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GWM Advisors LLC

SEC CIK
0001633516
Latest filing
Aug 12, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
3,456
−23 vs. Q2 2023
Portfolio value
$9.10B
+$250.5M (+2.8%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of GWM Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,875,138$321.0M3.5%+230,236+14.0%AddedHistory
iShares Core S&P 500 ETF464287200ETF610,452$262.1M2.9%+93,319+18.0%Added–
MSFTMicrosoft CorpStock687,483$217.1M2.4%+51,465+8.1%AddedHistory
Vanguard S&P 500 ETF922908363ETF403,420$158.4M1.7%+47,269+13.3%Added–
SPYSPDR S&P 500 ETF TrustETF360,984$154.3M1.7%+8,986+2.6%AddedHistory
AMZNAmazon Com IncStock814,851$103.6M1.1%+64,597+8.6%AddedHistory
NVDANVIDIA CorpStock222,778$96.9M1.1%+17,146+8.3%AddedHistory
Vanguard Morningstar Value ETF922908744ETF629,077$86.8M1.0%+52,555+9.1%Added–
Invesco QQQ Trust Series I46090E103ETF225,966$81.0M0.9%+6,332+2.9%Added–
Vanguard Morningstar Growth ETF922908736ETF293,996$80.1M0.9%+50,908+20.9%Added–
iShares Core Dividend Growth ETF46434V621ETF1,586,899$78.6M0.9%+117,542+8.0%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF769,828$72.4M0.8%+46,129+6.4%Added–
CVXChevron CorpStock428,336$72.2M0.8%+14,980+3.6%AddedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF2,846,921$69.4M0.8%+443,925+18.5%Added–
iShares Tr46434VBG4IBONDS DEC24 ETF2,775,978$68.6M0.8%+494,027+21.6%Added–
Vanguard Ftse Developed Markets ETF921943858ETF1,545,101$67.6M0.7%+346,245+28.9%Added–
iShares Core MSCI Eafe ETF46432F842ETF993,363$63.9M0.7%+205,186+26.0%Added–
AVGOBroadcom Inc.Stock73,653$61.2M0.7%+31,699+75.6%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF460,579$60.7M0.7%−19,033−4.0%Reduced–
JPMJPMorgan Chase & CoStock400,273$58.0M0.6%+17,491+4.6%AddedHistory
ABBVAbbVie Inc.Stock385,435$57.5M0.6%+49,902+14.9%AddedHistory
MRKMerck & Co., Inc.Stock550,824$56.7M0.6%+22,909+4.3%AddedHistory
iShares Tr464288877EAFE VALUE ETF1,151,775$56.4M0.6%+321,584+38.7%Added–
GOOGAlphabet Inc.Stock425,036$56.0M0.6%+38,160+9.9%AddedHistory
PEPPepsiCo IncStock317,690$53.8M0.6%+14,299+4.7%AddedHistory
BRK.BBerkshire Hathaway IncStock152,940$53.6M0.6%+15,630+11.4%AddedHistory
ORCLOracle CorpStock491,282$52.0M0.6%+6,220+1.3%AddedHistory
iShares Tr46434VAX8IBONDS DEC23 ETF2,027,863$51.4M0.6%+251,830+14.2%Added–
XOMExxonMobil Holdings CorpCOM437,134$51.4M0.6%+38,534+9.7%AddedHistory
UNHUnitedHealth Group IncStock100,557$50.7M0.6%+193+0.2%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF1,004,341$50.5M0.6%+205,497+25.7%Added–
iShares Tr46436E874IBONDS 24 TRM TS2,105,879$50.2M0.6%+410,308+24.2%Added–
CMCSAComcast CorpStock1,121,224$49.7M0.5%+63,368+6.0%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF184,491$49.1M0.5%+18,719+11.3%Added–
TSLATesla, Inc.Stock195,941$49.0M0.5%+13,694+7.5%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF226,541$47.2M0.5%+23,622+11.6%Added–
CORCencora, Inc.Stock259,638$46.7M0.5%−2,716−1.0%ReducedHistory
GOOGLAlphabet Inc.Stock352,885$46.2M0.5%+32,865+10.3%AddedHistory
CATCaterpillar IncStock168,959$46.1M0.5%+101,569+150.7%AddedHistory
iShares Tr46434V613CORE UNIVRSL USD1,022,682$44.7M0.5%−23,185−2.2%Reduced–
iShares Tr46436E882IBONDS 23 TRM TS1,784,563$44.3M0.5%+416,879+30.5%Added–
AJGArthur J. Gallagher & Co.COM193,095$44.0M0.5%−2,874−1.5%ReducedHistory
HDHome Depot, Inc.Stock144,841$43.8M0.5%−6,749−4.5%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF230,455$43.6M0.5%+57,212+33.0%Added–
VVisa Inc.Stock183,299$42.2M0.5%+28,466+18.4%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF581,258$42.1M0.5%−13,422−2.3%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF192,554$40.9M0.4%−1,853−1.0%Reduced–
ADPAutomatic Data Processing IncStock168,659$40.6M0.4%−2,065−1.2%ReducedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF909,541$40.3M0.4%+208,470+29.7%Added–
ADIAnalog Devices IncStock227,420$39.8M0.4%−4,373−1.9%ReducedHistory
LLYEli Lilly & CoStock73,494$39.5M0.4%+6,043+9.0%AddedHistory
iShares Tr464288885EAFE GRWTH ETF451,049$38.9M0.4%−63,959−12.4%Reduced–
JNJJohnson & JohnsonStock244,813$38.1M0.4%+3,138+1.3%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF1,452,410$38.1M0.4%+246,132+20.4%Added–
NVSNovartis AGADR372,429$37.9M0.4%+8,708+2.4%AddedHistory
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF498,289$37.9M0.4%+357+0.1%Added–
iShares Core S&P Small Cap ETF464287804ETF394,225$37.2M0.4%+9,009+2.3%Added–
ITWIllinois Tool Works IncStock157,469$36.3M0.4%+7,163+4.8%AddedHistory
MSMorgan StanleyStock440,429$36.0M0.4%−7,623−1.7%ReducedHistory
SBUXStarbucks CorpStock391,723$35.8M0.4%+294,216+301.7%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF229,847$35.7M0.4%−84,312−26.8%Reduced–
Vanguard World FD921910816MEGA GRWTH IND156,852$35.6M0.4%+2,671+1.7%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF740,734$35.3M0.4%−165,317−18.2%Reduced–
iShares Tr46428743220 YR TR BD ETF397,097$35.2M0.4%+97,263+32.4%Added–
BLKBlackRock, Inc.COM54,068$35.0M0.4%+927+1.7%AddedHistory
PAYXPaychex IncStock300,669$34.7M0.4%−2,003−0.7%ReducedHistory
COSTCostco Wholesale CorpStock61,308$34.6M0.4%+8,868+16.9%AddedHistory
MDLZMondelez International, Inc.Stock488,943$33.9M0.4%+39,672+8.8%AddedHistory
Schwab US Dividend Equity ETF808524797ETF471,509$33.4M0.4%+2,738+0.6%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF450,693$33.2M0.4%+136,528+43.5%Added–
WMTWalmart Inc.Stock203,662$32.6M0.4%+38,081+23.0%AddedHistory
PGProcter & Gamble CoStock220,117$32.1M0.4%+20,431+10.2%AddedHistory
AVYAvery Dennison CorpCOM175,566$32.1M0.4%+2,261+1.3%AddedHistory
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF533,570$31.6M0.3%+25,993+5.1%Added–
iShares Tr46435G425ESG AWR MSCI USA331,620$31.1M0.3%−106,985−24.4%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF189,739$31.1M0.3%−10,214−5.1%Reduced–
TSCOTractor Supply CoCOM149,693$30.4M0.3%+12,562+9.2%AddedHistory
ULUnilever PLCSPON ADR NEW605,099$29.9M0.3%+39,002+6.9%AddedHistory
SPDR Series Trust78464A672ST INTER ETF1,083,202$29.8M0.3%−25,652−2.3%Reduced–
State Street Health Care Select Sector SPDR ETF81369Y209ETF230,454$29.7M0.3%−2,529−1.1%Reduced–
PSAPublic StorageCOM112,490$29.6M0.3%+4,502+4.2%AddedHistory
HSYHershey CoCOM141,483$28.3M0.3%+3,100+2.2%AddedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF719,664$28.2M0.3%+85,268+13.4%Added–
METAMeta Platforms, Inc.Stock91,883$27.6M0.3%+12,338+15.5%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF592,282$27.2M0.3%−77,412−11.6%Reduced–
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF1,151,933$26.9M0.3%+185,630+19.2%Added–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF1,136,164$26.3M0.3%+185,002+19.5%Added–
iShares Tr464287721U.S. TECH ETF247,976$26.0M0.3%−109,304−30.6%Reduced–
iShares Tr464287622RUS 1000 ETF108,301$25.4M0.3%−1,567−1.4%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT179,382$25.4M0.3%+10,142+6.0%Added–
iShares Ibonds Dec 2031 Term Corporate ETF46436E486ETF1,290,951$25.0M0.3%+355,890+38.1%Added–
iShares Russell 2000 ETF464287655ETF141,173$25.0M0.3%+22,457+18.9%Added–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF120,612$23.5M0.3%+3,981+3.4%Added–
Vanguard Information Technology ETF92204A702ETF56,032$23.2M0.3%+2,439+4.6%Added–
iShares S&P 500 Growth ETF464287309ETF336,911$23.1M0.3%+161,755+92.3%Added–
iShares Russell 1000 Value ETF464287598ETF149,157$22.6M0.2%+17,665+13.4%Added–
iShares Tr46432F859CORE 1 5 YR USD483,436$22.4M0.2%−11,370−2.3%Reduced–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF103,950$22.3M0.2%+5,453+5.5%Added–
iShares Core S&P Mid-Cap ETF464287507ETF88,920$22.2M0.2%+32,535+57.7%Added–
GLDSPDR Gold TrustETF128,120$22.0M0.2%−9,358−6.8%ReducedHistory

Sold out since Q2 2023 (277)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 277 by value last quarter.

Positions of GWM Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
Simplify Exchange Traded Fun82889N855SIMPLIFY INTERST133,077$8.35M0.1%–
Simplify Exchange Traded Fun82889N657SHORT TERM TREA349,921$7.94M0.1%–
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP63,066$3.93M<0.1%History
Innovator ETFs Trust45782C391US EQTY BUFR MAR104,344$3.87M<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT51,850$1.77M<0.1%–
Advisorshares Tr00768Y529DORSY SHRT ETF197,083$1.72M<0.1%–
iShares Inc464286772MSCI STH KOR ETF24,446$1.55M<0.1%–
iShares Ibonds 2028 Term High Yield and Income ETF46436E387ETF51,244$1.16M<0.1%–
AAAUGoldman Sachs Physical Gold ETFUNIT49,960$951.0K<0.1%History
GRBKGreen Brick Partners, Inc.COM16,544$939.7K<0.1%History
JSDNuveen Short Duration Credit Opportunities FundCOM62,200$718.4K<0.1%History
ESTEEarthstone Energy IncCL A47,849$683.8K<0.1%History
LNTHLantheus Holdings, Inc.Stock7,487$628.3K<0.1%History
AMPHAmphastar Pharmaceuticals, Inc.COM10,895$626.1K<0.1%History
Harbor ETF Trust41151J703DIVIDEND GTH LEA49,423$623.2K<0.1%–
SSRMSSR Mining Inc.Stock41,567$589.4K<0.1%History
iShares Inc464286640MSCI CHILE ETF18,397$536.8K<0.1%–
ProShares Tr74348A608SHT 7-10 YR TR17,345$498.0K<0.1%–
SGRYSurgery Partners, Inc.Stock11,012$495.4K<0.1%History
NSLNuveen Senior Income FundCOM102,815$470.9K<0.1%History
Global X FDS37954Y491DAX GERMANY ETF14,637$433.4K<0.1%–
HAEHaemonetics CorpCOM4,811$409.6K<0.1%History
iShares Ibonds 2029 Term High Yield and Income ETF46436E379ETF16,314$363.5K<0.1%–
UNVRUnivar Solutions Inc.COM9,227$330.7K<0.1%History
LSILife Storage, Inc.COM2,361$313.9K<0.1%History
Nextera Energy Inc65339F739UNIT 99/99/99996,300$308.9K<0.1%–
LFSTLifeStance Health Group, Inc.COM33,524$306.1K<0.1%History
LPROOpen Lending CorpCOM27,590$290.0K<0.1%History
PERIPerion Network Ltd.SHS NEW9,399$288.3K<0.1%History
DOLEDole plcORD SHS20,748$280.5K<0.1%History
Listed FD Tr53656F474TRUESHARES LW VO10,015$275.2K<0.1%–
SQSPSquarespace, Inc.CLASS A8,520$268.7K<0.1%History
PRGSProgress Software CorpCOM4,413$256.4K<0.1%History
ADEAAdeia Inc.COM23,147$254.8K<0.1%History
First Tr Exchng Traded FD VI33740F631FT VEST US7,500$245.2K<0.1%–
Flexshares Tr33939L761CR SCD US BD5,203$243.8K<0.1%–
GLUGabelli Global Utility & Income TrustCOM SH BEN INT16,700$237.5K<0.1%History
TGTXTG Therapeutics, Inc.COM9,359$232.5K<0.1%History
First Tr Exchange-Traded FD33733E849VEST GOLD STRTGY11,500$225.3K<0.1%–
VBFInvesco Bond FundCOM14,516$216.0K<0.1%History
PEGAPegasystems IncCOM4,373$215.6K<0.1%History
FLCFlaherty & Crumrine Total Return Fund IncCOM14,850$213.4K<0.1%History
J P Morgan Exchange Traded F46641Q779US MOMENTUM5,008$212.2K<0.1%–
AKO.BAndina Bottling Co IncSPON ADR B13,549$211.1K<0.1%History
IASIntegral Ad Science Holding Corp.COM11,675$209.9K<0.1%History
OGSONE Gas, Inc.COM2,714$208.5K<0.1%History
First Tr Exchng Traded FD VI33740F714FT VEST US EQT5,703$205.6K<0.1%–
JRONuveen Floating Rate Income Opportunity FundCOM SHS25,400$198.1K<0.1%History
VNOVornado Realty TrustSH BEN INT10,300$186.8K<0.1%History
FOFCohen & Steers Closed-End Opportunity Fund, Inc.COM16,954$182.1K<0.1%History
FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INCCOM13,200$181.4K<0.1%History
Amplify ETF Tr032108748INFLATION FIGHTE7,407$177.0K<0.1%–
BKTBlackRock Income Trust, Inc.COM NEW14,357$174.7K<0.1%History
RFMZRiverNorth Flexible Municipal Income Fund II, Inc.COM11,600$166.8K<0.1%History
MIOPioneer Municipal High Income Opportunities Fund, Inc.COMMON STOCK14,900$160.3K<0.1%History
AQNAlgonquin Power & Utilities Corp.COM17,740$146.5K<0.1%History
RESRPC IncCOM20,000$143.0K<0.1%History
PGZPrincipal Real Estate Income FundSHS BEN INT14,804$140.0K<0.1%History
VKIInvesco Advantage Municipal Income Trust IISH BEN INT16,345$137.5K<0.1%History
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT11,665$137.4K<0.1%History
IGAVoya Global Advantage & Premium Opportunity FundCOM15,400$131.5K<0.1%History
BlackRock New York Municipal Income Trust09248L106SH BEN INT10,700$110.6K<0.1%–
WIAWestern Asset Inflation-Linked Income FundCOM SH BEN INT12,600$104.1K<0.1%History
PHDPioneer Floating Rate Fund, Inc.COM11,800$102.4K<0.1%History
PTGXProtagonist Therapeutics, IncCOM3,230$89.2K<0.1%History
JRSNuveen Real Estate Income FundCOM12,000$89.2K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A12,659$85.6K<0.1%History
NWGNatWest Group plcSPONS ADR13,906$85.1K<0.1%History
KTCCKey Tronic CorpCOM12,511$70.9K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z4,515$68.2K<0.1%History
WTSWatts Water Technologies IncCL A301$55.3K<0.1%History
MHOM/I Homes, Inc.COM629$54.8K<0.1%History
PMFPIMCO Municipal Income FundCOM4,881$50.2K<0.1%History
UCTTUltra Clean Holdings, Inc.COM1,148$44.2K<0.1%History
UMBFUmb Financial CorpCOM706$43.0K<0.1%History
BLBlackline, Inc.COM795$42.8K<0.1%History
KOFCoca Cola Femsa SAB de CVSPONS ADS REP450$37.5K<0.1%History
Theratechnologies Inc88338H100COM43,324$36.4K<0.1%–
Crescent PT Energy Corp22576C101COM5,250$35.3K<0.1%–
PIImpinj IncCOM394$35.3K<0.1%History
SPDR Series Trust78468R721STATE STREET SPD713$32.9K<0.1%–
PDCEPDC Energy, Inc.COM367$26.1K<0.1%History
Equity Commonwealth 6.5 Cum Conv PFD D294628201COM960$24.4K<0.1%–
VIRVir Biotechnology, Inc.COM909$22.3K<0.1%History
Lilium N VN52586109CLASS A ORD SHS12,000$21.1K<0.1%–
TRTNTriton International LtdCL A243$20.2K<0.1%History
Palladyne AI Corp.80359A106COM62,105$20.0K<0.1%–
KPLTKatapult Holdings, Inc.COM20,000$18.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW1,823$16.9K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS300$15.5K<0.1%History
UIUbiquiti Inc.COM88$15.5K<0.1%History
INTAIntapp, Inc.COM350$14.7K<0.1%History
BCSFBain Capital Specialty Finance, Inc.COM STK1,061$14.3K<0.1%History
MGNIMagnite, Inc.COM1,040$14.2K<0.1%History
REPXRiley Exploration Permian, Inc.COM300$10.7K<0.1%History
TSTenaris SASPONSORED ADS344$10.3K<0.1%History
PRTAProthena Corp Public Ltd CoSHS150$10.2K<0.1%History
NBBNuveen Taxable Municipal Income FundCOM650$10.2K<0.1%History
EZPWEzcorp IncCL A NON VTG1,216$10.2K<0.1%History
UTLUnitil CorpCOM198$10.1K<0.1%History