Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed Apr 14, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 251
- +34 vs. Q4 2022
- Portfolio value
- $1.06B
- +$168.4M (+18.9%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| FSCOFS Credit Opportunities Corp. | COMMON STOCK | 12,305 | $54.6K | <0.1% | +12,305 | New | History |
| MFMAberdeen Municipal Income Fund | SH BEN INT | 14,098 | $75.3K | <0.1% | +14,098 | New | History |
| FISKEmpire State Realty OP, L.P. | UNIT LTD PRT 250 | 13,565 | $84.2K | <0.1% | 00.0% | Unchanged | History |
| WIAWestern Asset Inflation-Linked Income Fund | COM SH BEN INT | 11,200 | $96.9K | <0.1% | +11,200 | New | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 15,519 | $125.6K | <0.1% | 00.0% | Unchanged | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 11,501 | $139.0K | <0.1% | +11,501 | New | History |
| OBDCBlue Owl Capital Corp | COM | 11,345 | $146.8K | <0.1% | +189+1.7% | Added | History |
| NSCNorfolk Southern Corp | Stock | 946 | $200.6K | <0.1% | 00.0% | Unchanged | History |
| Schwab US Tips ETF808524870 | ETF | 3,821 | $204.8K | <0.1% | +3,821 | New | – |
| NVONovo Nordisk A S | ADR | 1,291 | $207.0K | <0.1% | +1,291 | New | History |
| ORCLOracle Corp | Stock | 2,236 | $207.8K | <0.1% | +2,236 | New | History |
| ECLEcolab Inc. | Stock | 1,263 | $209.7K | <0.1% | −285−18.4% | Reduced | History |
| AJGArthur J. Gallagher & Co. | COM | 1,104 | $211.2K | <0.1% | −56−4.8% | Reduced | History |
| PEOAdams Natural Resources Fund, Inc. | COM | 10,310 | $212.0K | <0.1% | +10,310 | New | History |
| Schwab Fundamental U.S. Small Company ETF808524763 | ETF | 4,359 | $212.1K | <0.1% | +4,359 | New | – |
| SIVRabrdn Silver ETF Trust | PHYSCL SILVR SHS | 9,322 | $215.4K | <0.1% | +9,322 | New | History |
| OGCPEmpire State Realty OP, L.P. | UNIT LTD PRT 60 | 31,546 | $223.6K | <0.1% | 00.0% | Unchanged | History |
| CICigna Group | Stock | 895 | $228.7K | <0.1% | +135+17.8% | Added | History |
| MPCMarathon Petroleum Corp | Stock | 1,698 | $229.0K | <0.1% | −310−15.4% | Reduced | History |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 8,799 | $229.2K | <0.1% | +8,799 | New | – |
| Schwab Fundamental International Equity ETF808524755 | ETF | 7,411 | $231.7K | <0.1% | +7,411 | New | – |
| WWDWoodward, Inc. | COM | 2,460 | $239.5K | <0.1% | 00.0% | Unchanged | History |
| DDominion Energy, Inc | Stock | 4,286 | $239.6K | <0.1% | +4,286 | New | History |
| BOKFBok Financial Corp | COM NEW | 2,842 | $239.9K | <0.1% | 00.0% | Unchanged | History |
| Listed FD Tr53656F847 | CORE ALT FD | 8,051 | $240.2K | <0.1% | −785,121−99.0% | Reduced | – |
| EGFBlackRock Enhanced Government Fund, Inc. | COM | 24,950 | $243.3K | <0.1% | +24,950 | New | History |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 4,805 | $243.3K | <0.1% | −2,835−37.1% | Reduced | – |
| DDDuPont de Nemours, Inc. | COM | 3,400 | $244.0K | <0.1% | +3,400 | New | History |
| CTVACorteva, Inc. | Stock | 4,200 | $253.3K | <0.1% | +4,200 | New | History |
| EWEdwards Lifesciences Corp | Stock | 3,147 | $260.4K | <0.1% | −2,006−38.9% | Reduced | History |
| WMTWalmart Inc. | Stock | 1,809 | $267.7K | <0.1% | +1,809 | New | History |
| DFSDiscover Financial Services | COM | 2,759 | $272.7K | <0.1% | −143−4.9% | Reduced | History |
| AMGNAmgen Inc | Stock | 1,136 | $274.6K | <0.1% | −172−13.1% | Reduced | History |
| PAYXPaychex Inc | Stock | 2,489 | $285.2K | <0.1% | −77−3.0% | Reduced | History |
| MCDMcDonalds Corp | Stock | 1,026 | $286.7K | <0.1% | +54+5.6% | Added | History |
| Schwab Fundamental U.S. Large Company ETF808524771 | ETF | 5,292 | $290.6K | <0.1% | +5,292 | New | – |
| CMGChipotle Mexican Grill Inc | COM | 170 | $291.0K | <0.1% | −11−6.1% | Reduced | History |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,138 | $295.9K | <0.1% | 00.0% | Unchanged | – |
| HPHelmerich & Payne, Inc. | COM | 8,364 | $299.0K | <0.1% | +8,364 | New | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,241 | $303.3K | <0.1% | +1,241 | New | – |
| JMMNuveen Multi-Market Income Fund | COM | 52,042 | $303.5K | <0.1% | +26,130+100.8% | Added | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 20,328 | $304.9K | <0.1% | −136−0.7% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 3,046 | $313.0K | <0.1% | −30−1.0% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 3,146 | $318.3K | <0.1% | −183−5.5% | Reduced | – |
| AMPAmeriprise Financial Inc | COM | 1,045 | $320.2K | <0.1% | −74−6.6% | Reduced | History |
| APHAmphenol Corp | CL A | 3,932 | $322.1K | <0.1% | 00.0% | Unchanged | History |
| WFCWells Fargo & Company | Stock | 8,714 | $325.7K | <0.1% | +8,714 | New | History |
| PSXPhillips 66 | Stock | 3,226 | $327.1K | <0.1% | +134+4.3% | Added | History |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 3,998 | $329.0K | <0.1% | −50−1.2% | Reduced | – |
| SIGISelective Insurance Group Inc | COM | 3,468 | $330.6K | <0.1% | +3,468 | New | History |
| FISFidelity National Information Services, Inc. | Stock | 6,284 | $341.4K | <0.1% | +229+3.8% | Added | History |
| MROMarathon Oil Corp | COM | 14,385 | $344.7K | <0.1% | +1,699+13.4% | Added | History |
| PFEPfizer Inc | Stock | 8,519 | $347.6K | <0.1% | +3,064+56.2% | Added | History |
| PXDPioneer Natural Resources Co | COM | 1,759 | $359.2K | <0.1% | +300+20.6% | Added | History |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 6,824 | $364.1K | <0.1% | +6,824 | New | – |
| DOWDow Inc. | Stock | 6,767 | $371.0K | <0.1% | −747−9.9% | Reduced | History |
| PNWPinnacle West Capital Corp | COM | 4,746 | $376.1K | <0.1% | +4,746 | New | History |
| FMCFMC Corp | COM NEW | 3,130 | $384.1K | <0.1% | −231−6.9% | Reduced | History |
| POWLPowell Industries Inc | Stock | 9,084 | $386.9K | <0.1% | 00.0% | Unchanged | History |
| NVGNuveen AMT-Free Municipal Credit Income Fund | CEF | 32,882 | $388.2K | <0.1% | +32,882 | New | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 1,989 | $390.3K | <0.1% | −20−1.0% | Reduced | History |
| FANGDiamondback Energy, Inc. | Stock | 2,965 | $400.8K | <0.1% | −8,570−74.3% | Reduced | History |
| SHELShell plc | ADR | 6,989 | $402.2K | <0.1% | −273−3.8% | Reduced | History |
| ROPRoper Technologies Inc | Stock | 917 | $404.3K | <0.1% | +917 | New | History |
| QCOMQualcomm Inc | Stock | 3,245 | $414.0K | <0.1% | +500+18.2% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 2,698 | $415.5K | <0.1% | +302+12.6% | Added | – |
| VRSNVerisign Inc | COM | 1,970 | $416.4K | <0.1% | −76−3.7% | Reduced | History |
| VRSKVerisk Analytics, Inc. | COM | 2,181 | $418.4K | <0.1% | −117−5.1% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 2,252 | $426.8K | <0.1% | +1,128+100.4% | Added | – |
| PEPPepsiCo Inc | Stock | 2,342 | $426.9K | <0.1% | +487+26.3% | Added | History |
| MSCIMSCI Inc. | Stock | 768 | $430.0K | <0.1% | −55−6.7% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 1,760 | $440.4K | <0.1% | +711+67.8% | Added | – |
| BKNGBooking Holdings Inc. | Stock | 168 | $444.5K | <0.1% | −10−5.6% | Reduced | History |
| INTUIntuit Inc. | Stock | 998 | $444.9K | <0.1% | −45−4.3% | Reduced | History |
| PLDPrologis, Inc. | REIT | 3,571 | $445.5K | <0.1% | −1,027−22.3% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 2,214 | $445.5K | <0.1% | −649−22.7% | Reduced | History |
| SOSouthern Co | Stock | 6,600 | $459.2K | <0.1% | +3,300+100.0% | Added | History |
| LMTLockheed Martin Corp | Stock | 980 | $463.1K | <0.1% | −30−3.0% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 3,169 | $482.5K | <0.1% | +554+21.2% | Added | – |
| BABoeing Co | Stock | 2,333 | $495.4K | <0.1% | +116+5.2% | Added | History |
| ETNEaton Corp plc | Stock | 2,908 | $498.3K | <0.1% | −274−8.6% | Reduced | History |
| AEEAmeren Corp | COM | 5,900 | $509.7K | <0.1% | +2,950+100.0% | Added | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 9,642 | $515.6K | <0.1% | +9,642 | New | – |
| LNTAlliant Energy Corp | Stock | 10,400 | $555.4K | 0.1% | +5,200+100.0% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 11,067 | $556.3K | 0.1% | +11,067 | New | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 2,498 | $566.5K | 0.1% | +32+1.3% | Added | – |
| AXPAmerican Express Co | Stock | 3,512 | $579.2K | 0.1% | −150−4.1% | Reduced | History |
| HPQHP Inc | Stock | 19,720 | $583.8K | 0.1% | −50,722−72.0% | Reduced | History |
| SPDR Index Shs FDS78463X541 | ST STR NAT ETF | 10,304 | $588.2K | 0.1% | +5,152+100.0% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,564 | $588.3K | 0.1% | +67+4.5% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 4,351 | $596.2K | 0.1% | +38+0.9% | Added | – |
| BKTBlackRock Income Trust, Inc. | COM NEW | 47,510 | $598.2K | 0.1% | +47,510 | New | History |
| CARRCarrier Global Corp | Stock | 13,253 | $606.3K | 0.1% | −42,531−76.2% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 4,253 | $615.1K | 0.1% | −91−2.1% | Reduced | – |
| KTFDWS Municipal Income Trust | COM | 69,600 | $619.4K | 0.1% | +69,600 | New | History |
| iShares Core S&P Small Cap ETF464287804 | ETF | 6,887 | $666.0K | 0.1% | −184−2.6% | Reduced | – |
| BBYBest Buy Co Inc | Stock | 8,422 | $666.9K | 0.1% | +3,400+67.7% | Added | History |
| TSITCW Strategic Income Fund Inc | COM | 141,296 | $669.7K | 0.1% | +141,296 | New | History |
| DUKDuke Energy CORP | Stock | 6,981 | $673.4K | 0.1% | +927+15.3% | Added | History |
| SYKStryker Corp | Stock | 2,385 | $682.7K | 0.1% | +77+3.3% | Added | History |
Sold out since Q4 2022 (14)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 555,787 | $17.1M | 1.9% | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 406,280 | $8.34M | 0.9% | – |
| DGDollar General Corp | COM | 23,224 | $5.73M | 0.6% | History |
| NRGNRG Energy, Inc. | Stock | 91,544 | $2.91M | 0.3% | History |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 51,992 | $2.63M | 0.3% | – |
| LNGCheniere Energy, Inc. | COM NEW | 15,589 | $2.34M | 0.3% | History |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 15,202 | $457.1K | 0.1% | – |
| AAPAdvance Auto Parts Inc | COM | 2,622 | $397.4K | <0.1% | History |
| TFCTruist Financial Corp | COM | 9,088 | $391.1K | <0.1% | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 2,896 | $374.0K | <0.1% | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 3,764 | $329.2K | <0.1% | – |
| Innovator ETFs Trust45782C664 | US EQTY BUF SEP | 8,726 | $264.7K | <0.1% | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 4,875 | $243.8K | <0.1% | – |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 8,594 | $208.7K | <0.1% | – |