UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 8,015
- −248 vs. Q3 2023
- Portfolio value
- $248.7B
- +$30.4B (+13.9%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 22,198,702 | $8.35B | 3.4% | +358,682+1.6% | Added | History |
| AAPLApple Inc. | Stock | 38,961,380 | $7.50B | 3.0% | +1,739,974+4.7% | Added | History |
| UBSUBS Group AG | Stock | 135,283,262 | $4.18B | 1.7% | +22,457,366+19.9% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 8,182,783 | $3.89B | 1.6% | −826,678−9.2% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 24,493,543 | $3.72B | 1.5% | −1,118,113−4.4% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 2,715,585 | $3.03B | 1.2% | +507,859+23.0% | Added | History |
| NVDANVIDIA Corp | Stock | 6,097,233 | $3.02B | 1.2% | −137,781−2.2% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 20,877,928 | $2.92B | 1.2% | −856,630−3.9% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 16,088,029 | $2.74B | 1.1% | +471,407+3.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 15,517,460 | $2.19B | 0.9% | +2,489,537+19.1% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 3,818,287 | $2.01B | 0.8% | +291,491+8.3% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 4,747,812 | $1.94B | 0.8% | −1,324,008−21.8% | Reduced | – |
| VVisa Inc. | Stock | 7,294,395 | $1.90B | 0.8% | −271,932−3.6% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 2,872,311 | $1.90B | 0.8% | +153,122+5.6% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 12,453,226 | $1.86B | 0.7% | +116,492+0.9% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 6,102,415 | $1.85B | 0.7% | +103,652+1.7% | Added | – |
| HDHome Depot, Inc. | Stock | 5,280,540 | $1.83B | 0.7% | −32,732−0.6% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,520,461 | $1.72B | 0.7% | +196,363+3.7% | Added | – |
| ABBVAbbVie Inc. | Stock | 10,905,122 | $1.69B | 0.7% | +345,137+3.3% | Added | History |
| METAMeta Platforms, Inc. | Stock | 4,741,414 | $1.68B | 0.7% | +2,412+0.1% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 23,724,012 | $1.67B | 0.7% | −1,842,001−7.2% | Reduced | – |
| iShares Core S&P 500 ETF464287200 | ETF | 3,160,061 | $1.51B | 0.6% | +201,367+6.8% | Added | – |
| LLYEli Lilly & Co | Stock | 2,543,979 | $1.48B | 0.6% | +320,958+14.4% | Added | History |
| MCDMcDonalds Corp | Stock | 4,908,548 | $1.46B | 0.6% | −133,236−2.6% | Reduced | History |
| MRKMerck & Co., Inc. | Stock | 12,658,556 | $1.38B | 0.6% | +443,308+3.6% | Added | History |
| JNJJohnson & Johnson | Stock | 8,733,500 | $1.37B | 0.6% | −984,446−10.1% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 5,862,225 | $1.36B | 0.5% | −31,390−0.5% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 13,668,591 | $1.35B | 0.5% | +5,095,082+59.4% | Added | – |
| PGProcter & Gamble Co | Stock | 9,190,897 | $1.35B | 0.5% | −1,028,984−10.1% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 3,073,578 | $1.34B | 0.5% | +163,990+5.6% | Added | – |
| TSLATesla, Inc. | Stock | 5,302,195 | $1.32B | 0.5% | +829,365+18.5% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,670,293 | $1.31B | 0.5% | +98,433+2.8% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 26,883,699 | $1.29B | 0.5% | −185,622−0.7% | Reduced | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 4,453,110 | $1.23B | 0.5% | −16,632−0.4% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 7,412,758 | $1.22B | 0.5% | +444,862+6.4% | Added | – |
| CSCOCisco Systems, Inc. | Stock | 24,028,202 | $1.21B | 0.5% | −1,155,226−4.6% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 12,115,732 | $1.21B | 0.5% | +833,106+7.4% | Added | History |
| KOCoca Cola Co | Stock | 20,019,559 | $1.18B | 0.5% | +818,398+4.3% | Added | History |
| ACNAccenture plc | Stock | 3,197,036 | $1.12B | 0.5% | +264,053+9.0% | Added | History |
| CVXChevron Corp | Stock | 7,479,686 | $1.12B | 0.4% | −726,129−8.8% | Reduced | History |
| TMOThermo Fisher Scientific Inc. | Stock | 2,098,314 | $1.11B | 0.4% | +55,668+2.7% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 6,446,494 | $1.10B | 0.4% | +253,148+4.1% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 10,130,084 | $1.10B | 0.4% | +352,841+3.6% | Added | – |
| CRMSalesforce, Inc. | Stock | 3,861,080 | $1.02B | 0.4% | +297,108+8.3% | Added | History |
| UNPUnion Pacific Corp | Stock | 4,061,521 | $997.6M | 0.4% | +289,904+7.7% | Added | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 4,105,333 | $973.9M | 0.4% | +159,194+4.0% | Added | – |
| AMGNAmgen Inc | Stock | 3,360,528 | $967.9M | 0.4% | +444,008+15.2% | Added | History |
| HONHoneywell International Inc | COM | 4,573,412 | $959.1M | 0.4% | +367,196+8.7% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 6,039,483 | $953.0M | 0.4% | +90,811+1.5% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 4,898,953 | $943.0M | 0.4% | +37,312+0.8% | Added | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 9,233,009 | $916.4M | 0.4% | +2,231,771+31.9% | Added | – |
| LINLinde PLC | Stock | 2,223,980 | $913.4M | 0.4% | +42,807+2.0% | Added | History |
| GLDSPDR Gold Trust | ETF | 4,749,085 | $907.9M | 0.4% | +430,247+10.0% | Added | History |
| PEPPepsiCo Inc | Stock | 5,245,468 | $890.9M | 0.4% | −570,498−9.8% | Reduced | History |
| ADBEAdobe Inc. | Stock | 1,480,630 | $883.3M | 0.4% | +116,108+8.5% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 11,592,762 | $873.5M | 0.4% | −2,932,846−20.2% | Reduced | – |
| iShares Russell 2000 ETF464287655 | ETF | 4,261,943 | $855.4M | 0.3% | −424,489−9.1% | Reduced | – |
| Vanguard Information Technology ETF92204A702 | ETF | 1,762,372 | $853.0M | 0.3% | +31,323+1.8% | Added | – |
| MAMastercard Inc | Stock | 1,991,597 | $849.4M | 0.3% | −299,541−13.1% | Reduced | History |
| NKENIKE, Inc. | Stock | 7,509,461 | $815.3M | 0.3% | +1,821,058+32.0% | Added | History |
| SBUXStarbucks Corp | Stock | 8,413,858 | $807.8M | 0.3% | −26,954−0.3% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,777,241 | $805.8M | 0.3% | +61,160+1.6% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 15,854,423 | $801.9M | 0.3% | −463,568−2.8% | Reduced | – |
| AMDAdvanced Micro Devices Inc | Stock | 5,396,539 | $795.5M | 0.3% | −984,516−15.4% | Reduced | History |
| ABTAbbott Laboratories | Stock | 7,211,523 | $793.8M | 0.3% | −23,531−0.3% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 2,607,832 | $769.0M | 0.3% | +50,241+2.0% | Added | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 7,839,763 | $755.7M | 0.3% | −3,012,862−27.8% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 8,990,646 | $753.8M | 0.3% | −1,005,805−10.1% | Reduced | – |
| NEENextera Energy Inc | Stock | 12,219,011 | $742.2M | 0.3% | −1,399,348−10.3% | Reduced | History |
| RTXRTX Corp | Stock | 8,787,227 | $739.4M | 0.3% | −2,063,762−19.0% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 4,686,378 | $736.8M | 0.3% | −217,306−4.4% | Reduced | History |
| WMTWalmart Inc. | Stock | 4,657,126 | $734.2M | 0.3% | −341,601−6.8% | Reduced | History |
| AMATApplied Materials Inc | Stock | 4,484,183 | $726.8M | 0.3% | +538,650+13.7% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 17,247,781 | $708.9M | 0.3% | −639,358−3.6% | Reduced | – |
| INTCIntel Corp | Stock | 14,014,502 | $704.2M | 0.3% | −2,302,642−14.1% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 9,325,191 | $700.3M | 0.3% | +137,360+1.5% | Added | – |
| LBRDKLiberty Broadband Corp | COM SER C | 8,410,411 | $677.8M | 0.3% | −215,938−2.5% | Reduced | History |
| MSMorgan Stanley | Stock | 7,236,830 | $674.8M | 0.3% | −314,900−4.2% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 1,471,980 | $667.2M | 0.3% | +88,080+6.4% | Added | History |
| MDLZMondelez International, Inc. | Stock | 9,100,723 | $659.2M | 0.3% | +900,717+11.0% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 3,474,995 | $658.4M | 0.3% | +305,440+9.6% | Added | History |
| BXBlackstone Inc. | COM | 5,008,988 | $655.8M | 0.3% | +71,553+1.4% | Added | History |
| DHRDanaher Corp | Stock | 2,797,566 | $647.2M | 0.3% | −27,922−1.0% | Reduced | History |
| BLKBlackRock, Inc. | COM | 794,295 | $644.8M | 0.3% | −5,549−0.7% | Reduced | History |
| INTUIntuit Inc. | Stock | 1,026,417 | $641.5M | 0.3% | +243,692+31.1% | Added | History |
| BACBank of America Corp | Stock | 18,839,982 | $634.3M | 0.3% | +1,288,587+7.3% | Added | History |
| BABoeing Co | Stock | 2,414,620 | $629.4M | 0.3% | +390,561+19.3% | Added | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 4,276,029 | $629.2M | 0.3% | +200,655+4.9% | Added | – |
| QCOMQualcomm Inc | Stock | 4,298,190 | $621.6M | 0.3% | −580,846−11.9% | Reduced | History |
| iShares S&P 500 Value ETF464287408 | ETF | 3,558,382 | $618.8M | 0.2% | +14,425+0.4% | Added | – |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 6,738,141 | $615.8M | 0.2% | +137,957+2.1% | Added | – |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 5,849,988 | $608.4M | 0.2% | +890,321+18.0% | Added | History |
| ORCLOracle Corp | Stock | 5,571,522 | $587.4M | 0.2% | −346,334−5.9% | Reduced | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 14,596,210 | $586.9M | 0.2% | −2,585,529−15.0% | Reduced | – |
| CVSCVS Health Corp | Stock | 7,329,518 | $578.7M | 0.2% | −364,616−4.7% | Reduced | History |
| iShares Tr464288257 | MSCI ACWI ETF | 5,557,897 | $565.6M | 0.2% | +5,157,570+1,288.3% | Added | – |
| ISRGIntuitive Surgical Inc | COM NEW | 1,672,063 | $564.1M | 0.2% | +399,479+31.4% | Added | History |
| LOWLowes Companies Inc | Stock | 2,438,422 | $542.7M | 0.2% | +63,032+2.7% | Added | History |
| AMTAmerican Tower Corp | REIT | 2,513,107 | $542.5M | 0.2% | −346,112−12.1% | Reduced | History |
| LRCXLam Research Corp | COM | 688,281 | $539.1M | 0.2% | +115,961+20.3% | Added | History |
Options (743)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 743 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | $2.59B | $3.93B |
| Invesco QQQ Trust Series I46090E103 | ETF | $4.35B | $1.65B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.35B | $1.03B |
| AAPLApple Inc. | Stock | $1.82B | $1.16B |
| MSFTMicrosoft Corp | Stock | $1.55B | $1.33B |
| iShares Tr464287432 | 20 YR TR BD ETF | $269.5M | $2.06B |
| UNPUnion Pacific Corp | Stock | $259.4M | $2.02B |
| NVDANVIDIA Corp | Stock | $801.0M | $719.1M |
| AMDAdvanced Micro Devices Inc | Stock | $968.5M | $487.8M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $855.5M | $521.4M |
| TSLATesla, Inc. | Stock | $763.1M | $501.0M |
| iShares Tr464288513 | IBOXX HI YD ETF | $707.4M | $435.6M |
| AMZNAmazon Com Inc | Stock | $604.0M | $479.0M |
| JPMJPMorgan Chase & Co | Stock | $714.4M | $307.4M |
| METAMeta Platforms, Inc. | Stock | $357.9M | $622.9M |
| MSMorgan Stanley | Stock | $266.6M | $575.3M |
| GLDSPDR Gold Trust | ETF | $269.4M | $563.3M |
| GOOGLAlphabet Inc. | Stock | $422.8M | $406.3M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $308.1M | $498.0M |
| AVGOBroadcom Inc. | Stock | $583.5M | $205.0M |
| BACBank of America Corp | Stock | $389.4M | $296.5M |
| CRMSalesforce, Inc. | Stock | $562.7M | $102.4M |
| INTCIntel Corp | Stock | $363.6M | $299.6M |
| STLAStellantis N.V. | SHS | $386.9M | $267.8M |
| iShares MSCI Eafe ETF464287465 | ETF | $374.1M | $234.1M |
| NFLXNetflix Inc | Stock | $427.2M | $172.9M |
| CCitigroup Inc | Stock | $331.8M | $260.0M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $96.1M | $490.7M |
| GOOGAlphabet Inc. | Stock | $274.9M | $303.1M |
| TMUST-Mobile US, Inc. | Stock | $219.9M | $347.4M |
| BRK.BBerkshire Hathaway Inc | Stock | $321.9M | $242.1M |
| UNHUnitedHealth Group Inc | Stock | $262.7M | $225.2M |
| MUMicron Technology Inc | Stock | $326.1M | $147.3M |
| iShares Tr464287440 | 7-10 YR TRSY BD | – | $472.8M |
| ABBVAbbVie Inc. | Stock | $270.3M | $170.5M |
| CSCOCisco Systems, Inc. | Stock | $257.0M | $178.1M |
| UBERUber Technologies, Inc | Stock | $243.2M | $188.4M |
| CMGChipotle Mexican Grill Inc | COM | $244.5M | $183.2M |
| VVisa Inc. | Stock | $256.0M | $154.2M |
| BABAAlibaba Group Holding Ltd | ADR | $54.5M | $326.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | – | $378.2M |
| WMTWalmart Inc. | Stock | $239.2M | $138.2M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $217.6M | $138.5M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $272.5M | $81.3M |
| ADBEAdobe Inc. | Stock | $263.6M | $87.8M |
| WDAYWorkday, Inc. | CL A | $228.7M | $121.5M |
| MAMastercard Inc | Stock | $205.8M | $133.4M |
| UBSUBS Group AG | Stock | $17.0M | $318.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $141.3M | $192.9M |
| BIDUBaidu, Inc. | ADR | $320.8M | $11.7M |
| GSGoldman Sachs Group Inc | Stock | $182.8M | $108.6M |
| LLYEli Lilly & Co | Stock | $154.7M | $126.5M |
| ADIAnalog Devices Inc | Stock | $131.9M | $143.5M |
| KOCoca Cola Co | Stock | $140.1M | $131.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $92.2M | $178.3M |
| HDHome Depot, Inc. | Stock | $162.3M | $104.9M |
| AIGAmerican International Group, Inc. | Stock | $211.8M | $55.3M |
| MCDMcDonalds Corp | Stock | $145.3M | $120.1M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $99.3M | $165.0M |
| FCXFreeport-McMoran Inc | Stock | $107.5M | $155.7M |
| JNJJohnson & Johnson | Stock | $152.3M | $109.3M |
| PEPPepsiCo Inc | Stock | $135.4M | $118.0M |
| LULUlululemon athletica inc. | Stock | $137.0M | $102.7M |
| MRKMerck & Co., Inc. | Stock | $136.9M | $95.3M |
| XUnited States Steel Corp | COM | $203.3M | $27.2M |
| IBMInternational Business Machines Corp | Stock | $151.2M | $78.4M |
| HUMHumana Inc | Stock | $132.5M | $95.4M |
| FDXFedEx Corp | Stock | $130.2M | $95.7M |
| iShares Tips Bond ETF464287176 | ETF | – | $225.8M |
| XOMExxonMobil Holdings Corp | COM | $119.8M | $104.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $121.1M | $96.9M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $151.9M | $62.8M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $209.6M | $2.71M |
| KMIKinder Morgan, Inc. | Stock | $105.0M | $105.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $45.2M | $162.3M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $146.3M | $59.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $159.9M | $45.2M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $204.1M |
| ALCAlcon Inc | Stock | $71.9M | $131.4M |
| SNOWSnowflake Inc. | Stock | $138.2M | $63.4M |
| QCOMQualcomm Inc | Stock | $113.0M | $87.6M |
| BMYBristol Myers Squibb Co | Stock | $107.0M | $91.0M |
| SHOPShopify Inc. | Stock | $146.0M | $49.7M |
| iShares Tr464287739 | U.S. REAL ES ETF | $190.2M | $822.7K |
| ADSKAutodesk, Inc. | COM | $111.1M | $79.4M |
| WMBWilliams Companies, Inc. | COM | $108.1M | $81.9M |
| AMGNAmgen Inc | Stock | $101.4M | $88.0M |
| VZVerizon Communications Inc | Stock | $65.1M | $123.0M |
| TXNTexas Instruments Inc | Stock | $57.4M | $129.6M |
| CVXChevron Corp | Stock | $131.7M | $51.5M |
| CMCSAComcast Corp | Stock | $116.9M | $64.6M |
| PFEPfizer Inc | Stock | $86.0M | $93.6M |
| EMREmerson Electric Co | Stock | $98.2M | $79.6M |
| DISWalt Disney Co | Stock | $78.4M | $99.1M |
| COSTCostco Wholesale Corp | Stock | $98.0M | $77.5M |
| PANWPalo Alto Networks Inc | Stock | $101.1M | $70.9M |
| PINSPinterest, Inc. | CL A | $101.8M | $68.6M |
| PGProcter & Gamble Co | Stock | $95.3M | $75.1M |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | $46.0M | $122.8M |
| CPRICapri Holdings Ltd | SHS | $94.9M | $73.8M |
Sold out since Q3 2023 (1,311)
Positions held at the end of Q3 2023 that are gone from this filing.
The largest 100 of 1,311 by value last quarter.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 3,955,778 | $370.4M | 0.2% | History |
| VMWVmware LLC | CL A COM | 528,452 | $88.0M | <0.1% | History |
| NATINational Instruments Corp | COM | 1,411,098 | $84.1M | <0.1% | History |
| DENDenbury Inc | COM | 681,129 | $66.8M | <0.1% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 534,044 | $61.8M | <0.1% | History |
| ICPTIntercept Pharmaceuticals, Inc. | COM | 2,999,188 | $55.6M | <0.1% | History |
| NEWRNew Relic, Inc. | COM | 421,747 | $36.1M | <0.1% | History |
| HEPHolly Energy Partners LP | COM UT LTD PTN | 1,460,304 | $32.1M | <0.1% | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 1,208,289 | $30.6M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 1,236,002 | $26.2M | <0.1% | – |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 1,009,519 | $25.1M | <0.1% | – |
| TWNKHostess Brands, Inc. | CL A | 744,922 | $24.8M | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 1,007,235 | $20.4M | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 3,024,702 | $18.7M | <0.1% | – |
| SCPLSciPlay Corp | CL A | 779,920 | $17.8M | <0.1% | History |
| SGENSeagen Inc. | COM | 64,453 | $13.7M | <0.1% | History |
| Abcam PLC000380204 | ADS | 488,004 | $11.0M | <0.1% | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $10.3M | <0.1% | – |
| VRTVVeritiv Corp | COM | 57,763 | $9.76M | <0.1% | History |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 327,233 | $9.57M | <0.1% | History |
| iShares Tr46435G318 | IBONDS DEC2023 | 290,903 | $7.43M | <0.1% | – |
| AVTAAvantax, Inc. | COM | 260,180 | $6.66M | <0.1% | History |
| CIRCircor International Inc | COM | 108,319 | $6.04M | <0.1% | History |
| HCCIHeritage-Crystal Clean, Inc. | COM | 95,267 | $4.32M | <0.1% | History |
| EMANEmagin Corp | COM NEW | 1,710,016 | $3.40M | <0.1% | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 1,263,645 | $2.64M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J544 | BULSHS 2023 MUNI | 79,156 | $1.98M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 81,688 | $1.92M | <0.1% | – |
| FDEUFirst Trust Dynamic Europe Equity Income Fund | COM SHS | 150,686 | $1.87M | <0.1% | History |
| NXGNNextgen Healthcare, Inc. | COM | 78,389 | $1.86M | <0.1% | History |
| ARGOArgo Group International Holdings, Inc. | COM | 59,210 | $1.77M | <0.1% | History |
| CENCenter Coast Brookfield MLP & Energy Infrastructure Fund | SHS BEN INT | 80,001 | $1.70M | <0.1% | History |
| GHLGreenhill & Co Inc | COM | 111,836 | $1.66M | <0.1% | History |
| SCUSculptor Capital Management, Inc. | COM CL A | 128,943 | $1.50M | <0.1% | History |
| AAICArlington Asset Investment Corp. | CL A NEW | 340,307 | $1.46M | <0.1% | History |
| HTHersha Hospitality Trust | PR SHS BEN INT | 146,546 | $1.44M | <0.1% | History |
| THRNThorne Healthtech, Inc. | COM | 124,779 | $1.27M | <0.1% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 171,198 | $1.22M | <0.1% | History |
| Chindata Group Hldgs Ltd16955F107 | ADS | 126,266 | $1.05M | <0.1% | – |
| TRHCTabula Rasa HealthCare, Inc. | COM | 95,104 | $980.5K | <0.1% | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 92,627 | $906.8K | <0.1% | History |
| CCFChase Corp | COM | 5,926 | $754.0K | <0.1% | History |
| DBDDiebold Nixdorf, Inc | COM SHS | 38,355 | $726.4K | <0.1% | History |
| Cool Co LtdG2415A113 | COMMON SHARES | 51,624 | $715.0K | <0.1% | – |
| KLRKaleyra, Inc. | COM | 94,941 | $687.4K | <0.1% | History |
| ANTXAN2 Therapeutics, Inc. | COM | 41,046 | $660.0K | <0.1% | History |
| EQRXEQRx, Inc. | COM | 285,286 | $633.3K | <0.1% | History |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 55,948 | $591.9K | <0.1% | History |
| PNTPOINT Biopharma Global Inc. | COM | 87,639 | $584.6K | <0.1% | History |
| MYOMyomo, Inc. | COM NEW | 500,082 | $555.1K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 19,484 | $523.5K | <0.1% | History |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 56,904 | $498.5K | <0.1% | History |
| Dimensional ETF Trust25434V815 | US SMALL CAP ETF | 18,881 | $478.4K | <0.1% | – |
| Nuveen PFD & Income 2022 Ter67075T105 | COM | 29,584 | $464.5K | <0.1% | – |
| Global Gas Corp265334102 | COM CL A | 45,000 | $454.1K | <0.1% | – |
| DTCKFDavis Commodities Ltd | USD ORD SHS | 146,558 | $427.9K | <0.1% | History |
| Direxion Shs ETF Tr25461A304 | DLY AAPL BEAR 1X | 18,247 | $413.7K | <0.1% | – |
| TNGXTango Therapeutics, Inc. | COM | 30,988 | $348.9K | <0.1% | History |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 9,520 | $322.0K | <0.1% | – |
| CTVInnovid Corp. | COMMON STOCK | 249,074 | $318.8K | <0.1% | History |
| Northern LTS FD Tr IV66538H179 | MAIN BUYWRITE | 20,063 | $266.8K | <0.1% | – |
| TRMDTORM plc | SHS CL A | 8,834 | $243.1K | <0.1% | History |
| SPDR Series Trust78468R531 | SPDR S&P 500 ESG | 5,746 | $238.4K | <0.1% | – |
| Innovator ETFs Trust45782C532 | US EQTY ULTRA B | 7,882 | $231.6K | <0.1% | – |
| Investment Managers Ser Tr I46144X628 | AXS SHORT INNOV | 5,642 | $224.0K | <0.1% | – |
| ProShares Tr74347R305 | PSHS ULTRA DOW30 | 3,514 | $222.9K | <0.1% | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 4,275 | $205.8K | <0.1% | – |
| SDCSmileDirectClub, Inc. | CL A COM | 426,448 | $177.0K | <0.1% | History |
| Janus Detroit STR Tr47103U753 | B-BBB CLO ETF | 3,609 | $171.4K | <0.1% | – |
| Investment Managers Ser Tr I46144X487 | AXS 2X INVTN NEW | 2,912 | $163.5K | <0.1% | – |
| FRGIFiesta Restaurant Group, Inc. | COM | 19,317 | $163.4K | <0.1% | History |
| ETF Ser Solutions26922A602 | VIDENT CORE US | 3,700 | $154.3K | <0.1% | – |
| FLYUBank of Montreal | CAL LKD 42 | 4,776 | $144.6K | <0.1% | History |
| UVIXVS Trust | 2X LONG VIX FUT | 39,464 | $137.7K | <0.1% | History |
| Eneti IncY2294C107 | COM | 13,605 | $137.1K | <0.1% | – |
| PACWPacwest Bancorp | COM | 16,488 | $130.4K | <0.1% | History |
| Morgan Stanley ETF Trust61774R205 | CALVERT US LARCP | 2,333 | $124.2K | <0.1% | – |
| Tidal Trust II88636J600 | ROUNDHILL GENER | 4,384 | $118.2K | <0.1% | – |
| Franklin Templeton ETF Tr35473P884 | US MID CP MLTFCT | 2,467 | $106.0K | <0.1% | – |
| Polymet MNG Corp731916409 | COM NEW | 49,131 | $102.2K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G557 | ALERIAN GLXY CRY | 12,661 | $97.3K | <0.1% | – |
| iShares Tr46435U861 | CORE DIVID ETF | 2,604 | $96.9K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 3,206 | $86.7K | <0.1% | – |
| Investment Managers Ser Tr I46144X107 | AXS CHANGE FINAN | 2,898 | $85.8K | <0.1% | – |
| EBIXEbix Inc | COM NEW | 8,483 | $83.8K | <0.1% | History |
| Direxion Shs ETF Tr25460G153 | DAILY REGIONAL | 1,424 | $77.2K | <0.1% | – |
| Valkyrie ETF Trust II91917A108 | BITCOIN STRATEGY | 7,696 | $76.8K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q175 | ACTIVEBUILDE INT | 1,731 | $75.9K | <0.1% | – |
| APGEApogee Therapeutics, Inc. | COM | 3,557 | $75.8K | <0.1% | History |
| Principal Exchange Traded FD74255Y102 | ACTIVE HIGH YL | 4,139 | $74.7K | <0.1% | – |
| BBDOBank Bradesco | SPONSORED ADR | 27,647 | $74.1K | <0.1% | History |
| Graniteshares ETF Tr38747R108 | BBG COMMD K 1 | 3,409 | $73.6K | <0.1% | – |
| VLNValens Semiconductor Ltd. | ORDINARY SHARES | 27,558 | $73.3K | <0.1% | History |
| Advisorshares Tr00768Y479 | DORSY FSM ALCP | 2,372 | $71.8K | <0.1% | – |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 1,684 | $68.3K | <0.1% | – |
| Dimensional ETF Trust25434V872 | CORE FIXE IN ETF | 1,682 | $67.9K | <0.1% | – |
| American Centy ETF Tr025072505 | DIVERSIFIED MU | 1,397 | $67.0K | <0.1% | – |
| Simplify Exchange Traded Fun82889N301 | US EQT PLS UPSID | 2,248 | $65.5K | <0.1% | – |
| ProShares Tr74347B185 | PSHS SHTFINL ETF | 5,015 | $65.0K | <0.1% | – |
| Aim ETF Products Trust00888H802 | ALLIA US JAN ETF | 2,194 | $63.2K | <0.1% | – |