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Transform Wealth, LLC

SEC CIK
0001682266
Latest filing
Apr 15, 2025

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Jul 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
257
+6 vs. Q1 2023
Portfolio value
$1.11B
+$50.3M (+4.7%) vs. Q1 2023
Filed
Jul 14, 2023
SEC
Holdings of Transform Wealth, LLC in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock287,965$55.9M5.0%+8,016+2.9%AddedHistory
MSFTMicrosoft CorpStock144,166$49.1M4.4%+1,261+0.9%AddedHistory
SPYSPDR S&P 500 ETF TrustETF67,398$30.0M2.7%+9,623+16.7%AddedHistory
Invesco Exch Traded FD Tr II46138G508SR LN ETF1,231,920$25.9M2.3%+1,231,920New–
iShares S&P 500 Value ETF464287408ETF157,305$25.4M2.3%+1,333+0.9%Added–
Innovator ETFs Trust45782C680US EQTY PWR BF664,414$20.7M1.9%+664,414New–
UNHUnitedHealth Group IncStock42,640$20.5M1.8%−166−0.4%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF186,063$20.0M1.8%+182,917+5,814.3%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF203,298$19.9M1.8%−4,290−2.1%Reduced–
GOOGLAlphabet Inc.Stock158,551$19.0M1.7%+3,734+2.4%AddedHistory
AMZNAmazon Com IncStock143,457$18.7M1.7%+6,839+5.0%AddedHistory
JPMJPMorgan Chase & CoStock123,953$18.0M1.6%+868+0.7%AddedHistory
AVGOBroadcom Inc.Stock19,670$17.1M1.5%−36−0.2%ReducedHistory
CVXChevron CorpStock108,355$17.0M1.5%+3,488+3.3%AddedHistory
Schwab U.S. Broad Market ETF808524102ETF329,173$17.0M1.5%−529−0.2%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF96,384$16.8M1.5%−3,346−3.4%Reduced–
ABBVAbbVie Inc.Stock120,361$16.2M1.5%+449+0.4%AddedHistory
COSTCostco Wholesale CorpStock28,109$15.1M1.4%+23+0.1%AddedHistory
LRCXLam Research CorpCOM22,537$14.5M1.3%−55−0.2%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF205,443$14.5M1.3%+399+0.2%Added–
CSCOCisco Systems, Inc.Stock279,324$14.5M1.3%+902+0.3%AddedHistory
XOMExxonMobil Holdings CorpCOM125,045$13.4M1.2%+3,241+2.7%AddedHistory
VanEck ETF Trust92189F700AGRIBUSINESS ETF154,452$12.6M1.1%−260−0.2%Reduced–
IAUiShares Gold TrustETF339,255$12.3M1.1%−1,403−0.4%ReducedHistory
HDHome Depot, Inc.Stock38,997$12.1M1.1%−5,705−12.8%ReducedHistory
METMetlife IncStock197,020$11.1M1.0%−17,429−8.1%ReducedHistory
iShares Tr46436E7180-3 MTH TREASURY110,619$11.1M1.0%−151,820−57.8%Reduced–
First Tr Exch Traded FD III33739E108PFD SECS INC ETF671,643$10.7M1.0%+42,930+6.8%Added–
Flexshares Tr33939L860QUALT DIVD IDX185,514$10.7M1.0%+8,975+5.1%Added–
OKEONEOK IncCOM172,863$10.7M1.0%+4,593+2.7%AddedHistory
ADBEAdobe Inc.Stock21,734$10.6M1.0%−293−1.3%ReducedHistory
LLYEli Lilly & CoStock22,651$10.6M1.0%−5,580−19.8%ReducedHistory
WMWaste Management IncStock57,289$9.94M0.9%+153+0.3%AddedHistory
GSGoldman Sachs Group IncStock29,632$9.56M0.9%+145+0.5%AddedHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF277,905$9.09M0.8%−615,239−68.9%Reduced–
DEDeere & CoStock22,254$9.04M0.8%−201−0.9%ReducedHistory
FTNTFortinet, Inc.Stock116,223$8.79M0.8%−369−0.3%ReducedHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF38,558$8.49M0.8%+70+0.2%Added–
KRKroger CoStock177,279$8.33M0.8%+3,633+2.1%AddedHistory
ISRGIntuitive Surgical IncCOM NEW24,147$8.26M0.7%+183+0.8%AddedHistory
GLDSPDR Gold TrustETF46,202$8.24M0.7%−300−0.6%ReducedHistory
CMICummins IncStock33,435$8.20M0.7%+1,302+4.1%AddedHistory
MSCIMSCI Inc.Stock17,381$8.16M0.7%+16,613+2,163.2%AddedHistory
JBLJabil IncStock75,265$8.12M0.7%+75,265NewHistory
MRKMerck & Co., Inc.Stock68,006$7.90M0.7%+474+0.7%AddedHistory
MCKMcKesson CorpStock18,212$7.79M0.7%+4,693+34.7%AddedHistory
ORLYO Reilly Automotive IncStock8,144$7.78M0.7%−304−3.6%ReducedHistory
VRTXVertex Pharmaceuticals IncStock21,934$7.72M0.7%−190−0.9%ReducedHistory
TMOThermo Fisher Scientific Inc.Stock14,136$7.38M0.7%−79−0.6%ReducedHistory
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF99,266$7.36M0.7%+26,885+37.1%Added–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF79,696$7.32M0.7%−33,433−29.6%Reduced–
GOOGAlphabet Inc.Stock59,024$7.14M0.6%−1,180−2.0%ReducedHistory
ACNAccenture plcStock23,078$7.12M0.6%−23,216−50.1%ReducedHistory
CBChubb LtdStock35,651$6.90M0.6%+44+0.1%AddedHistory
CATCaterpillar IncStock27,257$6.71M0.6%−796−2.8%ReducedHistory
ULTAUlta Beauty, Inc.Stock14,201$6.68M0.6%+567+4.2%AddedHistory
VVisa Inc.Stock27,783$6.60M0.6%−164−0.6%ReducedHistory
BXBlackstone Inc.COM70,886$6.59M0.6%−558−0.8%ReducedHistory
NXPINXP Semiconductors N.V.COM30,944$6.36M0.6%+40+0.1%AddedHistory
ADMArcher-Daniels-Midland CoStock82,972$6.27M0.6%−121,484−59.4%ReducedHistory
MAMastercard IncStock15,820$6.22M0.6%+10,750+212.0%AddedHistory
SBUXStarbucks CorpStock62,637$6.20M0.6%+1,186+1.9%AddedHistory
LINLinde PLCStock16,258$6.20M0.6%+16,258NewHistory
iShares Core S&P 500 ETF464287200ETF13,642$6.08M0.5%+186+1.4%Added–
HCAHCA Healthcare, Inc.COM19,691$5.98M0.5%+1,444+7.9%AddedHistory
NVONovo Nordisk A SADR36,549$5.91M0.5%+35,258+2,731.1%AddedHistory
SPDR Series Trust78468R408ST TERM HIGH ETF230,172$5.69M0.5%+230,172New–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM102,510$5.67M0.5%−130,447−56.0%Reduced–
TJXTJX Companies IncStock66,157$5.61M0.5%+2,799+4.4%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM7,749$5.57M0.5%+7,749NewHistory
Schwab U.S. Small-Cap ETF808524607ETF125,325$5.49M0.5%−571−0.5%Reduced–
TAPMolson Coors Beverage CoCL B81,856$5.39M0.5%+81,856NewHistory
NKENIKE, Inc.Stock48,139$5.33M0.5%+505+1.1%AddedHistory
ULUnilever PLCSPON ADR NEW100,206$5.22M0.5%+100,206NewHistory
NVDANVIDIA CorpStock12,115$5.12M0.5%−678−5.3%ReducedHistory
PIMCO ETF Tr72201R627SR LN ACTIVE ETF100,130$5.00M0.4%+100,130New–
ASMLASML Holding NVADR6,867$4.98M0.4%+6,867NewHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF80,718$4.92M0.4%−6,448−7.4%Reduced–
CNICanadian National Railway CoStock40,567$4.91M0.4%+150.0%AddedHistory
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE104,534$4.79M0.4%+987+1.0%Added–
AMTAmerican Tower CorpREIT24,478$4.79M0.4%+355+1.5%AddedHistory
SLBSLB LimitedStock94,579$4.67M0.4%+21,984+30.3%AddedHistory
JNJJohnson & JohnsonStock28,178$4.66M0.4%−299−1.0%ReducedHistory
Innovator ETFs Trust45782C367INTRNL DEV APRL176,938$4.41M0.4%+176,938New–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL86,432$4.38M0.4%−31,644−26.8%Reduced–
Pgim ETF Tr69344A107PGIM ULTRA SH BD88,436$4.37M0.4%−378,304−81.1%Reduced–
HHyatt Hotels CorpCOM CL A37,703$4.32M0.4%+2,074+5.8%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF55,740$4.18M0.4%+1,900+3.5%Added–
Schwab U.S. Mid-Cap ETF808524508ETF57,420$4.08M0.4%−930−1.6%Reduced–
TMUST-Mobile US, Inc.Stock27,865$3.87M0.3%+27,865NewHistory
SPGIS&P Global Inc.Stock9,602$3.85M0.3%00.0%UnchangedHistory
LOWLowes Companies IncStock16,706$3.77M0.3%−226−1.3%ReducedHistory
iShares Tr464287549EXPND TEC SC ETF9,062$3.56M0.3%+91+1.0%Added–
ALLAllstate CorpStock31,191$3.43M0.3%+303+1.0%AddedHistory
IPGInterpublic Group of Companies, Inc.COM88,637$3.42M0.3%−2,273−2.5%ReducedHistory
BMYBristol Myers Squibb CoStock53,305$3.41M0.3%−82,515−60.8%ReducedHistory
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF77,608$3.35M0.3%+266+0.3%Added–
iShares Tr46434V4070-5YR HI YL CP76,875$3.19M0.3%+3,160+4.3%Added–
ELVElevance Health, Inc.Stock6,863$3.05M0.3%−76−1.1%ReducedHistory
Doubleline ETF Trust25861R204SHILLER CAPE U S121,466$2.97M0.3%−987−0.8%Reduced–

Options (3)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Transform Wealth, LLC in Q2 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$975.2K–
iShares Tr464287721U.S. TECH ETF$685.9K–
State Street Financial Select Sector SPDR ETF81369Y605ETF$340.5K–

Sold out since Q1 2023 (17)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Transform Wealth, LLC sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
CVSCVS Health CorpStock108,650$8.07M0.8%History
EMREmerson Electric CoStock73,719$6.42M0.6%History
iShares Tr464288414NATIONAL MUN ETF58,911$6.35M0.6%–
USBUS Bancorp DECOM NEW101,262$3.70M0.3%History
Fidelity MSCI Energy Index ETF316092402ETF163,285$3.66M0.3%–
CFCF Industries Holdings, Inc.COM44,786$3.25M0.3%History
KDPKeurig Dr Pepper Inc.COM50,199$1.78M0.2%History
SPDR Series Trust78464A789ST STR SP INS36,742$1.45M0.1%–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF20,272$1.36M0.1%–
SLViShares Silver TrustETF40,865$903.9K0.1%History
CFGCitizens Financial Group IncCOM27,487$834.8K0.1%History
State Street Utilities Select Sector SPDR ETF81369Y886ETF10,307$697.7K0.1%–
BBYBest Buy Co IncStock8,422$666.9K0.1%History
Listed FD Tr53656F847CORE ALT FD8,051$240.2K<0.1%–
Schwab Fundamental International Equity ETF808524755ETF7,411$231.7K<0.1%–
MPCMarathon Petroleum CorpStock1,698$229.0K<0.1%History
Schwab US Tips ETF808524870ETF3,821$204.8K<0.1%–