Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 2, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 572
- +24 vs. Q3 2023
- Portfolio value
- $841.9M
- +$126.2M (+17.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 175,901 | $84.0M | 10.0% | +14,788+9.2% | Added | – |
| AAPLApple Inc. | Stock | 195,259 | $37.6M | 4.5% | +9,243+5.0% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 88,079 | $36.1M | 4.3% | +13,961+18.8% | Added | – |
| AMZNAmazon Com Inc | Stock | 182,815 | $27.8M | 3.3% | +1,772+1.0% | Added | History |
| MSFTMicrosoft Corp | Stock | 60,466 | $22.7M | 2.7% | +135+0.2% | Added | History |
| NVDANVIDIA Corp | Stock | 32,636 | $16.2M | 1.9% | +1,132+3.6% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 32,475 | $15.4M | 1.8% | +766+2.4% | Added | History |
| GOOGLAlphabet Inc. | Stock | 94,143 | $13.2M | 1.6% | −2,312−2.4% | Reduced | History |
| IBOCInternational Bancshares Corp | COM | 165,294 | $8.98M | 1.1% | −5,680−3.3% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 29,830 | $8.80M | 1.0% | +2,342+8.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 24,106 | $8.60M | 1.0% | −81−0.3% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 19,055 | $8.32M | 1.0% | +2,081+12.3% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 90,434 | $7.50M | 0.9% | +37,189+69.8% | Added | – |
| CVXChevron Corp | Stock | 44,741 | $6.67M | 0.8% | +2,384+5.6% | Added | History |
| TSLATesla, Inc. | Stock | 26,370 | $6.55M | 0.8% | +578+2.2% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 42,887 | $6.41M | 0.8% | +5,048+13.3% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 37,311 | $6.35M | 0.8% | +3,480+10.3% | Added | History |
| URIUnited Rentals, Inc. | COM | 10,938 | $6.27M | 0.7% | +769+7.6% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 19,901 | $6.19M | 0.7% | +975+5.2% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 60,287 | $6.03M | 0.7% | −2,506−4.0% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 25,343 | $6.01M | 0.7% | −53−0.2% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 31,011 | $5.97M | 0.7% | +697+2.3% | Added | – |
| AVGOBroadcom Inc. | Stock | 4,910 | $5.48M | 0.7% | +96+2.0% | Added | History |
| ORCLOracle Corp | Stock | 50,358 | $5.31M | 0.6% | +360+0.7% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 28,774 | $4.90M | 0.6% | +5,877+25.7% | Added | – |
| HDHome Depot, Inc. | Stock | 13,991 | $4.85M | 0.6% | +1,328+10.5% | Added | History |
| NOWServiceNow, Inc. | Stock | 6,528 | $4.61M | 0.5% | +561+9.4% | Added | History |
| JNJJohnson & Johnson | Stock | 29,282 | $4.59M | 0.5% | +2,231+8.2% | Added | History |
| GOOGAlphabet Inc. | Stock | 31,689 | $4.47M | 0.5% | −2,428−7.1% | Reduced | History |
| UISUnisys Corp | COM NEW | 768,400 | $4.32M | 0.5% | −35,600−4.4% | Reduced | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 44,616 | $4.25M | 0.5% | +1,405+3.3% | Added | – |
| CPSCooper-Standard Holdings Inc. | COM | 208,625 | $4.08M | 0.5% | −8,275−3.8% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 6,131 | $4.05M | 0.5% | −209−3.3% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 11,073 | $3.92M | 0.5% | +356+3.3% | Added | History |
| SHOPShopify Inc. | Stock | 50,299 | $3.92M | 0.5% | −4,694−8.5% | Reduced | History |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 154,116 | $3.85M | 0.5% | −932−0.6% | Reduced | – |
| JAZZJazz Pharmaceuticals plc | SHS USD | 29,971 | $3.69M | 0.4% | +23,267+347.1% | Added | History |
| Fidelity High Dividend ETF316092840 | ETF | 83,945 | $3.55M | 0.4% | +106+0.1% | Added | – |
| WisdomTree Tr97717W547 | US VALUE FD | 50,229 | $3.44M | 0.4% | +22,083+78.5% | Added | – |
| VSTVistra Corp. | Stock | 88,607 | $3.41M | 0.4% | −3,444−3.7% | Reduced | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 133,938 | $3.37M | 0.4% | −838−0.6% | Reduced | – |
| RTXRTX Corp | Stock | 39,688 | $3.34M | 0.4% | +11,483+40.7% | Added | History |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 37,584 | $3.33M | 0.4% | +2,723+7.8% | Added | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 43,501 | $3.30M | 0.4% | −2,128−4.7% | Reduced | – |
| ADTNADTRAN Holdings, Inc. | COM | 432,750 | $3.18M | 0.4% | +264,950+157.9% | Added | History |
| ARAYAccuray Inc | COM | 1,104,950 | $3.13M | 0.4% | −25,400−2.2% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 11,815 | $3.11M | 0.4% | +271+2.3% | Added | History |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 72,821 | $3.03M | 0.4% | +1,350+1.9% | Added | – |
| MELIMercadolibre Inc | COM | 1,912 | $3.00M | 0.4% | +165+9.4% | Added | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 174,998 | $2.95M | 0.4% | +1,428+0.8% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 27,852 | $2.93M | 0.3% | +9,051+48.1% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 34,723 | $2.91M | 0.3% | +13,320+62.2% | Added | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 18,327 | $2.89M | 0.3% | +10,639+138.4% | Added | – |
| INTCIntel Corp | Stock | 56,941 | $2.86M | 0.3% | −6,082−9.7% | Reduced | History |
| FSKFS KKR Capital Corp | COM | 142,125 | $2.84M | 0.3% | +57,440+67.8% | Added | History |
| Vanguard World FD921910816 | MEGA GRWTH IND | 10,903 | $2.83M | 0.3% | −408−3.6% | Reduced | – |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 47,926 | $2.80M | 0.3% | −1,731−3.5% | Reduced | – |
| PFEPfizer Inc | Stock | 96,385 | $2.77M | 0.3% | −8,945−8.5% | Reduced | History |
| LLYEli Lilly & Co | Stock | 4,751 | $2.77M | 0.3% | +872+22.5% | Added | History |
| DAKTDaktronics Inc | COM | 320,200 | $2.72M | 0.3% | −61,800−16.2% | Reduced | History |
| COPConocoPhillips | Stock | 23,241 | $2.70M | 0.3% | −564−2.4% | Reduced | History |
| AMDAdvanced Micro Devices Inc | Stock | 18,271 | $2.69M | 0.3% | −19,285−51.3% | Reduced | History |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 51,718 | $2.67M | 0.3% | −1,528−2.9% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 26,744 | $2.65M | 0.3% | +156+0.6% | Added | – |
| MMM3M Co | Stock | 24,159 | $2.64M | 0.3% | +4,131+20.6% | Added | History |
| TAT&T Inc. | Stock | 157,324 | $2.64M | 0.3% | +6,077+4.0% | Added | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 56,900 | $2.62M | 0.3% | −118−0.2% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 23,833 | $2.60M | 0.3% | −243−1.0% | Reduced | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 63,479 | $2.57M | 0.3% | −103−0.2% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 4,780 | $2.52M | 0.3% | −171−3.5% | Reduced | History |
| UBERUber Technologies, Inc | Stock | 40,002 | $2.46M | 0.3% | +7,790+24.2% | Added | History |
| BABAAlibaba Group Holding Ltd | ADR | 31,555 | $2.45M | 0.3% | −2,706−7.9% | Reduced | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 92,000 | $2.44M | 0.3% | +24,743+36.8% | Added | – |
| PGProcter & Gamble Co | Stock | 16,673 | $2.44M | 0.3% | −1,367−7.6% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 50,145 | $2.40M | 0.3% | +8,067+19.2% | Added | – |
| ADBEAdobe Inc. | Stock | 3,913 | $2.33M | 0.3% | +246+6.7% | Added | History |
| FANGDiamondback Energy, Inc. | Stock | 14,988 | $2.32M | 0.3% | +108+0.7% | Added | History |
| PYPLPayPal Holdings, Inc. | Stock | 36,871 | $2.26M | 0.3% | +14,094+61.9% | Added | History |
| ABBVAbbVie Inc. | Stock | 14,499 | $2.25M | 0.3% | −139−0.9% | Reduced | History |
| QCOMQualcomm Inc | Stock | 15,052 | $2.18M | 0.3% | +3,067+25.6% | Added | History |
| VZVerizon Communications Inc | Stock | 57,617 | $2.17M | 0.3% | −133−0.2% | Reduced | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 15,741 | $2.15M | 0.3% | +304+2.0% | Added | – |
| SLBSLB Limited | Stock | 40,893 | $2.13M | 0.3% | +24,489+149.3% | Added | History |
| CRWDCrowdStrike Holdings, Inc. | Stock | 8,319 | $2.12M | 0.3% | −389−4.5% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 8,074 | $2.12M | 0.3% | −196−2.4% | Reduced | – |
| BXBlackstone Inc. | COM | 16,080 | $2.11M | 0.3% | +1,025+6.8% | Added | History |
| MOAltria Group, Inc. | Stock | 51,706 | $2.09M | 0.2% | +1,861+3.7% | Added | History |
| PEPPepsiCo Inc | Stock | 12,261 | $2.08M | 0.2% | +2,075+20.4% | Added | History |
| KOCoca Cola Co | Stock | 35,020 | $2.06M | 0.2% | +2,976+9.3% | Added | History |
| AGNCAGNC Investment Corp. | REIT | 209,194 | $2.05M | 0.2% | +39,816+23.5% | Added | History |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 40,938 | $2.04M | 0.2% | +9,951+32.1% | Added | – |
| GXOGXO Logistics, Inc. | Stock | 32,960 | $2.02M | 0.2% | +20+0.1% | Added | History |
| Fidelity Comwlth Tr315912808 | NASDAQ COMPSIT | 33,712 | $2.00M | 0.2% | −808−2.3% | Reduced | – |
| CVSCVS Health Corp | Stock | 25,278 | $2.00M | 0.2% | +10,050+66.0% | Added | History |
| WMTWalmart Inc. | Stock | 12,621 | $1.99M | 0.2% | −756−5.7% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 52,408 | $1.97M | 0.2% | +6,960+15.3% | Added | – |
| DVNDevon Energy Corp | Stock | 42,775 | $1.94M | 0.2% | +26,295+159.6% | Added | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 32,455 | $1.93M | 0.2% | −1,776−5.2% | Reduced | – |
| iShares Tr46434V803 | HDG MSCI EAFE | 60,879 | $1.92M | 0.2% | −702−1.1% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 35,356 | $1.90M | 0.2% | −31,340−47.0% | Reduced | – |
Sold out since Q3 2023 (47)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,227 | $6.20M | 0.9% | History |
| VNOVornado Realty Trust | SH BEN INT | 36,700 | $832.4K | 0.1% | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 6,081 | $571.1K | 0.1% | – |
| TENBTenable Holdings, Inc. | COM | 9,135 | $409.2K | 0.1% | History |
| CLMCornerstone Strategic Investment Fund, Inc. | COM | 47,503 | $382.4K | 0.1% | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 3,864 | $333.5K | <0.1% | – |
| ANFAbercrombie & Fitch Co | CL A | 5,553 | $313.0K | <0.1% | History |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 15,937 | $304.6K | <0.1% | – |
| CRFCornerstone Total Return Fund Inc | COM | 37,539 | $299.9K | <0.1% | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 13,246 | $288.1K | <0.1% | History |
| SKINSkinHealth Systems Inc. | COM CL A | 43,000 | $258.9K | <0.1% | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,670 | $233.2K | <0.1% | – |
| OKTAOkta, Inc. | CL A | 2,829 | $230.6K | <0.1% | History |
| AIC3.ai, Inc. | Stock | 8,571 | $218.7K | <0.1% | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 6,807 | $213.8K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 2,393 | $212.5K | <0.1% | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,388 | $210.8K | <0.1% | – |
| USOUnited States Oil Fund, LP | UNITS | 2,603 | $210.5K | <0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 9,452 | $210.2K | <0.1% | History |
| CTRACoterra Energy Inc. | Stock | 7,752 | $209.7K | <0.1% | History |
| RGRSturm Ruger & Co Inc | Stock | 4,010 | $209.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 9,210 | $206.0K | <0.1% | – |
| PKSTPeakstone Realty Trust | Common Stock | 12,252 | $203.9K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,217 | $203.0K | <0.1% | – |
| TMToyota Motor Corp | ADS | 1,114 | $200.2K | <0.1% | History |
| ProShares Tr74347B714 | SHORT QQQ NEW | 17,090 | $186.1K | <0.1% | – |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 10,612 | $170.1K | <0.1% | – |
| HBANHuntington Bancshares Inc | COM | 15,346 | $159.6K | <0.1% | History |
| NUNu Holdings Ltd. | ORD SHS CL A | 20,135 | $146.0K | <0.1% | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 10,092 | $142.0K | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 23,000 | $141.9K | <0.1% | – |
| ECCEagle Point Credit Co | COM | 13,493 | $137.0K | <0.1% | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 10,337 | $126.6K | <0.1% | History |
| HUMAHumacyte, Inc. | COM | 42,000 | $123.1K | <0.1% | History |
| Direxion Shs ETF Tr25490K323 | SP BIOTCH BL NEW | 30,000 | $114.3K | <0.1% | – |
| PAIWestern Asset Investment Grade Income Fund Inc. | COM | 10,000 | $112.5K | <0.1% | History |
| HLNHaleon plc | ADR | 13,135 | $109.4K | <0.1% | History |
| NCMINational CineMedia, Inc. | COM NEW | 21,717 | $97.5K | <0.1% | History |
| GUTGabelli Utility Trust | COM | 17,125 | $90.8K | <0.1% | History |
| ACPabrdn Income Credit Strategies Fund | COM | 10,815 | $73.5K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 12,256 | $72.6K | <0.1% | History |
| OCCIOFS Credit Company, Inc. | COM | 10,228 | $72.5K | <0.1% | History |
| OXLCOxford Lane Capital Corp. | COM | 13,297 | $66.4K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 14,415 | $64.9K | <0.1% | History |
| TERNTerns Pharmaceuticals, Inc. | COM | 10,200 | $51.3K | <0.1% | History |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 10,000 | $40.9K | <0.1% | History |
| OPKOpko Health, Inc. | COM | 11,300 | $18.1K | <0.1% | History |