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Livermore
Livermore
ZHEN

Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Oct 21, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
184
−15 vs. Q2 2022
Portfolio value
$769.2M
+$97.1M (+14.4%) vs. Q2 2022
Filed
Oct 21, 2022
SEC
Holdings of Transform Wealth, LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
FISKEmpire State Realty OP, L.P.UNIT LTD PRT 25013,565$79.0K<0.1%00.0%UnchangedHistory
ISPOInspirato IncCOMMON STOCK40,505$96.0K<0.1%−2,746−6.3%ReducedHistory
JRONuveen Floating Rate Income Opportunity FundCOM SHS13,944$113.0K<0.1%00.0%UnchangedHistory
OBDCBlue Owl Capital CorpCOM11,880$127.0K<0.1%+299+2.6%AddedHistory
NADNuveen Quality Municipal Income FundCOM11,621$128.0K<0.1%00.0%UnchangedHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM13,016$139.0K<0.1%+2,620+25.2%AddedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6031,546$191.0K<0.1%00.0%UnchangedHistory
AJGArthur J. Gallagher & Co.COM1,174$201.0K<0.1%−507−30.2%ReducedHistory
RSGRepublic Services, Inc.COM1,502$205.0K<0.1%+1,502NewHistory
Invesco QQQ Trust Series I46090E103ETF778$208.0K<0.1%+778New–
Invesco Exch Traded FD Tr II46138E362S&P500 HDL VOL5,390$211.0K<0.1%00.0%Unchanged–
MCDMcDonalds CorpStock920$212.0K<0.1%00.0%UnchangedHistory
PEPPepsiCo IncStock1,325$216.0K<0.1%−204−13.3%ReducedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF9,836$219.0K<0.1%−375−3.7%Reduced–
MTCHMatch Group, Inc.COM4,588$219.0K<0.1%+677+17.3%AddedHistory
iShares Tr4642886613 7 YR TREAS BD1,919$219.0K<0.1%−55−2.8%Reduced–
PSXPhillips 66Stock2,867$231.0K<0.1%−1,844−39.1%ReducedHistory
MRKMerck & Co., Inc.Stock2,729$236.0K<0.1%−1,520−35.8%ReducedHistory
ECLEcolab Inc.Stock1,648$239.0K<0.1%−224−12.0%ReducedHistory
BOKFBok Financial CorpCOM NEW2,886$256.0K<0.1%+121+4.4%AddedHistory
QCOMQualcomm IncStock2,275$257.0K<0.1%−26−1.1%ReducedHistory
Schwab U.S. Broad Market ETF808524102ETF6,194$260.0K<0.1%−178−2.8%Reduced–
iShares S&P Mid-Cap 400 Growth ETF464287606ETF4,145$261.0K<0.1%00.0%Unchanged–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407ETF1,849$263.0K<0.1%−243−11.6%Reduced–
DFSDiscover Financial ServicesCOM2,937$267.0K<0.1%−354−10.8%ReducedHistory
CCitigroup IncStock6,577$274.0K<0.1%−400−5.7%ReducedHistory
APHAmphenol CorpCL A4,174$280.0K<0.1%−75−1.8%ReducedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,145$283.0K<0.1%−34−1.1%Reduced–
Schwab US Tips ETF808524870ETF5,489$284.0K<0.1%−138−2.5%Reduced–
CMGChipotle Mexican Grill IncCOM191$287.0K<0.1%−10−5.0%ReducedHistory
AMPAmeriprise Financial IncCOM1,160$292.0K<0.1%−70−5.7%ReducedHistory
PAYXPaychex IncStock2,619$294.0K<0.1%−1,705−39.4%ReducedHistory
WisdomTree Tr97717W208US HIGH DIVIDEND4,048$307.0K<0.1%00.0%Unchanged–
AMGNAmgen IncStock1,376$310.0K<0.1%−1,108−44.6%ReducedHistory
BKNGBooking Holdings Inc.Stock189$311.0K<0.1%−7−3.6%ReducedHistory
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM6,384$327.0K<0.1%+514+8.8%Added–
ProShares Tr74347B425SHORT S&P 500 NE19,266$333.0K<0.1%+19,266New–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF11,531$337.0K<0.1%−378−3.2%Reduced–
Barclays Bank PLC06742A669IPATH SHILR CAPE18,701$342.0K<0.1%−12,294−39.7%Reduced–
BABoeing CoStock2,851$345.0K<0.1%−566−16.6%ReducedHistory
FISFidelity National Information Services, Inc.Stock4,603$348.0K<0.1%−125−2.6%ReducedHistory
SHELShell plcADR7,318$364.0K<0.1%−1,234−14.4%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF2,699$365.0K<0.1%−400−12.9%Reduced–
SPGIS&P Global Inc.Stock1,198$366.0K<0.1%−283−19.1%ReducedHistory
iShares Russell 1000 Value ETF464287598ETF2,791$380.0K<0.1%−365−11.6%Reduced–
VRSNVerisign IncCOM2,274$395.0K0.1%−235−9.4%ReducedHistory
LMTLockheed Martin CorpStock1,025$396.0K0.1%−332−24.5%ReducedHistory
Innovator ETFs Trust45782C870US EQT PWR BUF14,997$398.0K0.1%+78+0.5%Added–
VRSKVerisk Analytics, Inc.COM2,355$402.0K0.1%−502−17.6%ReducedHistory
MSCIMSCI Inc.Stock958$404.0K0.1%−158−14.2%ReducedHistory
INTUIntuit Inc.Stock1,043$404.0K0.1%−15−1.4%ReducedHistory
MROMarathon Oil CorpCOM18,484$417.0K0.1%+1,290+7.5%AddedHistory
FMCFMC CorpCOM NEW3,945$419.0K0.1%+129+3.4%AddedHistory
ETNEaton Corp plcStock3,182$424.0K0.1%−738−18.8%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF3,622$430.0K0.1%−123−3.3%Reduced–
SYKStryker CorpStock2,204$448.0K0.1%−40−1.8%ReducedHistory
UNPUnion Pacific CorpStock2,304$449.0K0.1%−396−14.7%ReducedHistory
DUKDuke Energy CORPStock4,934$459.0K0.1%−377−7.1%ReducedHistory
CARRCarrier Global CorpStock12,962$461.0K0.1%−78−0.6%ReducedHistory
LHXL3HARRIS Technologies, Inc.Stock2,320$482.0K0.1%−290−11.1%ReducedHistory
PLDPrologis, Inc.REIT4,782$486.0K0.1%−2,090−30.4%ReducedHistory
METAMeta Platforms, Inc.Stock3,580$486.0K0.1%−23,087−86.6%ReducedHistory
AXPAmerican Express CoStock3,601$486.0K0.1%−203−5.3%ReducedHistory
EWEdwards Lifesciences CorpStock5,923$489.0K0.1%−307−4.9%ReducedHistory
iShares MSCI Eafe ETF464287465ETF8,976$503.0K0.1%−570−6.0%Reduced–
Vanguard S&P 500 ETF922908363ETF1,560$514.0K0.1%−46−2.9%Reduced–
State Street Energy Select Sector SPDR ETF81369Y506ETF7,222$520.0K0.1%−1,002−12.2%Reduced–
Innovator ETFs Trust45782C664US EQTY BUF SEP18,199$521.0K0.1%+492+2.8%Added–
SBUXStarbucks CorpStock6,199$522.0K0.1%−37−0.6%ReducedHistory
DOWDow Inc.Stock12,214$537.0K0.1%−97,761−88.9%ReducedHistory
Schwab U.S. Large-Cap ETF808524201ETF12,958$549.0K0.1%+499+4.0%Added–
iShares Tr464287721U.S. TECH ETF7,499$550.0K0.1%−350−4.5%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT4,447$566.0K0.1%+704+18.8%Added–
HONHoneywell International IncCOM3,435$574.0K0.1%−1,456−29.8%ReducedHistory
ABTAbbott LaboratoriesStock6,104$591.0K0.1%−2,690−30.6%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF2,867$592.0K0.1%−264−8.4%Reduced–
iShares Tr4642874571 3 YR TREAS BD7,946$645.0K0.1%−256−3.1%Reduced–
RTXRTX CorpStock8,632$707.0K0.1%+255+3.0%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF8,669$718.0K0.1%−767−8.1%Reduced–
TSLATesla, Inc.Stock2,726$723.0K0.1%−16−0.6%ReducedConverted for a 3-for-1 splitHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF4,257$764.0K0.1%+4+0.1%Added–
iShares Tr464287630RUS 2000 VAL ETF5,942$766.0K0.1%−27−0.5%Reduced–
CATCaterpillar IncStock4,730$776.0K0.1%−33,263−87.6%ReducedHistory
Vanguard High Dividend Yield Index ETF921946406ETF8,320$789.0K0.1%+370+4.7%Added–
iShares Tr464287150CORE S&P TTL STK10,426$829.0K0.1%−593−5.4%Reduced–
AMAntero Midstream CorpStock90,823$834.0K0.1%+64,172+240.8%AddedHistory
Schwab US Dividend Equity ETF808524797ETF13,095$870.0K0.1%+337+2.6%Added–
PGProcter & Gamble CoStock7,406$935.0K0.1%−817−9.9%ReducedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF31,383$953.0K0.1%−3,757−10.7%Reduced–
BBYBest Buy Co IncStock15,589$1.00M0.1%−10,532−40.3%ReducedHistory
CFGCitizens Financial Group IncCOM29,726$1.02M0.1%−3,582−10.8%ReducedHistory
iShares Select Dividend ETF464287168ETF9,694$1.04M0.1%+100+1.0%Added–
WRKWestRock CoCOM34,143$1.05M0.1%−5,042−12.9%ReducedHistory
iShares Russell 2000 ETF464287655ETF7,005$1.16M0.2%−1,049−13.0%Reduced–
TJXTJX Companies IncStock19,152$1.19M0.2%+19,152NewHistory
iShares Tr464287762US HLTHCARE ETF4,705$1.19M0.2%+141+3.1%Added–
EPDEnterprise Products Partners L.P.Stock53,992$1.28M0.2%00.0%UnchangedHistory
CEGConstellation Energy CorpStock16,622$1.38M0.2%+2,507+17.8%AddedHistory
MAMastercard IncStock4,870$1.39M0.2%−388−7.4%ReducedHistory
TFCTruist Financial CorpCOM33,208$1.45M0.2%−1,534−4.4%ReducedHistory

Sold out since Q2 2022 (29)

Positions held at the end of Q2 2022 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Innovator ETFs Trust45782C318US EQTY PWR BUF273,340$7.46M1.1%–
GSKGSK plcSPONSORED ADR149,383$6.55M1.0%History
Invesco Actvely MNGD Etc FD46090F100OPTIMUM YIELD291,429$5.26M0.8%–
FCXFreeport-McMoran IncStock128,791$3.77M0.6%History
INTCIntel CorpStock62,218$2.33M0.3%History
Global X FDS37954Y293GLB X MLP ENRG I40,212$1.53M0.2%–
WHRWhirlpool CorpStock9,719$1.50M0.2%History
USBUS Bancorp DECOM NEW20,926$973.0K0.1%History
iShares Core S&P Mid-Cap ETF464287507ETF3,644$824.0K0.1%–
BLKBlackRock, Inc.COM834$508.0K0.1%History
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF14,716$429.0K0.1%–
iShares Core MSCI Eafe ETF46432F842ETF6,854$403.0K0.1%–
VZVerizon Communications IncStock7,506$381.0K0.1%History
PMPhilip Morris International Inc.Stock3,661$366.0K0.1%History
SNASnap-on IncCOM1,761$347.0K0.1%History
MDTMedtronic plcStock3,752$339.0K0.1%History
NEENextera Energy IncStock4,325$335.0K<0.1%History
CCICrown Castle Inc.REIT1,944$327.0K<0.1%History
PPLIPeople IncCOM NEW4,046$307.0K<0.1%History
MOAltria Group, Inc.Stock5,966$255.0K<0.1%History
NKENIKE, Inc.Stock2,259$231.0K<0.1%History
State Street Communication Services Select Sector SPDR ETF81369Y852ETF4,238$230.0K<0.1%–
WWDWoodward, Inc.COM2,460$228.0K<0.1%History
ZTSZoetis Inc.Stock1,304$224.0K<0.1%History
iShares Tr464288414NATIONAL MUN ETF2,039$217.0K<0.1%–
NSCNorfolk Southern CorpStock946$215.0K<0.1%History
POWLPowell Industries IncStock9,084$212.0K<0.1%History
AMTAmerican Tower CorpREIT777$200.0K<0.1%History
AMPEAmpio Pharmaceuticals, Inc.COM33,382$6.00K<0.1%History