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Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Jan 13, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
217
+33 vs. Q3 2022
Portfolio value
$892.0M
+$122.7M (+16.0%) vs. Q3 2022
Filed
Jan 13, 2023
SEC
Holdings of Transform Wealth, LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD1,050,507$51.7M5.8%+1,050,507New–
AAPLApple Inc.Stock253,601$33.0M3.7%+26,623+11.7%AddedHistory
MSFTMicrosoft CorpStock130,780$31.4M3.5%+13,335+11.4%AddedHistory
Listed FD Tr53656F847CORE ALT FD793,172$25.0M2.8%−38,457−4.6%Reduced–
iShares S&P 500 Value ETF464287408ETF157,363$22.8M2.6%−3,167−2.0%Reduced–
ABBVAbbVie Inc.Stock119,904$19.4M2.2%+133+0.1%AddedHistory
UNHUnitedHealth Group IncStock35,262$18.7M2.1%+7,243+25.9%AddedHistory
Innovator ETFs Trust45782C383US EQTY PWR BUF555,787$17.1M1.9%+555,787New–
JPMorgan Ultra-Short Income ETF46641Q837ETF323,013$16.2M1.8%−1,963,480−85.9%Reduced–
ADMArcher-Daniels-Midland CoStock168,512$15.6M1.8%+34,089+25.4%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF160,889$15.6M1.7%+74,003+85.2%Added–
CVXChevron CorpStock81,153$14.6M1.6%+20,558+33.9%AddedHistory
JPMJPMorgan Chase & CoStock102,431$13.7M1.5%+20,959+25.7%AddedHistory
JNJJohnson & JohnsonStock76,527$13.5M1.5%+16,024+26.5%AddedHistory
METMetlife IncStock181,403$13.1M1.5%+32,776+22.1%AddedHistory
XOMExxonMobil Holdings CorpCOM118,180$13.0M1.5%+1,404+1.2%AddedHistory
GOOGLAlphabet Inc.Stock143,878$12.7M1.4%+12,569+9.6%AddedHistory
Innovator ETFs Trust45782C318US EQTY PWR BUF447,122$12.6M1.4%+447,122New–
ACNAccenture plcStock46,210$12.3M1.4%+120+0.3%AddedHistory
iShares S&P 500 Growth ETF464287309ETF209,734$12.3M1.4%−17,187−7.6%Reduced–
AVGOBroadcom Inc.Stock19,671$11.0M1.2%−289−1.4%ReducedHistory
HDHome Depot, Inc.Stock34,743$11.0M1.2%+10,629+44.1%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF623,602$10.5M1.2%+14,601+2.4%Added–
AMZNAmazon Com IncStock121,859$10.2M1.1%+14,082+13.1%AddedHistory
CVSCVS Health CorpStock108,703$10.1M1.1%−1,529−1.4%ReducedHistory
GSGoldman Sachs Group IncStock29,327$10.1M1.1%−376−1.3%ReducedHistory
COSTCostco Wholesale CorpStock21,928$10.0M1.1%+6,631+43.3%AddedHistory
WMWaste Management IncStock63,686$9.99M1.1%+23,776+59.6%AddedHistory
LRCXLam Research CorpCOM22,908$9.67M1.1%−728−3.1%ReducedHistory
DEDeere & CoStock22,160$9.53M1.1%−382−1.7%ReducedHistory
BMYBristol Myers Squibb CoStock131,646$9.47M1.1%−2,291−1.7%ReducedHistory
EMREmerson Electric CoStock96,901$9.31M1.0%−1,040−1.1%ReducedHistory
GDGeneral Dynamics CorpStock37,013$9.18M1.0%−246−0.7%ReducedHistory
CSCOCisco Systems, Inc.Stock177,713$8.47M0.9%+97,709+122.1%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF406,280$8.34M0.9%−19,576−4.6%Reduced–
TMOThermo Fisher Scientific Inc.Stock14,367$7.92M0.9%+313+2.2%AddedHistory
CBChubb LtdStock35,555$7.87M0.9%+1,078+3.1%AddedHistory
SCHWSchwab Charles CorpStock93,557$7.79M0.9%−970−1.0%ReducedHistory
KRKroger CoStock171,374$7.64M0.9%+171,374NewHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF82,943$7.59M0.9%+10,179+14.0%Added–
CMICummins IncStock30,836$7.47M0.8%+4,710+18.0%AddedHistory
ORLYO Reilly Automotive IncStock8,506$7.18M0.8%−1,867−18.0%ReducedHistory
TGTTarget CorpStock48,131$7.17M0.8%−1,823−3.6%ReducedHistory
iShares Tr46434V4070-5YR HI YL CP174,955$7.15M0.8%−91,632−34.4%Reduced–
ADBEAdobe Inc.Stock21,240$7.15M0.8%+40+0.2%AddedHistory
NUENucor CorpCOM52,933$7.00M0.8%−2,470−4.5%ReducedHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF75,739$6.50M0.7%+75,739New–
ULTAUlta Beauty, Inc.Stock13,688$6.42M0.7%+820+6.4%AddedHistory
VRTXVertex Pharmaceuticals IncStock22,226$6.42M0.7%+5,530+33.1%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF132,792$5.95M0.7%+126,598+2,043.9%Added–
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE129,838$5.94M0.7%−4,331−3.2%Reduced–
KDPKeurig Dr Pepper Inc.COM164,739$5.87M0.7%−4,949−2.9%ReducedHistory
SBUXStarbucks CorpStock59,056$5.86M0.7%+52,857+852.7%AddedHistory
IAUiShares Gold TrustETF169,212$5.85M0.7%+169,212NewHistory
DGDollar General CorpCOM23,224$5.73M0.6%+2,259+10.8%AddedHistory
FTNTFortinet, Inc.Stock114,210$5.58M0.6%+771+0.7%AddedHistory
Doubleline ETF Trust25861R204SHILLER CAPE U S259,548$5.45M0.6%+259,548New–
COFCapital One Financial CorpStock57,273$5.32M0.6%+32+0.1%AddedHistory
LLYEli Lilly & CoStock14,122$5.17M0.6%+14,122NewHistory
MCKMcKesson CorpStock13,708$5.15M0.6%+446+3.4%AddedHistory
Flexshares Tr33939L860QUALT DIVD IDX94,728$4.98M0.6%−54,310−36.4%Reduced–
NXPINXP Semiconductors N.V.COM31,057$4.93M0.6%−197−0.6%ReducedHistory
DELLDell Technologies Inc.Stock117,519$4.73M0.5%−28,467−19.5%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF89,772$4.55M0.5%−1,543−1.7%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF23,587$4.51M0.5%+19,330+454.1%Added–
HCAHCA Healthcare, Inc.COM18,414$4.42M0.5%−201−1.1%ReducedHistory
ALLAllstate CorpStock30,688$4.19M0.5%+376+1.2%AddedHistory
FFord Motor CoStock355,644$4.14M0.5%−73,009−17.0%ReducedHistory
CATCaterpillar IncStock16,458$3.94M0.4%+11,728+247.9%AddedHistory
GLDSPDR Gold TrustETF23,031$3.91M0.4%+23,031NewHistory
MRKMerck & Co., Inc.Stock34,989$3.88M0.4%+32,260+1,182.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF9,415$3.62M0.4%−14,800−61.1%ReducedHistory
GOOGAlphabet Inc.Stock40,134$3.56M0.4%+17,534+77.6%AddedHistory
ELVElevance Health, Inc.Stock6,930$3.56M0.4%−351−4.8%ReducedHistory
iShares Core S&P 500 ETF464287200ETF9,130$3.51M0.4%−590−6.1%Reduced–
LOWLowes Companies IncStock16,881$3.36M0.4%−739−4.2%ReducedHistory
CFCF Industries Holdings, Inc.COM39,447$3.36M0.4%+1,538+4.1%AddedHistory
ISRGIntuitive Surgical IncCOM NEW12,087$3.21M0.4%+12,087NewHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF43,385$3.06M0.3%−12,479−22.3%Reduced–
IPGInterpublic Group of Companies, Inc.COM90,252$3.01M0.3%−3,546−3.8%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF77,269$3.00M0.3%−10,763−12.2%Reduced–
VVisa Inc.Stock14,291$2.97M0.3%+14,291NewHistory
NKENIKE, Inc.Stock24,899$2.91M0.3%+24,899NewHistory
NRGNRG Energy, Inc.Stock91,544$2.91M0.3%+91,544NewHistory
AMTAmerican Tower CorpREIT12,813$2.72M0.3%+12,813NewHistory
BXBlackstone Inc.COM35,902$2.66M0.3%+35,902NewHistory
VanEck ETF Trust92189H409HIGH YLD MUNIETF51,992$2.63M0.3%+51,992New–
Schwab U.S. Small-Cap ETF808524607ETF61,304$2.48M0.3%+61,304New–
CNICanadian National Railway CoStock20,276$2.41M0.3%+20,276NewHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF17,283$2.35M0.3%−3,859−18.3%Reduced–
LNGCheniere Energy, Inc.COM NEW15,589$2.34M0.3%+15,589NewHistory
CARRCarrier Global CorpStock55,784$2.30M0.3%+42,822+330.4%AddedHistory
EXCExelon CorpStock52,908$2.29M0.3%+7,008+15.3%AddedHistory
Fidelity MSCI Energy Index ETF316092402ETF94,769$2.26M0.3%+94,769New–
USBUS Bancorp DECOM NEW50,542$2.20M0.2%+50,542NewHistory
iShares Tr464287549EXPND TEC SC ETF7,793$2.18M0.2%−2,226−22.2%Reduced–
SPGIS&P Global Inc.Stock5,994$2.01M0.2%+4,796+400.3%AddedHistory
PGProcter & Gamble CoStock13,116$1.99M0.2%+5,710+77.1%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF29,635$1.94M0.2%+29,635New–
TXNTexas Instruments IncStock11,628$1.92M0.2%−102−0.9%ReducedHistory

Sold out since Q3 2022 (17)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
ACIAlbertsons Companies, Inc.COMMON STOCK325,360$8.09M1.1%History
ALLYAlly Financial Inc.Stock108,100$3.01M0.4%History
DISWalt Disney CoStock30,564$2.88M0.4%History
Kraneshares Trust500767678GLOBAL CARB STRA45,665$1.70M0.2%–
iShares Tr4642874571 3 YR TREAS BD7,946$645.0K0.1%–
METAMeta Platforms, Inc.Stock3,580$486.0K0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE18,701$342.0K<0.1%–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF11,531$337.0K<0.1%–
Schwab US Tips ETF808524870ETF5,489$284.0K<0.1%–
CCitigroup IncStock6,577$274.0K<0.1%History
MTCHMatch Group, Inc.COM4,588$219.0K<0.1%History
iShares Tr4642886613 7 YR TREAS BD1,919$219.0K<0.1%–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,390$211.0K<0.1%–
Invesco QQQ Trust Series I46090E103ETF778$208.0K<0.1%–
RSGRepublic Services, Inc.COM1,502$205.0K<0.1%History
NADNuveen Quality Municipal Income FundCOM11,621$128.0K<0.1%History
ISPOInspirato IncCOMMON STOCK40,505$96.0K<0.1%History