Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 2, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 572
- +24 vs. Q3 2023
- Portfolio value
- $841.9M
- +$126.2M (+17.6%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Cybin Ord23256X100 | COM | 10,000 | $4.10K | <0.1% | 00.0% | Unchanged | – |
| Liberty Media Corp530715AL5 | DEB 3.750% 2/1 | 30,000 | $7.37K | <0.1% | 00.0% | Unchanged | – |
| VEEETwin Vee PowerCats, Co. | COM | 11,500 | $16.3K | <0.1% | +11,500 | New | History |
| PLPlanet Labs PBC | COM CL A | 12,419 | $30.7K | <0.1% | 00.0% | Unchanged | History |
| LICYLi-Cycle Holdings Corp. | COMMON SHARES | 55,268 | $32.3K | <0.1% | +2,120+4.0% | Added | History |
| SANBanco Santander, S.A. | ADR | 10,977 | $45.4K | <0.1% | −1,981−15.3% | Reduced | History |
| RFILR F Industries Ltd | COM PAR $0.01 | 16,500 | $50.2K | <0.1% | −1,494−8.3% | Reduced | History |
| INTRInter & Co, Inc. | CLASS A COM | 10,820 | $60.2K | <0.1% | +10,820 | New | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 12,455 | $61.9K | <0.1% | −1,388−10.0% | Reduced | History |
| OMOutset Medical, Inc. | COM | 11,525 | $62.4K | <0.1% | −5,600−32.7% | Reduced | History |
| QMCOQuantum Corp | COM NEW | 197,710 | $69.0K | <0.1% | −295,619−59.9% | Reduced | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 13,800 | $72.0K | <0.1% | +13,800 | New | History |
| HIXWestern Asset High Income Fund II Inc. | COM | 14,858 | $73.7K | <0.1% | +627+4.4% | Added | History |
| SJTSan Juan Basin Royalty Trust | UNIT BEN INT | 15,000 | $76.2K | <0.1% | 00.0% | Unchanged | History |
| RIGTransocean Ltd. | REGISTERED SHS | 12,002 | $76.2K | <0.1% | +12,002 | New | History |
| BHCBausch Health Companies Inc. | Stock | 10,622 | $85.2K | <0.1% | +10,622 | New | History |
| ASYSAmtech Systems Inc | COM PAR $0.01N | 21,800 | $91.6K | <0.1% | −28,800−56.9% | Reduced | History |
| MPTMedical Properties Trust Inc | COM | 20,330 | $99.8K | <0.1% | −6,614−24.5% | Reduced | History |
| CHICalamos Convertible Opportunities & Income Fund | SH BEN INT | 10,380 | $107.5K | <0.1% | +10,380 | New | History |
| MUABlackRock Muniassets Fund, Inc. | COM | 10,512 | $111.3K | <0.1% | +10,512 | New | History |
| BRSPBrightSpire Capital, Inc. | COM CL A | 15,509 | $115.4K | <0.1% | +1,974+14.6% | Added | History |
| PRTHPriority Technology Holdings, Inc. | COM | 34,600 | $123.2K | <0.1% | −1,200−3.4% | Reduced | History |
| BDJBlackRock Enhanced Equity Dividend Trust | COM | 16,148 | $124.2K | <0.1% | +16,148 | New | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 33,813 | $127.1K | <0.1% | −3,133−8.5% | Reduced | History |
| Golden Ocean Group LtdG39637205 | SHS NEW | 13,132 | $128.2K | <0.1% | −1,885−12.6% | Reduced | – |
| TEAFTortoise Sustainable & Social Impact Term Fund | Closed-End Fund | 11,142 | $130.5K | <0.1% | +11,142 | New | History |
| VanEck Vectors ETF Tr92189F817 | VIETNAM ETF | 10,177 | $131.5K | <0.1% | +10,177 | New | – |
| First Tr MLP & Energy Incom33739B104 | COM | 15,740 | $134.9K | <0.1% | −2,376−13.1% | Reduced | – |
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 24,700 | $140.0K | <0.1% | −2,412−8.9% | Reduced | History |
| CalAmp Corp.128126109 | COM | 575,800 | $144.5K | <0.1% | −277,300−32.5% | Reduced | – |
| LLAPTerran Orbital Corp | COM | 130,000 | $148.2K | <0.1% | −25,000−16.1% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E511 | PFD ETF | 12,929 | $148.3K | <0.1% | −382−2.9% | Reduced | – |
| RVTRoyce Small-Cap Trust, Inc. | COM | 10,363 | $150.9K | <0.1% | −4,048−28.1% | Reduced | History |
| HNWPioneer Diversified High Income Fund, Inc. | COM | 14,090 | $151.2K | <0.1% | +2,588+22.5% | Added | History |
| RCReady Capital Corp | COM | 15,009 | $153.8K | <0.1% | +15,009 | New | History |
| FTHYFirst Trust High Yield Opportunities 2027 Term Fund | COM | 11,200 | $156.0K | <0.1% | 00.0% | Unchanged | History |
| RCSPIMCO Strategic Income Fund, Inc. | CEF | 25,835 | $157.1K | <0.1% | −2,260−8.0% | Reduced | History |
| BXMXNuveen S&P 500 BuyWrite Income Fund | COM | 12,278 | $157.5K | <0.1% | +500+4.2% | Added | History |
| DSLDoubleLine Income Solutions Fund | COM | 12,880 | $157.7K | <0.1% | −2,609−16.8% | Reduced | History |
| NOKNokia Corp | SPONSORED ADR | 46,282 | $158.3K | <0.1% | −21,230−31.4% | Reduced | History |
| Paramount Global92556H206 | CL B | 11,610 | $171.7K | <0.1% | −1,492−11.4% | Reduced | – |
| BBDCBarings BDC, Inc. | COM | 21,023 | $180.4K | <0.1% | −5,191−19.8% | Reduced | History |
| AODabrdn Total Dynamic Dividend Fund | COM SH BEN INT | 22,722 | $183.1K | <0.1% | +7,257+46.9% | Added | History |
| VTRSViatris Inc | Stock | 16,914 | $183.2K | <0.1% | −2,186−11.4% | Reduced | History |
| JPCNuveen Preferred & Income Opportunities Fund | COM | 27,208 | $183.9K | <0.1% | +27,208 | New | History |
| HRZNHorizon Technology Finance Corp | COM | 14,074 | $185.4K | <0.1% | +623+4.6% | Added | History |
| DXDynex Capital Inc | COM | 15,843 | $198.3K | <0.1% | +1,670+11.8% | Added | History |
| ULUnilever PLC | SPON ADR NEW | 4,137 | $200.6K | <0.1% | +65+1.6% | Added | History |
| CPBCAMPBELL'S Co | COM | 4,650 | $201.0K | <0.1% | +4,650 | New | History |
| iShares S&P 500 Value ETF464287408 | ETF | 1,158 | $201.4K | <0.1% | +1,158 | New | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,191 | $201.9K | <0.1% | +2,191 | New | – |
| KLACKLA Corp | COM NEW | 349 | $202.6K | <0.1% | +349 | New | History |
| MDBMongoDB, Inc. | CL A | 497 | $203.2K | <0.1% | −1,020−67.2% | Reduced | History |
| LINLinde PLC | Stock | 495 | $203.2K | <0.1% | +495 | New | History |
| ProShares Tr74347R107 | PSHS ULT S&P 500 | 3,148 | $204.8K | <0.1% | +3,148 | New | – |
| SWAVShockwave Medical, Inc. | COM | 1,075 | $204.9K | <0.1% | −663−38.1% | Reduced | History |
| CECelanese Corp | Stock | 1,320 | $205.1K | <0.1% | +1,320 | New | History |
| BSMBlack Stone Minerals, L.P. | COM UNIT | 13,025 | $207.9K | <0.1% | −4,235−24.5% | Reduced | History |
| BDXBecton Dickinson & Co | Stock | 853 | $207.9K | <0.1% | −678−44.3% | Reduced | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 9,856 | $209.4K | <0.1% | −1,731−14.9% | Reduced | History |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 7,358 | $209.7K | <0.1% | +7,358 | New | – |
| GSKGSK plc | ADR | 5,706 | $211.5K | <0.1% | −2,360−29.3% | Reduced | History |
| ADPAutomatic Data Processing Inc | Stock | 912 | $212.5K | <0.1% | −23−2.5% | Reduced | History |
| KMBKimberly Clark Corp | Stock | 1,754 | $213.2K | <0.1% | −246−12.3% | Reduced | History |
| SUNSunoco LP | COM UT REP LP | 3,564 | $213.6K | <0.1% | +3,564 | New | History |
| NKENIKE, Inc. | Stock | 1,983 | $215.3K | <0.1% | +1,983 | New | History |
| BCCBoise Cascade Co | COM | 1,672 | $216.3K | <0.1% | +1,672 | New | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 4,152 | $217.7K | <0.1% | −1,372−24.8% | Reduced | – |
| ZTSZoetis Inc. | Stock | 1,107 | $218.6K | <0.1% | +1,107 | New | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 1,747 | $218.6K | <0.1% | +1,747 | New | – |
| RBB FD Inc74933W486 | US TREASY 2 YR | 4,526 | $218.8K | <0.1% | +4,526 | New | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 871 | $219.7K | <0.1% | +871 | New | – |
| WIREEncore Wire Corp | COM | 1,029 | $219.9K | <0.1% | +1,029 | New | History |
| TDToronto Dominion Bank | Stock | 3,414 | $220.6K | <0.1% | +3,414 | New | History |
| BHKBlackRock Core Bond Trust | SHS BEN INT | 20,230 | $220.7K | <0.1% | +50+0.2% | Added | History |
| AEEAmeren Corp | COM | 3,055 | $221.0K | <0.1% | +303+11.0% | Added | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 5,640 | $221.0K | <0.1% | +5,640 | New | – |
| HESMHess Midstream LP | CL A SHS | 7,000 | $221.4K | <0.1% | 00.0% | Unchanged | History |
| ARIApollo Commercial Real Estate Finance, Inc. | COM | 18,869 | $221.5K | <0.1% | +18,869 | New | History |
| First Tr Exchng Traded FD VI33740F557 | FT VEST NAS | 9,211 | $221.9K | <0.1% | +9,211 | New | – |
| ELVElevance Health, Inc. | Stock | 474 | $223.5K | <0.1% | +474 | New | History |
| WECWec Energy Group, Inc. | Stock | 2,664 | $224.3K | <0.1% | +2,664 | New | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 1,660 | $224.9K | <0.1% | +1,660 | New | – |
| EXCExelon Corp | Stock | 6,273 | $225.2K | <0.1% | +761+13.8% | Added | History |
| Invesco Exch Traded FD Tr II46138E610 | KBW HIG DV YLD | 14,230 | $225.7K | <0.1% | +498+3.6% | Added | – |
| XYZBlock, Inc. | CL A | 2,930 | $226.6K | <0.1% | +2,930 | New | History |
| TDGTransDigm Group INC | COM | 224 | $226.7K | <0.1% | +224 | New | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 9,979 | $229.9K | <0.1% | +9,979 | New | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 2,833 | $230.3K | <0.1% | −552−16.3% | Reduced | – |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 9,520 | $232.5K | <0.1% | 00.0% | Unchanged | – |
| EMREmerson Electric Co | Stock | 2,395 | $233.1K | <0.1% | +3+0.1% | Added | History |
| State Street SPDR S&P Semiconductor ETF78464A862 | ETF | 1,044 | $234.7K | <0.1% | −1−0.1% | Reduced | – |
| Etfis Ser Tr I26923G772 | INFRAC ACT MLP | 6,720 | $237.3K | <0.1% | 00.0% | Unchanged | – |
| DZSIDZS Inc. | COM | 120,900 | $238.2K | <0.1% | +28,200+30.4% | Added | History |
| iShares Tr46434V613 | CORE UNIVRSL USD | 5,182 | $238.7K | <0.1% | −8,155−61.1% | Reduced | – |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 8,877 | $240.5K | <0.1% | −161−1.8% | Reduced | History |
| LANDGladstone Land Corp | COM | 16,735 | $241.8K | <0.1% | +1,653+11.0% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 4,792 | $242.4K | <0.1% | −2,743−36.4% | Reduced | – |
| MRVLMarvell Technology, Inc. | COM | 4,030 | $243.1K | <0.1% | +205+5.4% | Added | History |
| Global X FDS37954Y806 | ALTERNATIVE INCM | 21,522 | $243.4K | <0.1% | +3,294+18.1% | Added | – |
Sold out since Q3 2023 (47)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 66,227 | $6.20M | 0.9% | History |
| VNOVornado Realty Trust | SH BEN INT | 36,700 | $832.4K | 0.1% | History |
| iShares Tr46435G425 | ESG AWR MSCI USA | 6,081 | $571.1K | 0.1% | – |
| TENBTenable Holdings, Inc. | COM | 9,135 | $409.2K | 0.1% | History |
| CLMCornerstone Strategic Investment Fund, Inc. | COM | 47,503 | $382.4K | 0.1% | History |
| iShares Tr464288885 | EAFE GRWTH ETF | 3,864 | $333.5K | <0.1% | – |
| ANFAbercrombie & Fitch Co | CL A | 5,553 | $313.0K | <0.1% | History |
| Strategy Shares Nasdaq 7HANDL Index ETF86280R506 | ETF | 15,937 | $304.6K | <0.1% | – |
| CRFCornerstone Total Return Fund Inc | COM | 37,539 | $299.9K | <0.1% | History |
| BXMTBlackstone Mortgage Trust, Inc. | COM CL A | 13,246 | $288.1K | <0.1% | History |
| SKINSkinHealth Systems Inc. | COM CL A | 43,000 | $258.9K | <0.1% | History |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 1,670 | $233.2K | <0.1% | – |
| OKTAOkta, Inc. | CL A | 2,829 | $230.6K | <0.1% | History |
| AIC3.ai, Inc. | Stock | 8,571 | $218.7K | <0.1% | History |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 6,807 | $213.8K | <0.1% | History |
| iShares Tr464288588 | MBS ETF | 2,393 | $212.5K | <0.1% | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 1,388 | $210.8K | <0.1% | – |
| USOUnited States Oil Fund, LP | UNITS | 2,603 | $210.5K | <0.1% | History |
| WBAWalgreens Boots Alliance, Inc. | COM | 9,452 | $210.2K | <0.1% | History |
| CTRACoterra Energy Inc. | Stock | 7,752 | $209.7K | <0.1% | History |
| RGRSturm Ruger & Co Inc | Stock | 4,010 | $209.0K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 9,210 | $206.0K | <0.1% | – |
| PKSTPeakstone Realty Trust | Common Stock | 12,252 | $203.9K | <0.1% | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 2,217 | $203.0K | <0.1% | – |
| TMToyota Motor Corp | ADS | 1,114 | $200.2K | <0.1% | History |
| ProShares Tr74347B714 | SHORT QQQ NEW | 17,090 | $186.1K | <0.1% | – |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 10,612 | $170.1K | <0.1% | – |
| HBANHuntington Bancshares Inc | COM | 15,346 | $159.6K | <0.1% | History |
| NUNu Holdings Ltd. | ORD SHS CL A | 20,135 | $146.0K | <0.1% | History |
| CSQCalamos Strategic Total Return Fund | COM SH BEN INT | 10,092 | $142.0K | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 23,000 | $141.9K | <0.1% | – |
| ECCEagle Point Credit Co | COM | 13,493 | $137.0K | <0.1% | History |
| RABrookfield Real Assets Income Fund Inc. | SHS BEN INT | 10,337 | $126.6K | <0.1% | History |
| HUMAHumacyte, Inc. | COM | 42,000 | $123.1K | <0.1% | History |
| Direxion Shs ETF Tr25490K323 | SP BIOTCH BL NEW | 30,000 | $114.3K | <0.1% | – |
| PAIWestern Asset Investment Grade Income Fund Inc. | COM | 10,000 | $112.5K | <0.1% | History |
| HLNHaleon plc | ADR | 13,135 | $109.4K | <0.1% | History |
| NCMINational CineMedia, Inc. | COM NEW | 21,717 | $97.5K | <0.1% | History |
| GUTGabelli Utility Trust | COM | 17,125 | $90.8K | <0.1% | History |
| ACPabrdn Income Credit Strategies Fund | COM | 10,815 | $73.5K | <0.1% | History |
| USALiberty All Star Equity Fund | SH BEN INT | 12,256 | $72.6K | <0.1% | History |
| OCCIOFS Credit Company, Inc. | COM | 10,228 | $72.5K | <0.1% | History |
| OXLCOxford Lane Capital Corp. | COM | 13,297 | $66.4K | <0.1% | History |
| IGRCbre Global Real Estate Income Fund | COM | 14,415 | $64.9K | <0.1% | History |
| TERNTerns Pharmaceuticals, Inc. | COM | 10,200 | $51.3K | <0.1% | History |
| WOOFPetco Health & Wellness Company, Inc. | CL A COM | 10,000 | $40.9K | <0.1% | History |
| OPKOpko Health, Inc. | COM | 11,300 | $18.1K | <0.1% | History |