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Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 21, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
184
−15 vs. Q2 2022
Portfolio value
$769.2M
+$97.1M (+14.4%) vs. Q2 2022
Filed
Oct 21, 2022
SEC
Holdings of Transform Wealth, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF2,286,493$114.7M14.9%+2,207,950+2,811.1%Added–
AAPLApple Inc.Stock226,978$31.4M4.1%+15,258+7.2%AddedHistory
MSFTMicrosoft CorpStock117,445$27.4M3.6%+2,832+2.5%AddedHistory
Listed FD Tr53656F847CORE ALT FD831,629$24.7M3.2%+831,629New–
iShares S&P 500 Value ETF464287408ETF160,530$20.6M2.7%+22,784+16.5%Added–
ABBVAbbVie Inc.Stock119,771$16.1M2.1%+575+0.5%AddedHistory
UNHUnitedHealth Group IncStock28,019$14.2M1.8%+146+0.5%AddedHistory
iShares S&P 500 Growth ETF464287309ETF226,921$13.1M1.7%−13,642−5.7%Reduced–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF447,544$12.8M1.7%−849,967−65.5%Reduced–
GOOGLAlphabet Inc.Stock131,309$12.6M1.6%+4,389+3.5%AddedConverted for a 20-for-1 splitHistory
AMZNAmazon Com IncStock107,777$12.2M1.6%−952−0.9%ReducedHistory
ACNAccenture plcStock46,090$11.9M1.5%+40+0.1%AddedHistory
ADMArcher-Daniels-Midland CoStock134,423$10.8M1.4%+2,752+2.1%AddedHistory
iShares Tr46434V4070-5YR HI YL CP266,587$10.6M1.4%+266,587New–
CVSCVS Health CorpStock110,232$10.5M1.4%+3,135+2.9%AddedHistory
XOMExxonMobil Holdings CorpCOM116,776$10.2M1.3%+926+0.8%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF609,001$10.2M1.3%+257,325+73.2%Added–
JNJJohnson & JohnsonStock60,503$9.88M1.3%+2,320+4.0%AddedHistory
BMYBristol Myers Squibb CoStock133,937$9.52M1.2%+2,490+1.9%AddedHistory
METMetlife IncStock148,627$9.03M1.2%+3,336+2.3%AddedHistory
AVGOBroadcom Inc.Stock19,960$8.86M1.2%+463+2.4%AddedHistory
SPYSPDR S&P 500 ETF TrustETF24,215$8.72M1.1%+15,861+189.9%AddedHistory
CVXChevron CorpStock60,595$8.71M1.1%+565+0.9%AddedHistory
GSGoldman Sachs Group IncStock29,703$8.70M1.1%+709+2.4%AddedHistory
LRCXLam Research CorpCOM23,636$8.69M1.1%+642+2.8%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF425,856$8.60M1.1%+177,038+71.2%Added–
JPMJPMorgan Chase & CoStock81,472$8.51M1.1%−2,357−2.8%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF86,886$8.37M1.1%+86,886New–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF122,724$8.19M1.1%+28,349+30.0%Added–
ACIAlbertsons Companies, Inc.COMMON STOCK325,360$8.09M1.1%+23,355+7.7%AddedHistory
GDGeneral Dynamics CorpStock37,259$7.91M1.0%+432+1.2%AddedHistory
DEDeere & CoStock22,542$7.55M1.0%−135−0.6%ReducedHistory
TGTTarget CorpStock49,954$7.41M1.0%−16,892−25.3%ReducedHistory
ORLYO Reilly Automotive IncStock10,373$7.30M0.9%−22−0.2%ReducedHistory
COSTCostco Wholesale CorpStock15,297$7.22M0.9%+80+0.5%AddedHistory
EMREmerson Electric CoStock97,941$7.17M0.9%+3,072+3.2%AddedHistory
TMOThermo Fisher Scientific Inc.Stock14,054$7.13M0.9%−173−1.2%ReducedHistory
Flexshares Tr33939L860QUALT DIVD IDX149,038$7.04M0.9%−329,788−68.9%Reduced–
SCHWSchwab Charles CorpStock94,527$6.79M0.9%−344−0.4%ReducedHistory
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF72,764$6.67M0.9%+72,764New–
HDHome Depot, Inc.Stock24,114$6.65M0.9%−779−3.1%ReducedHistory
WMWaste Management IncStock39,910$6.39M0.8%+39,910NewHistory
CBChubb LtdStock34,477$6.30M0.8%+1,580+4.8%AddedHistory
HPQHP IncStock249,903$6.29M0.8%+12,565+5.3%AddedHistory
KDPKeurig Dr Pepper Inc.COM169,688$6.11M0.8%+5,046+3.1%AddedHistory
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE134,169$6.08M0.8%−57,961−30.2%Reduced–
NUENucor CorpCOM55,403$5.96M0.8%−7,653−12.1%ReducedHistory
ADBEAdobe Inc.Stock21,200$5.83M0.8%+628+3.1%AddedHistory
FTNTFortinet, Inc.Stock113,439$5.57M0.7%+2,498+2.3%AddedHistory
CMICummins IncStock26,126$5.32M0.7%+26,126NewHistory
COFCapital One Financial CorpStock57,241$5.28M0.7%+907+1.6%AddedHistory
ULTAUlta Beauty, Inc.Stock12,868$5.16M0.7%+12,868NewHistory
DGDollar General CorpCOM20,965$5.03M0.7%+20,965NewHistory
DELLDell Technologies Inc.Stock145,986$4.99M0.6%+43,807+42.9%AddedHistory
VRTXVertex Pharmaceuticals IncStock16,696$4.83M0.6%+1,499+9.9%AddedHistory
FFord Motor CoStock428,653$4.80M0.6%+418,323+4,049.6%AddedHistory
NXPINXP Semiconductors N.V.COM31,254$4.64M0.6%−195−0.6%ReducedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF91,315$4.58M0.6%−13,288−12.7%Reduced–
MCKMcKesson CorpStock13,262$4.51M0.6%+13,262NewHistory
ALLAllstate CorpStock30,312$3.80M0.5%+2,224+7.9%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF42,452$3.70M0.5%+31,817+299.2%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF55,864$3.66M0.5%+52,315+1,474.1%Added–
CFCF Industries Holdings, Inc.COM37,909$3.65M0.5%+37,909NewHistory
iShares Core S&P 500 ETF464287200ETF9,720$3.49M0.5%−3,394−25.9%Reduced–
HCAHCA Healthcare, Inc.COM18,615$3.42M0.4%+186+1.0%AddedHistory
LOWLowes Companies IncStock17,620$3.31M0.4%+259+1.5%AddedHistory
ELVElevance Health, Inc.Stock7,281$3.31M0.4%+505+7.5%AddedHistory
CSCOCisco Systems, Inc.Stock80,004$3.20M0.4%+590+0.7%AddedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF88,032$3.04M0.4%−182−0.2%Reduced–
ALLYAlly Financial Inc.Stock108,100$3.01M0.4%−18,343−14.5%ReducedHistory
DISWalt Disney CoStock30,564$2.88M0.4%+1,807+6.3%AddedHistory
iShares Tr464287549EXPND TEC SC ETF10,019$2.77M0.4%+685+7.3%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF21,142$2.56M0.3%−887−4.0%Reduced–
IPGInterpublic Group of Companies, Inc.COM93,798$2.40M0.3%+3,953+4.4%AddedHistory
GOOGAlphabet Inc.Stock22,600$2.17M0.3%−3,760−14.3%ReducedConverted for a 20-for-1 splitHistory
TXNTexas Instruments IncStock11,730$1.82M0.2%+250+2.2%AddedHistory
SPDR Series Trust78464A763ST STR SP DIV15,586$1.74M0.2%−40−0.3%Reduced–
EXCExelon CorpStock45,900$1.72M0.2%+1,094+2.4%AddedHistory
Kraneshares Trust500767678GLOBAL CARB STRA45,665$1.70M0.2%+1,678+3.8%Added–
WMBWilliams Companies, Inc.COM58,345$1.67M0.2%+513+0.9%AddedHistory
FANGDiamondback Energy, Inc.Stock13,151$1.58M0.2%−31,346−70.4%ReducedHistory
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL30,748$1.55M0.2%−11,405−27.1%Reduced–
AAPAdvance Auto Parts IncCOM9,866$1.54M0.2%+758+8.3%AddedHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF52,834$1.47M0.2%+3,842+7.8%Added–
TFCTruist Financial CorpCOM33,208$1.45M0.2%−1,534−4.4%ReducedHistory
MAMastercard IncStock4,870$1.39M0.2%−388−7.4%ReducedHistory
CEGConstellation Energy CorpStock16,622$1.38M0.2%+2,507+17.8%AddedHistory
EPDEnterprise Products Partners L.P.Stock53,992$1.28M0.2%00.0%UnchangedHistory
TJXTJX Companies IncStock19,152$1.19M0.2%+19,152NewHistory
iShares Tr464287762US HLTHCARE ETF4,705$1.19M0.2%+141+3.1%Added–
iShares Russell 2000 ETF464287655ETF7,005$1.16M0.2%−1,049−13.0%Reduced–
WRKWestRock CoCOM34,143$1.05M0.1%−5,042−12.9%ReducedHistory
iShares Select Dividend ETF464287168ETF9,694$1.04M0.1%+100+1.0%Added–
CFGCitizens Financial Group IncCOM29,726$1.02M0.1%−3,582−10.8%ReducedHistory
BBYBest Buy Co IncStock15,589$1.00M0.1%−10,532−40.3%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF31,383$953.0K0.1%−3,757−10.7%Reduced–
PGProcter & Gamble CoStock7,406$935.0K0.1%−817−9.9%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF13,095$870.0K0.1%+337+2.6%Added–
AMAntero Midstream CorpStock90,823$834.0K0.1%+64,172+240.8%AddedHistory
iShares Tr464287150CORE S&P TTL STK10,426$829.0K0.1%−593−5.4%Reduced–

Sold out since Q2 2022 (29)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Innovator ETFs Trust45782C318US EQTY PWR BUF273,340$7.46M1.1%–
GSKGSK plcSPONSORED ADR149,383$6.55M1.0%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD291,429$5.26M0.8%–
FCXFreeport-McMoran IncStock128,791$3.77M0.6%History
INTCIntel CorpStock62,218$2.33M0.3%History
Global X FDS37954Y293GLB X MLP ENRG I40,212$1.53M0.2%–
WHRWhirlpool CorpStock9,719$1.50M0.2%History
USBUS Bancorp DECOM NEW20,926$973.0K0.1%History
iShares Core S&P Mid-Cap ETF464287507ETF3,644$824.0K0.1%–
BLKBlackRock, Inc.COM834$508.0K0.1%History
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF14,716$429.0K0.1%–
iShares Core MSCI Eafe ETF46432F842ETF6,854$403.0K0.1%–
VZVerizon Communications IncStock7,506$381.0K0.1%History
PMPhilip Morris International Inc.Stock3,661$366.0K0.1%History
SNASnap-on IncCOM1,761$347.0K0.1%History
MDTMedtronic plcStock3,752$339.0K0.1%History
NEENextera Energy IncStock4,325$335.0K<0.1%History
CCICrown Castle Inc.REIT1,944$327.0K<0.1%History
PPLIPeople IncCOM NEW4,046$307.0K<0.1%History
MOAltria Group, Inc.Stock5,966$255.0K<0.1%History
NKENIKE, Inc.Stock2,259$231.0K<0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,238$230.0K<0.1%–
WWDWoodward, Inc.COM2,460$228.0K<0.1%History
ZTSZoetis Inc.Stock1,304$224.0K<0.1%History
iShares Tr464288414NATIONAL MUN ETF2,039$217.0K<0.1%–
NSCNorfolk Southern CorpStock946$215.0K<0.1%History
POWLPowell Industries IncStock9,084$212.0K<0.1%History
AMTAmerican Tower CorpREIT777$200.0K<0.1%History
AMPEAmpio Pharmaceuticals, Inc.COM33,382$6.00K<0.1%History