UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 9, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 8,015
- −248 vs. Q3 2023
- Portfolio value
- $248.7B
- +$30.4B (+13.9%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| BioCardia, Inc.09060U119 | *W EXP 08/06/202 | 1 | $0 | 0.0% | −21,206−100.0% | Reduced | – |
| ISUNIsun, Inc. | COM | 1 | $0 | 0.0% | +1 | New | History |
| Qiwi PLC74735M108 | SPON ADR REP B | 10,472 | $0 | 0.0% | 00.0% | Unchanged | – |
| BTBDWBT Brands, Inc. | *W EXP 11/12/202 | 3 | $0 | 0.0% | +3 | New | History |
| Power & Digital Infrastructu73919C118 | *W EXP 12/09/202 | 15 | $0 | 0.0% | −1,735−99.1% | Reduced | – |
| CYCUWCycurion, Inc. | *W EXP 09/01/202 | 2 | $0 | 0.0% | −148−98.7% | Reduced | History |
| MSSWFMetal Sky Star Acquisition Corp | *W EXP 03/31/202 | 53 | $0 | 0.0% | +53 | New | History |
| TGLTreasure Global Inc | COM | 1 | $0 | 0.0% | +1 | New | History |
| Inpixon45790J867 | COM NEW 2022 | 1 | $0 | 0.0% | −35,324−100.0% | Reduced | – |
| MLECWMoolec Science SA | *W EXP 12/30/202 | 10 | $0 | 0.0% | +5+100.0% | Added | History |
| ECD Automotive Design, Inc.27877D112 | *W EXP 12/12/202 | 1 | $0 | 0.0% | +1 | New | – |
| APVOAptevo Therapeutics Inc. | COM NEW | 5 | $1 | <0.1% | −80−94.1% | Reduced | History |
| EMKREmcore Corp | COM NEW | 2 | $1 | <0.1% | −111−98.2% | Reduced | History |
| RJETRepublic Airways Holdings Inc. | COM NEW | 1 | $1 | <0.1% | −6,978−100.0% | Reduced | History |
| Northern Star Invstmnt Corp66573W115 | *W EXP 01/31/202 | 114 | $1 | <0.1% | −29−20.3% | Reduced | – |
| TTNPTitan Pharmaceuticals Inc | COM NEW | 2 | $1 | <0.1% | −2−50.0% | Reduced | History |
| China Liberal Ed Hldgs LtdG2161Y109 | ORD | 6 | $1 | <0.1% | −14,640−100.0% | Reduced | – |
| CareMax, Inc.14171W111 | *W EXP 06/08/202 | 100 | $1 | <0.1% | −1,861−94.9% | Reduced | – |
| Protagenic Therapeutics, Inc.74365N111 | *W EXP 04/13/202 | 100 | $1 | <0.1% | +100 | New | – |
| Recruiter Com Group Inc75630B113 | *W EXP 06/01/202 | 134 | $1 | <0.1% | +134 | New | – |
| Datchat Inc23816M115 | *W EXP 08/13/202 | 45 | $1 | <0.1% | −41−47.7% | Reduced | – |
| Shapeways Holdings, Inc.81947T110 | *W EXP 99/99/999 | 493 | $1 | <0.1% | +493 | New | – |
| VSAVisionSys AI Inc | SPONSORED ADS | 1 | $1 | <0.1% | +1 | New | History |
| Vision Sensing Acquisition C92838J111 | *W EXP 10/21/202 | 100 | $1 | <0.1% | −4,003−97.6% | Reduced | – |
| NVIVInvivo Therapeutics Holdings Corp. | COM | 1 | $1 | <0.1% | −101−99.0% | Reduced | History |
| Nexalin Technology, Inc.65345B110 | *W EXP 09/15/202 | 115 | $1 | <0.1% | +115 | New | – |
| TOVXTheriva Biologics, Inc. | COM NEW | 3 | $1 | <0.1% | +3 | New | History |
| Grom Social Entrprises Inc39878L126 | *W EXP 06/21/202 | 85 | $1 | <0.1% | +14+19.7% | Added | – |
| HINDVyome Holdings, Inc | COM | 2 | $1 | <0.1% | −1,719−99.9% | Reduced | History |
| CNETZW Data Action Technologies Inc. | COM NEW | 1 | $1 | <0.1% | +1 | New | History |
| GNLNGreenlane Holdings, Inc. | CL A NEW | 1 | $1 | <0.1% | +1 | New | History |
| ASTIAscent Solar Technologies, Inc. | COM NEW | 1 | $1 | <0.1% | +1 | New | History |
| ICCTiCoreConnect Inc. | COM | 1 | $1 | <0.1% | 00.0% | Unchanged | History |
| PARAWBanzai International, Inc. | *W EXP 12/14/202 | 18 | $1 | <0.1% | +18 | New | History |
| ADAGAdagene Inc. | ADS | 1 | $2 | <0.1% | +1 | New | History |
| CuriosityStream Inc.23130Q115 | *W EXP 10/14/202 | 126 | $2 | <0.1% | +26+26.0% | Added | – |
| Esports Entmt Group Inc29667K116 | *W EXP 03/31/202 | 100 | $2 | <0.1% | +45+81.8% | Added | – |
| Brooge Energy LtdG1611B115 | *W EXP 12/20/202 | 100 | $2 | <0.1% | −25−20.0% | Reduced | – |
| HH&L Acquisition Co.G39714129 | *W EXP 02/04/202 | 89 | $2 | <0.1% | +12+15.6% | Added | – |
| CTRMCastor Maritime Inc. | SHS NEW | 5 | $2 | <0.1% | +5 | New | History |
| BFRIWBiofrontera Inc. | *W EXP 10/27/202 | 210 | $2 | <0.1% | +141+204.3% | Added | History |
| PRENWPrenetics Global Ltd | *W EXP 05/18/202 | 333 | $2 | <0.1% | −31,336−98.9% | Reduced | History |
| NEXRWNexera Technologies Ltd | *W EXP 08/26/202 | 100 | $2 | <0.1% | +100 | New | History |
| Comsovereign Hldg Corp205650401 | COM NEW | 2 | $2 | <0.1% | −786−99.7% | Reduced | – |
| NEXINexImmune, Inc. | COM NEW | 1 | $2 | <0.1% | −1−49.0% | ReducedConverted for a 1-for-25 split | History |
| VIVOVivoPower PLC | SHS NEW | 1 | $2 | <0.1% | +1 | New | History |
| ARMPArmata Pharmaceuticals, Inc. | COM | 1 | $3 | <0.1% | −2,248−100.0% | Reduced | History |
| Social Leverage Acquisn Corp83363K110 | *W EXP 02/17/202 | 133 | $3 | <0.1% | 00.0% | Unchanged | – |
| MGLDMarygold Companies, Inc. | COM | 3 | $3 | <0.1% | +3 | New | History |
| ClimateRockG2311X118 | *W EXP 04/25/202 | 101 | $3 | <0.1% | +101 | New | – |
| Semantix IncG6332A114 | *W EXP 08/03/202 | 250 | $3 | <0.1% | 00.0% | Unchanged | – |
| ProSomnus, Inc.50535E116 | *W EXP 04/20/202 | 100 | $3 | <0.1% | −1,078−91.5% | Reduced | – |
| ENSCEnsysce Biosciences, Inc. | COM | 3 | $3 | <0.1% | −144−98.0% | Reduced | History |
| OMHOhmyhome Ltd | ORD SHS | 2 | $3 | <0.1% | +2 | New | History |
| HUBCZHub Cyber Security Ltd. | *W EXP 08/22/202 | 102 | $3 | <0.1% | −8,327−98.8% | Reduced | History |
| SOGPSound Group Inc. | ADS | 1 | $3 | <0.1% | 00.0% | Unchanged | History |
| SNAXStryve Foods, Inc. | CL A NEW | 1 | $3 | <0.1% | +1 | New | History |
| ULYXUrgent.ly Inc. | COM | 1 | $3 | <0.1% | +1 | New | History |
| TMQTrilogy Metals Inc. | COM | 10 | $4 | <0.1% | +8+400.0% | Added | History |
| SLNHSoluna Holdings, Inc | COM NEW | 1 | $4 | <0.1% | −559−99.8% | ReducedConverted for a 1-for-25 split | History |
| Inspira Technologies Oxy BHNM53637118 | *W EXP 06/30/202 | 23 | $4 | <0.1% | −117−83.6% | Reduced | – |
| WINVRWinVest Acquisition Corp. | RIGHT 99/99/9999 | 121 | $4 | <0.1% | −5−4.0% | Reduced | History |
| Compass Digital Acquisitn CoG2476C123 | *W EXP 09/29/202 | 100 | $4 | <0.1% | −17,444−99.4% | Reduced | – |
| VIVKVivakor, Inc. | COM NEW | 4 | $4 | <0.1% | 00.0% | Unchanged | History |
| MSP Recovery, Inc.553745126 | *W EXP 05/20/202 | 878 | $4 | <0.1% | −261,217−99.7% | Reduced | – |
| RTBRTB Digital, Inc. | COM | 1 | $4 | <0.1% | −82−98.8% | Reduced | History |
| SXTPW60 Degrees Pharmaceuticals, Inc. | *W EXP 07/12/202 | 100 | $4 | <0.1% | −5,965−98.4% | Reduced | History |
| GVPGse Systems Inc | COM NEW | 2 | $4 | <0.1% | +2 | New | History |
| CPOPPop Culture Group Co., Ltd | SHS NEW | 4 | $4 | <0.1% | +4 | New | History |
| Adit Edtech Acquisition Corp007024102 | COMMON STOCK | 1 | $5 | <0.1% | −23−95.8% | Reduced | – |
| Applied Dna Sciences Inc03815U300 | COM | 8 | $5 | <0.1% | −795−99.0% | Reduced | – |
| Data Storage Corp23786R110 | *W EXP 05/13/202 | 40 | $5 | <0.1% | −6,533−99.4% | Reduced | – |
| NVNOenVVeno Medical Corp | COMMON STOCK | 1 | $5 | <0.1% | 00.0% | Unchanged | History |
| Ginkgo Bioworks Holdings, Inc.37611X118 | *W EXP 08/01/202 | 50 | $5 | <0.1% | +50 | New | – |
| Nexters IncG6529J118 | *W EXP 08/26/202 | 75 | $5 | <0.1% | +75 | New | – |
| Concord Acquisition Corp III20607V114 | *W EXP 99/99/999 | 50 | $5 | <0.1% | −565−91.9% | Reduced | – |
| Eve Mobility Acquisition CorG3218G117 | *W EXP 12/31/202 | 148 | $5 | <0.1% | −9,112−98.4% | Reduced | – |
| CFORCapForce Inc. | COM | 13 | $5 | <0.1% | 00.0% | Unchanged | History |
| SHPWShapeways Holdings, Inc. | COM NEW | 2 | $5 | <0.1% | +2 | New | History |
| CODACoda Octopus Group, Inc. | COM NEW | 1 | $6 | <0.1% | 00.0% | Unchanged | History |
| Glry STR NW Mdia Grup Hldg LG39973113 | *W EXP 02/13/202 | 1,378 | $6 | <0.1% | +1,378 | New | – |
| ALSTFAlpha Star Acquisition Corp | RIGHT 05/30/2023 | 106 | $6 | <0.1% | +106 | New | History |
| Secoo Hldg Ltd81367P200 | SPONSRD ADS NEW | 10 | $6 | <0.1% | +10 | New | – |
| RYMRYTHM, Inc. | COM NEW | 5 | $6 | <0.1% | 00.0% | Unchanged | History |
| HEPAHepion Pharmaceuticals, Inc. | COM NEW | 2 | $6 | <0.1% | 00.0% | Unchanged | History |
| Silverbox Corp III82836N115 | *W EXP 02/28/202 | 77 | $6 | <0.1% | −60−43.8% | Reduced | – |
| Jet.AI Inc.47714H118 | *W EXP 07/26/202 | 144 | $6 | <0.1% | +144 | New | – |
| BEEMBeam Global | COM | 1 | $7 | <0.1% | +1 | New | History |
| NMADNomad Power Solutions, Inc. | COM | 3 | $7 | <0.1% | +3 | New | History |
| PPSIPioneer Power Solutions, Inc. | COM NEW | 1 | $7 | <0.1% | −1,641−99.9% | Reduced | History |
| SCYXScynexis Inc | COM NEW | 3 | $7 | <0.1% | −3,256−99.9% | Reduced | History |
| TRIBTrinity Biotech PLC | SPON ADR NEW | 17 | $7 | <0.1% | −125−88.0% | Reduced | History |
| RMCOWRoyalty Management Holding Corp | *W EXP 05/28/202 | 228 | $7 | <0.1% | +128+128.0% | Added | History |
| ISPCiSpecimen Inc. | COM | 13 | $7 | <0.1% | −91−87.5% | Reduced | History |
| SWVLWSwvl Holdings Corp | *W EXP 03/31/202 | 992 | $7 | <0.1% | +992 | New | History |
| FNCHFinch Therapeutics Group, Inc. | COM NEW | 2 | $7 | <0.1% | 00.0% | Unchanged | History |
| ACHVAchieve Life Sciences, Inc. | COM | 2 | $8 | <0.1% | −1,257−99.8% | Reduced | History |
| Akerna Corp00973W110 | *W EXP 06/17/202 | 416 | $8 | <0.1% | −52,400−99.2% | Reduced | – |
| Lixte Biotechnology Hldgs IN539319111 | *W EXP 01/01/202 | 210 | $8 | <0.1% | +210 | New | – |
| Edoc Acquisition Corp.G4000A136 | RIGHT 11/30/2027 | 132 | $8 | <0.1% | +132 | New | – |
Options (743)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 743 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| iShares Russell 2000 ETF464287655 | ETF | $2.59B | $3.93B |
| Invesco QQQ Trust Series I46090E103 | ETF | $4.35B | $1.65B |
| SPYSPDR S&P 500 ETF Trust | ETF | $4.35B | $1.03B |
| AAPLApple Inc. | Stock | $1.82B | $1.16B |
| MSFTMicrosoft Corp | Stock | $1.55B | $1.33B |
| iShares Tr464287432 | 20 YR TR BD ETF | $269.5M | $2.06B |
| UNPUnion Pacific Corp | Stock | $259.4M | $2.02B |
| NVDANVIDIA Corp | Stock | $801.0M | $719.1M |
| AMDAdvanced Micro Devices Inc | Stock | $968.5M | $487.8M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $855.5M | $521.4M |
| TSLATesla, Inc. | Stock | $763.1M | $501.0M |
| iShares Tr464288513 | IBOXX HI YD ETF | $707.4M | $435.6M |
| AMZNAmazon Com Inc | Stock | $604.0M | $479.0M |
| JPMJPMorgan Chase & Co | Stock | $714.4M | $307.4M |
| METAMeta Platforms, Inc. | Stock | $357.9M | $622.9M |
| MSMorgan Stanley | Stock | $266.6M | $575.3M |
| GLDSPDR Gold Trust | ETF | $269.4M | $563.3M |
| GOOGLAlphabet Inc. | Stock | $422.8M | $406.3M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $308.1M | $498.0M |
| AVGOBroadcom Inc. | Stock | $583.5M | $205.0M |
| BACBank of America Corp | Stock | $389.4M | $296.5M |
| CRMSalesforce, Inc. | Stock | $562.7M | $102.4M |
| INTCIntel Corp | Stock | $363.6M | $299.6M |
| STLAStellantis N.V. | SHS | $386.9M | $267.8M |
| iShares MSCI Eafe ETF464287465 | ETF | $374.1M | $234.1M |
| NFLXNetflix Inc | Stock | $427.2M | $172.9M |
| CCitigroup Inc | Stock | $331.8M | $260.0M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $96.1M | $490.7M |
| GOOGAlphabet Inc. | Stock | $274.9M | $303.1M |
| TMUST-Mobile US, Inc. | Stock | $219.9M | $347.4M |
| BRK.BBerkshire Hathaway Inc | Stock | $321.9M | $242.1M |
| UNHUnitedHealth Group Inc | Stock | $262.7M | $225.2M |
| MUMicron Technology Inc | Stock | $326.1M | $147.3M |
| iShares Tr464287440 | 7-10 YR TRSY BD | – | $472.8M |
| ABBVAbbVie Inc. | Stock | $270.3M | $170.5M |
| CSCOCisco Systems, Inc. | Stock | $257.0M | $178.1M |
| UBERUber Technologies, Inc | Stock | $243.2M | $188.4M |
| CMGChipotle Mexican Grill Inc | COM | $244.5M | $183.2M |
| VVisa Inc. | Stock | $256.0M | $154.2M |
| BABAAlibaba Group Holding Ltd | ADR | $54.5M | $326.5M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | – | $378.2M |
| WMTWalmart Inc. | Stock | $239.2M | $138.2M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $217.6M | $138.5M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $272.5M | $81.3M |
| ADBEAdobe Inc. | Stock | $263.6M | $87.8M |
| WDAYWorkday, Inc. | CL A | $228.7M | $121.5M |
| MAMastercard Inc | Stock | $205.8M | $133.4M |
| UBSUBS Group AG | Stock | $17.0M | $318.3M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $141.3M | $192.9M |
| BIDUBaidu, Inc. | ADR | $320.8M | $11.7M |
| GSGoldman Sachs Group Inc | Stock | $182.8M | $108.6M |
| LLYEli Lilly & Co | Stock | $154.7M | $126.5M |
| ADIAnalog Devices Inc | Stock | $131.9M | $143.5M |
| KOCoca Cola Co | Stock | $140.1M | $131.5M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $92.2M | $178.3M |
| HDHome Depot, Inc. | Stock | $162.3M | $104.9M |
| AIGAmerican International Group, Inc. | Stock | $211.8M | $55.3M |
| MCDMcDonalds Corp | Stock | $145.3M | $120.1M |
| State Street SPDR S&P Biotech ETF78464A870 | ETF | $99.3M | $165.0M |
| FCXFreeport-McMoran Inc | Stock | $107.5M | $155.7M |
| JNJJohnson & Johnson | Stock | $152.3M | $109.3M |
| PEPPepsiCo Inc | Stock | $135.4M | $118.0M |
| LULUlululemon athletica inc. | Stock | $137.0M | $102.7M |
| MRKMerck & Co., Inc. | Stock | $136.9M | $95.3M |
| XUnited States Steel Corp | COM | $203.3M | $27.2M |
| IBMInternational Business Machines Corp | Stock | $151.2M | $78.4M |
| HUMHumana Inc | Stock | $132.5M | $95.4M |
| FDXFedEx Corp | Stock | $130.2M | $95.7M |
| iShares Tips Bond ETF464287176 | ETF | – | $225.8M |
| XOMExxonMobil Holdings Corp | COM | $119.8M | $104.0M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $121.1M | $96.9M |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | $151.9M | $62.8M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $209.6M | $2.71M |
| KMIKinder Morgan, Inc. | Stock | $105.0M | $105.7M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $45.2M | $162.3M |
| iShares Inc464286400 | MSCI BRAZIL ETF | $146.3M | $59.1M |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | $159.9M | $45.2M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $204.1M |
| ALCAlcon Inc | Stock | $71.9M | $131.4M |
| SNOWSnowflake Inc. | Stock | $138.2M | $63.4M |
| QCOMQualcomm Inc | Stock | $113.0M | $87.6M |
| BMYBristol Myers Squibb Co | Stock | $107.0M | $91.0M |
| SHOPShopify Inc. | Stock | $146.0M | $49.7M |
| iShares Tr464287739 | U.S. REAL ES ETF | $190.2M | $822.7K |
| ADSKAutodesk, Inc. | COM | $111.1M | $79.4M |
| WMBWilliams Companies, Inc. | COM | $108.1M | $81.9M |
| AMGNAmgen Inc | Stock | $101.4M | $88.0M |
| VZVerizon Communications Inc | Stock | $65.1M | $123.0M |
| TXNTexas Instruments Inc | Stock | $57.4M | $129.6M |
| CVXChevron Corp | Stock | $131.7M | $51.5M |
| CMCSAComcast Corp | Stock | $116.9M | $64.6M |
| PFEPfizer Inc | Stock | $86.0M | $93.6M |
| EMREmerson Electric Co | Stock | $98.2M | $79.6M |
| DISWalt Disney Co | Stock | $78.4M | $99.1M |
| COSTCostco Wholesale Corp | Stock | $98.0M | $77.5M |
| PANWPalo Alto Networks Inc | Stock | $101.1M | $70.9M |
| PINSPinterest, Inc. | CL A | $101.8M | $68.6M |
| PGProcter & Gamble Co | Stock | $95.3M | $75.1M |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | $46.0M | $122.8M |
| CPRICapri Holdings Ltd | SHS | $94.9M | $73.8M |
Sold out since Q3 2023 (1,311)
Positions held at the end of Q3 2023 that are gone from this filing.
The largest 100 of 1,311 by value last quarter.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| ATVIActivision Blizzard, Inc. | COM | 3,955,778 | $370.4M | 0.2% | History |
| VMWVmware LLC | CL A COM | 528,452 | $88.0M | <0.1% | History |
| NATINational Instruments Corp | COM | 1,411,098 | $84.1M | <0.1% | History |
| DENDenbury Inc | COM | 681,129 | $66.8M | <0.1% | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 534,044 | $61.8M | <0.1% | History |
| ICPTIntercept Pharmaceuticals, Inc. | COM | 2,999,188 | $55.6M | <0.1% | History |
| NEWRNew Relic, Inc. | COM | 421,747 | $36.1M | <0.1% | History |
| HEPHolly Energy Partners LP | COM UT LTD PTN | 1,460,304 | $32.1M | <0.1% | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 1,208,289 | $30.6M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 1,236,002 | $26.2M | <0.1% | – |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 1,009,519 | $25.1M | <0.1% | – |
| TWNKHostess Brands, Inc. | CL A | 744,922 | $24.8M | <0.1% | History |
| ESTEEarthstone Energy Inc | CL A | 1,007,235 | $20.4M | <0.1% | History |
| Nuveen PFD & Incm Securties67072C105 | COM | 3,024,702 | $18.7M | <0.1% | – |
| SCPLSciPlay Corp | CL A | 779,920 | $17.8M | <0.1% | History |
| SGENSeagen Inc. | COM | 64,453 | $13.7M | <0.1% | History |
| Abcam PLC000380204 | ADS | 488,004 | $11.0M | <0.1% | – |
| Pinduoduo Inc722304AC6 | NOTE 12/0 | – | $10.3M | <0.1% | – |
| VRTVVeritiv Corp | COM | 57,763 | $9.76M | <0.1% | History |
| CEQPCrestwood Equity Partners LP | UNIT LTD PARTNER | 327,233 | $9.57M | <0.1% | History |
| iShares Tr46435G318 | IBONDS DEC2023 | 290,903 | $7.43M | <0.1% | – |
| AVTAAvantax, Inc. | COM | 260,180 | $6.66M | <0.1% | History |
| CIRCircor International Inc | COM | 108,319 | $6.04M | <0.1% | History |
| HCCIHeritage-Crystal Clean, Inc. | COM | 95,267 | $4.32M | <0.1% | History |
| EMANEmagin Corp | COM NEW | 1,710,016 | $3.40M | <0.1% | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 1,263,645 | $2.64M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J544 | BULSHS 2023 MUNI | 79,156 | $1.98M | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 81,688 | $1.92M | <0.1% | – |
| FDEUFirst Trust Dynamic Europe Equity Income Fund | COM SHS | 150,686 | $1.87M | <0.1% | History |
| NXGNNextgen Healthcare, Inc. | COM | 78,389 | $1.86M | <0.1% | History |
| ARGOArgo Group International Holdings, Inc. | COM | 59,210 | $1.77M | <0.1% | History |
| CENCenter Coast Brookfield MLP & Energy Infrastructure Fund | SHS BEN INT | 80,001 | $1.70M | <0.1% | History |
| GHLGreenhill & Co Inc | COM | 111,836 | $1.66M | <0.1% | History |
| SCUSculptor Capital Management, Inc. | COM CL A | 128,943 | $1.50M | <0.1% | History |
| AAICArlington Asset Investment Corp. | CL A NEW | 340,307 | $1.46M | <0.1% | History |
| HTHersha Hospitality Trust | PR SHS BEN INT | 146,546 | $1.44M | <0.1% | History |
| THRNThorne Healthtech, Inc. | COM | 124,779 | $1.27M | <0.1% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 171,198 | $1.22M | <0.1% | History |
| Chindata Group Hldgs Ltd16955F107 | ADS | 126,266 | $1.05M | <0.1% | – |
| TRHCTabula Rasa HealthCare, Inc. | COM | 95,104 | $980.5K | <0.1% | History |
| NBWNeuberger Berman California Municipal Fund Inc. | COM | 92,627 | $906.8K | <0.1% | History |
| CCFChase Corp | COM | 5,926 | $754.0K | <0.1% | History |
| DBDDiebold Nixdorf, Inc | COM SHS | 38,355 | $726.4K | <0.1% | History |
| Cool Co LtdG2415A113 | COMMON SHARES | 51,624 | $715.0K | <0.1% | – |
| KLRKaleyra, Inc. | COM | 94,941 | $687.4K | <0.1% | History |
| ANTXAN2 Therapeutics, Inc. | COM | 41,046 | $660.0K | <0.1% | History |
| EQRXEQRx, Inc. | COM | 285,286 | $633.3K | <0.1% | History |
| MNPWestern Asset Municipal Partners Fund Inc. | COM | 55,948 | $591.9K | <0.1% | History |
| PNTPOINT Biopharma Global Inc. | COM | 87,639 | $584.6K | <0.1% | History |
| MYOMyomo, Inc. | COM NEW | 500,082 | $555.1K | <0.1% | History |
| AVIDAvid Technology, Inc. | COM | 19,484 | $523.5K | <0.1% | History |
| NBONeuberger Berman New York Municipal Fund Inc. | COM | 56,904 | $498.5K | <0.1% | History |
| Dimensional ETF Trust25434V815 | US SMALL CAP ETF | 18,881 | $478.4K | <0.1% | – |
| Nuveen PFD & Income 2022 Ter67075T105 | COM | 29,584 | $464.5K | <0.1% | – |
| Global Gas Corp265334102 | COM CL A | 45,000 | $454.1K | <0.1% | – |
| DTCKFDavis Commodities Ltd | USD ORD SHS | 146,558 | $427.9K | <0.1% | History |
| Direxion Shs ETF Tr25461A304 | DLY AAPL BEAR 1X | 18,247 | $413.7K | <0.1% | – |
| TNGXTango Therapeutics, Inc. | COM | 30,988 | $348.9K | <0.1% | History |
| ProShares Tr74347X799 | ULTR RUSSL2000 | 9,520 | $322.0K | <0.1% | – |
| CTVInnovid Corp. | COMMON STOCK | 249,074 | $318.8K | <0.1% | History |
| Northern LTS FD Tr IV66538H179 | MAIN BUYWRITE | 20,063 | $266.8K | <0.1% | – |
| TRMDTORM plc | SHS CL A | 8,834 | $243.1K | <0.1% | History |
| SPDR Series Trust78468R531 | SPDR S&P 500 ESG | 5,746 | $238.4K | <0.1% | – |
| Innovator ETFs Trust45782C532 | US EQTY ULTRA B | 7,882 | $231.6K | <0.1% | – |
| Investment Managers Ser Tr I46144X628 | AXS SHORT INNOV | 5,642 | $224.0K | <0.1% | – |
| ProShares Tr74347R305 | PSHS ULTRA DOW30 | 3,514 | $222.9K | <0.1% | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 4,275 | $205.8K | <0.1% | – |
| SDCSmileDirectClub, Inc. | CL A COM | 426,448 | $177.0K | <0.1% | History |
| Janus Detroit STR Tr47103U753 | B-BBB CLO ETF | 3,609 | $171.4K | <0.1% | – |
| Investment Managers Ser Tr I46144X487 | AXS 2X INVTN NEW | 2,912 | $163.5K | <0.1% | – |
| FRGIFiesta Restaurant Group, Inc. | COM | 19,317 | $163.4K | <0.1% | History |
| ETF Ser Solutions26922A602 | VIDENT CORE US | 3,700 | $154.3K | <0.1% | – |
| FLYUBank of Montreal | CAL LKD 42 | 4,776 | $144.6K | <0.1% | History |
| UVIXVS Trust | 2X LONG VIX FUT | 39,464 | $137.7K | <0.1% | History |
| Eneti IncY2294C107 | COM | 13,605 | $137.1K | <0.1% | – |
| PACWPacwest Bancorp | COM | 16,488 | $130.4K | <0.1% | History |
| Morgan Stanley ETF Trust61774R205 | CALVERT US LARCP | 2,333 | $124.2K | <0.1% | – |
| Tidal Trust II88636J600 | ROUNDHILL GENER | 4,384 | $118.2K | <0.1% | – |
| Franklin Templeton ETF Tr35473P884 | US MID CP MLTFCT | 2,467 | $106.0K | <0.1% | – |
| Polymet MNG Corp731916409 | COM NEW | 49,131 | $102.2K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G557 | ALERIAN GLXY CRY | 12,661 | $97.3K | <0.1% | – |
| iShares Tr46435U861 | CORE DIVID ETF | 2,604 | $96.9K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G615 | INVESCO PHLX SM | 3,206 | $86.7K | <0.1% | – |
| Investment Managers Ser Tr I46144X107 | AXS CHANGE FINAN | 2,898 | $85.8K | <0.1% | – |
| EBIXEbix Inc | COM NEW | 8,483 | $83.8K | <0.1% | History |
| Direxion Shs ETF Tr25460G153 | DAILY REGIONAL | 1,424 | $77.2K | <0.1% | – |
| Valkyrie ETF Trust II91917A108 | BITCOIN STRATEGY | 7,696 | $76.8K | <0.1% | – |
| J P Morgan Exchange-Traded F46641Q175 | ACTIVEBUILDE INT | 1,731 | $75.9K | <0.1% | – |
| APGEApogee Therapeutics, Inc. | COM | 3,557 | $75.8K | <0.1% | History |
| Principal Exchange Traded FD74255Y102 | ACTIVE HIGH YL | 4,139 | $74.7K | <0.1% | – |
| BBDOBank Bradesco | SPONSORED ADR | 27,647 | $74.1K | <0.1% | History |
| Graniteshares ETF Tr38747R108 | BBG COMMD K 1 | 3,409 | $73.6K | <0.1% | – |
| VLNValens Semiconductor Ltd. | ORDINARY SHARES | 27,558 | $73.3K | <0.1% | History |
| Advisorshares Tr00768Y479 | DORSY FSM ALCP | 2,372 | $71.8K | <0.1% | – |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 1,684 | $68.3K | <0.1% | – |
| Dimensional ETF Trust25434V872 | CORE FIXE IN ETF | 1,682 | $67.9K | <0.1% | – |
| American Centy ETF Tr025072505 | DIVERSIFIED MU | 1,397 | $67.0K | <0.1% | – |
| Simplify Exchange Traded Fun82889N301 | US EQT PLS UPSID | 2,248 | $65.5K | <0.1% | – |
| ProShares Tr74347B185 | PSHS SHTFINL ETF | 5,015 | $65.0K | <0.1% | – |
| Aim ETF Products Trust00888H802 | ALLIA US JAN ETF | 2,194 | $63.2K | <0.1% | – |