malvern FDS922020805STRM INFPROIDX9,200$436.9K0.1%–
COINCoinbase Global, Inc.COM CL A2,494$433.8K0.1%History
First Tr Exchange Trad FD VI33739H101FST TR GLB FD19,142$429.5K0.1%–
CARRCarrier Global CorpStock7,162$411.4K<0.1%History
iShares Tr46428743220 YR TR BD ETF4,010$396.5K<0.1%–
iShares Future AI & Tech ETF46435U556ETF11,491$396.4K<0.1%–
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF5,509$382.0K<0.1%–
iShares Tr46432F875MRNGSTR INC ETF18,505$372.3K<0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF6,615$371.3K<0.1%–
First Tr Exchange-Traded FD33734X150INDLS PROD DUR5,695$369.4K<0.1%–
EXGEaton Vance Tax-Managed Global Diversified Equity Income FundCOM47,649$367.8K<0.1%History
Graniteshares ETF Tr38747R306HIPS US HIGH INC29,261$365.8K<0.1%–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF7,256$362.1K<0.1%–
DHIHorton D R IncCOM2,382$362.0K<0.1%History
Invesco Exchange Traded FD T46137V373S&P500 EQL STP11,465$360.0K<0.1%–
First Tr Exchange-Traded FD33734X101CONSUMR DISCRE5,859$345.6K<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN15,453$342.0K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,156$340.7K<0.1%–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT6,872$332.1K<0.1%–
WBDWarner Bros. Discovery, Inc.Stock28,538$324.8K<0.1%History
First Tr Exch Traded FD III33739P889HORIZON DMST ETF9,650$323.8K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL7,464$316.6K<0.1%–
iShares Tr464288307MRGSTR MD CP GRW4,839$311.9K<0.1%–
PIMCO ETF Tr72201R7830-5 HIGH YIELD3,323$309.3K<0.1%–
First Tr Exchng Traded FD VI33740U836FT VEST NAS12,606$300.3K<0.1%–
PHMPultegroup IncCOM2,906$299.9K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,805$295.7K<0.1%–
AIGAmerican International Group, Inc.Stock4,319$292.6K<0.1%History
First Tr Exchng Traded FD VI33740F862FT VEST US EQT7,145$290.3K<0.1%–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT6,825$290.2K<0.1%–
BKNGBooking Holdings Inc.Stock82$290.2K<0.1%History
Global X FDS37954Y673US INFR DEV ETF8,355$287.9K<0.1%–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM12,900$281.5K<0.1%History
IGAVoya Global Advantage & Premium Opportunity FundCOM32,989$281.1K<0.1%History
BNYBank of New York Mellon CorpStock5,372$279.6K<0.1%History
State Street Materials Select Sector SPDR ETF81369Y100ETF3,195$273.3K<0.1%–
VanEck ETF Trust92189F429PREFERRED SECURT15,385$264.3K<0.1%–
iShares Tr464288513IBOXX HI YD ETF3,396$262.8K<0.1%–