Kovack Advisors, Inc.
- SEC CIK
- 0001728321
- Latest filing
- Jul 28, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Oct 19, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 548
- −29 vs. Q2 2023
- Portfolio value
- $715.7M
- −$63.7M (−8.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 161,113 | $69.2M | 9.7% | +20,340+14.4% | Added | – |
| AAPLApple Inc. | Stock | 186,016 | $31.8M | 4.4% | −924−0.5% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 74,118 | $26.6M | 3.7% | −9,074−10.9% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 181,043 | $23.0M | 3.2% | −1,780−1.0% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 60,331 | $19.0M | 2.7% | +189+0.3% | Added | History |
| NVDANVIDIA Corp | Stock | 31,504 | $13.7M | 1.9% | +3,429+12.2% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 31,709 | $13.6M | 1.9% | −6,158−16.3% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 96,455 | $12.6M | 1.8% | +10,738+12.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 24,187 | $8.47M | 1.2% | +3,018+14.3% | Added | History |
| IBOCInternational Bancshares Corp | COM | 170,974 | $7.41M | 1.0% | −5,360−3.0% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 62,793 | $7.38M | 1.0% | +1,571+2.6% | Added | History |
| CVXChevron Corp | Stock | 42,357 | $7.14M | 1.0% | +2,699+6.8% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 16,974 | $6.67M | 0.9% | −1,817−9.7% | Reduced | – |
| TSLATesla, Inc. | Stock | 25,792 | $6.45M | 0.9% | −1,315−4.9% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 27,488 | $6.44M | 0.9% | +2,283+9.1% | Added | History |
| ATVIActivision Blizzard, Inc. | COM | 66,227 | $6.20M | 0.9% | +16,804+34.0% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 25,396 | $5.39M | 0.8% | −2,005−7.3% | Reduced | – |
| ORCLOracle Corp | Stock | 49,998 | $5.30M | 0.7% | −373−0.7% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 37,839 | $5.22M | 0.7% | −133−0.4% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 18,926 | $5.15M | 0.7% | −894−4.5% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 30,314 | $4.97M | 0.7% | −2,059−6.4% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 33,831 | $4.91M | 0.7% | −21−0.1% | Reduced | History |
| URIUnited Rentals, Inc. | COM | 10,169 | $4.52M | 0.6% | +3,904+62.3% | Added | History |
| GOOGAlphabet Inc. | Stock | 34,117 | $4.50M | 0.6% | +620+1.9% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 61,996 | $4.39M | 0.6% | −75,303−54.8% | Reduced | – |
| JNJJohnson & Johnson | Stock | 27,051 | $4.21M | 0.6% | +2,772+11.4% | Added | History |
| AVGOBroadcom Inc. | Stock | 4,814 | $4.00M | 0.6% | +697+16.9% | Added | History |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 53,245 | $3.87M | 0.5% | +44,633+518.3% | Added | – |
| Invesco Actively Managed Exc46090A879 | VAR RATE INVT | 155,048 | $3.87M | 0.5% | −421−0.3% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 37,556 | $3.86M | 0.5% | +2,749+7.9% | Added | History |
| HDHome Depot, Inc. | Stock | 12,663 | $3.83M | 0.5% | +1,936+18.0% | Added | History |
| ProShares Tr74348A467 | S&P 500 DV ARIST | 43,211 | $3.83M | 0.5% | +94+0.2% | Added | – |
| COSTCostco Wholesale Corp | Stock | 6,340 | $3.58M | 0.5% | +381+6.4% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 22,897 | $3.56M | 0.5% | −8,387−26.8% | Reduced | – |
| PFEPfizer Inc | Stock | 105,330 | $3.49M | 0.5% | +4,963+4.9% | Added | History |
| VanEck ETF Trust92189F486 | IG FLOA RATE ETF | 134,776 | $3.41M | 0.5% | −2,000−1.5% | Reduced | – |
| DAKTDaktronics Inc | COM | 382,000 | $3.41M | 0.5% | −138,800−26.7% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 5,967 | $3.34M | 0.5% | −398−6.3% | Reduced | History |
| iShares Core Dividend Growth ETF46434V621 | ETF | 66,696 | $3.30M | 0.5% | −184,625−73.5% | Reduced | – |
| Fidelity High Dividend ETF316092840 | ETF | 83,839 | $3.24M | 0.5% | +83,839 | New | – |
| METAMeta Platforms, Inc. | Stock | 10,717 | $3.22M | 0.4% | −2,240−17.3% | Reduced | History |
| ARAYAccuray Inc | COM | 1,130,350 | $3.07M | 0.4% | −22,700−2.0% | Reduced | History |
| VSTVistra Corp. | Stock | 92,051 | $3.05M | 0.4% | +36,327+65.2% | Added | History |
| SHOPShopify Inc. | Stock | 54,993 | $3.00M | 0.4% | −2,325−4.1% | Reduced | History |
| BABAAlibaba Group Holding Ltd | ADR | 34,261 | $2.97M | 0.4% | +5,239+18.1% | Added | History |
| CPSCooper-Standard Holdings Inc. | COM | 216,900 | $2.91M | 0.4% | +24,425+12.7% | Added | History |
| Vanguard Scottsdale FDS92206C102 | SHORT TERM TREAS | 49,657 | $2.86M | 0.4% | −2,777−5.3% | Reduced | – |
| COPConocoPhillips | Stock | 23,805 | $2.85M | 0.4% | +8,238+52.9% | Added | History |
| Invesco Exchange Traded FD T46137V472 | S&P MDCP QUALITY | 34,861 | $2.81M | 0.4% | +21,509+161.1% | Added | – |
| First Tr Exchange-Traded FD33738D408 | FIRST TR TA HIYL | 71,471 | $2.80M | 0.4% | −5,495−7.1% | Reduced | – |
| UISUnisys Corp | COM NEW | 804,000 | $2.77M | 0.4% | −13,814−1.7% | Reduced | History |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 173,570 | $2.77M | 0.4% | +32,811+23.3% | Added | – |
| PGProcter & Gamble Co | Stock | 18,040 | $2.63M | 0.4% | −295−1.6% | Reduced | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 57,018 | $2.61M | 0.4% | −38,041−40.0% | Reduced | – |
| Vanguard World FD921910816 | MEGA GRWTH IND | 11,311 | $2.57M | 0.4% | +5,552+96.4% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 26,588 | $2.50M | 0.3% | +18,579+232.0% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 4,951 | $2.50M | 0.3% | −179−3.5% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 24,076 | $2.48M | 0.3% | +715+3.1% | Added | History |
| ARK Next Generation Technology ETF00214Q401 | ETF | 45,629 | $2.47M | 0.3% | −4,931−9.8% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 53,246 | $2.45M | 0.3% | −14,980−22.0% | Reduced | – |
| First Tr Exchange-Traded FD33734H106 | SHS | 63,582 | $2.38M | 0.3% | −46,542−42.3% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 11,544 | $2.34M | 0.3% | +228+2.0% | Added | History |
| FANGDiamondback Energy, Inc. | Stock | 14,880 | $2.30M | 0.3% | +3,736+33.5% | Added | History |
| TAT&T Inc. | Stock | 151,247 | $2.27M | 0.3% | −3,396−2.2% | Reduced | History |
| INTCIntel Corp | Stock | 63,023 | $2.24M | 0.3% | +12,795+25.5% | Added | History |
| BPBP PLC | ADR | 57,612 | $2.23M | 0.3% | +3,012+5.5% | Added | History |
| MELIMercadolibre Inc | COM | 1,747 | $2.21M | 0.3% | +15+0.9% | Added | History |
| ABBVAbbVie Inc. | Stock | 14,638 | $2.18M | 0.3% | −204−1.4% | Reduced | History |
| WMTWalmart Inc. | Stock | 13,377 | $2.14M | 0.3% | −1,441−9.7% | Reduced | History |
| MOAltria Group, Inc. | Stock | 49,845 | $2.10M | 0.3% | −8,655−14.8% | Reduced | History |
| LLYEli Lilly & Co | Stock | 3,879 | $2.08M | 0.3% | +511+15.2% | Added | History |
| AMATApplied Materials Inc | Stock | 14,953 | $2.07M | 0.3% | −32−0.2% | Reduced | History |
| RTXRTX Corp | Stock | 28,205 | $2.03M | 0.3% | +8,082+40.2% | Added | History |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 15,437 | $1.99M | 0.3% | −5,943−27.8% | Reduced | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 34,231 | $1.96M | 0.3% | −201−0.6% | Reduced | – |
| iShares Tr464287622 | RUS 1000 ETF | 8,270 | $1.94M | 0.3% | +307+3.9% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 21,403 | $1.93M | 0.3% | −12,688−37.2% | Reduced | – |
| GXOGXO Logistics, Inc. | Stock | 32,940 | $1.93M | 0.3% | +11,471+53.4% | Added | History |
| MMM3M Co | Stock | 20,028 | $1.88M | 0.3% | +9,552+91.2% | Added | History |
| VZVerizon Communications Inc | Stock | 57,750 | $1.87M | 0.3% | −6,979−10.8% | Reduced | History |
| ADBEAdobe Inc. | Stock | 3,667 | $1.87M | 0.3% | −13−0.4% | Reduced | History |
| iShares Tr46434V803 | HDG MSCI EAFE | 61,581 | $1.85M | 0.3% | −288,084−82.4% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 42,078 | $1.84M | 0.3% | +562+1.4% | Added | – |
| Vanguard Short-Term Bond ETF921937827 | ETF | 24,184 | $1.82M | 0.3% | +138+0.6% | Added | – |
| Fidelity Comwlth Tr315912808 | NASDAQ COMPSIT | 34,520 | $1.79M | 0.3% | −7,736−18.3% | Reduced | – |
| KOCoca Cola Co | Stock | 32,044 | $1.79M | 0.3% | +3,081+10.6% | Added | History |
| BBBLACKBERRY Ltd | COM | 378,270 | $1.78M | 0.2% | −34,600−8.4% | Reduced | History |
| COHUCohu Inc | COM | 51,660 | $1.78M | 0.2% | −2,350−4.4% | Reduced | History |
| iShares Tr464287150 | CORE S&P TTL STK | 18,801 | $1.77M | 0.2% | −162−0.9% | Reduced | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 23,495 | $1.77M | 0.2% | −1,432−5.7% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 32,767 | $1.75M | 0.2% | +2,373+7.8% | Added | – |
| WisdomTree Tr97717W547 | US VALUE FD | 28,146 | $1.74M | 0.2% | +28,146 | New | – |
| PEPPepsiCo Inc | Stock | 10,186 | $1.73M | 0.2% | −2,317−18.5% | Reduced | History |
| INFNInfinera Corp | COM | 411,296 | $1.72M | 0.2% | +33,300+8.8% | Added | History |
| GLDSPDR Gold Trust | ETF | 9,791 | $1.68M | 0.2% | −6,039−38.1% | Reduced | History |
| FSKFS KKR Capital Corp | COM | 84,685 | $1.67M | 0.2% | +13,910+19.7% | Added | History |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 67,257 | $1.65M | 0.2% | −67,635−50.1% | Reduced | – |
| iShares Tips Bond ETF464287176 | ETF | 15,775 | $1.64M | 0.2% | −5,001−24.1% | Reduced | – |
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 15,708 | $1.62M | 0.2% | +264+1.7% | Added | – |
| BXBlackstone Inc. | COM | 15,055 | $1.61M | 0.2% | −2,990−16.6% | Reduced | History |
Options (3)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Global X FDS37954Y459 | RUSSELL 2000 | – | $848.6K |
| Global X FDS37954Y475 | S&P 500 COVERED | – | $418.1K |
| Global X FDS37954Y277 | S&P 500 COVERED | – | $2.66K |
Sold out since Q2 2023 (73)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 58,855 | $2.60M | 0.3% | – |
| CVRXCVRx, Inc. | COM | 86,113 | $1.33M | 0.2% | History |
| First Tr Exchng Traded FD VI33740F789 | MLT MNGD LRG GRW | 51,000 | $1.10M | 0.1% | – |
| Northern LTS FD Tr III66538R722 | CP HI YLD TRND | 42,000 | $884.2K | 0.1% | – |
| ProShares Tr74348A210 | SHRT RUSSELL2000 | 37,200 | $849.3K | 0.1% | – |
| Pgim ETF Tr69344A107 | PGIM ULTRA SH BD | 17,170 | $848.3K | 0.1% | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 11,985 | $844.7K | 0.1% | – |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 21,121 | $783.2K | 0.1% | – |
| IDXXIDEXX Laboratories Inc | COM | 1,484 | $745.1K | 0.1% | History |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 30,424 | $696.7K | 0.1% | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 4,955 | $529.7K | 0.1% | – |
| Innovator ETFs Tr45782C102 | IBD 50 ETF | 20,635 | $527.8K | 0.1% | – |
| GMGeneral Motors Co | COM | 13,368 | $515.5K | 0.1% | History |
| SHWSherwin Williams Co | COM | 1,818 | $482.6K | 0.1% | History |
| iShares Tr464289180 | MSCI EURO FL ETF | 25,000 | $479.5K | 0.1% | – |
| First Tr Exch TRD Alphdx FD33737J117 | EUROPE ALPHADEX | 13,799 | $475.0K | 0.1% | – |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 10,026 | $470.3K | 0.1% | – |
| First Tr Exchange-Traded FD33734X200 | DJ GLBL DIVID | 21,833 | $468.1K | 0.1% | – |
| PGRProgressive Corp | Stock | 3,257 | $431.1K | 0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 7,223 | $369.5K | <0.1% | – |
| IFFInternational Flavors & Fragrances Inc | COM | 4,620 | $367.7K | <0.1% | History |
| VODVodafone Group Public Ltd Co | ADR | 38,003 | $359.1K | <0.1% | History |
| ELVElevance Health, Inc. | Stock | 799 | $355.1K | <0.1% | History |
| CAGConagra Brands Inc. | Stock | 10,056 | $339.1K | <0.1% | History |
| State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853 | ETF | 7,597 | $295.1K | <0.1% | – |
| First Tr Exchange-Traded FD33737K205 | INDXX NEXTG ETF | 4,073 | $292.4K | <0.1% | – |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 42,459 | $287.0K | <0.1% | History |
| IAUMiShares Gold Trust Micro | SHS REPSTG UN TR | 14,642 | $280.8K | <0.1% | History |
| ULTAUlta Beauty, Inc. | Stock | 588 | $276.7K | <0.1% | History |
| UHSUniversal Health Services Inc | CL B | 1,711 | $269.9K | <0.1% | History |
| XYZBlock, Inc. | CL A | 4,030 | $268.3K | <0.1% | History |
| iShares Tr46435U713 | US INFRASTRUC | 6,865 | $268.3K | <0.1% | – |
| First Tr Exchange-Traded FD33738R852 | NASDQ FOD BVRG | 10,223 | $268.0K | <0.1% | – |
| Innovator ETFs Trust45782C672 | US EQT ULTRA BF | 9,299 | $268.0K | <0.1% | – |
| AEMAgnico Eagle Mines Ltd | Stock | 5,271 | $263.5K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 11,231 | $251.5K | <0.1% | – |
| SCHWSchwab Charles Corp | Stock | 4,405 | $249.7K | <0.1% | History |
| First Tr Exchange-Traded FD33733B100 | WTR ETF | 2,819 | $249.7K | <0.1% | – |
| AMTAmerican Tower Corp | REIT | 1,250 | $242.4K | <0.1% | History |
| First Tr Exchange Traded FD33734X143 | HLTH CARE ALPH | 2,216 | $240.1K | <0.1% | – |
| EXASExact Sciences Corp | COM | 2,434 | $228.6K | <0.1% | History |
| VECOVeeco Instruments Inc | COM | 8,875 | $227.9K | <0.1% | History |
| First Tr Ftse Epra / Nareit33736N101 | COM | 5,592 | $225.3K | <0.1% | – |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 28,718 | $224.0K | <0.1% | History |
| ORealty Income Corp | REIT | 3,697 | $221.0K | <0.1% | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 4,108 | $215.1K | <0.1% | – |
| AZNAstraZeneca PLC | SPONSORED ADR | 2,994 | $214.3K | <0.1% | History |
| TSCOTractor Supply Co | COM | 964 | $213.2K | <0.1% | History |
| DFSDiscover Financial Services | COM | 1,822 | $212.9K | <0.1% | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 4,967 | $212.8K | <0.1% | – |
| CPBCAMPBELL'S Co | COM | 4,614 | $210.9K | <0.1% | History |
| ANETArista Networks, Inc. | COM | 1,293 | $209.5K | <0.1% | History |
| State Street SPDR S&P Aerospace & Defense ETF78464A631 | ETF | 1,722 | $209.3K | <0.1% | – |
| iShares S&P 500 Value ETF464287408 | ETF | 1,282 | $206.7K | <0.1% | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 4,069 | $205.8K | <0.1% | – |
| iShares Select Dividend ETF464287168 | ETF | 1,807 | $204.7K | <0.1% | – |
| DALDelta Air Lines, Inc. | COM NEW | 4,306 | $204.7K | <0.1% | History |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 2,417 | $204.1K | <0.1% | – |
| AIRAar Corp | Stock | 3,500 | $202.2K | <0.1% | History |
| iShares MSCI Eafe ETF464287465 | ETF | 2,787 | $202.1K | <0.1% | – |
| SYKStryker Corp | Stock | 662 | $202.0K | <0.1% | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 11,582 | $184.2K | <0.1% | History |
| CTGComputer Task Group Inc | COM | 19,300 | $146.9K | <0.1% | History |
| GSBDGoldman Sachs BDC, Inc. | SHS | 10,000 | $138.6K | <0.1% | History |
| NCMINational CineMedia, Inc. | COM | 333,273 | $112.3K | <0.1% | History |
| PCFHigh Income Securities Fund | SHS BEN INT | 14,687 | $95.2K | <0.1% | History |
| Tricon Residential Inc Com NPV89612W102 | COM | 10,200 | $89.9K | <0.1% | – |
| ZTRVirtus Total Return Fund Inc. | COM | 13,654 | $83.0K | <0.1% | History |
| JQCNuveen Credit Strategies Income Fund | COM SHS | 15,202 | $76.8K | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 10,000 | $45.8K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 10,722 | $24.2K | <0.1% | History |
| SMSISmith Micro Software, Inc. | COM NEW | 10,725 | $11.9K | <0.1% | History |
| MSP Recovery, Inc.553745126 | *W EXP 05/20/202 | 94,400 | $378 | <0.1% | – |