UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 8,263
- +520 vs. Q2 2023
- Portfolio value
- $218.2B
- −$11.9B (−5.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 21,840,020 | $6.90B | 3.2% | −1,107,458−4.8% | Reduced | History |
| AAPLApple Inc. | Stock | 37,221,406 | $6.37B | 2.9% | −1,610,200−4.1% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 9,009,461 | $3.85B | 1.8% | +876,391+10.8% | Added | History |
| AMZNAmazon Com Inc | Stock | 25,611,656 | $3.26B | 1.5% | −944,642−3.6% | Reduced | History |
| GOOGLAlphabet Inc. | Stock | 21,734,558 | $2.84B | 1.3% | −1,999,781−8.4% | Reduced | History |
| UBSUBS Group AG | Stock | 112,825,896 | $2.78B | 1.3% | −1,001,943−0.9% | Reduced | History |
| NVDANVIDIA Corp | Stock | 6,235,014 | $2.71B | 1.2% | −1,201,920−16.2% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 15,616,622 | $2.26B | 1.0% | −12,222−0.1% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 6,071,820 | $2.18B | 1.0% | +1,187,337+24.3% | Added | – |
| AVGOBroadcom Inc. | Stock | 2,207,726 | $1.83B | 0.8% | −43,071−1.9% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 3,526,796 | $1.78B | 0.8% | −634,288−15.2% | Reduced | History |
| VVisa Inc. | Stock | 7,566,327 | $1.74B | 0.8% | −112,629−1.5% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 13,027,923 | $1.72B | 0.8% | −2,257,216−14.8% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 12,336,734 | $1.70B | 0.8% | −267,820−2.1% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 25,566,013 | $1.65B | 0.8% | +455,295+1.8% | Added | – |
| HDHome Depot, Inc. | Stock | 5,313,272 | $1.61B | 0.7% | −587,190−10.0% | Reduced | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 5,998,763 | $1.60B | 0.7% | +64,337+1.1% | Added | – |
| ABBVAbbVie Inc. | Stock | 10,559,985 | $1.57B | 0.7% | −551,084−5.0% | Reduced | History |
| COSTCostco Wholesale Corp | Stock | 2,719,189 | $1.54B | 0.7% | −95,134−3.4% | Reduced | History |
| JNJJohnson & Johnson | Stock | 9,717,946 | $1.51B | 0.7% | +816,297+9.2% | Added | History |
| PGProcter & Gamble Co | Stock | 10,219,881 | $1.49B | 0.7% | +354,521+3.6% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,324,098 | $1.45B | 0.7% | −31,659−0.6% | Reduced | – |
| METAMeta Platforms, Inc. | Stock | 4,739,002 | $1.42B | 0.7% | +676,724+16.7% | Added | History |
| CVXChevron Corp | Stock | 8,205,815 | $1.38B | 0.6% | +1,002,082+13.9% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 25,183,428 | $1.35B | 0.6% | −3,843,361−13.2% | Reduced | History |
| MCDMcDonalds Corp | Stock | 5,041,784 | $1.33B | 0.6% | −405,147−7.4% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 11,282,626 | $1.33B | 0.6% | −1,131,476−9.1% | Reduced | History |
| iShares Core S&P 500 ETF464287200 | ETF | 2,958,694 | $1.27B | 0.6% | +85,692+3.0% | Added | – |
| MRKMerck & Co., Inc. | Stock | 12,215,248 | $1.26B | 0.6% | −489,666−3.9% | Reduced | History |
| BRK.BBerkshire Hathaway Inc | Stock | 3,571,860 | $1.25B | 0.6% | +125,760+3.6% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 5,893,615 | $1.23B | 0.6% | +106,353+1.8% | Added | – |
| LLYEli Lilly & Co | Stock | 2,223,021 | $1.19B | 0.5% | −217,432−8.9% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 27,069,321 | $1.18B | 0.5% | +252,439+0.9% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 2,909,588 | $1.14B | 0.5% | +182,361+6.7% | Added | – |
| TSLATesla, Inc. | Stock | 4,472,830 | $1.12B | 0.5% | −278,248−5.9% | Reduced | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 4,469,742 | $1.11B | 0.5% | +109,288+2.5% | Added | – |
| KOCoca Cola Co | Stock | 19,201,161 | $1.07B | 0.5% | −1,409,471−6.8% | Reduced | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 6,967,896 | $1.06B | 0.5% | +14,207+0.2% | Added | – |
| TMOThermo Fisher Scientific Inc. | Stock | 2,042,646 | $1.03B | 0.5% | −65,347−3.1% | Reduced | History |
| iShares MSCI Eafe ETF464287465 | ETF | 14,525,608 | $1.00B | 0.5% | +2,979,455+25.8% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 10,852,625 | $994.0M | 0.5% | +579,423+5.6% | Added | – |
| PEPPepsiCo Inc | Stock | 5,815,966 | $985.5M | 0.5% | +898,024+18.3% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 6,193,346 | $962.3M | 0.4% | +8,076+0.1% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 9,777,243 | $922.3M | 0.4% | +96,819+1.0% | Added | – |
| MAMastercard Inc | Stock | 2,291,138 | $907.1M | 0.4% | −96,999−4.1% | Reduced | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 9,996,451 | $903.6M | 0.4% | +1,308,967+15.1% | Added | – |
| ACNAccenture plc | Stock | 2,932,983 | $900.7M | 0.4% | +159,392+5.7% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 5,948,672 | $842.9M | 0.4% | +880,506+17.4% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 3,946,139 | $838.2M | 0.4% | +33,079+0.8% | Added | – |
| iShares Russell 2000 ETF464287655 | ETF | 4,686,432 | $828.3M | 0.4% | +236,715+5.3% | Added | – |
| LINLinde PLC | Stock | 2,181,173 | $812.2M | 0.4% | −83,957−3.7% | Reduced | History |
| WMTWalmart Inc. | Stock | 4,998,727 | $799.4M | 0.4% | +511,439+11.4% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 4,861,641 | $797.0M | 0.4% | −101,113−2.0% | Reduced | – |
| LBRDKLiberty Broadband Corp | COM SER C | 8,626,349 | $787.8M | 0.4% | +1,536,718+21.7% | Added | History |
| AMGNAmgen Inc | Stock | 2,916,520 | $783.8M | 0.4% | −334,740−10.3% | Reduced | History |
| RTXRTX Corp | Stock | 10,850,989 | $780.9M | 0.4% | −225,372−2.0% | Reduced | History |
| NEENextera Energy Inc | Stock | 13,618,359 | $780.2M | 0.4% | −800,755−5.6% | Reduced | History |
| HONHoneywell International Inc | COM | 4,206,216 | $777.1M | 0.4% | −223,508−5.0% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 16,317,991 | $776.6M | 0.4% | −1,665,576−9.3% | Reduced | – |
| SBUXStarbucks Corp | Stock | 8,440,812 | $770.4M | 0.4% | −417,630−4.7% | Reduced | History |
| UNPUnion Pacific Corp | Stock | 3,771,617 | $768.0M | 0.4% | −433,972−10.3% | Reduced | History |
| UPSUnited Parcel Service Inc | Stock | 4,903,684 | $764.3M | 0.4% | −428,514−8.0% | Reduced | History |
| iShares Tr464287432 | 20 YR TR BD ETF | 8,573,509 | $760.4M | 0.3% | −807,433−8.6% | Reduced | – |
| GLDSPDR Gold Trust | ETF | 4,318,838 | $740.5M | 0.3% | −43,733−1.0% | Reduced | History |
| CRMSalesforce, Inc. | Stock | 3,563,972 | $722.7M | 0.3% | −503,292−12.4% | Reduced | History |
| Vanguard Information Technology ETF92204A702 | ETF | 1,731,049 | $718.2M | 0.3% | −25,208−1.4% | Reduced | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,716,081 | $702.6M | 0.3% | +71,684+2.0% | Added | – |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 17,887,139 | $701.4M | 0.3% | −543,369−2.9% | Reduced | – |
| ABTAbbott Laboratories | Stock | 7,235,054 | $700.7M | 0.3% | +40,440+0.6% | Added | History |
| ADBEAdobe Inc. | Stock | 1,364,522 | $695.8M | 0.3% | −181,260−11.7% | Reduced | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 7,001,238 | $658.4M | 0.3% | +930,441+15.3% | Added | – |
| AMDAdvanced Micro Devices Inc | Stock | 6,381,055 | $656.1M | 0.3% | +2,099,431+49.0% | Added | History |
| iShares Tr464287234 | MSCI EMG MKT ETF | 17,181,739 | $652.0M | 0.3% | +2,136,005+14.2% | Added | – |
| TXNTexas Instruments Inc | Stock | 3,980,852 | $633.0M | 0.3% | −190,625−4.6% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 9,187,831 | $628.6M | 0.3% | +370,785+4.2% | Added | – |
| ORCLOracle Corp | Stock | 5,917,856 | $626.8M | 0.3% | −114,253−1.9% | Reduced | History |
| DHRDanaher Corp | Stock | 2,825,488 | $621.4M | 0.3% | +199,359+7.6% | Added | History |
| MSMorgan Stanley | Stock | 7,551,730 | $616.7M | 0.3% | +377,831+5.3% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 6,600,184 | $606.0M | 0.3% | −534,641−7.5% | Reduced | – |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 3,169,555 | $603.2M | 0.3% | −210,243−6.2% | Reduced | History |
| PANWPalo Alto Networks Inc | Stock | 2,557,591 | $599.6M | 0.3% | −107,511−4.0% | Reduced | History |
| INTCIntel Corp | Stock | 16,317,144 | $580.1M | 0.3% | −4,294,317−20.8% | Reduced | History |
| MDLZMondelez International, Inc. | Stock | 8,200,006 | $569.1M | 0.3% | −58,306−0.7% | Reduced | History |
| LMTLockheed Martin Corp | Stock | 1,383,900 | $566.0M | 0.3% | −179,738−11.5% | Reduced | History |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 16,515,692 | $547.8M | 0.3% | −11,519,001−41.1% | Reduced | – |
| AMATApplied Materials Inc | Stock | 3,945,533 | $546.3M | 0.3% | +151,629+4.0% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 3,543,957 | $545.2M | 0.2% | −103,082−2.8% | Reduced | – |
| NKENIKE, Inc. | Stock | 5,688,403 | $543.9M | 0.2% | −666,503−10.5% | Reduced | History |
| QCOMQualcomm Inc | Stock | 4,879,036 | $541.9M | 0.2% | −59,498−1.2% | Reduced | History |
| CVSCVS Health Corp | Stock | 7,694,134 | $537.2M | 0.2% | −842,844−9.9% | Reduced | History |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 4,075,374 | $537.1M | 0.2% | −69,040−1.7% | Reduced | – |
| BXBlackstone Inc. | COM | 4,937,435 | $529.0M | 0.2% | +11,120+0.2% | Added | History |
| EOGEOG Resources Inc | Stock | 4,133,029 | $523.9M | 0.2% | −135,800−3.2% | Reduced | History |
| BLKBlackRock, Inc. | COM | 799,844 | $517.1M | 0.2% | −26,042−3.2% | Reduced | History |
| SLBSLB Limited | Stock | 8,473,636 | $494.0M | 0.2% | −203,411−2.3% | Reduced | History |
| LOWLowes Companies Inc | Stock | 2,375,390 | $493.7M | 0.2% | +14,511+0.6% | Added | History |
| DISWalt Disney Co | Stock | 6,050,095 | $490.4M | 0.2% | −1,507,654−19.9% | Reduced | History |
| PFEPfizer Inc | Stock | 14,717,442 | $488.2M | 0.2% | −1,749,197−10.6% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 6,024,731 | $487.8M | 0.2% | −1,366,428−18.5% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 3,777,893 | $486.4M | 0.2% | −18,311−0.5% | Reduced | – |
Options (689)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 689 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $6.96B | $1.50B |
| Invesco QQQ Trust Series I46090E103 | ETF | $4.07B | $2.99B |
| iShares Russell 2000 ETF464287655 | ETF | $3.06B | $1.82B |
| iShares Tr464287432 | 20 YR TR BD ETF | $212.8M | $1.45B |
| AAPLApple Inc. | Stock | $1.05B | $585.6M |
| UNPUnion Pacific Corp | Stock | $158.4M | $1.38B |
| MSFTMicrosoft Corp | Stock | $716.3M | $729.1M |
| NVDANVIDIA Corp | Stock | $714.0M | $677.9M |
| TSLATesla, Inc. | Stock | $846.7M | $350.6M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $656.5M | $496.6M |
| AMDAdvanced Micro Devices Inc | Stock | $604.2M | $350.8M |
| METAMeta Platforms, Inc. | Stock | $359.1M | $488.7M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $785.1M |
| GLDSPDR Gold Trust | ETF | $102.9M | $612.5M |
| AMZNAmazon Com Inc | Stock | $344.3M | $346.3M |
| iShares Tr464288513 | IBOXX HI YD ETF | $579.2M | $94.8M |
| MSMorgan Stanley | Stock | $184.0M | $466.5M |
| JPMJPMorgan Chase & Co | Stock | $463.2M | $170.2M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $398.9M | $231.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $382.4M | $242.7M |
| AVGOBroadcom Inc. | Stock | $344.8M | $194.6M |
| BACBank of America Corp | Stock | $257.6M | $279.7M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $325.5M | $185.6M |
| STLAStellantis N.V. | SHS | $298.5M | $209.3M |
| GOOGLAlphabet Inc. | Stock | $298.3M | $190.2M |
| ATVIActivision Blizzard, Inc. | COM | $272.8M | $202.5M |
| UNHUnitedHealth Group Inc | Stock | $260.4M | $187.3M |
| INTCIntel Corp | Stock | $302.4M | $116.7M |
| CSCOCisco Systems, Inc. | Stock | $201.4M | $215.6M |
| CRMSalesforce, Inc. | Stock | $352.6M | $56.1M |
| BABAAlibaba Group Holding Ltd | ADR | $127.0M | $272.5M |
| MAMastercard Inc | Stock | $164.1M | $230.7M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $79.6M | $308.5M |
| TMUST-Mobile US, Inc. | Stock | $181.8M | $205.0M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $256.0M | $124.6M |
| CCitigroup Inc | Stock | $212.4M | $165.8M |
| GOOGAlphabet Inc. | Stock | $204.1M | $160.5M |
| MUMicron Technology Inc | Stock | $253.3M | $102.0M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $122.9M | $221.5M |
| UBSUBS Group AG | Stock | $12.4M | $325.7M |
| WMTWalmart Inc. | Stock | $228.3M | $107.5M |
| iShares Tr464288752 | US HOME CONS ETF | $313.4M | $18.7M |
| ABBVAbbVie Inc. | Stock | $205.6M | $124.4M |
| BRK.BBerkshire Hathaway Inc | Stock | $184.0M | $130.0M |
| NFLXNetflix Inc | Stock | $213.5M | $99.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $111.8M | $193.3M |
| UBERUber Technologies, Inc | Stock | $199.4M | $93.7M |
| CMGChipotle Mexican Grill Inc | COM | $168.2M | $117.2M |
| FDXFedEx Corp | Stock | $118.4M | $166.8M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | – | $267.6M |
| SGENSeagen Inc. | COM | $192.4M | $71.8M |
| FISFidelity National Information Services, Inc. | Stock | $210.1M | $44.1M |
| iShares Tips Bond ETF464287176 | ETF | – | $253.6M |
| WDAYWorkday, Inc. | CL A | $167.1M | $83.5M |
| VVisa Inc. | Stock | $144.4M | $95.5M |
| ADIAnalog Devices Inc | Stock | $107.9M | $123.2M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $13.7M | $210.4M |
| AIGAmerican International Group, Inc. | Stock | $182.7M | $39.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $129.1M | $86.5M |
| HUMHumana Inc | Stock | $128.1M | $80.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $103.3M | $104.7M |
| BMYBristol Myers Squibb Co | Stock | $110.3M | $92.7M |
| XOMExxonMobil Holdings Corp | COM | $85.6M | $112.5M |
| ALCAlcon Inc | Stock | $47.8M | $150.0M |
| GSGoldman Sachs Group Inc | Stock | $118.5M | $76.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $103.5M | $87.4M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $15.3M | $173.4M |
| CPRICapri Holdings Ltd | SHS | $106.6M | $78.9M |
| ABNBAirbnb, Inc. | Stock | $132.8M | $52.7M |
| KMIKinder Morgan, Inc. | Stock | $88.6M | $91.2M |
| CARRCarrier Global Corp | Stock | $122.7M | $54.8M |
| ADBEAdobe Inc. | Stock | $70.7M | $105.9M |
| LULUlululemon athletica inc. | Stock | $102.0M | $68.9M |
| COPConocoPhillips | Stock | $53.7M | $114.5M |
| MTBM&T Bank Corp | COM | $160.9M | $5.06M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $34.6M | $129.1M |
| WMBWilliams Companies, Inc. | COM | $90.1M | $70.4M |
| XUnited States Steel Corp | COM | $132.7M | $27.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $30.2M | $128.6M |
| METMetlife Inc | Stock | $85.3M | $67.5M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $117.0M | $35.2M |
| PANWPalo Alto Networks Inc | Stock | $86.7M | $65.3M |
| iShares Tr46429B671 | MSCI CHINA ETF | – | $151.5M |
| AMGNAmgen Inc | Stock | $110.8M | $39.6M |
| LOGILogitech International S.A. | SHS | $71.7M | $78.0M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $51.7M | $98.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $43.1M | $105.5M |
| DDOGDatadog, Inc. | CL A COM | $53.4M | $93.0M |
| SLViShares Silver Trust | ETF | $34.9M | $108.3M |
| HDHome Depot, Inc. | Stock | $86.3M | $55.8M |
| ADSKAutodesk, Inc. | COM | $80.1M | $61.3M |
| GILDGilead Sciences, Inc. | Stock | $95.0M | $46.4M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $60.2M | $77.6M |
| PEPPepsiCo Inc | Stock | $72.7M | $63.7M |
| KHCKraft Heinz Co | Stock | $77.9M | $57.9M |
| CLColgate Palmolive Co | Stock | $52.6M | $81.3M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $67.2M | $66.6M |
| DISWalt Disney Co | Stock | $16.9M | $116.4M |
| CATCaterpillar Inc | Stock | $120.5M | $12.4M |
| KOCoca Cola Co | Stock | $64.0M | $68.5M |
Sold out since Q2 2023 (923)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 923 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 3,927,982 | $244.8M | 0.1% | History |
| UNVRUnivar Solutions Inc. | COM | 2,658,679 | $95.3M | <0.1% | History |
| LSILife Storage, Inc. | COM | 177,647 | $23.6M | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 805,439 | $23.1M | <0.1% | History |
| DICEDICE Therapeutics, Inc. | COM | 399,284 | $18.6M | <0.1% | History |
| ARNCArconic Corp | COM | 586,327 | $17.3M | <0.1% | History |
| FOCSFocus Financial Partners Inc. | COM CL A | 314,420 | $16.5M | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 289,085 | $15.9M | <0.1% | History |
| TRTNTriton International Ltd | CL A | 179,811 | $15.0M | <0.1% | History |
| GasLog Partners LPY2687W108 | UNIT LTD PTNRP | 1,607,949 | $13.9M | <0.1% | – |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 350,292 | $11.5M | <0.1% | – |
| SYNHSyneos Health, Inc. | CL A | 269,403 | $11.4M | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 145,806 | $10.4M | <0.1% | History |
| Vectivbio Hldg AGH9060V101 | ORD SHS | 525,591 | $8.87M | <0.1% | – |
| RADIRadius Global Infrastructure, Inc. | COM CL A | 504,922 | $7.52M | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 223,394 | $7.33M | <0.1% | – |
| FORGForgeRock, Inc. | CL A | 291,966 | $6.00M | <0.1% | History |
| BKIBlack Knight, Inc. | COM | 89,040 | $5.32M | <0.1% | History |
| WWEWorld Wrestling Entertainment, LLC | CL A | 39,007 | $4.23M | <0.1% | History |
| RETAReata Pharmaceuticals Inc | CL A | 39,027 | $3.98M | <0.1% | History |
| ABSTAbsolute Software Corp | COM | 335,284 | $3.84M | <0.1% | History |
| ProShares Tr74347B573 | SP500 EX FINLS | 40,000 | $3.84M | <0.1% | – |
| KDNYChinook Therapeutics, Inc. | COM | 82,016 | $3.15M | <0.1% | History |
| DSEYDiversey Holdings, Ltd. | ORD SHS | 372,514 | $3.13M | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 612,633 | $2.81M | <0.1% | History |
| XPELXPEL, Inc. | COM | 33,274 | $2.80M | <0.1% | History |
| HHCHoward Hughes Corp | COM | 35,495 | $2.80M | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 275,169 | $2.61M | <0.1% | – |
| ProShares Tr74347B565 | SP500 EX HLTH | 20,000 | $1.87M | <0.1% | – |
| NEXNextier Oilfield Solutions Inc. | COM | 186,217 | $1.66M | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 179,296 | $1.40M | <0.1% | History |
| KRYSKrystal Biotech, Inc. | COM | 11,217 | $1.32M | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 260,007 | $1.14M | <0.1% | History |
| GERGoldman Sachs MLP & Energy Renaissance Fund | COM | 71,490 | $1.12M | <0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 163,386 | $1.10M | <0.1% | History |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 54,306 | $571.3K | <0.1% | – |
| FAFirst Advantage Corp | COM | 36,941 | $569.3K | <0.1% | History |
| ADTNADTRAN Holdings, Inc. | COM | 45,801 | $482.3K | <0.1% | History |
| UBAUrstadt Biddle Properties Inc | CL A | 22,136 | $470.6K | <0.1% | History |
| ALKTAlkami Technology, Inc. | Stock | 27,844 | $456.4K | <0.1% | History |
| ISEEIVERIC bio, Inc. | COM | 10,431 | $410.4K | <0.1% | History |
| Invesco Exchange Traded FD T46137V670 | DYNMC OIL GAS | 81,175 | $403.4K | <0.1% | – |
| Goldman Sachs ETF Tr381430123 | MARKETBETA US EQ | 5,268 | $319.7K | <0.1% | – |
| CFMSConformis Inc | COM NEW | 120,914 | $264.8K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 31,674 | $247.1K | <0.1% | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 4,971 | $244.1K | <0.1% | – |
| SEBSeaboard Corp | COM | 64 | $227.9K | <0.1% | History |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 5,232 | $217.5K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 6,091 | $217.3K | <0.1% | – |
| WisdomTree Tr97717W448 | GERMANY HEDEQ FD | 5,921 | $215.2K | <0.1% | – |
| QUOTQuotient Technology Inc. | COM | 55,032 | $211.3K | <0.1% | History |
| MNOVMedicinova Inc | COM NEW | 91,828 | $211.2K | <0.1% | History |
| ProShares Tr74347G382 | ULTSHT FINLS NEW | 11,185 | $205.7K | <0.1% | – |
| Flexshares Tr33939L852 | QLT DIVDYN IDX | 3,303 | $201.8K | <0.1% | – |
| Direxion Shs ETF Tr25460G781 | DLY GOLD INDX 2X | 5,733 | $199.8K | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 192,791 | $198.6K | <0.1% | History |
| NUVANuvasive Inc | COM | 4,740 | $197.1K | <0.1% | History |
| ProShares Tr74347G663 | ULTPRO SHT | 11,556 | $194.8K | <0.1% | – |
| SKWDSkyward Specialty Insurance Group, Inc. | COM | 7,639 | $194.0K | <0.1% | History |
| FOCLEdap TMS SA | SPONSORED ADR | 19,625 | $180.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F672 | FT VEST UQ EQT | 5,164 | $180.2K | <0.1% | – |
| PTRAQProterra Inc | COM | 145,053 | $174.1K | <0.1% | History |
| ONEWOneWater Marine Inc. | CL A COM | 4,790 | $173.6K | <0.1% | History |
| Direxion Shs ETF Tr25461A866 | DAILY MSFT BL1.5 | 4,837 | $173.2K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q886 | DIVERSFED RTRN | 1,900 | $167.8K | <0.1% | – |
| CDRECadre Holdings, Inc. | COM | 7,600 | $165.7K | <0.1% | History |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 1,324 | $162.8K | <0.1% | – |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 2,712 | $157.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J742 | RAFI STRATGIC US | 3,879 | $157.2K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,429 | $154.4K | <0.1% | – |
| Global X FDS37954Y376 | RATE PREFERRED | 6,885 | $153.7K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 4,059 | $153.2K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 4,247 | $153.0K | <0.1% | – |
| SEATVivid Seats Inc. | COM CL A | 19,318 | $153.0K | <0.1% | History |
| MERCMercer International Inc. | COM | 18,445 | $148.9K | <0.1% | History |
| Dimensional ETF Trust25434V849 | NATL MUN BD ETF | 3,052 | $145.4K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F698 | FT VEST US EQT | 4,139 | $143.6K | <0.1% | – |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 3,944 | $141.2K | <0.1% | – |
| Listed FDS Tr53656F805 | SHARES LAG CAP | 3,903 | $140.1K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 4,023 | $137.6K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 3,672 | $136.6K | <0.1% | – |
| Global X FDS37954Y574 | ADAPTIVE US | 4,097 | $130.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 3,741 | $122.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 3,498 | $117.1K | <0.1% | – |
| Invesco Exchange Traded FD T46137V456 | S&P MDCP VLU MNT | 2,522 | $116.3K | <0.1% | – |
| ProShares Tr74347G283 | ULT MSCI BR CAPP | 8,753 | $115.5K | <0.1% | – |
| Franklin Templeton ETF Tr35473P405 | US EQUITY INDEX | 2,955 | $114.7K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 3,293 | $113.3K | <0.1% | – |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 4,261 | $111.6K | <0.1% | – |
| ProShares Tr74347B250 | PSHS SH MDCAP400 | 4,845 | $111.1K | <0.1% | – |
| EEAEuropean Equity Fund, Inc | COM | 12,885 | $110.9K | <0.1% | History |
| iShares Tr46436E577 | ISHARES 25+ YR T | 8,350 | $110.7K | <0.1% | – |
| MGOLMGO Global Inc. | COM | 49,602 | $110.6K | <0.1% | History |
| Fidelity Covington Trust316092618 | ENHA HIGH YI ETF | 2,335 | $108.6K | <0.1% | – |
| COYACoya Therapeutics, Inc. | COMMON STOCK | 26,602 | $108.3K | <0.1% | History |
| Principal Exchange Traded FD74255Y300 | PRNCPL VLU ETF | 2,605 | $108.1K | <0.1% | – |
| Reservoir Media, Inc.76119X113 | *W EXP 08/26/202 | 72,469 | $108.0K | <0.1% | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 2,947 | $107.2K | <0.1% | – |
| SCOProShares Trust II | ULSHT BLOOMB OIL | 3,968 | $102.0K | <0.1% | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 8,760 | $101.2K | <0.1% | History |