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Livermore
Livermore
ZHEN

GWM Advisors LLC

SEC CIK
0001633516
Latest filing
Aug 12, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
3,745
+289 vs. Q3 2023
Portfolio value
$10.5B
+$1.43B (+15.7%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of GWM Advisors LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock1,993,283$385.8M3.7%+118,145+6.3%AddedHistory
iShares Core S&P 500 ETF464287200ETF661,538$317.1M3.0%+51,086+8.4%Added–
MSFTMicrosoft CorpStock732,009$281.8M2.7%+44,526+6.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF391,039$187.5M1.8%+30,055+8.3%AddedHistory
Vanguard S&P 500 ETF922908363ETF423,646$187.2M1.8%+20,226+5.0%Added–
AMZNAmazon Com IncStock941,556$144.7M1.4%+126,705+15.5%AddedHistory
NVDANVIDIA CorpStock257,063$138.7M1.3%+34,285+15.4%AddedHistory
Invesco QQQ Trust Series I46090E103ETF265,821$111.0M1.1%+39,855+17.6%Added–
Vanguard Morningstar Value ETF922908744ETF732,840$109.8M1.0%+103,763+16.5%Added–
Vanguard Morningstar Growth ETF922908736ETF315,590$99.9M0.9%+21,594+7.3%Added–
iShares Core Dividend Growth ETF46434V621ETF1,641,500$89.1M0.8%+54,601+3.4%Added–
AVGOBroadcom Inc.Stock77,793$89.0M0.8%+4,140+5.6%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF2,758,554$81.1M0.8%+1,306,144+89.9%Added–
Vanguard Ftse Developed Markets ETF921943858ETF1,585,448$74.9M0.7%+40,347+2.6%Added–
JPMJPMorgan Chase & CoStock439,385$74.6M0.7%+39,112+9.8%AddedHistory
State Street SPDR Portfolio S&P 500 ETF78464A854ETF1,308,049$74.0M0.7%+303,708+30.2%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF472,128$70.0M0.7%+11,549+2.5%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF711,003$69.9M0.7%−58,825−7.6%Reduced–
GOOGAlphabet Inc.Stock463,082$67.0M0.6%+38,046+9.0%AddedHistory
MRKMerck & Co., Inc.Stock590,339$66.1M0.6%+39,515+7.2%AddedHistory
CVXChevron CorpStock453,104$65.8M0.6%+24,768+5.8%AddedHistory
ABBVAbbVie Inc.Stock388,472$61.4M0.6%+3,037+0.8%AddedHistory
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF2,469,179$61.2M0.6%−377,742−13.3%Reduced–
LLYEli Lilly & CoStock99,803$60.2M0.6%+26,309+35.8%AddedHistory
BRK.BBerkshire Hathaway IncStock165,497$60.0M0.6%+12,557+8.2%AddedHistory
UNHUnitedHealth Group IncStock113,844$59.5M0.6%+13,287+13.2%AddedHistory
iShares Tr464288877EAFE VALUE ETF1,139,823$59.0M0.6%−11,952−1.0%Reduced–
PEPPepsiCo IncStock332,256$56.3M0.5%+14,566+4.6%AddedHistory
iShares Core MSCI Eafe ETF46432F842ETF797,419$55.3M0.5%−195,944−19.7%Reduced–
VVisa Inc.Stock208,453$55.0M0.5%+25,154+13.7%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF235,796$54.5M0.5%+9,255+4.1%Added–
HDHome Depot, Inc.Stock152,961$53.3M0.5%+8,120+5.6%AddedHistory
GOOGLAlphabet Inc.Stock367,767$52.2M0.5%+14,882+4.2%AddedHistory
TSLATesla, Inc.Stock218,719$52.1M0.5%+22,778+11.6%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF246,217$51.9M0.5%+15,762+6.8%Added–
CORCencora, Inc.Stock247,193$51.4M0.5%−12,445−4.8%ReducedHistory
CATCaterpillar IncStock174,090$51.2M0.5%+5,131+3.0%AddedHistory
CMCSAComcast CorpStock1,152,467$50.6M0.5%+31,243+2.8%AddedHistory
ORCLOracle CorpStock473,863$50.4M0.5%−17,419−3.5%ReducedHistory
iShares Tr46434VBG4IBONDS DEC24 ETF2,011,977$50.2M0.5%−764,001−27.5%Reduced–
iShares Tr46434V613CORE UNIVRSL USD1,091,368$50.1M0.5%+68,686+6.7%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF209,913$50.1M0.5%+17,359+9.0%Added–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF949,474$49.4M0.5%+39,933+4.4%Added–
XOMExxonMobil Holdings CorpCOM478,108$47.3M0.4%+40,974+9.4%AddedHistory
iShares Core S&P Small Cap ETF464287804ETF434,347$46.7M0.4%+40,122+10.2%Added–
COSTCostco Wholesale CorpStock68,859$46.4M0.4%+7,551+12.3%AddedHistory
iShares Tr46436E866IBONDS 25 TRM TS1,989,934$46.3M0.4%+1,275,877+178.7%Added–
Vanguard Dividend Appreciation ETF921908844ETF264,742$45.5M0.4%+34,895+15.2%Added–
ADIAnalog Devices IncStock227,676$45.3M0.4%+256+0.1%AddedHistory
BLKBlackRock, Inc.COM53,865$43.6M0.4%−203−0.4%ReducedHistory
ITWIllinois Tool Works IncStock162,981$42.7M0.4%+5,512+3.5%AddedHistory
Vanguard World FD921910816MEGA GRWTH IND156,959$42.1M0.4%+107+0.1%Added–
AJGArthur J. Gallagher & Co.COM185,501$42.1M0.4%−7,594−3.9%ReducedHistory
ADPAutomatic Data Processing IncStock174,202$40.8M0.4%+5,543+3.3%AddedHistory
METAMeta Platforms, Inc.Stock111,082$40.4M0.4%+19,199+20.9%AddedHistory
NVSNovartis AGADR391,458$39.9M0.4%+19,029+5.1%AddedHistory
WFCWells Fargo & CompanyStock802,764$39.5M0.4%+607,676+311.5%AddedHistory
iShares Tr464287721U.S. TECH ETF315,136$39.3M0.4%+67,160+27.1%Added–
JNJJohnson & JohnsonStock246,583$39.0M0.4%+1,770+0.7%AddedHistory
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF1,622,187$38.7M0.4%+470,254+40.8%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF484,031$38.3M0.4%−97,227−16.7%Reduced–
PGProcter & Gamble CoStock254,995$38.1M0.4%+34,878+15.8%AddedHistory
iShares Russell 1000 Growth ETF464287614ETF123,305$37.7M0.4%−61,186−33.2%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF186,270$37.3M0.4%−3,469−1.8%Reduced–
iShares Tr46436E874IBONDS 24 TRM TS1,560,725$37.3M0.4%−545,154−25.9%Reduced–
WMTWalmart Inc.Stock231,539$37.1M0.4%+27,877+13.7%AddedHistory
SBUXStarbucks CorpStock388,129$37.0M0.4%−3,594−0.9%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF719,958$36.9M0.4%+127,676+21.6%Added–
iShares Tr46435G425ESG AWR MSCI USA349,226$36.8M0.3%+17,606+5.3%Added–
AMTAmerican Tower CorpREIT170,624$36.4M0.3%+128,612+306.1%AddedHistory
MDLZMondelez International, Inc.Stock488,081$35.5M0.3%−862−0.2%ReducedHistory
SOSouthern CoStock505,986$35.4M0.3%+395,740+359.0%AddedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF247,967$34.3M0.3%+17,513+7.6%Added–
AVYAvery Dennison CorpCOM169,647$34.3M0.3%−5,919−3.4%ReducedHistory
SPDR Series Trust78464A672ST INTER ETF1,187,755$33.7M0.3%+104,553+9.7%Added–
PSAPublic StorageCOM109,783$33.3M0.3%−2,707−2.4%ReducedHistory
Vanguard Total Bond Market ETF921937835ETF452,912$33.2M0.3%+353,071+353.6%Added–
iShares Tr464288885EAFE GRWTH ETF336,280$32.4M0.3%−114,769−25.4%Reduced–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF399,564$32.3M0.3%−51,129−11.3%Reduced–
iShares Tr46428743220 YR TR BD ETF322,807$31.4M0.3%−74,290−18.7%Reduced–
TSCOTractor Supply CoCOM140,721$30.5M0.3%−8,972−6.0%ReducedHistory
Vanguard Ftse Emerging Markets ETF922042858ETF755,986$30.5M0.3%+36,322+5.0%Added–
iShares S&P 500 Growth ETF464287309ETF396,806$30.2M0.3%+59,895+17.8%Added–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF1,138,266$29.2M0.3%+831,893+271.5%Added–
Vanguard Information Technology ETF92204A702ETF57,781$29.0M0.3%+1,749+3.1%Added–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF1,206,467$28.8M0.3%+70,303+6.2%Added–
iShares Tr46436E858IBONDS 26 TRM TS1,243,060$28.4M0.3%+781,928+169.6%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF421,190$27.8M0.3%−112,380−21.1%Reduced–
AMDAdvanced Micro Devices IncStock180,301$27.6M0.3%+19,402+12.1%AddedHistory
Schwab US Dividend Equity ETF808524797ETF359,163$27.4M0.3%−112,346−23.8%Reduced–
iShares Tr464287622RUS 1000 ETF103,939$27.3M0.3%−4,362−4.0%Reduced–
iShares Tr46436E841IBONDS 27 TRM TS1,197,227$26.8M0.3%+792,295+195.7%Added–
iShares Tr46429B655FLTG RATE NT ETF525,973$26.6M0.3%+111,999+27.1%Added–
Vanguard Morningstar Small-Cap Growth ETF922908595ETF109,061$26.3M0.2%+5,111+4.9%Added–
Vanguard Morningstar Mid-Cap Growth ETF922908538ETF119,556$26.2M0.2%−1,056−0.9%Reduced–
GLDSPDR Gold TrustETF138,007$26.2M0.2%+9,887+7.7%AddedHistory
Global X FDS37954Y350X EMERGING MKT1,161,886$26.0M0.2%+259,579+28.8%Added–
MCDMcDonalds CorpStock87,035$25.9M0.2%+4,320+5.2%AddedHistory
SAPSAP SEADR166,126$25.9M0.2%+163,264+5,704.5%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF519,019$25.8M0.2%−221,715−29.9%Reduced–

Sold out since Q3 2023 (195)

Positions held at the end of Q3 2023 that are gone from this filing.

The largest 100 of 195 by value last quarter.

Positions of GWM Advisors LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
iShares Tr46434VAX8IBONDS DEC23 ETF2,027,863$51.4M0.6%–
iShares Tr46436E882IBONDS 23 TRM TS1,784,563$44.3M0.5%–
iShares Tr46435G318IBONDS DEC2023543,662$13.9M0.2%–
iShares Ibonds Dec 2029 Term Muni Bond ETF46436E163ETF358,586$7.85M0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB212,292$4.51M<0.1%–
iShares Tr464288182MSCI AC ASIA ETF61,534$3.91M<0.1%–
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI105,244$2.64M<0.1%–
Innovator ETFs Trust45782C375US EQT ULTRA BF86,454$2.58M<0.1%–
WisdomTree Tr97717W851JAPN HEDGE EQT17,540$1.55M<0.1%–
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY48,666$1.14M<0.1%–
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT34,703$1.07M<0.1%–
ATVIActivision Blizzard, Inc.COM10,779$1.01M<0.1%History
VanEck ETF Trust92189H730MORNINGSTAR SMID29,349$834.2K<0.1%–
GPORGulfport Energy CorpCOMMON SHARES6,915$820.5K<0.1%History
iShares Tr46435U150IBONDS 23 TRM HG32,298$763.5K<0.1%–
Nuveen PFD & Incm Securties67072C105COM123,406$761.4K<0.1%–
FMSFresenius Medical Care AGSPONSORED ADR34,944$752.7K<0.1%History
iShares Tr46435G193ESG AWRE USD ETF34,560$752.0K<0.1%–
EDIVirtus Stone Harbor Emerging Markets Total Income FundCOM120,761$632.8K<0.1%History
VMWVmware LLCCL A COM2,936$488.8K<0.1%History
Amplify ETF Tr032108722CWP INTL ENHANCE16,018$429.1K<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD12,989$361.1K<0.1%–
INSWInternational Seaways, Inc.COM6,691$301.1K<0.1%History
Investment Managers Ser Tr I46144X628AXS SHORT INNOV6,970$276.7K<0.1%–
PSFCohen & Steers Select Preferred & Income Fund, Inc.COM15,075$272.7K<0.1%History
CENTACentral Garden & Pet CoCL A NON-VTG6,615$265.2K<0.1%History
PACPacific Airport GroupSPON ADS B1,518$249.5K<0.1%History
AIRAar CorpStock4,153$247.2K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M12,818$246.5K<0.1%–
NATINational Instruments CorpCOM4,119$245.6K<0.1%History
SPDR Series Trust78464A771ST STR SP CAPMKT2,789$242.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM12,690$236.5K<0.1%History
OIIOceaneering International IncStock9,044$232.6K<0.1%History
ATENA10 Networks, Inc.Stock15,376$231.1K<0.1%History
SEMSelect Medical Holdings CorpCOM9,014$227.8K<0.1%History
iShares Tr46434V761MSCI UAE ETF14,694$224.7K<0.1%–
iShares Inc464286715MSCI TURKEY ETF5,769$222.5K<0.1%–
VanEck ETF Trust92189F601URANI NUCLE ETF2,907$206.0K<0.1%–
First Tr Exchng Traded FD VI33740F482FT VEST U.S EQT6,350$201.1K<0.1%–
First Tr Exchange Traded FD33738R837NASDQ PHRMTCLS7,274$186.0K<0.1%–
INTTIntest CorpCOM11,823$179.4K<0.1%History
Clough Global Opportunities19814E106SH BEN INT36,100$159.9K<0.1%–
iShares Inc464286285JP MRGN EM HI BD4,607$156.8K<0.1%–
Alps ETF Tr00162Q718INTL SEC DV DOG5,392$146.9K<0.1%–
iShares Tr464287325GLOB HLTHCRE ETF1,624$133.8K<0.1%–
iShares Tr46434V266INTERNATIONAL SL4,505$133.3K<0.1%–
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE2,960$125.4K<0.1%–
PFDFlaherty & Crumrine Preferred & Income Fund IncCOM13,100$119.6K<0.1%History
WEAWestern Asset Premier Bond FundSHS BEN INT11,300$114.0K<0.1%History
Unified Ser Tr90470L568ABSLUTE SELCT VL4,088$111.8K<0.1%–
AHTAshford Hospitality Trust IncCOM45,200$108.0K<0.1%History
HZNPHorizon Therapeutics Public Ltd CoSHS800$92.6K<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD1,998$89.2K<0.1%–
MQMarqeta, Inc.CLASS A COM14,175$84.8K<0.1%History
First Tr Exchange-Traded Alp33737M409SML CAP VAL ALPH1,639$77.0K<0.1%–
Pacer FDS Tr69374H766INDUSTRIAL RELET2,177$76.4K<0.1%–
HTOH2O AmericaCOM1,231$74.0K<0.1%History
EVFEaton Vance Senior Income TrustSH BEN INT12,300$72.6K<0.1%History
First Tr Exchange-Traded FD33734X838INDXX NAT RE ETF5,603$70.8K<0.1%–
EMANEmagin CorpCOM NEW35,100$69.8K<0.1%History
iShares Inc464286517JP MORGAN EM ETF1,965$68.4K<0.1%–
RGTIRigetti Computing, Inc.COMMON STOCK50,500$67.2K<0.1%History
J P Morgan Exchange Traded F46641Q118SMALL & MID CAP1,331$64.5K<0.1%–
Abcam PLC000380204ADS2,761$62.5K<0.1%–
RKLBRocket Lab CorpCOM13,594$59.5K<0.1%History
VUZIVuzix CorpCOM NEW16,300$59.2K<0.1%History
iShares Inc464286350MSCI AGR PRO ETF1,520$57.9K<0.1%–
Agf Invts Tr00110G408US MARKET NETRL2,547$50.6K<0.1%–
SABASaba Capital Income & Opportunities Fund IICOM12,900$49.8K<0.1%History
Uscf ETF Tr90290T882MIDS ENE INC ETF1,342$47.4K<0.1%–
MYEMyers Industries IncCOM2,432$43.6K<0.1%History
Direxion Shs ETF Tr25490K323SP BIOTCH BL NEW64,500$39.8K<0.1%–
GANXGain Therapeutics, Inc.COM11,050$36.2K<0.1%History
CMUMFS High Yield Municipal TrustSH BEN INT11,300$35.4K<0.1%History
CXEMFS High Income Municipal TrustSH BEN INT11,300$35.3K<0.1%History
CEQPCrestwood Equity Partners LPUNIT LTD PARTNER1,143$33.4K<0.1%History
SPDR Index Shs FDS78463X152ST STR SP N AM582$30.8K<0.1%–
GPREGreen Plains Inc.COM957$28.8K<0.1%History
Invesco Exchange Traded FD T46137Y609S&P 500A EQL967$25.8K<0.1%–
PSTLPostal Realty Trust, Inc.CL A1,859$25.1K<0.1%History
SDCSmileDirectClub, Inc.CL A COM57,750$24.0K<0.1%History
VanEck Vectors ETF Tr92189F817VIETNAM ETF1,628$22.0K<0.1%–
VRTVVeritiv CorpCOM100$16.9K<0.1%History
CELLBruker Cellular Analysis, Inc.COM15,923$15.9K<0.1%History
iShares Tr464288174GL TIMB FORE ETF200$14.8K<0.1%–
DISH Network CORP25470MAD1NOTE 2.375% 3/1–$14.4K<0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX281$14.1K<0.1%–
EFCEllington Financial Inc.COM1,125$14.0K<0.1%History
First Tr Exch TRD Alphdx FD33737J224UNIT KING ALPH383$12.5K<0.1%–
iShares Tr46434V449MSCI INTL MOMENT386$12.2K<0.1%–
AVAVAeroVironment IncCOM100$11.2K<0.1%History
ProShares Tr74347X849SHRT 20+YR TRE427$10.7K<0.1%–
iShares Tr4642881253YRTB ETF153$10.3K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF438$9.11K<0.1%–
FHBFirst Hawaiian, Inc.COM500$9.03K<0.1%History
RNGRingCentral, Inc.CL A298$8.83K<0.1%History
Indexiq ETF Tr45409B883IQ GLB RES ETF265$8.67K<0.1%–
CMRECostamare Inc.SHS885$8.51K<0.1%History
CEVACeva IncCOM400$7.76K<0.1%History
MNPWestern Asset Municipal Partners Fund Inc.COM708$7.49K<0.1%History