UBS Group AG
- SEC CIK
- 0001610520
- Latest filing
- Aug 13, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed May 13, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 8,077
- +62 vs. Q4 2023
- Portfolio value
- $303.0B
- +$54.4B (+21.9%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| MSFTMicrosoft Corp | Stock | 29,435,993 | $12.4B | 4.1% | +7,237,291+32.6% | Added | History |
| AAPLApple Inc. | Stock | 50,612,391 | $8.68B | 2.9% | +11,651,011+29.9% | Added | History |
| NVDANVIDIA Corp | Stock | 8,072,813 | $7.29B | 2.4% | +1,975,580+32.4% | Added | History |
| AMZNAmazon Com Inc | Stock | 31,348,172 | $5.65B | 1.9% | +6,854,629+28.0% | Added | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 8,477,932 | $4.43B | 1.5% | +295,149+3.6% | Added | History |
| UBSUBS Group AG | Stock | 140,729,533 | $4.32B | 1.4% | +5,446,271+4.0% | Added | History |
| GOOGLAlphabet Inc. | Stock | 25,211,709 | $3.81B | 1.3% | +4,333,781+20.8% | Added | History |
| JPMJPMorgan Chase & Co | Stock | 17,595,944 | $3.52B | 1.2% | +1,507,915+9.4% | Added | History |
| AVGOBroadcom Inc. | Stock | 2,592,982 | $3.44B | 1.1% | −122,603−4.5% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 6,870,382 | $3.34B | 1.1% | +2,128,968+44.9% | Added | History |
| VVisa Inc. | Stock | 9,922,006 | $2.77B | 0.9% | +2,627,611+36.0% | Added | History |
| GOOGAlphabet Inc. | Stock | 16,132,163 | $2.46B | 0.8% | +614,703+4.0% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 4,797,695 | $2.37B | 0.8% | +979,408+25.7% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 5,284,911 | $2.35B | 0.8% | +537,099+11.3% | Added | – |
| HDHome Depot, Inc. | Stock | 6,113,541 | $2.35B | 0.8% | +833,001+15.8% | Added | History |
| LLYEli Lilly & Co | Stock | 2,689,225 | $2.09B | 0.7% | +145,246+5.7% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 6,203,600 | $2.09B | 0.7% | +101,185+1.7% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 4,850,479 | $2.04B | 0.7% | +1,180,186+32.2% | Added | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 12,509,347 | $2.04B | 0.7% | +56,121+0.5% | Added | – |
| COSTCostco Wholesale Corp | Stock | 2,673,248 | $1.96B | 0.6% | −199,063−6.9% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 10,508,209 | $1.91B | 0.6% | −396,913−3.6% | Reduced | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 5,499,994 | $1.89B | 0.6% | −20,467−0.4% | Reduced | – |
| PGProcter & Gamble Co | Stock | 11,253,659 | $1.83B | 0.6% | +2,062,762+22.4% | Added | History |
| MRKMerck & Co., Inc. | Stock | 13,537,100 | $1.79B | 0.6% | +878,544+6.9% | Added | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 23,912,427 | $1.77B | 0.6% | +188,415+0.8% | Added | – |
| CRMSalesforce, Inc. | Stock | 5,301,164 | $1.60B | 0.5% | +1,440,084+37.3% | Added | History |
| MCDMcDonalds Corp | Stock | 5,645,967 | $1.59B | 0.5% | +737,419+15.0% | Added | History |
| JNJJohnson & Johnson | Stock | 10,032,634 | $1.59B | 0.5% | +1,299,134+14.9% | Added | History |
| iShares Core S&P 500 ETF464287200 | ETF | 2,961,603 | $1.56B | 0.5% | −198,458−6.3% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 3,232,399 | $1.55B | 0.5% | +158,821+5.2% | Added | – |
| XOMExxonMobil Holdings Corp | COM | 13,222,564 | $1.54B | 0.5% | +1,106,832+9.1% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 30,705,780 | $1.53B | 0.5% | +6,677,578+27.8% | Added | History |
| MAMastercard Inc | Stock | 3,060,493 | $1.47B | 0.5% | +1,068,896+53.7% | Added | History |
| KOCoca Cola Co | Stock | 23,652,172 | $1.45B | 0.5% | +3,632,613+18.1% | Added | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 5,786,244 | $1.45B | 0.5% | −75,981−1.3% | Reduced | – |
| CVXChevron Corp | Stock | 8,984,546 | $1.42B | 0.5% | +1,504,860+20.1% | Added | History |
| TSLATesla, Inc. | Stock | 8,047,679 | $1.41B | 0.5% | +2,745,484+51.8% | Added | History |
| AMDAdvanced Micro Devices Inc | Stock | 7,477,377 | $1.35B | 0.4% | +2,080,838+38.6% | Added | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 22,003,771 | $1.34B | 0.4% | −261,779−1.2% | ReducedConverted for a 5-for-1 split | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 26,612,627 | $1.34B | 0.4% | −271,072−1.0% | Reduced | – |
| TMOThermo Fisher Scientific Inc. | Stock | 2,290,190 | $1.33B | 0.4% | +191,876+9.1% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 7,077,031 | $1.27B | 0.4% | −335,727−4.5% | Reduced | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 11,100,554 | $1.23B | 0.4% | +970,470+9.6% | Added | – |
| ACNAccenture plc | Stock | 3,429,591 | $1.19B | 0.4% | +232,555+7.3% | Added | History |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 6,430,354 | $1.17B | 0.4% | −16,140−0.3% | Reduced | – |
| QCOMQualcomm Inc | Stock | 6,725,655 | $1.14B | 0.4% | +2,427,465+56.5% | Added | History |
| LINLinde PLC | Stock | 2,396,395 | $1.11B | 0.4% | +172,415+7.8% | Added | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 6,426,759 | $1.09B | 0.4% | +387,276+6.4% | Added | – |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 4,166,079 | $1.08B | 0.4% | +60,746+1.5% | Added | – |
| PEPPepsiCo Inc | Stock | 6,183,462 | $1.08B | 0.4% | +937,994+17.9% | Added | History |
| AMGNAmgen Inc | Stock | 3,747,610 | $1.07B | 0.4% | +387,082+11.5% | Added | History |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 5,079,566 | $1.06B | 0.3% | +180,613+3.7% | Added | – |
| WMTWalmart Inc. | Stock | 17,422,937 | $1.05B | 0.3% | +3,451,559+24.7% | AddedConverted for a 3-for-1 split | History |
| UNPUnion Pacific Corp | Stock | 4,185,248 | $1.03B | 0.3% | +123,727+3.0% | Added | History |
| GLDSPDR Gold Trust | ETF | 4,662,896 | $959.3M | 0.3% | −86,189−1.8% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 4,544,310 | $955.7M | 0.3% | +282,367+6.6% | Added | – |
| ADBEAdobe Inc. | Stock | 1,867,785 | $942.5M | 0.3% | +387,155+26.1% | Added | History |
| INTCIntel Corp | Stock | 21,263,153 | $939.2M | 0.3% | +7,248,651+51.7% | Added | History |
| Vanguard Information Technology ETF92204A702 | ETF | 1,785,465 | $936.2M | 0.3% | +23,093+1.3% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 9,841,588 | $931.2M | 0.3% | −3,827,003−28.0% | Reduced | – |
| RTXRTX Corp | Stock | 9,495,349 | $926.1M | 0.3% | +708,122+8.1% | Added | History |
| NEENextera Energy Inc | Stock | 14,463,304 | $924.3M | 0.3% | +2,244,293+18.4% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 6,208,415 | $922.8M | 0.3% | +1,522,037+32.5% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 9,395,144 | $920.2M | 0.3% | +162,135+1.8% | Added | – |
| SBUXStarbucks Corp | Stock | 9,884,045 | $903.3M | 0.3% | +1,470,187+17.5% | Added | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 3,905,070 | $892.7M | 0.3% | +127,829+3.4% | Added | – |
| ABTAbbott Laboratories | Stock | 7,847,730 | $892.0M | 0.3% | +636,207+8.8% | Added | History |
| TXNTexas Instruments Inc | Stock | 5,112,861 | $890.7M | 0.3% | +2,161,413+73.2% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 3,070,980 | $872.6M | 0.3% | +463,148+17.8% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 10,918,369 | $871.9M | 0.3% | −674,393−5.8% | Reduced | – |
| HONHoneywell International Inc | COM | 4,233,872 | $869.0M | 0.3% | −339,540−7.4% | Reduced | History |
| ORCLOracle Corp | Stock | 6,875,582 | $863.6M | 0.3% | +1,304,060+23.4% | Added | History |
| BACBank of America Corp | Stock | 22,748,852 | $862.6M | 0.3% | +3,908,870+20.7% | Added | History |
| GSGoldman Sachs Group Inc | Stock | 2,045,490 | $854.4M | 0.3% | +861,228+72.7% | Added | History |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | 6,164,873 | $838.7M | 0.3% | +314,885+5.4% | Added | History |
| MSMorgan Stanley | Stock | 8,772,018 | $826.0M | 0.3% | +1,535,188+21.2% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 15,866,304 | $818.7M | 0.3% | +11,881+0.1% | Added | – |
| DISWalt Disney Co | Stock | 6,665,671 | $815.6M | 0.3% | +763,970+12.9% | Added | History |
| AMATApplied Materials Inc | Stock | 3,905,506 | $805.4M | 0.3% | −578,677−12.9% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 9,307,580 | $785.9M | 0.3% | −17,611−0.2% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 8,177,143 | $772.0M | 0.3% | −813,503−9.0% | Reduced | – |
| BXBlackstone Inc. | COM | 5,862,303 | $770.1M | 0.3% | +853,315+17.0% | Added | History |
| LMTLockheed Martin Corp | Stock | 1,664,831 | $757.3M | 0.2% | +192,851+13.1% | Added | History |
| BLKBlackRock, Inc. | COM | 903,935 | $753.6M | 0.2% | +109,640+13.8% | Added | History |
| State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663 | ETF | 8,180,320 | $751.0M | 0.2% | +1,442,179+21.4% | Added | – |
| DHRDanaher Corp | Stock | 2,995,536 | $748.0M | 0.2% | +197,970+7.1% | Added | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 3,576,563 | $736.7M | 0.2% | +101,568+2.9% | Added | History |
| MUMicron Technology Inc | Stock | 6,246,836 | $736.4M | 0.2% | +2,820,642+82.3% | Added | History |
| IBMInternational Business Machines Corp | Stock | 3,823,117 | $730.1M | 0.2% | +1,100,271+40.4% | Added | History |
| Vanguard Ftse Emerging Markets ETF922042858 | ETF | 17,459,790 | $729.3M | 0.2% | +212,009+1.2% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 17,240,203 | $726.2M | 0.2% | +3,179,853+22.6% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 4,298,462 | $706.5M | 0.2% | +22,433+0.5% | Added | – |
| VZVerizon Communications Inc | Stock | 16,643,883 | $698.4M | 0.2% | +2,856,468+20.7% | Added | History |
| NKENIKE, Inc. | Stock | 7,279,005 | $684.1M | 0.2% | −230,456−3.1% | Reduced | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 7,225,459 | $684.0M | 0.2% | −614,304−7.8% | Reduced | – |
| CATCaterpillar Inc | Stock | 1,847,030 | $676.8M | 0.2% | +85,639+4.9% | Added | History |
| MDLZMondelez International, Inc. | Stock | 9,613,427 | $672.9M | 0.2% | +512,704+5.6% | Added | History |
| iShares S&P 500 Value ETF464287408 | ETF | 3,508,103 | $655.3M | 0.2% | −50,279−1.4% | Reduced | – |
| NFLXNetflix Inc | Stock | 1,078,827 | $655.2M | 0.2% | +151,882+16.4% | Added | History |
| CVSCVS Health Corp | Stock | 8,062,080 | $643.0M | 0.2% | +732,562+10.0% | Added | History |
Options (713)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 713 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| SPYSPDR S&P 500 ETF Trust | ETF | $20.8B | $867.3M |
| iShares Russell 2000 ETF464287655 | ETF | $4.32B | $2.56B |
| Invesco QQQ Trust Series I46090E103 | ETF | $2.99B | $1.53B |
| AAPLApple Inc. | Stock | $1.38B | $921.1M |
| iShares Tr464287234 | MSCI EMG MKT ETF | $864.0M | $979.2M |
| NVDANVIDIA Corp | Stock | $1.07B | $751.2M |
| iShares Tr464287432 | 20 YR TR BD ETF | $385.8M | $1.32B |
| MSFTMicrosoft Corp | Stock | $990.0M | $589.6M |
| STLAStellantis N.V. | SHS | $854.5M | $516.6M |
| GLDSPDR Gold Trust | ETF | $348.8M | $846.9M |
| AMZNAmazon Com Inc | Stock | $600.8M | $593.8M |
| TSLATesla, Inc. | Stock | $598.3M | $499.4M |
| AMDAdvanced Micro Devices Inc | Stock | $606.8M | $405.6M |
| MSMorgan Stanley | Stock | $366.2M | $574.3M |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | $283.7M | $648.0M |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | $569.6M | $360.2M |
| JPMJPMorgan Chase & Co | Stock | $573.5M | $303.5M |
| iShares MSCI Eafe ETF464287465 | ETF | $357.7M | $448.1M |
| iShares Tr464288513 | IBOXX HI YD ETF | $649.7M | $149.6M |
| METAMeta Platforms, Inc. | Stock | $314.9M | $466.5M |
| BACBank of America Corp | Stock | $442.7M | $336.3M |
| PXDPioneer Natural Resources Co | COM | $58.4M | $679.7M |
| MUMicron Technology Inc | Stock | $267.1M | $418.8M |
| NFLXNetflix Inc | Stock | $433.5M | $229.5M |
| INTCIntel Corp | Stock | $226.4M | $435.8M |
| CSCOCisco Systems, Inc. | Stock | $484.5M | $156.6M |
| GOOGAlphabet Inc. | Stock | $192.0M | $370.5M |
| iShares Tr464287440 | 7-10 YR TRSY BD | $132.5M | $422.5M |
| CMGChipotle Mexican Grill Inc | COM | $288.9M | $235.2M |
| BRK.BBerkshire Hathaway Inc | Stock | $301.8M | $217.2M |
| VanEck Semiconductor ETF92189F676 | ETF | $78.1M | $438.2M |
| AVGOBroadcom Inc. | Stock | $298.7M | $210.1M |
| FCXFreeport-McMoran Inc | Stock | $174.2M | $311.1M |
| CCitigroup Inc | Stock | $276.7M | $198.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $169.2M | $301.8M |
| UBERUber Technologies, Inc | Stock | $213.2M | $257.3M |
| GOOGLAlphabet Inc. | Stock | $260.6M | $206.4M |
| TGTTarget Corp | Stock | $411.0M | $40.2M |
| MCDMcDonalds Corp | Stock | $56.5M | $391.6M |
| SLViShares Silver Trust | ETF | $174.4M | $253.0M |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | $189.7M | $228.5M |
| SCHWSchwab Charles Corp | Stock | $386.1M | $30.4M |
| TXNTexas Instruments Inc | Stock | $301.9M | $99.7M |
| ABBVAbbVie Inc. | Stock | $270.8M | $129.2M |
| UNHUnitedHealth Group Inc | Stock | $247.2M | $143.2M |
| TMUST-Mobile US, Inc. | Stock | $194.2M | $188.1M |
| USOUnited States Oil Fund, LP | UNITS | – | $368.1M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $204.3M | $159.2M |
| MAMastercard Inc | Stock | $229.7M | $126.6M |
| iShares Tr464288257 | MSCI ACWI ETF | – | $331.0M |
| CRMSalesforce, Inc. | Stock | $196.5M | $128.4M |
| VVisa Inc. | Stock | $213.0M | $108.6M |
| JBLJabil Inc | Stock | $169.4M | $148.4M |
| iShares Tr464287184 | CHINA LG-CAP ETF | $98.2M | $211.7M |
| CARTMaplebear Inc. | COM | $141.4M | $157.8M |
| Kraneshares Trust500767306 | CSI CHI INTERNET | $72.1M | $226.6M |
| LLYEli Lilly & Co | Stock | $164.3M | $129.8M |
| WDAYWorkday, Inc. | CL A | $200.2M | $92.3M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $154.4M | $123.7M |
| DBDeutsche Bank Aktiengesellschaft | NAMEN AKT | $188.2M | $87.1M |
| NEMNEWMONT Corp | Stock | $237.3M | $28.2M |
| CVXChevron Corp | Stock | $75.8M | $183.8M |
| COSTCostco Wholesale Corp | Stock | $123.9M | $133.6M |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | $156.8M | $98.8M |
| IBMInternational Business Machines Corp | Stock | $124.8M | $125.6M |
| ENPHEnphase Energy, Inc. | Stock | $51.9M | $178.9M |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | $149.2M | $81.4M |
| UBSUBS Group AG | Stock | $3.07M | $225.4M |
| QCOMQualcomm Inc | Stock | $142.9M | $76.7M |
| LULUlululemon athletica inc. | Stock | $127.0M | $92.3M |
| WMTWalmart Inc. | Stock | $130.8M | $87.8M |
| OXYOccidental Petroleum Corp | Stock | $130.9M | $83.8M |
| FDXFedEx Corp | Stock | $135.9M | $78.1M |
| NOWServiceNow, Inc. | Stock | $76.2M | $137.7M |
| ADSKAutodesk, Inc. | COM | $123.3M | $90.2M |
| KOCoca Cola Co | Stock | $116.1M | $96.9M |
| GEGeneral Electric Co | Stock | $95.6M | $113.7M |
| MRKMerck & Co., Inc. | Stock | $134.1M | $72.2M |
| HUMHumana Inc | Stock | $166.3M | $35.7M |
| BABAAlibaba Group Holding Ltd | ADR | $50.5M | $149.3M |
| XOMExxonMobil Holdings Corp | COM | $91.8M | $103.4M |
| IRWDIronwood Pharmaceuticals Inc | COM CL A | – | $195.1M |
| JNJJohnson & Johnson | Stock | $114.7M | $79.9M |
| PSNParsons Corp | COM | – | $194.4M |
| REGNRegeneron Pharmaceuticals, Inc. | COM | $112.6M | $78.7M |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | $89.6M | $101.4M |
| iShares Tr464288281 | JPMORGAN USD EMG | $141.6M | $44.8M |
| VRTVertiv Holdings Co | COM CL A | $90.5M | $92.4M |
| PANWPalo Alto Networks Inc | Stock | $76.7M | $103.1M |
| DISWalt Disney Co | Stock | $61.0M | $116.9M |
| ALCAlcon Inc | Stock | $33.7M | $141.8M |
| FIVNFive9, Inc. | COM | – | $175.4M |
| PEPPepsiCo Inc | Stock | $101.7M | $73.2M |
| ORCLOracle Corp | Stock | $55.1M | $118.5M |
| VZVerizon Communications Inc | Stock | $56.6M | $116.3M |
| ABNBAirbnb, Inc. | Stock | $132.4M | $36.1M |
| GSGoldman Sachs Group Inc | Stock | $123.0M | $45.0M |
| HDHome Depot, Inc. | Stock | $110.9M | $56.6M |
| AMATApplied Materials Inc | Stock | $111.7M | $53.7M |
| PGProcter & Gamble Co | Stock | $97.4M | $66.4M |
Sold out since Q4 2023 (1,036)
Positions held at the end of Q4 2023 that are gone from this filing.
The largest 100 of 1,036 by value last quarter.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| SLBSLB Limited | Stock | 9,258,524 | $481.8M | 0.2% | History |
| IAUiShares Gold Trust | ETF | 8,258,567 | $322.3M | 0.1% | History |
| SPLKSplunk Inc | COM | 1,275,550 | $194.3M | 0.1% | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 2,616,087 | $189.8M | 0.1% | – |
| Vanguard Financials ETF92204A405 | ETF | 1,729,018 | $159.5M | 0.1% | – |
| KRTXKaruna Therapeutics, Inc. | COM | 422,178 | $133.6M | 0.1% | History |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 2,070,715 | $106.7M | <0.1% | – |
| Vanguard Industrials ETF92204A603 | ETF | 394,512 | $87.0M | <0.1% | – |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 1,677,080 | $76.6M | <0.1% | – |
| First Tr Exchange-Traded FD336917109 | SHS | 1,616,488 | $58.0M | <0.1% | – |
| iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0 | ETF | 2,084,157 | $49.8M | <0.1% | – |
| iShares Tr464288307 | MRGSTR MD CP GRW | 497,644 | $32.1M | <0.1% | – |
| DISHDISH Network CORP | CL A | 4,626,329 | $26.7M | <0.1% | History |
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 232,099 | $18.0M | <0.1% | – |
| CODICompass Diversified Holdings | SH BEN INT | 708,786 | $15.9M | <0.1% | History |
| Textainer Group Holdings LtdG8766E109 | SHS | 305,173 | $15.0M | <0.1% | – |
| QGENQiagen N.V. | SHS NEW | 323,625 | $14.1M | <0.1% | History |
| WisdomTree Tr97717W703 | INTL EQUITY FD | 240,819 | $12.6M | <0.1% | – |
| iShares Inc46434G780 | MSCI SINGPOR ETF | 641,797 | $12.0M | <0.1% | – |
| SOVOSovos Brands, Inc. | COM | 466,676 | $10.3M | <0.1% | History |
| SRCSpirit Realty Capital, Inc. | COM NEW | 179,554 | $7.84M | <0.1% | History |
| Healthpeak Properties, Inc.71943U104 | COM | 526,676 | $7.01M | <0.1% | – |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 306,410 | $6.75M | <0.1% | History |
| IMGNImmunoGen, Inc. | COM | 201,197 | $5.97M | <0.1% | History |
| RYZBRayzeBio, Inc. | COM | 94,059 | $5.85M | <0.1% | History |
| ESMTEngageSmart, Inc. | COMMON STOCK | 233,845 | $5.36M | <0.1% | History |
| WNS Hldgs Ltd92932M101 | SPON ADR | 75,707 | $4.78M | <0.1% | – |
| DBX ETF Tr233051853 | XTRACK MSCI EURP | 124,766 | $4.71M | <0.1% | – |
| GPPGreen Plains Partners LP | COM REP PTR IN | 325,152 | $4.14M | <0.1% | History |
| ICVXIcosavax, Inc. | COM | 256,869 | $4.05M | <0.1% | History |
| AYXAlteryx, Inc. | COM CL A | 84,058 | $3.96M | <0.1% | History |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 86,290 | $3.44M | <0.1% | – |
| CBAYCymaBay Therapeutics, Inc. | COM | 138,241 | $3.27M | <0.1% | History |
| MRTXMirati Therapeutics, Inc. | COM | 51,945 | $3.05M | <0.1% | History |
| ROVRRover Group, Inc. | COMMON STOCK | 237,427 | $2.58M | <0.1% | History |
| FCPTFour Corners Property Trust, Inc. | COM | 91,294 | $2.31M | <0.1% | History |
| First Tr Exchange-Traded FD33736G106 | GBL WND ENRG ETF | 138,623 | $2.28M | <0.1% | – |
| SOCSable Offshore Corp. | COM CL A | 200,000 | $2.28M | <0.1% | History |
| PIMCO ETF Tr72201R874 | SHTRM MUN BD ACT | 44,736 | $2.24M | <0.1% | – |
| FSRFisker Inc. | CL A COM STK | 1,095,299 | $1.92M | <0.1% | History |
| PGTIPGT Innovations, Inc. | COM | 43,796 | $1.78M | <0.1% | History |
| NIO Inc.62914VAE6 | NOTE 2/0 | – | $1.48M | <0.1% | – |
| Block, Inc.852234AJ2 | NOTE 5/0 | – | $1.44M | <0.1% | – |
| Gracell Biotechnologies Inc38406L103 | SPONSORED ADS | 125,681 | $1.26M | <0.1% | – |
| SP Funds Trust84612A200 | S&P WORLD EX US | 59,011 | $1.20M | <0.1% | – |
| BVHBluegreen Vacations Holding Corp | CLASS A | 15,366 | $1.15M | <0.1% | History |
| LTHMLivent Corp. | COM | 54,181 | $974.2K | <0.1% | History |
| ETF Managers Tr26924G201 | PRIME CYBR SCRTY | 15,650 | $945.4K | <0.1% | – |
| ProShares Tr74347R248 | LARGE CAP CRE | 15,959 | $874.1K | <0.1% | – |
| NVTAInvitae Corp | COM | 1,184,966 | $743.0K | <0.1% | History |
| iQIYI, Inc.46267XAE8 | NOTE 4.000%12/1 | – | $727.5K | <0.1% | – |
| Freeline Therapeutics Hldgs35655L206 | SPONSORED ADS | 99,358 | $632.9K | <0.1% | – |
| AMCAMC Entertainment Holdings, Inc. | CL A NEW | 93,840 | $574.3K | <0.1% | History |
| SLGCSomaLogic, Inc. | CLASS A COM | 186,853 | $472.7K | <0.1% | History |
| MDRXVeradigm Inc. | COM | 42,460 | $445.4K | <0.1% | History |
| Gol Linhas Aereas Inteligent38045R206 | SPON ADR PFD NEW | 112,940 | $408.8K | <0.1% | – |
| RPT Realty74971D101 | SH BEN INT | 27,527 | $353.2K | <0.1% | – |
| ProShares Tr74347R370 | PSHS SH MSCI EAF | 19,334 | $331.6K | <0.1% | – |
| Aslan Pharmaceuticals Ltd04522R200 | SPON ADS NEW | 625,000 | $326.3K | <0.1% | – |
| CHSChico's Fas, Inc. | COM | 36,307 | $275.2K | <0.1% | History |
| SMLPSummit Midstream Partners, LP | COM UNIT LTD | 14,980 | $268.3K | <0.1% | History |
| Direxion Shs ETF Tr25460G849 | 20YR TRES BEAR | 8,366 | $247.7K | <0.1% | – |
| FXFInvesco CurrencyShares Swiss Franc Trust | SWISS FRANC | 2,287 | $241.9K | <0.1% | History |
| Franklin Templeton ETF Tr35473P512 | INTEL MACHI ETF | 4,551 | $232.2K | <0.1% | – |
| AIJTYJianpu Technology Inc. | ADS COMMON | 223,385 | $218.9K | <0.1% | History |
| RZLTRezolute, Inc. | COM NEW | 217,902 | $216.4K | <0.1% | History |
| Flame Acquisition Corp33850F116 | *W EXP 02/26/202 | 100,000 | $193.0K | <0.1% | – |
| iShares Tr46436E338 | 20+ YEAR TR BD | 6,904 | $189.7K | <0.1% | – |
| Innovator ETFs Trust45782C342 | US SML CP PWR ET | 6,150 | $179.4K | <0.1% | – |
| Tidal ETF Tr886364793 | SOUND EQUITY INM | 6,065 | $157.6K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F474 | FT VEST US EQT | 4,720 | $155.2K | <0.1% | – |
| BULZBank of Montreal | NT LKD 41 | 1,430 | $150.5K | <0.1% | History |
| LBCLuther Burbank Corp | COM | 13,747 | $147.2K | <0.1% | History |
| Pono Cap Three IncG71704103 | ORD SHS CL A | 16,394 | $136.4K | <0.1% | – |
| ZJYLJin Medical International Ltd. | ORD SHS | 548 | $135.9K | <0.1% | History |
| SHNYBank of Montreal | CAL LKD 43 | 4,847 | $134.0K | <0.1% | History |
| TSPHTuSimple Holdings Inc. | CL A | 152,044 | $133.5K | <0.1% | History |
| Global X FDS37954Y533 | MSCI CHINA IT | 8,662 | $131.1K | <0.1% | – |
| Aim ETF Products Trust00888H786 | ALLIA US FEB ETF | 4,686 | $130.6K | <0.1% | – |
| BKCCBlackRock Capital Investment Corp | COM | 30,844 | $119.4K | <0.1% | History |
| GDXUBank of Montreal | ETP | 3,417 | $114.1K | <0.1% | History |
| Innovator ETFs Trust45782C391 | US EQTY BUFR MAR | 2,863 | $113.4K | <0.1% | – |
| Vanguard BD Index FDS92203C303 | VANGUARD ULTRA | 2,281 | $112.8K | <0.1% | – |
| Fidelity Covington Trust31609A305 | ENHANCED LARGE | 4,259 | $111.7K | <0.1% | – |
| iShares Tr46436E601 | ESG MSCI EM LDRS | 2,522 | $110.9K | <0.1% | – |
| iShares Inc464286657 | MSCI BIC ETF | 3,102 | $106.1K | <0.1% | – |
| EJHE-Home Household Service Holdings Ltd | SHS NEW | 26,373 | $105.5K | <0.1% | History |
| Pacer FDS Tr69374H568 | SWAN SOS FD OF | 3,950 | $102.2K | <0.1% | – |
| ETF Managers Tr26924G409 | PRIME MOBILE PAY | 2,144 | $99.5K | <0.1% | – |
| SRTStartek, Inc. | COM | 22,111 | $97.5K | <0.1% | History |
| FNGDBank of Montreal | MICROSECTORS FAN | 16,636 | $97.0K | <0.1% | History |
| Build Funds Trust12009B101 | BOND INNOVATION | 4,193 | $96.3K | <0.1% | – |
| Direxion Shs ETF Tr25459W102 | DLY TECH BULL 3X | 1,433 | $95.6K | <0.1% | – |
| Angel Oak Funds Trust03463K760 | INCOME ETF | 4,606 | $94.2K | <0.1% | – |
| iShares Tr46435U333 | FOCUSD VAL FAC | 1,618 | $94.2K | <0.1% | – |
| First Tr Exchng Traded FD VI33740F714 | FT VEST US EQT | 2,384 | $90.6K | <0.1% | – |
| THRXTheseus Pharmaceuticals, Inc. | COM | 22,218 | $90.0K | <0.1% | History |
| UGLProShares Trust II | ULTRA GOLD | 1,394 | $89.0K | <0.1% | History |
| DBX ETF Tr233051762 | XTRACK MSCI CHNA | 3,552 | $86.8K | <0.1% | – |
| J P Morgan Exchange Traded F46654Q815 | SUST MUNI IN ETF | 1,683 | $85.0K | <0.1% | – |