Transform Wealth, LLC
- SEC CIK
- 0001682266
- Latest filing
- Apr 15, 2025
Holdings in Q3 2022
Holdings as of Sep 30, 2022, filed Oct 21, 2022. Long positions only; changes compare share counts with Q2 2022.
- Positions
- 184
- −15 vs. Q2 2022
- Portfolio value
- $769.2M
- +$97.1M (+14.4%) vs. Q2 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard High Dividend Yield Index ETF921946406 | ETF | 8,320 | $789.0K | 0.1% | +370+4.7% | Added | – |
| CATCaterpillar Inc | Stock | 4,730 | $776.0K | 0.1% | −33,263−87.6% | Reduced | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 5,942 | $766.0K | 0.1% | −27−0.5% | Reduced | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 4,257 | $764.0K | 0.1% | +4+0.1% | Added | – |
| TSLATesla, Inc. | Stock | 2,726 | $723.0K | 0.1% | −16−0.6% | ReducedConverted for a 3-for-1 split | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 8,669 | $718.0K | 0.1% | −767−8.1% | Reduced | – |
| RTXRTX Corp | Stock | 8,632 | $707.0K | 0.1% | +255+3.0% | Added | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 7,946 | $645.0K | 0.1% | −256−3.1% | Reduced | – |
| iShares Russell 2000 Growth ETF464287648 | ETF | 2,867 | $592.0K | 0.1% | −264−8.4% | Reduced | – |
| ABTAbbott Laboratories | Stock | 6,104 | $591.0K | 0.1% | −2,690−30.6% | Reduced | History |
| HONHoneywell International Inc | COM | 3,435 | $574.0K | 0.1% | −1,456−29.8% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 4,447 | $566.0K | 0.1% | +704+18.8% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 7,499 | $550.0K | 0.1% | −350−4.5% | Reduced | – |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 12,958 | $549.0K | 0.1% | +499+4.0% | Added | – |
| DOWDow Inc. | Stock | 12,214 | $537.0K | 0.1% | −97,761−88.9% | Reduced | History |
| SBUXStarbucks Corp | Stock | 6,199 | $522.0K | 0.1% | −37−0.6% | Reduced | History |
| Innovator ETFs Trust45782C664 | US EQTY BUF SEP | 18,199 | $521.0K | 0.1% | +492+2.8% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 7,222 | $520.0K | 0.1% | −1,002−12.2% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 1,560 | $514.0K | 0.1% | −46−2.9% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 8,976 | $503.0K | 0.1% | −570−6.0% | Reduced | – |
| EWEdwards Lifesciences Corp | Stock | 5,923 | $489.0K | 0.1% | −307−4.9% | Reduced | History |
| PLDPrologis, Inc. | REIT | 4,782 | $486.0K | 0.1% | −2,090−30.4% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 3,580 | $486.0K | 0.1% | −23,087−86.6% | Reduced | History |
| AXPAmerican Express Co | Stock | 3,601 | $486.0K | 0.1% | −203−5.3% | Reduced | History |
| LHXL3HARRIS Technologies, Inc. | Stock | 2,320 | $482.0K | 0.1% | −290−11.1% | Reduced | History |
| CARRCarrier Global Corp | Stock | 12,962 | $461.0K | 0.1% | −78−0.6% | Reduced | History |
| DUKDuke Energy CORP | Stock | 4,934 | $459.0K | 0.1% | −377−7.1% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 2,304 | $449.0K | 0.1% | −396−14.7% | Reduced | History |
| SYKStryker Corp | Stock | 2,204 | $448.0K | 0.1% | −40−1.8% | Reduced | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 3,622 | $430.0K | 0.1% | −123−3.3% | Reduced | – |
| ETNEaton Corp plc | Stock | 3,182 | $424.0K | 0.1% | −738−18.8% | Reduced | History |
| FMCFMC Corp | COM NEW | 3,945 | $419.0K | 0.1% | +129+3.4% | Added | History |
| MROMarathon Oil Corp | COM | 18,484 | $417.0K | 0.1% | +1,290+7.5% | Added | History |
| MSCIMSCI Inc. | Stock | 958 | $404.0K | 0.1% | −158−14.2% | Reduced | History |
| INTUIntuit Inc. | Stock | 1,043 | $404.0K | 0.1% | −15−1.4% | Reduced | History |
| VRSKVerisk Analytics, Inc. | COM | 2,355 | $402.0K | 0.1% | −502−17.6% | Reduced | History |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 14,997 | $398.0K | 0.1% | +78+0.5% | Added | – |
| LMTLockheed Martin Corp | Stock | 1,025 | $396.0K | 0.1% | −332−24.5% | Reduced | History |
| VRSNVerisign Inc | COM | 2,274 | $395.0K | 0.1% | −235−9.4% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 2,791 | $380.0K | <0.1% | −365−11.6% | Reduced | – |
| SPGIS&P Global Inc. | Stock | 1,198 | $366.0K | <0.1% | −283−19.1% | Reduced | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 2,699 | $365.0K | <0.1% | −400−12.9% | Reduced | – |
| SHELShell plc | ADR | 7,318 | $364.0K | <0.1% | −1,234−14.4% | Reduced | History |
| FISFidelity National Information Services, Inc. | Stock | 4,603 | $348.0K | <0.1% | −125−2.6% | Reduced | History |
| BABoeing Co | Stock | 2,851 | $345.0K | <0.1% | −566−16.6% | Reduced | History |
| Barclays Bank PLC06742A669 | IPATH SHILR CAPE | 18,701 | $342.0K | <0.1% | −12,294−39.7% | Reduced | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 11,531 | $337.0K | <0.1% | −378−3.2% | Reduced | – |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 19,266 | $333.0K | <0.1% | +19,266 | New | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 6,384 | $327.0K | <0.1% | +514+8.8% | Added | – |
| BKNGBooking Holdings Inc. | Stock | 189 | $311.0K | <0.1% | −7−3.6% | Reduced | History |
| AMGNAmgen Inc | Stock | 1,376 | $310.0K | <0.1% | −1,108−44.6% | Reduced | History |
| WisdomTree Tr97717W208 | US HIGH DIVIDEND | 4,048 | $307.0K | <0.1% | 00.0% | Unchanged | – |
| PAYXPaychex Inc | Stock | 2,619 | $294.0K | <0.1% | −1,705−39.4% | Reduced | History |
| AMPAmeriprise Financial Inc | COM | 1,160 | $292.0K | <0.1% | −70−5.7% | Reduced | History |
| CMGChipotle Mexican Grill Inc | COM | 191 | $287.0K | <0.1% | −10−5.0% | Reduced | History |
| Schwab US Tips ETF808524870 | ETF | 5,489 | $284.0K | <0.1% | −138−2.5% | Reduced | – |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 3,145 | $283.0K | <0.1% | −34−1.1% | Reduced | – |
| APHAmphenol Corp | CL A | 4,174 | $280.0K | <0.1% | −75−1.8% | Reduced | History |
| CCitigroup Inc | Stock | 6,577 | $274.0K | <0.1% | −400−5.7% | Reduced | History |
| DFSDiscover Financial Services | COM | 2,937 | $267.0K | <0.1% | −354−10.8% | Reduced | History |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 1,849 | $263.0K | <0.1% | −243−11.6% | Reduced | – |
| iShares S&P Mid-Cap 400 Growth ETF464287606 | ETF | 4,145 | $261.0K | <0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Broad Market ETF808524102 | ETF | 6,194 | $260.0K | <0.1% | −178−2.8% | Reduced | – |
| QCOMQualcomm Inc | Stock | 2,275 | $257.0K | <0.1% | −26−1.1% | Reduced | History |
| BOKFBok Financial Corp | COM NEW | 2,886 | $256.0K | <0.1% | +121+4.4% | Added | History |
| ECLEcolab Inc. | Stock | 1,648 | $239.0K | <0.1% | −224−12.0% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 2,729 | $236.0K | <0.1% | −1,520−35.8% | Reduced | History |
| PSXPhillips 66 | Stock | 2,867 | $231.0K | <0.1% | −1,844−39.1% | Reduced | History |
| Dimensional U.S. Core Equity 2 ETF25434V708 | ETF | 9,836 | $219.0K | <0.1% | −375−3.7% | Reduced | – |
| MTCHMatch Group, Inc. | COM | 4,588 | $219.0K | <0.1% | +677+17.3% | Added | History |
| iShares Tr464288661 | 3 7 YR TREAS BD | 1,919 | $219.0K | <0.1% | −55−2.8% | Reduced | – |
| PEPPepsiCo Inc | Stock | 1,325 | $216.0K | <0.1% | −204−13.3% | Reduced | History |
| MCDMcDonalds Corp | Stock | 920 | $212.0K | <0.1% | 00.0% | Unchanged | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,390 | $211.0K | <0.1% | 00.0% | Unchanged | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 778 | $208.0K | <0.1% | +778 | New | – |
| RSGRepublic Services, Inc. | COM | 1,502 | $205.0K | <0.1% | +1,502 | New | History |
| AJGArthur J. Gallagher & Co. | COM | 1,174 | $201.0K | <0.1% | −507−30.2% | Reduced | History |
| OGCPEmpire State Realty OP, L.P. | UNIT LTD PRT 60 | 31,546 | $191.0K | <0.1% | 00.0% | Unchanged | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 13,016 | $139.0K | <0.1% | +2,620+25.2% | Added | History |
| NADNuveen Quality Municipal Income Fund | COM | 11,621 | $128.0K | <0.1% | 00.0% | Unchanged | History |
| OBDCBlue Owl Capital Corp | COM | 11,880 | $127.0K | <0.1% | +299+2.6% | Added | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 13,944 | $113.0K | <0.1% | 00.0% | Unchanged | History |
| ISPOInspirato Inc | COMMON STOCK | 40,505 | $96.0K | <0.1% | −2,746−6.3% | Reduced | History |
| FISKEmpire State Realty OP, L.P. | UNIT LTD PRT 250 | 13,565 | $79.0K | <0.1% | 00.0% | Unchanged | History |
Sold out since Q2 2022 (29)
Positions held at the end of Q2 2022 that are gone from this filing.
| Security | Class | Shares in Q2 2022 | Value in Q2 2022 | % of portfolio in Q2 2022 | History |
|---|---|---|---|---|---|
| Innovator ETFs Trust45782C318 | US EQTY PWR BUF | 273,340 | $7.46M | 1.1% | – |
| GSKGSK plc | SPONSORED ADR | 149,383 | $6.55M | 1.0% | History |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 291,429 | $5.26M | 0.8% | – |
| FCXFreeport-McMoran Inc | Stock | 128,791 | $3.77M | 0.6% | History |
| INTCIntel Corp | Stock | 62,218 | $2.33M | 0.3% | History |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 40,212 | $1.53M | 0.2% | – |
| WHRWhirlpool Corp | Stock | 9,719 | $1.50M | 0.2% | History |
| USBUS Bancorp DE | COM NEW | 20,926 | $973.0K | 0.1% | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 3,644 | $824.0K | 0.1% | – |
| BLKBlackRock, Inc. | COM | 834 | $508.0K | 0.1% | History |
| Innovator U.S. Equity Ultra Buffer ETF - January45782C300 | ETF | 14,716 | $429.0K | 0.1% | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 6,854 | $403.0K | 0.1% | – |
| VZVerizon Communications Inc | Stock | 7,506 | $381.0K | 0.1% | History |
| PMPhilip Morris International Inc. | Stock | 3,661 | $366.0K | 0.1% | History |
| SNASnap-on Inc | COM | 1,761 | $347.0K | 0.1% | History |
| MDTMedtronic plc | Stock | 3,752 | $339.0K | 0.1% | History |
| NEENextera Energy Inc | Stock | 4,325 | $335.0K | <0.1% | History |
| CCICrown Castle Inc. | REIT | 1,944 | $327.0K | <0.1% | History |
| PPLIPeople Inc | COM NEW | 4,046 | $307.0K | <0.1% | History |
| MOAltria Group, Inc. | Stock | 5,966 | $255.0K | <0.1% | History |
| NKENIKE, Inc. | Stock | 2,259 | $231.0K | <0.1% | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 4,238 | $230.0K | <0.1% | – |
| WWDWoodward, Inc. | COM | 2,460 | $228.0K | <0.1% | History |
| ZTSZoetis Inc. | Stock | 1,304 | $224.0K | <0.1% | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 2,039 | $217.0K | <0.1% | – |
| NSCNorfolk Southern Corp | Stock | 946 | $215.0K | <0.1% | History |
| POWLPowell Industries Inc | Stock | 9,084 | $212.0K | <0.1% | History |
| AMTAmerican Tower Corp | REIT | 777 | $200.0K | <0.1% | History |
| AMPEAmpio Pharmaceuticals, Inc. | COM | 33,382 | $6.00K | <0.1% | History |