UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 9, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 8,263
- +520 vs. Q2 2023
- Portfolio value
- $218.2B
- −$11.9B (−5.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Imac Hldgs Inc44967K112 | *W EXP 02/12/202 | 100 | $0 | 0.0% | −40−28.6% | Reduced | – |
| Qiwi PLC74735M108 | SPON ADR REP B | 10,472 | $0 | 0.0% | 00.0% | Unchanged | – |
| Liberty Res Acquisition Corp53118A113 | *W EXP 10/31/202 | 1 | $0 | 0.0% | +1 | New | – |
| IXQWFIX Acquisition Corp. | *W EXP 07/31/202 | 3 | $0 | 0.0% | +3 | New | History |
| GMBLZEsports Entertainment Group, Inc. | *W EXP 03/02/202 | 25 | $0 | 0.0% | +25 | New | History |
| SBFMSunshine Biopharma Inc. | COM NEW | 1 | $0 | 0.0% | 00.0% | Unchanged | History |
| Keyarch Acquisition CorpG5260A120 | RIGHT 01/24/2027 | 1 | $0 | 0.0% | −193−99.5% | Reduced | – |
| Evergreen CorpG3312W117 | *W EXP 02/08/202 | 7 | $0 | 0.0% | +7 | New | – |
| Ef Hutton Acquisition Corp I28201D117 | *W EXP 11/18/202 | 1 | $0 | 0.0% | 00.0% | Unchanged | – |
| VSVersus Systems Inc. | COM | 2 | $0 | 0.0% | 00.0% | Unchanged | History |
| VGASWVerde Clean Fuels, Inc. | *W EXP 02/15/202 | 1 | $0 | 0.0% | +1 | New | History |
| Ys Biopharma Co LtdG9845F117 | *W EXP 03/15/202 | 1 | $0 | 0.0% | −4,492−100.0% | Reduced | – |
| MLECWMoolec Science SA | *W EXP 12/30/202 | 5 | $0 | 0.0% | +5 | New | History |
| TMQTrilogy Metals Inc. | COM | 2 | $1 | <0.1% | −130−98.5% | Reduced | History |
| BTCSBTCS Inc. | COM NEW | 1 | $1 | <0.1% | 00.0% | Unchanged | History |
| BM Technologies, Inc.05591L115 | *W EXP 01/04/202 | 18 | $1 | <0.1% | −214−92.2% | Reduced | – |
| Bristol Myers Squibb Co110122140 | RIGHT 12/30/2030 | 10 | $1 | <0.1% | −398−97.5% | Reduced | – |
| CUENWCuentas Inc. | *W EXP 99/99/999 | 103 | $1 | <0.1% | +103 | New | History |
| Esports Entmt Group Inc29667K116 | *W EXP 03/31/202 | 55 | $1 | <0.1% | +55 | New | – |
| Lion Group Holding Ltd53620U110 | *W EXP 06/17/202 | 100 | $1 | <0.1% | +100 | New | – |
| 180 Life Sciences Corp68236V112 | *W EXP 11/07/202 | 97 | $1 | <0.1% | +97 | New | – |
| PEDPedevco Corp | COM PAR | 1 | $1 | <0.1% | 00.0% | Unchanged | History |
| View, Inc.92671V114 | *W EXP 03/08/202 | 108 | $1 | <0.1% | +108 | New | – |
| Viveon Health Acquisition Co92853V114 | *W EXP 99/99/999 | 50 | $1 | <0.1% | −4,287−98.8% | Reduced | – |
| Katapult Holdings, Inc.485859110 | *W EXP 06/09/202 | 141 | $1 | <0.1% | +141 | New | – |
| PLAYSTUDIOS, Inc.72815G116 | *W EXP 06/17/202 | 2 | $1 | <0.1% | +2 | New | – |
| Skillsoft Corp.83066P119 | *W EXP 06/11/202 | 100 | $1 | <0.1% | +100 | New | – |
| Gladstone Acquisition Corp37653T116 | *W EXP 04/01/202 | 69 | $1 | <0.1% | −639−90.3% | Reduced | – |
| Offerpad Solutions Inc.67623L117 | *W EXP 10/16/202 | 85 | $1 | <0.1% | −3,226−97.4% | Reduced | – |
| Pasithea Therapeutics Corp.70261F111 | *W EXP 08/12/202 | 100 | $1 | <0.1% | +100 | New | – |
| Stryve Foods, Inc.863685111 | *W EXP 07/31/202 | 100 | $1 | <0.1% | +100 | New | – |
| Schultze SPL Purp Acq Corp I808212112 | *W EXP 04/13/202 | 100 | $1 | <0.1% | +100 | New | – |
| Blockchain Coinvstrs Acq CRPG11765115 | *W EXP 11/01/202 | 30 | $1 | <0.1% | +30 | New | – |
| AREBWAmerican Rebel Holdings Inc | *W EXP 01/20/202 | 107 | $1 | <0.1% | +107 | New | History |
| TC BioPharm (Holdings) plc87807D111 | *W EXP 02/08/202 | 106 | $1 | <0.1% | −4,079−97.5% | Reduced | – |
| TBLTToughbuilt Industries, Inc | COM | 6 | $1 | <0.1% | +6 | New | History |
| Tempo Automation Holdings IN88024M116 | *W EXP 09/30/202 | 123 | $1 | <0.1% | +123 | New | – |
| CFRXCONTRAFECT Corp | COM NEW | 1 | $1 | <0.1% | −2,520−100.0% | Reduced | History |
| NXTPNextPlay Technologies Inc. | COM NEW | 1 | $1 | <0.1% | 00.0% | Unchanged | History |
| HUBCWHub Cyber Security Ltd. | *W EXP 02/27/202 | 100 | $1 | <0.1% | +100 | New | History |
| ROIIRiskOn International, Inc. | COM | 1 | $1 | <0.1% | +1 | New | History |
| Bit Origin LtdG21621118 | SHS NEW | 1 | $1 | <0.1% | −88−98.9% | Reduced | – |
| PDYNWPalladyne AI Corp. | *W EXP 09/24/202 | 120 | $2 | <0.1% | +120 | New | History |
| OPTTOcean Power Technologies, Inc. | COM NEW | 4 | $2 | <0.1% | −1,896−99.8% | Reduced | History |
| PDYNPalladyne AI Corp. | COM NEW | 2 | $2 | <0.1% | +2 | New | History |
| BRTXBioRestorative Therapies, Inc. | COM NEW | 1 | $2 | <0.1% | −3,078−100.0% | Reduced | History |
| Clever Leaves Holdings Inc.186760112 | *W EXP 12/18/202 | 116 | $2 | <0.1% | −832−87.8% | Reduced | – |
| CuriosityStream Inc.23130Q115 | *W EXP 10/14/202 | 100 | $2 | <0.1% | +100 | New | – |
| Kubient, Inc.50116V115 | *W EXP 07/09/202 | 101 | $2 | <0.1% | +101 | New | – |
| IDID Auto, Inc. | COM CL A | 10 | $2 | <0.1% | +10 | New | History |
| TTNPTitan Pharmaceuticals Inc | COM NEW | 4 | $2 | <0.1% | +4 | New | History |
| Brooge Energy LtdG1611B115 | *W EXP 12/20/202 | 125 | $2 | <0.1% | +125 | New | – |
| HH&L Acquisition Co.G39714129 | *W EXP 02/04/202 | 77 | $2 | <0.1% | +77 | New | – |
| VEEAWVeea Inc. | *W EXP 03/15/202 | 31 | $2 | <0.1% | +31 | New | History |
| JSPRWJasper Therapeutics, Inc. | *W EXP 12/01/202 | 37 | $2 | <0.1% | +37 | New | History |
| Agriforce Growing Systems LTC00948114 | *W EXP 02/01/202 | 100 | $2 | <0.1% | +100 | New | – |
| BFRIWBiofrontera Inc. | *W EXP 10/27/202 | 69 | $2 | <0.1% | +69 | New | History |
| Home Plate Acquisition Corp43734R111 | *W EXP 09/30/202 | 70 | $2 | <0.1% | −480−87.3% | Reduced | – |
| Leafly Holdings, Inc.52178J113 | EQUITY WRT | 63 | $2 | <0.1% | +63 | New | – |
| Sonder Holdings Inc.83542D110 | CALL EXP31JAN22 | 99 | $2 | <0.1% | +99 | New | – |
| Esgen Acquisition CorpG3R95N111 | *W EXP 10/18/202 | 55 | $2 | <0.1% | +55 | New | – |
| Shoulderup Technology Acquis82537G112 | *W EXP 11/17/202 | 76 | $2 | <0.1% | +76 | New | – |
| BNCWWCEA Industries Inc. | *W EXP 02/11/202 | 100 | $2 | <0.1% | +100 | New | History |
| HCM Acquisition CorpG4365A127 | *W EXP 01/20/202 | 123 | $2 | <0.1% | +123 | New | – |
| RVSNWRail Vision Ltd. | *W EXP 03/27/202 | 58 | $2 | <0.1% | +58 | New | History |
| Yotta Acquisition Corporatio98741Y111 | *W EXP 03/15/202 | 101 | $2 | <0.1% | +101 | New | – |
| Bhsew 31OCT25 11.5 C19207A116 | COM | 100 | $2 | <0.1% | +100 | New | – |
| ILLRWTriller Group Inc. | *W EXP 03/15/202 | 86 | $2 | <0.1% | −14−14.0% | Reduced | History |
| Multimetaverse Holdings LtdG6360J136 | *W EXP 01/04/202 | 56 | $2 | <0.1% | +56 | New | – |
| ALCWFAlchemy Investments Acquisition Corp 1 | *W EXP 11/30/202 | 14 | $2 | <0.1% | +14 | New | History |
| Pono Cap Three IncG71704111 | *W EXP 01/11/202 | 55 | $2 | <0.1% | −545−90.8% | Reduced | – |
| KOSSKoss Corp | COM | 1 | $3 | <0.1% | −313−99.7% | Reduced | History |
| Edoc Acquisition Corp.G4000A110 | *W EXP 11/30/202 | 100 | $3 | <0.1% | −65−39.4% | Reduced | – |
| Cano Health, Inc.13781Y111 | *W EXP 06/03/202 | 52 | $3 | <0.1% | +52 | New | – |
| M3-Brigade Acquisition II Corp.553800111 | *W EXP 09/03/202 | 76 | $3 | <0.1% | −114−60.0% | Reduced | – |
| Worksport Ltd98139Q118 | *W EXP 06/01/202 | 13 | $3 | <0.1% | +13 | New | – |
| Digital Health Acquisition C253893119 | *W EXP 11/02/202 | 145 | $3 | <0.1% | −135−48.2% | Reduced | – |
| Insight Acquisition Corp45784L118 | *W EXP 08/26/202 | 225 | $3 | <0.1% | +225 | New | – |
| Inspirato Inc45791E115 | EQUITY WRT | 105 | $3 | <0.1% | −2,395−95.8% | Reduced | – |
| Sportsmap Tech Acquisitin Co84921J116 | *W EXP 09/01/202 | 100 | $3 | <0.1% | +100 | New | – |
| Alset Capital Acquisition Co02115M117 | *W EXP 01/31/202 | 96 | $3 | <0.1% | +96 | New | – |
| Cepton, Inc.15673X119 | *W EXP 06/01/202 | 115 | $3 | <0.1% | +115 | New | – |
| Gardiner Healthcare Acqts Co365506112 | *W EXP 07/30/202 | 111 | $3 | <0.1% | −1,099−90.8% | Reduced | – |
| MRDNMeridian Holdings Inc. | COM | 1 | $3 | <0.1% | 00.0% | Unchanged | History |
| Generation Asia I AcquisitioG38258128 | *W EXP 99/99/999 | 59 | $3 | <0.1% | −59−50.0% | Reduced | – |
| Aura Fat Projs Acquisition CG06362126 | *W EXP 03/31/202 | 100 | $3 | <0.1% | +100 | New | – |
| Aenza S.A.A00776D202 | SPONSORED ADS | 1 | $3 | <0.1% | +1 | New | – |
| Lemonade, Inc.52567D115 | *W EXP 02/09/202 | 130 | $3 | <0.1% | +130 | New | – |
| Zapp Elec Vehs Group LtdG9889X115 | *W EXP 04/28/202 | 104 | $3 | <0.1% | +104 | New | – |
| OIOWWOIO Group | *W EXP 10/19/202 | 138 | $3 | <0.1% | +138 | New | History |
| RDZNWRoadzen Inc. | *W EXP 11/30/202 | 74 | $3 | <0.1% | +74 | New | History |
| SYSo-Young International Inc. | SPONSORED ADS | 4 | $4 | <0.1% | 00.0% | Unchanged | History |
| Aeva Technologies, Inc.00835Q111 | *W EXP 03/12/202 | 101 | $4 | <0.1% | +101 | New | – |
| Artelo Biosciences, Inc.04301G128 | *W EXP 06/25/202 | 100 | $4 | <0.1% | +100 | New | – |
| Goal Acquisitions Corp38021H115 | *W EXP 02/11/202 | 148 | $4 | <0.1% | −137,111−99.9% | Reduced | – |
| Northern Star Invstmnt Corp66573W115 | *W EXP 01/31/202 | 143 | $4 | <0.1% | +143 | New | – |
| Siyata Mobile Inc83013Q152 | *W EXP 09/24/202 | 88 | $4 | <0.1% | −114−56.4% | Reduced | – |
| Prospector Capital CorpG7273A113 | *W EXP 01/01/202 | 73 | $4 | <0.1% | +7+10.6% | Added | – |
| RMCOWRoyalty Management Holding Corp | *W EXP 05/28/202 | 100 | $4 | <0.1% | −4,154−97.6% | Reduced | History |
| Tribe Capital Growth Corp I89601Y119 | *W EXP 02/28/202 | 100 | $4 | <0.1% | −1,298−92.8% | Reduced | – |
Options (689)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 689 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $6.96B | $1.50B |
| Invesco QQQ Trust Series I46090E103 | ETF | $4.07B | $2.99B |
| iShares Russell 2000 ETF464287655 | ETF | $3.06B | $1.82B |
| iShares Tr464287432 | 20 YR TR BD ETF | $212.8M | $1.45B |
| AAPLApple Inc. | Stock | $1.05B | $585.6M |
| UNPUnion Pacific Corp | Stock | $158.4M | $1.38B |
| MSFTMicrosoft Corp | Stock | $716.3M | $729.1M |
| NVDANVIDIA Corp | Stock | $714.0M | $677.9M |
| TSLATesla, Inc. | Stock | $846.7M | $350.6M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $656.5M | $496.6M |
| AMDAdvanced Micro Devices Inc | Stock | $604.2M | $350.8M |
| METAMeta Platforms, Inc. | Stock | $359.1M | $488.7M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $785.1M |
| GLDSPDR Gold Trust | ETF | $102.9M | $612.5M |
| AMZNAmazon Com Inc | Stock | $344.3M | $346.3M |
| iShares Tr464288513 | IBOXX HI YD ETF | $579.2M | $94.8M |
| MSMorgan Stanley | Stock | $184.0M | $466.5M |
| JPMJPMorgan Chase & Co | Stock | $463.2M | $170.2M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $398.9M | $231.4M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $382.4M | $242.7M |
| AVGOBroadcom Inc. | Stock | $344.8M | $194.6M |
| BACBank of America Corp | Stock | $257.6M | $279.7M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $325.5M | $185.6M |
| STLAStellantis N.V. | SHS | $298.5M | $209.3M |
| GOOGLAlphabet Inc. | Stock | $298.3M | $190.2M |
| ATVIActivision Blizzard, Inc. | COM | $272.8M | $202.5M |
| UNHUnitedHealth Group Inc | Stock | $260.4M | $187.3M |
| INTCIntel Corp | Stock | $302.4M | $116.7M |
| CSCOCisco Systems, Inc. | Stock | $201.4M | $215.6M |
| CRMSalesforce, Inc. | Stock | $352.6M | $56.1M |
| BABAAlibaba Group Holding Ltd | ADR | $127.0M | $272.5M |
| MAMastercard Inc | Stock | $164.1M | $230.7M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $79.6M | $308.5M |
| TMUST-Mobile US, Inc. | Stock | $181.8M | $205.0M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $256.0M | $124.6M |
| CCitigroup Inc | Stock | $212.4M | $165.8M |
| GOOGAlphabet Inc. | Stock | $204.1M | $160.5M |
| MUMicron Technology Inc | Stock | $253.3M | $102.0M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $122.9M | $221.5M |
| UBSUBS Group AG | Stock | $12.4M | $325.7M |
| WMTWalmart Inc. | Stock | $228.3M | $107.5M |
| iShares Tr464288752 | US HOME CONS ETF | $313.4M | $18.7M |
| ABBVAbbVie Inc. | Stock | $205.6M | $124.4M |
| BRK.BBerkshire Hathaway Inc | Stock | $184.0M | $130.0M |
| NFLXNetflix Inc | Stock | $213.5M | $99.0M |
| iShares MSCI Eafe ETF464287465 | ETF | $111.8M | $193.3M |
| UBERUber Technologies, Inc | Stock | $199.4M | $93.7M |
| CMGChipotle Mexican Grill Inc | COM | $168.2M | $117.2M |
| FDXFedEx Corp | Stock | $118.4M | $166.8M |
| DBX ETF Tr233051879 | XTRACK HRVST CSI | – | $267.6M |
| SGENSeagen Inc. | COM | $192.4M | $71.8M |
| FISFidelity National Information Services, Inc. | Stock | $210.1M | $44.1M |
| iShares Tips Bond ETF464287176 | ETF | – | $253.6M |
| WDAYWorkday, Inc. | CL A | $167.1M | $83.5M |
| VVisa Inc. | Stock | $144.4M | $95.5M |
| ADIAnalog Devices Inc | Stock | $107.9M | $123.2M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $13.7M | $210.4M |
| AIGAmerican International Group, Inc. | Stock | $182.7M | $39.6M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $129.1M | $86.5M |
| HUMHumana Inc | Stock | $128.1M | $80.0M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $103.3M | $104.7M |
| BMYBristol Myers Squibb Co | Stock | $110.3M | $92.7M |
| XOMExxonMobil Holdings Corp | COM | $85.6M | $112.5M |
| ALCAlcon Inc | Stock | $47.8M | $150.0M |
| GSGoldman Sachs Group Inc | Stock | $118.5M | $76.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $103.5M | $87.4M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $15.3M | $173.4M |
| CPRICapri Holdings Ltd | SHS | $106.6M | $78.9M |
| ABNBAirbnb, Inc. | Stock | $132.8M | $52.7M |
| KMIKinder Morgan, Inc. | Stock | $88.6M | $91.2M |
| CARRCarrier Global Corp | Stock | $122.7M | $54.8M |
| ADBEAdobe Inc. | Stock | $70.7M | $105.9M |
| LULUlululemon athletica inc. | Stock | $102.0M | $68.9M |
| COPConocoPhillips | Stock | $53.7M | $114.5M |
| MTBM&T Bank Corp | COM | $160.9M | $5.06M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $34.6M | $129.1M |
| WMBWilliams Companies, Inc. | COM | $90.1M | $70.4M |
| XUnited States Steel Corp | COM | $132.7M | $27.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $30.2M | $128.6M |
| METMetlife Inc | Stock | $85.3M | $67.5M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $117.0M | $35.2M |
| PANWPalo Alto Networks Inc | Stock | $86.7M | $65.3M |
| iShares Tr46429B671 | MSCI CHINA ETF | – | $151.5M |
| AMGNAmgen Inc | Stock | $110.8M | $39.6M |
| LOGILogitech International S.A. | SHS | $71.7M | $78.0M |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | $51.7M | $98.0M |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | $43.1M | $105.5M |
| DDOGDatadog, Inc. | CL A COM | $53.4M | $93.0M |
| SLViShares Silver Trust | ETF | $34.9M | $108.3M |
| HDHome Depot, Inc. | Stock | $86.3M | $55.8M |
| ADSKAutodesk, Inc. | COM | $80.1M | $61.3M |
| GILDGilead Sciences, Inc. | Stock | $95.0M | $46.4M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $60.2M | $77.6M |
| PEPPepsiCo Inc | Stock | $72.7M | $63.7M |
| KHCKraft Heinz Co | Stock | $77.9M | $57.9M |
| CLColgate Palmolive Co | Stock | $52.6M | $81.3M |
| STMSTMicroelectronics N.V. | NY REGISTRY | $67.2M | $66.6M |
| DISWalt Disney Co | Stock | $16.9M | $116.4M |
| CATCaterpillar Inc | Stock | $120.5M | $12.4M |
| KOCoca Cola Co | Stock | $64.0M | $68.5M |
Sold out since Q2 2023 (923)
Positions held at the end of Q2 2023 that are gone from this filing.
The largest 100 of 923 by value last quarter.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 3,927,982 | $244.8M | 0.1% | History |
| UNVRUnivar Solutions Inc. | COM | 2,658,679 | $95.3M | <0.1% | History |
| LSILife Storage, Inc. | COM | 177,647 | $23.6M | <0.1% | History |
| FRGFranchise Group, Inc. | COM | 805,439 | $23.1M | <0.1% | History |
| DICEDICE Therapeutics, Inc. | COM | 399,284 | $18.6M | <0.1% | History |
| ARNCArconic Corp | COM | 586,327 | $17.3M | <0.1% | History |
| FOCSFocus Financial Partners Inc. | COM CL A | 314,420 | $16.5M | <0.1% | History |
| AJRDAerojet Rocketdyne Holdings, Inc. | COM | 289,085 | $15.9M | <0.1% | History |
| TRTNTriton International Ltd | CL A | 179,811 | $15.0M | <0.1% | History |
| GasLog Partners LPY2687W108 | UNIT LTD PTNRP | 1,607,949 | $13.9M | <0.1% | – |
| Liberty Media Corp Del531229607 | COM C SIRIUSXM | 350,292 | $11.5M | <0.1% | – |
| SYNHSyneos Health, Inc. | CL A | 269,403 | $11.4M | <0.1% | History |
| PDCEPDC Energy, Inc. | COM | 145,806 | $10.4M | <0.1% | History |
| Vectivbio Hldg AGH9060V101 | ORD SHS | 525,591 | $8.87M | <0.1% | – |
| RADIRadius Global Infrastructure, Inc. | COM CL A | 504,922 | $7.52M | <0.1% | History |
| Liberty Media Corp531229409 | COM A SIRIUSXM | 223,394 | $7.33M | <0.1% | – |
| FORGForgeRock, Inc. | CL A | 291,966 | $6.00M | <0.1% | History |
| BKIBlack Knight, Inc. | COM | 89,040 | $5.32M | <0.1% | History |
| WWEWorld Wrestling Entertainment, LLC | CL A | 39,007 | $4.23M | <0.1% | History |
| RETAReata Pharmaceuticals Inc | CL A | 39,027 | $3.98M | <0.1% | History |
| ABSTAbsolute Software Corp | COM | 335,284 | $3.84M | <0.1% | History |
| ProShares Tr74347B573 | SP500 EX FINLS | 40,000 | $3.84M | <0.1% | – |
| KDNYChinook Therapeutics, Inc. | COM | 82,016 | $3.15M | <0.1% | History |
| DSEYDiversey Holdings, Ltd. | ORD SHS | 372,514 | $3.13M | <0.1% | History |
| NSLNuveen Senior Income Fund | COM | 612,633 | $2.81M | <0.1% | History |
| XPELXPEL, Inc. | COM | 33,274 | $2.80M | <0.1% | History |
| HHCHoward Hughes Corp | COM | 35,495 | $2.80M | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E164 | S&P SMLCP ENGY | 275,169 | $2.61M | <0.1% | – |
| ProShares Tr74347B565 | SP500 EX HLTH | 20,000 | $1.87M | <0.1% | – |
| NEXNextier Oilfield Solutions Inc. | COM | 186,217 | $1.66M | <0.1% | History |
| JRONuveen Floating Rate Income Opportunity Fund | COM SHS | 179,296 | $1.40M | <0.1% | History |
| KRYSKrystal Biotech, Inc. | COM | 11,217 | $1.32M | <0.1% | History |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | 260,007 | $1.14M | <0.1% | History |
| GERGoldman Sachs MLP & Energy Renaissance Fund | COM | 71,490 | $1.12M | <0.1% | History |
| RTLNecessity Retail REIT, Inc. | COM CLASS A | 163,386 | $1.10M | <0.1% | History |
| Invesco Exchange Traded FD T46137V589 | GBL LISTED PVT | 54,306 | $571.3K | <0.1% | – |
| FAFirst Advantage Corp | COM | 36,941 | $569.3K | <0.1% | History |
| ADTNADTRAN Holdings, Inc. | COM | 45,801 | $482.3K | <0.1% | History |
| UBAUrstadt Biddle Properties Inc | CL A | 22,136 | $470.6K | <0.1% | History |
| ALKTAlkami Technology, Inc. | Stock | 27,844 | $456.4K | <0.1% | History |
| ISEEIVERIC bio, Inc. | COM | 10,431 | $410.4K | <0.1% | History |
| Invesco Exchange Traded FD T46137V670 | DYNMC OIL GAS | 81,175 | $403.4K | <0.1% | – |
| Goldman Sachs ETF Tr381430123 | MARKETBETA US EQ | 5,268 | $319.7K | <0.1% | – |
| CFMSConformis Inc | COM NEW | 120,914 | $264.8K | <0.1% | History |
| Direxion Shs ETF Tr25459W540 | 20YR TRES BULL | 31,674 | $247.1K | <0.1% | – |
| Goldman Sachs ETF Tr381430362 | ACCESS INFLATI | 4,971 | $244.1K | <0.1% | – |
| SEBSeaboard Corp | COM | 64 | $227.9K | <0.1% | History |
| Goldman Sachs ETF Tr38149W101 | ACCESS US AGRAT | 5,232 | $217.5K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 6,091 | $217.3K | <0.1% | – |
| WisdomTree Tr97717W448 | GERMANY HEDEQ FD | 5,921 | $215.2K | <0.1% | – |
| QUOTQuotient Technology Inc. | COM | 55,032 | $211.3K | <0.1% | History |
| MNOVMedicinova Inc | COM NEW | 91,828 | $211.2K | <0.1% | History |
| ProShares Tr74347G382 | ULTSHT FINLS NEW | 11,185 | $205.7K | <0.1% | – |
| Flexshares Tr33939L852 | QLT DIVDYN IDX | 3,303 | $201.8K | <0.1% | – |
| Direxion Shs ETF Tr25460G781 | DLY GOLD INDX 2X | 5,733 | $199.8K | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 192,791 | $198.6K | <0.1% | History |
| NUVANuvasive Inc | COM | 4,740 | $197.1K | <0.1% | History |
| ProShares Tr74347G663 | ULTPRO SHT | 11,556 | $194.8K | <0.1% | – |
| SKWDSkyward Specialty Insurance Group, Inc. | COM | 7,639 | $194.0K | <0.1% | History |
| FOCLEdap TMS SA | SPONSORED ADR | 19,625 | $180.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F672 | FT VEST UQ EQT | 5,164 | $180.2K | <0.1% | – |
| PTRAQProterra Inc | COM | 145,053 | $174.1K | <0.1% | History |
| ONEWOneWater Marine Inc. | CL A COM | 4,790 | $173.6K | <0.1% | History |
| Direxion Shs ETF Tr25461A866 | DAILY MSFT BL1.5 | 4,837 | $173.2K | <0.1% | – |
| J P Morgan Exchange Traded F46641Q886 | DIVERSFED RTRN | 1,900 | $167.8K | <0.1% | – |
| CDRECadre Holdings, Inc. | COM | 7,600 | $165.7K | <0.1% | History |
| SPDR Series Trust78468R812 | ST STR MSCI USAQ | 1,324 | $162.8K | <0.1% | – |
| Invesco Exchange Traded FD T46137V522 | RYMND JMS SB 1 | 2,712 | $157.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J742 | RAFI STRATGIC US | 3,879 | $157.2K | <0.1% | – |
| Flexshares Tr33939L696 | STOX US ESG SLCT | 1,429 | $154.4K | <0.1% | – |
| Global X FDS37954Y376 | RATE PREFERRED | 6,885 | $153.7K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F664 | FT VEST US EQT | 4,059 | $153.2K | <0.1% | – |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 4,247 | $153.0K | <0.1% | – |
| SEATVivid Seats Inc. | COM CL A | 19,318 | $153.0K | <0.1% | History |
| MERCMercer International Inc. | COM | 18,445 | $148.9K | <0.1% | History |
| Dimensional ETF Trust25434V849 | NATL MUN BD ETF | 3,052 | $145.4K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F698 | FT VEST US EQT | 4,139 | $143.6K | <0.1% | – |
| Innovator ETFs Trust45782C888 | US EQT BUFR APR | 3,944 | $141.2K | <0.1% | – |
| Listed FDS Tr53656F805 | SHARES LAG CAP | 3,903 | $140.1K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 4,023 | $137.6K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F623 | FT VEST US EQT | 3,672 | $136.6K | <0.1% | – |
| Global X FDS37954Y574 | ADAPTIVE US | 4,097 | $130.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 3,741 | $122.4K | <0.1% | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 3,498 | $117.1K | <0.1% | – |
| Invesco Exchange Traded FD T46137V456 | S&P MDCP VLU MNT | 2,522 | $116.3K | <0.1% | – |
| ProShares Tr74347G283 | ULT MSCI BR CAPP | 8,753 | $115.5K | <0.1% | – |
| Franklin Templeton ETF Tr35473P405 | US EQUITY INDEX | 2,955 | $114.7K | <0.1% | – |
| ProShares Tr74347R842 | PSHS ULTRUSS2000 | 3,293 | $113.3K | <0.1% | – |
| First Tr Exchange Traded FD33738R837 | NASDQ PHRMTCLS | 4,261 | $111.6K | <0.1% | – |
| ProShares Tr74347B250 | PSHS SH MDCAP400 | 4,845 | $111.1K | <0.1% | – |
| EEAEuropean Equity Fund, Inc | COM | 12,885 | $110.9K | <0.1% | History |
| iShares Tr46436E577 | ISHARES 25+ YR T | 8,350 | $110.7K | <0.1% | – |
| MGOLMGO Global Inc. | COM | 49,602 | $110.6K | <0.1% | History |
| Fidelity Covington Trust316092618 | ENHA HIGH YI ETF | 2,335 | $108.6K | <0.1% | – |
| COYACoya Therapeutics, Inc. | COMMON STOCK | 26,602 | $108.3K | <0.1% | History |
| Principal Exchange Traded FD74255Y300 | PRNCPL VLU ETF | 2,605 | $108.1K | <0.1% | – |
| Reservoir Media, Inc.76119X113 | *W EXP 08/26/202 | 72,469 | $108.0K | <0.1% | – |
| Innovator U.S. Equity Buffer ETF - October45782C771 | ETF | 2,947 | $107.2K | <0.1% | – |
| SCOProShares Trust II | ULSHT BLOOMB OIL | 3,968 | $102.0K | <0.1% | History |
| JSDNuveen Short Duration Credit Opportunities Fund | COM | 8,760 | $101.2K | <0.1% | History |