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Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed Apr 14, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
251
+34 vs. Q4 2022
Portfolio value
$1.06B
+$168.4M (+18.9%) vs. Q4 2022
Filed
Apr 14, 2023
SEC
Holdings of Transform Wealth, LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock279,949$46.2M4.4%+26,348+10.4%AddedHistory
MSFTMicrosoft CorpStock142,905$41.2M3.9%+12,125+9.3%AddedHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF893,144$27.4M2.6%+874,238+4,624.1%Added–
iShares Tr46436E7180-3 MTH TREASURY262,439$26.4M2.5%+262,439New–
SPYSPDR S&P 500 ETF TrustETF57,775$23.7M2.2%+48,360+513.6%AddedHistory
iShares S&P 500 Value ETF464287408ETF155,972$23.7M2.2%−1,391−0.9%Reduced–
Pgim ETF Tr69344A107PGIM ULTRA SH BD466,740$23.0M2.2%−583,767−55.6%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF207,588$20.7M2.0%+46,699+29.0%Added–
UNHUnitedHealth Group IncStock42,806$20.2M1.9%+7,544+21.4%AddedHistory
ABBVAbbVie Inc.Stock119,912$19.1M1.8%+80.0%AddedHistory
CVXChevron CorpStock104,867$17.1M1.6%+23,714+29.2%AddedHistory
ADMArcher-Daniels-Midland CoStock204,456$16.3M1.5%+35,944+21.3%AddedHistory
GOOGLAlphabet Inc.Stock154,817$16.1M1.5%+10,939+7.6%AddedHistory
JPMJPMorgan Chase & CoStock123,085$16.0M1.5%+20,654+20.2%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF329,702$15.8M1.5%+196,910+148.3%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF99,730$15.1M1.4%+93,476+1,494.7%Added–
CSCOCisco Systems, Inc.Stock278,422$14.6M1.4%+100,709+56.7%AddedHistory
AMZNAmazon Com IncStock136,618$14.1M1.3%+14,759+12.1%AddedHistory
COSTCostco Wholesale CorpStock28,086$14.0M1.3%+6,158+28.1%AddedHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF154,712$13.4M1.3%+78,973+104.3%Added–
XOMExxonMobil Holdings CorpCOM121,804$13.4M1.3%+3,624+3.1%AddedHistory
ACNAccenture plcStock46,294$13.2M1.2%+84+0.2%AddedHistory
HDHome Depot, Inc.Stock44,702$13.2M1.2%+9,959+28.7%AddedHistory
iShares S&P 500 Growth ETF464287309ETF205,044$13.1M1.2%−4,690−2.2%Reduced–
IAUiShares Gold TrustETF340,658$12.7M1.2%+171,446+101.3%AddedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM232,957$12.7M1.2%+226,526+3,522.4%Added–
AVGOBroadcom Inc.Stock19,706$12.6M1.2%+35+0.2%AddedHistory
METMetlife IncStock214,449$12.4M1.2%+33,046+18.2%AddedHistory
LRCXLam Research CorpCOM22,592$12.0M1.1%−316−1.4%ReducedHistory
OKEONEOK IncCOM168,270$10.7M1.0%+168,270NewHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF113,129$10.4M1.0%+30,186+36.4%Added–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF628,713$10.0M0.9%+5,111+0.8%Added–
LLYEli Lilly & CoStock28,231$9.69M0.9%+14,109+99.9%AddedHistory
GSGoldman Sachs Group IncStock29,487$9.65M0.9%+160+0.5%AddedHistory
Flexshares Tr33939L860QUALT DIVD IDX176,539$9.61M0.9%+81,811+86.4%Added–
BMYBristol Myers Squibb CoStock135,820$9.41M0.9%+4,174+3.2%AddedHistory
WMWaste Management IncStock57,136$9.32M0.9%−6,550−10.3%ReducedHistory
DEDeere & CoStock22,455$9.30M0.9%+295+1.3%AddedHistory
TGTTarget CorpStock52,304$8.66M0.8%+4,173+8.7%AddedHistory
KRKroger CoStock173,646$8.57M0.8%+2,272+1.3%AddedHistory
GLDSPDR Gold TrustETF46,502$8.52M0.8%+23,471+101.9%AddedHistory
ADBEAdobe Inc.Stock22,027$8.49M0.8%+787+3.7%AddedHistory
GDGeneral Dynamics CorpStock37,127$8.47M0.8%+114+0.3%AddedHistory
TMOThermo Fisher Scientific Inc.Stock14,215$8.20M0.8%−152−1.1%ReducedHistory
NUENucor CorpCOM52,269$8.10M0.8%−664−1.3%ReducedHistory
CVSCVS Health CorpStock108,650$8.07M0.8%−530.0%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF38,488$7.86M0.7%+14,901+63.2%Added–
FTNTFortinet, Inc.Stock116,592$7.75M0.7%+2,382+2.1%AddedHistory
CMICummins IncStock32,133$7.68M0.7%+1,297+4.2%AddedHistory
ULTAUlta Beauty, Inc.Stock13,634$7.44M0.7%−54−0.4%ReducedHistory
MRKMerck & Co., Inc.Stock67,532$7.23M0.7%+32,543+93.0%AddedHistory
ORLYO Reilly Automotive IncStock8,448$7.17M0.7%−58−0.7%ReducedHistory
VRTXVertex Pharmaceuticals IncStock22,124$6.97M0.7%−102−0.5%ReducedHistory
CBChubb LtdStock35,607$6.94M0.7%+52+0.1%AddedHistory
EMREmerson Electric CoStock73,719$6.42M0.6%−23,182−23.9%ReducedHistory
CATCaterpillar IncStock28,053$6.42M0.6%+11,595+70.5%AddedHistory
SBUXStarbucks CorpStock61,451$6.40M0.6%+2,395+4.1%AddedHistory
COFCapital One Financial CorpStock66,198$6.37M0.6%+8,925+15.6%AddedHistory
iShares Tr464288414NATIONAL MUN ETF58,911$6.35M0.6%+58,911New–
VVisa Inc.Stock27,947$6.30M0.6%+13,656+95.6%AddedHistory
BXBlackstone Inc.COM71,444$6.28M0.6%+35,542+99.0%AddedHistory
GOOGAlphabet Inc.Stock60,204$6.26M0.6%+20,070+50.0%AddedHistory
ISRGIntuitive Surgical IncCOM NEW23,964$6.12M0.6%+11,877+98.3%AddedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL118,076$6.00M0.6%+86,268+271.2%Added–
NKENIKE, Inc.Stock47,634$5.86M0.6%+22,735+91.3%AddedHistory
NXPINXP Semiconductors N.V.COM30,904$5.79M0.5%−153−0.5%ReducedHistory
iShares Core S&P 500 ETF464287200ETF13,456$5.53M0.5%+4,326+47.4%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF72,381$5.41M0.5%+46,980+185.0%Added–
Schwab U.S. Small-Cap ETF808524607ETF125,896$5.28M0.5%+64,592+105.4%Added–
TJXTJX Companies IncStock63,358$4.96M0.5%+42,398+202.3%AddedHistory
AMTAmerican Tower CorpREIT24,123$4.93M0.5%+11,310+88.3%AddedHistory
SCHWSchwab Charles CorpStock93,907$4.92M0.5%+350+0.4%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF87,166$4.83M0.5%−2,606−2.9%Reduced–
MCKMcKesson CorpStock13,519$4.82M0.5%−189−1.4%ReducedHistory
HCAHCA Healthcare, Inc.COM18,247$4.81M0.5%−167−0.9%ReducedHistory
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE103,547$4.79M0.5%−26,291−20.2%Reduced–
CNICanadian National Railway CoStock40,552$4.78M0.5%+20,276+100.0%AddedHistory
JNJJohnson & JohnsonStock28,477$4.41M0.4%−48,050−62.8%ReducedHistory
HHyatt Hotels CorpCOM CL A35,629$3.98M0.4%+35,629NewHistory
Schwab U.S. Mid-Cap ETF808524508ETF58,350$3.96M0.4%+28,715+96.9%Added–
URIUnited Rentals, Inc.COM9,601$3.80M0.4%+9,601NewHistory
USBUS Bancorp DECOM NEW101,262$3.70M0.3%+50,720+100.4%AddedHistory
Fidelity MSCI Energy Index ETF316092402ETF163,285$3.66M0.3%+68,516+72.3%Added–
SLBSLB LimitedStock72,595$3.58M0.3%+72,595NewHistory
NVDANVIDIA CorpStock12,793$3.55M0.3%+6,187+93.7%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF53,840$3.51M0.3%+48,674+942.2%Added–
ALLAllstate CorpStock30,888$3.45M0.3%+200+0.7%AddedHistory
LOWLowes Companies IncStock16,932$3.39M0.3%+51+0.3%AddedHistory
IPGInterpublic Group of Companies, Inc.COM90,910$3.39M0.3%+658+0.7%AddedHistory
SPGIS&P Global Inc.Stock9,602$3.31M0.3%+3,608+60.2%AddedHistory
CFCF Industries Holdings, Inc.COM44,786$3.25M0.3%+5,339+13.5%AddedHistory
ELVElevance Health, Inc.Stock6,939$3.19M0.3%+9+0.1%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF77,342$3.15M0.3%+73+0.1%Added–
iShares Tr46434V4070-5YR HI YL CP73,715$3.07M0.3%−101,240−57.9%Reduced–
iShares Tr464287549EXPND TEC SC ETF8,971$3.04M0.3%+1,178+15.1%Added–
Schwab US Aggregate Bond ETF808524839ETF63,850$3.00M0.3%+32,350+102.7%Added–
PGProcter & Gamble CoStock18,720$2.78M0.3%+5,604+42.7%AddedHistory
Doubleline ETF Trust25861R204SHILLER CAPE U S122,453$2.78M0.3%−137,095−52.8%Reduced–
WisdomTree Tr97717W315EMER MKT HIGH FD69,757$2.64M0.2%+69,757New–
Schwab US Dividend Equity ETF808524797ETF34,500$2.52M0.2%+13,442+63.8%Added–

Sold out since Q4 2022 (14)

Positions held at the end of Q4 2022 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
Innovator ETFs Trust45782C383US EQTY PWR BUF555,787$17.1M1.9%–
Invesco Exch Traded FD Tr II46138G508SR LN ETF406,280$8.34M0.9%–
DGDollar General CorpCOM23,224$5.73M0.6%History
NRGNRG Energy, Inc.Stock91,544$2.91M0.3%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF51,992$2.63M0.3%–
LNGCheniere Energy, Inc.COM NEW15,589$2.34M0.3%History
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF15,202$457.1K0.1%–
AAPAdvance Auto Parts IncCOM2,622$397.4K<0.1%History
TFCTruist Financial CorpCOM9,088$391.1K<0.1%History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF2,896$374.0K<0.1%–
State Street Energy Select Sector SPDR ETF81369Y506ETF3,764$329.2K<0.1%–
Innovator ETFs Trust45782C664US EQTY BUF SEP8,726$264.7K<0.1%–
iShares Core Dividend Growth ETF46434V621ETF4,875$243.8K<0.1%–
Dimensional U.S. Core Equity 2 ETF25434V708ETF8,594$208.7K<0.1%–