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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,696
+100 vs. Q2 2023
Portfolio value
$15.8B
+$1.45B (+10.1%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
LAWCS Disco, Inc.COM22,314$148.2K<0.1%+22,314NewHistory
MHDBlackRock Muniholdings Fund, Inc.COM14,426$148.7K<0.1%+70.0%AddedHistory
SONOSonos IncCOM11,543$149.0K<0.1%+11,543NewHistory
SVCService Properties TrustCOM SH BEN INT19,725$151.7K<0.1%+1,549+8.5%AddedHistory
SABRSabre CorpCOM33,794$151.7K<0.1%+10,908+47.7%AddedHistory
First Tr MLP & Energy Incom33739B104COM19,316$152.8K<0.1%+866+4.7%Added–
GNWGenworth Financial IncCOM SHS26,078$152.8K<0.1%−7,926−23.3%ReducedHistory
NXPNuveen Select Tax Free Income PortfolioSH BEN INT11,669$155.2K<0.1%00.0%UnchangedHistory
BOEBlackRock Enhanced Global Dividend TrustCOM16,571$156.3K<0.1%−1,132−6.4%ReducedHistory
JWNNordstrom IncStock10,462$156.3K<0.1%+475+4.8%AddedHistory
HBMHudbay Minerals Inc.COM32,201$156.8K<0.1%+3,501+12.2%AddedHistory
ILPTIndustrial Logistics Properties TrustCOM SHS BEN INT54,279$156.9K<0.1%+2,100+4.0%AddedHistory
PAGSPagSeguro Digital Ltd.COM CL A18,428$158.7K<0.1%+18,428NewHistory
FHNFirst Horizon CorpCOM14,409$158.8K<0.1%−3,211−18.2%ReducedHistory
ZYXIZynex IncCOM20,183$161.5K<0.1%−3,176−13.6%ReducedHistory
Fidelity Covington Trust316092196CMN10,097$161.8K<0.1%+10,097New–
BGHBarings Global Short Duration High Yield FundCOM12,812$162.7K<0.1%+113+0.9%AddedHistory
DODiamond Offshore Drilling, Inc.COM11,222$164.7K<0.1%+11,222NewHistory
BP Prudhoe Bay Rty Tr055630107UNIT BEN INT23,066$164.9K<0.1%+2,635+12.9%Added–
ONCOOnconetix, Inc.COM322,800$165.1K<0.1%+49,100+17.9%AddedHistory
ProShares Bitcoin ETF74347G440ETF12,085$166.9K<0.1%−7,419−38.0%Reduced–
ETF Managers Tr26924G508ETFMG ALTR HRVST45,742$167.0K<0.1%+2,434+5.6%Added–
GBDCGolub Capital BDC, Inc.COM11,459$168.1K<0.1%+11,459NewHistory
VanEck ETF Trust92189F536LONG MUNI ETF10,084$168.5K<0.1%−6,467−39.1%Reduced–
GGALGrupo Financiero Galicia SASPONSORED ADR13,060$170.4K<0.1%+13,060NewHistory
ISDPGIM High Yield Bond Fund, Inc.COM14,505$170.9K<0.1%+601+4.3%AddedHistory
GLADGladstone Capital CorpCOM17,777$171.4K<0.1%+900+5.3%AddedHistory
OGCPEmpire State Realty OP, L.P.UNIT LTD PRT 6021,474$171.8K<0.1%00.0%UnchangedHistory
ASBAssociated Banc-CorpCOM10,253$175.4K<0.1%+10,253NewHistory
PBIPitney Bowes IncCOM58,215$175.8K<0.1%+6,345+12.2%AddedHistory
FTFFranklin Ltd Duration Income TrustCOM28,961$176.4K<0.1%+8,488+41.5%AddedHistory
SLMSLM CorpCOM13,166$179.3K<0.1%+827+6.7%AddedHistory
BCXBlackRock Resources & Commodities Strategy TrustSHS19,499$179.6K<0.1%+6,296+47.7%AddedHistory
RCMR1 RCM Inc.COM11,952$180.1K<0.1%+1,278+12.0%AddedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM49,557$180.4K<0.1%+1,710+3.6%AddedHistory
FLNAFilana Therapeutics, Inc.COM10,867$180.8K<0.1%+10,867NewHistory
EMFTempleton Emerging Markets FundCOM16,272$184.0K<0.1%−1,603−9.0%ReducedHistory
GENGen Digital Inc.Stock10,427$184.3K<0.1%+10,427NewHistory
APLEApple Hospitality REIT, Inc.REIT12,050$184.8K<0.1%+296+2.5%AddedHistory
First Tr Exchange Traded FD33738R688S&P INTL DIVID12,584$184.9K<0.1%+2,349+23.0%Added–
LUMNLumen Technologies, Inc.Stock130,911$185.9K<0.1%−7,586−5.5%ReducedHistory
IGIWestern Asset Investment Grade Opportunity Trust Inc.COM11,748$186.0K<0.1%−1,030−8.1%ReducedHistory
PFNPIMCO Income Strategy Fund IICOM28,289$186.4K<0.1%+1,170+4.3%AddedHistory
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR19,024$187.4K<0.1%+1,043+5.8%AddedHistory
GMEGameStop Corp.Stock11,401$187.7K<0.1%−459−3.9%ReducedHistory
VanEck ETF Trust92189F452MORTGAGE REIT16,728$190.2K<0.1%+805+5.1%Added–
EHEHang Holdings LtdADS10,589$190.8K<0.1%+10,589NewHistory
CSTMConstellium SECL A SHS10,569$192.4K<0.1%+10,569NewHistory
MYIBlackRock Muniyield Quality Fund III, Inc.COM20,164$192.6K<0.1%+2,846+16.4%AddedHistory
COTYCoty Inc.COM CL A17,566$192.7K<0.1%−16,515−48.5%ReducedHistory
BGBBlackstone Strategic Credit 2027 Term FundCOM SHS BEN IN17,627$193.7K<0.1%+444+2.6%AddedHistory
TPZTortoise Power & Energy Infrastructure Fund IncCOM14,654$195.8K<0.1%−1,146−7.3%ReducedHistory
NXHNeighborhood Intelligence, Inc.COM12,463$197.2K<0.1%+774+6.6%AddedHistory
JFRNuveen Floating Rate Income FundCOM24,037$197.3K<0.1%+9,080+60.7%AddedHistory
PLUGPlug Power IncStock26,045$197.9K<0.1%+2,251+9.5%AddedHistory
SEESealed Air CorpCOM6,098$200.4K<0.1%−452−6.9%ReducedHistory
KRNTKornit Digital Ltd.SHS10,598$200.4K<0.1%+1,909+22.0%AddedHistory
PCTPureCycle Technologies, Inc.COM35,749$200.6K<0.1%+434+1.2%AddedHistory
VVVValvoline IncCOM6,226$200.7K<0.1%+17+0.3%AddedHistory
ACIAlbertsons Companies, Inc.COMMON STOCK8,836$201.0K<0.1%+8,836NewHistory
IONSIonis Pharmaceuticals IncCOM4,438$201.3K<0.1%−737−14.2%ReducedHistory
MMSIMerit Medical Systems IncCOM2,920$201.5K<0.1%+2,920NewHistory
Global X FDS37950E416SOCIAL MED ETF5,624$201.6K<0.1%−100−1.7%Reduced–
HIXWestern Asset High Income Fund II Inc.COM45,217$201.7K<0.1%+2,867+6.8%AddedHistory
COLMColumbia Sportswear CoCOM2,723$201.8K<0.1%+2,723NewHistory
FSMFortuna Mining Corp.COM74,300$202.1K<0.1%−30,000−28.8%ReducedHistory
iShares Inc46434G889EMNG MKTS EQT4,947$202.3K<0.1%+4,947New–
PCHPotlatchdeltic CorpCOM4,460$202.4K<0.1%+4,460NewHistory
DASHDoorDash, Inc.Stock2,549$202.6K<0.1%+2,549NewHistory
SBRSabine Royalty TrustUNIT BEN INT3,079$202.9K<0.1%+3,079NewHistory
Invesco Exch Traded FD Tr II46138E529NY AMT FRE MUN9,560$203.1K<0.1%00.0%Unchanged–
SPDR Index Shs FDS78463X103PORTFLO EURP ETF5,625$203.1K<0.1%−3,923−41.1%Reduced–
MIDDMIDDLEBY CorpCOM1,587$203.1K<0.1%+1,587NewHistory
CBUCommunity Financial System, Inc.COM4,817$203.3K<0.1%+4,817NewHistory
AIRAar CorpStock3,422$203.7K<0.1%+3,422NewHistory
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM41,662$204.1K<0.1%−2,839−6.4%ReducedHistory
SHAKShake Shack Inc.CL A3,517$204.2K<0.1%−1,886−34.9%ReducedHistory
First Tr Exchange-Traded FD33733E401NASDAQ 100 EX2,513$204.4K<0.1%−413−14.1%Reduced–
AODabrdn Total Dynamic Dividend FundCOM SH BEN INT27,088$204.8K<0.1%−1,440−5.0%ReducedHistory
CLFDClearfield, Inc.COM7,147$204.8K<0.1%+7,147NewHistory
SPDR Index Shs FDS78463X434ST STR MSCI EAFE3,058$205.0K<0.1%−53−1.7%Reduced–
CRUSCirrus Logic, Inc.Stock2,773$205.1K<0.1%−683−19.8%ReducedHistory
Invesco Exchange Traded FD T46137V860DWA FINL MUMT4,955$205.1K<0.1%−67−1.3%Reduced–
XPROExpro LtdCOM8,842$205.4K<0.1%+8,842NewHistory
DBEInvesco DB Energy FundENERGY FD8,780$205.5K<0.1%+8,780NewHistory
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG13,775$205.7K<0.1%+1,930+16.3%Added–
Nushares ETF Tr67092P706NUVEEN SHRT TERM7,589$206.0K<0.1%−3,613−32.3%Reduced–
WTWisdomTree, Inc.COM29,461$206.2K<0.1%+2,032+7.4%AddedHistory
VKTXViking Therapeutics, Inc.COM18,648$206.4K<0.1%+550+3.0%AddedHistory
Fidelity MSCI Financials Index ETF316092501ETF4,434$206.4K<0.1%−1,011−18.6%Reduced–
CHSChico's Fas, Inc.COM27,671$207.0K<0.1%+27,671NewHistory
iShares Inc464286178US INTL HGH YLD4,989$207.1K<0.1%+4,989New–
GTLSChart Industries IncCOM1,225$207.2K<0.1%−2,965−70.8%ReducedHistory
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS17,476$207.6K<0.1%+346+2.0%AddedHistory
TAKTakeda Pharmaceutical Co LtdADR13,445$208.0K<0.1%+76+0.6%AddedHistory
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM27,141$208.4K<0.1%+5,214+23.8%AddedHistory
XERSXeris Biopharma Holdings, Inc.COM112,286$208.9K<0.1%+1,449+1.3%AddedHistory
Aim ETF Products Trust00888H737ALLIA US JUN ETF8,174$208.9K<0.1%−10,316−55.8%Reduced–
MDCSekisui House U.S., Inc.COM5,085$209.6K<0.1%−9,596−65.4%ReducedHistory
SKXSkechers USA IncCL A4,297$210.3K<0.1%+4,297NewHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$171.5K
AAPLApple Inc.Stock$35.4K–
AGFirst Majestic Silver CorpCOM–$6.87K
CATCaterpillar IncStock–$3.20K
XYZBlock, Inc.CL A–$3.20K
VanEck Semiconductor ETF92189F676ETF–$2.59K
HSBCHSBC Holdings PLCSPON ADR NEW–$1.45K
BALLBALL CorpCOM$1.20K–
PAASPan American Silver CorpStock–$1.13K
TSLATesla, Inc.Stock–$850
iShares Tr46428743220 YR TR BD ETF–$390
VanEck ETF Trust92189F106GOLD MINERS ETF–$260
MTZMastec IncCOM–$100
NVDANVIDIA CorpStock$26–

Sold out since Q2 2023 (128)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 128 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP51,255$3.19M<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS97,431$2.21M<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS98,261$2.18M<0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT200,082$2.10M<0.1%–
AMEDAmedisys IncCOM15,888$1.45M<0.1%History
iShares Tr464288182MSCI AC ASIA ETF21,638$1.44M<0.1%–
Hartford FDS Exchange Traded41653L602SHRT DURTN ETF36,811$1.40M<0.1%–
BNY Mellon ETF Trust09661T800HIGH YIELD ETF28,117$1.31M<0.1%–
First Tr Bick Index FD33733H107COM SHS34,491$939.2K<0.1%–
HAHawaiian Holdings IncCOM84,478$909.8K<0.1%History
WALWestern Alliance BancorporationCOM24,558$895.6K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A126,169$852.9K<0.1%History
LEGLeggett & Platt IncStock24,577$728.0K<0.1%History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG27,350$717.1K<0.1%–
LSILife Storage, Inc.COM5,383$715.7K<0.1%History
TNLTravel & Leisure Co.COM17,628$711.1K<0.1%History
BF.ABrown Forman CorpCL A10,114$688.4K<0.1%History
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM17,666$500.6K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF22,809$499.7K<0.1%–
TKRTimken CoCOM5,394$493.7K<0.1%History
MKTXMarketaxess Holdings IncCOM1,888$493.4K<0.1%History
NMFCNew Mountain Finance CorpCOM39,635$493.1K<0.1%History
Cambria ETF Tr132061888VALUE MOMENTUM18,988$488.8K<0.1%–
iShares Tr46436E833IBONDS 28 TRM TS20,913$460.1K<0.1%–
TRTNTriton International LtdCL A5,515$459.2K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF18,962$456.8K<0.1%–
CTLTCatalent, Inc.COM9,347$405.3K<0.1%History
OLEDUniversal Display CorpCOM2,751$396.6K<0.1%History
FSLYFastly, Inc.CL A24,123$380.4K<0.1%History
PBFPBF Energy Inc.CL A9,269$379.5K<0.1%History
UPSTUpstart Holdings, Inc.COM10,524$376.9K<0.1%History
iShares Inc464286806MSCI GERMANY ETF10,791$308.3K<0.1%–
BKIBlack Knight, Inc.COM5,158$308.1K<0.1%History
Ea Series Trust02072L672STRIVE US SEMICO8,878$308.0K<0.1%–
COCOVita Coco Company, Inc.COM11,300$303.6K<0.1%History
PVHPVH Corp.COM3,466$294.5K<0.1%History
Global X FDS37954Y319MSCI GREECE ETF7,845$291.3K<0.1%–
MHKMohawk Industries IncCOM2,777$286.5K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,845$281.0K<0.1%–
iShares Tr46436E551ESG SELECT SCRE7,763$276.5K<0.1%–
DENDenbury IncCOM3,185$274.7K<0.1%History
Global X FDS37954Y376RATE PREFERRED12,198$272.4K<0.1%–
COHRCoherent Corp.COM5,096$259.8K<0.1%History
NTRSNorthern Trust CorpCOM3,501$259.6K<0.1%History
ALGMAllegro Microsystems, Inc.COM5,590$252.3K<0.1%History
MRCCMonroe Capital CorpCOM30,333$248.1K<0.1%History
ETF Ser Solutions26922A727CLEARSHS OCIO8,097$241.5K<0.1%–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR9,180$241.2K<0.1%–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM19,433$237.3K<0.1%History
NOVTNovanta IncCOM1,285$236.6K<0.1%History
EHTHeHealth, Inc.COM29,382$236.2K<0.1%History
Nisource Inc.65473P121UNIT 12/01/20232,300$234.0K<0.1%–
VRRMVerra Mobility CorpCL A COM STK11,771$232.1K<0.1%History
iShares Tr46436E825IBONDS 29 TRM TS10,690$231.2K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD4,840$228.8K<0.1%–
PZZAPapa Johns International IncStock3,086$227.9K<0.1%History
AAPAdvance Auto Parts IncCOM3,234$227.4K<0.1%History
WOLFWolfspeed, Inc.Stock4,040$224.6K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR7,066$220.5K<0.1%–
STEMStem, Inc.CL A38,428$219.8K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER2,242$219.2K<0.1%–
QGENQiagen N.V.SHS NEW4,879$219.0K<0.1%History
ESNTEssent Group Ltd.COM4,671$218.6K<0.1%History
APPSDigital Turbine, Inc.COM NEW23,517$218.2K<0.1%History
CNMDCONMED CorpCOM1,605$218.1K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY7,528$216.6K<0.1%–
SANMSanmina CorpCOM3,564$214.8K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A7,337$214.2K<0.1%History
First Tr Exchng Traded FD VI33740U737FT VEST US EQT6,831$213.1K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,269$208.6K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,132$208.4K<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR7,436$206.9K<0.1%–
Global X FDS37954Y863GLOBAL X GOLD EX8,525$205.2K<0.1%–
CPRICapri Holdings LtdSHS5,704$204.7K<0.1%History
EFSCEnterprise Financial Services CorpCOM5,223$204.2K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF2,737$201.9K<0.1%–
ETF Ser Solutions26922A321DISTILLATE US4,437$200.8K<0.1%–
AVDXAvidXchange Holdings, Inc.COM18,863$195.8K<0.1%History
ACREAres Commercial Real Estate CorpCOM18,785$190.7K<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS25,079$188.8K<0.1%History
XPEVXpeng Inc.ADS11,749$157.7K<0.1%History
ARK ETF Tr00214Q807SPACE & DEFENSE10,220$155.3K<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM12,392$144.1K<0.1%History
HYIWestern Asset High Yield Opportunity Fund Inc.COM11,833$139.0K<0.1%History
PSFEPaysafe LtdSHS13,601$137.2K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM16,547$133.2K<0.1%History
JHIJohn Hancock Investors TrustCOM10,365$131.0K<0.1%History
VPVInvesco Pennsylvania Value Municipal Income TrustCOM12,749$125.7K<0.1%History
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1106,000$116.0K<0.1%–
KTKT CorpSPONSORED ADR10,176$115.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF12,450$112.6K<0.1%–
MHIPioneer Municipal High Income Fund, Inc.COM SHS10,492$89.5K<0.1%History
DXLGDestination XL Group, Inc.COM16,588$81.3K<0.1%History
UAAUnder Armour, Inc.Stock10,253$74.0K<0.1%History
FTFranklin Universal TrustSH BEN INT10,367$69.8K<0.1%History
ARRArmour Residential REIT, Inc.COM NEW13,044$69.5K<0.1%History
Silvercrest Metals Inc828363101COM11,150$65.4K<0.1%–
EODAllspring Global Dividend Opportunity FundCOM13,896$60.5K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/050,000$60.3K<0.1%–
FSRFisker Inc.CL A COM STK10,566$59.6K<0.1%History