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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
2,696
+100 vs. Q2 2023
Portfolio value
$15.8B
+$1.45B (+10.1%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
KAMAN Corp483548AF0NOTE 3.250% 5/081,000$78.6K<0.1%00.0%Unchanged–
AUPHAurinia Pharmaceuticals Inc.COM10,279$79.9K<0.1%−743−6.7%ReducedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD14,923$80.2K<0.1%+2,453+19.7%AddedHistory
Golden Ocean Group LtdG39637205SHS NEW10,244$80.7K<0.1%−7,357−41.8%Reduced–
POWWOutdoor Holding CoCOM40,240$81.3K<0.1%−1,750−4.2%ReducedHistory
GUTGabelli Utility TrustCOM15,437$81.8K<0.1%−8,126−34.5%ReducedHistory
JetBlue Airways Corp477143AP6NOTE 0.500% 4/0106,000$81.9K<0.1%00.0%Unchanged–
CLVTClarivate PLCORD SHS12,412$83.3K<0.1%+471+3.9%AddedHistory
UUUUEnergy Fuels IncCOM NEW10,162$83.9K<0.1%+10,162NewHistory
OXLCOxford Lane Capital Corp.COM16,879$84.2K<0.1%+16,879NewHistory
VCVInvesco California Value Municipal Income TrustCOM10,066$84.9K<0.1%+10,066NewHistory
NKLANikola CorpCOM54,726$85.9K<0.1%+3,403+6.6%AddedHistory
ERICEricsson LM Telephone CoADR B SEK 1017,876$86.9K<0.1%+4,802+36.7%AddedHistory
SJTSan Juan Basin Royalty TrustUNIT BEN INT12,745$88.3K<0.1%+1,894+17.5%AddedHistory
PCFHigh Income Securities FundSHS BEN INT14,277$88.4K<0.1%−6,610−31.6%ReducedHistory
Ford MTR Co Del345370CZ1NOTE 3/191,000$89.4K<0.1%−3,000−3.2%Reduced–
Halozyme Therapeutics, Inc.40637HAD1NOTE 0.250% 3/0107,000$90.3K<0.1%00.0%Unchanged–
VGMInvesco Trust for Investment Grade MunicipalsCOM10,669$90.7K<0.1%+30+0.3%AddedHistory
LAZRQLuminar Technologies, Inc.COM CL A20,032$91.1K<0.1%+1,473+7.9%AddedHistory
CIKCredit Suisse Asset Management Income Fund, Inc.COM35,778$92.7K<0.1%00.0%UnchangedHistory
Akamai Technologies Inc00971TAL5NOTE 0.375% 9/090,000$93.7K<0.1%+5,000+5.9%Added–
LICYLi-Cycle Holdings Corp.COMMON SHARES26,545$94.2K<0.1%+16,400+161.7%AddedHistory
Greenbrier Cos Inc393657AM3NOTE 2.875% 4/1101,000$95.1K<0.1%−4,000−3.8%Reduced–
ARHSArhaus, Inc.COM CL A10,285$95.7K<0.1%+10,285NewHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM13,412$96.0K<0.1%+43+0.3%AddedHistory
DHDefinitive Healthcare Corp.CLASS A COM12,241$97.8K<0.1%+12,241NewHistory
SELFGlobal Self Storage, Inc.COM20,211$98.2K<0.1%00.0%UnchangedHistory
PACBPacific Biosciences of California, Inc.COM11,815$98.7K<0.1%−398−3.3%ReducedHistory
HPPHudson Pacific Properties, Inc.COM14,899$99.1K<0.1%+14,899NewHistory
AGDabrdn Global Dynamic Dividend FundCOM11,509$99.7K<0.1%−65−0.6%ReducedHistory
HTYJohn Hancock Tax-Advantaged Global Shareholder Yield FundTAX ADV GLB SH22,700$99.9K<0.1%−820−3.5%ReducedHistory
NANNuveen New York Quality Municipal Income FundCOM10,335$99.9K<0.1%+40.0%AddedHistory
NATNordic American Tankers LtdCOM24,271$100.0K<0.1%+7,825+47.6%AddedHistory
LFMDLifeMD, Inc.COM16,000$100.0K<0.1%+16,000NewHistory
RUMRUM Group Inc.Stock19,790$100.9K<0.1%+3,250+19.6%AddedHistory
ALDXAldeyra Therapeutics, Inc.COM15,176$101.4K<0.1%−1,873−11.0%ReducedHistory
BTZBlackRock Credit Allocation Income TrustCOM10,486$101.5K<0.1%+10,486NewHistory
Stride, Inc.86333MAA6NOTE 1.125% 9/097,000$101.9K<0.1%−8,000−7.6%Reduced–
AHCOAdaptHealth Corp.COMMON STOCK11,650$106.0K<0.1%+11,650NewHistory
AVKAdvent Convertible & Income FundCOM10,130$106.3K<0.1%+10,130NewHistory
IDEVoya Infrastructure, Industrials & Materials FundCOM11,400$107.5K<0.1%00.0%UnchangedHistory
MHHMastech Digital, Inc.COM12,070$108.6K<0.1%+652+5.7%AddedHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/0110,000$109.1K<0.1%+20,000+22.2%Added–
MUJBlackRock Muniholdings New Jersey Quality Fund, Inc.COM11,021$111.5K<0.1%−1,760−13.8%ReducedHistory
EVGEaton Vance Short Duration Diversified Income FundCOM10,938$113.4K<0.1%+323+3.0%AddedHistory
NUVNuveen Municipal Value Fund IncCOM13,793$113.9K<0.1%−534−3.7%ReducedHistory
HMYHarmony Gold Mining Co LtdADR30,310$114.0K<0.1%+17,610+138.7%AddedHistory
CGCCanopy Growth CorpCOM147,331$114.4K<0.1%+56,202+61.7%AddedHistory
RKTRocket Companies, Inc.Stock14,122$115.5K<0.1%+348+2.5%AddedHistory
ETWOE2open Parent Holdings, Inc.COM CL A25,749$116.9K<0.1%00.0%UnchangedHistory
PROFProfound Medical Corp.COM NEW11,669$117.6K<0.1%00.0%UnchangedHistory
BYNDBeyond Meat, Inc.COM12,253$117.9K<0.1%−827−6.3%ReducedHistory
SBGISinclair, Inc.CL A10,614$119.1K<0.1%+10,614NewHistory
HUTHut 8 Corp.Common Stock61,213$120.9K<0.1%−827−1.3%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR11,792$121.5K<0.1%00.0%UnchangedHistory
ACCDAccolade, Inc.COM11,485$121.5K<0.1%+11,485NewHistory
BTEBaytex Energy Corp.COM27,578$121.6K<0.1%00.0%UnchangedHistory
FPIFarmland Partners Inc.COM11,858$121.7K<0.1%+1,245+11.7%AddedHistory
CPRXCatalyst Pharmaceuticals, Inc.COM10,425$121.9K<0.1%+10,425NewHistory
PDMPiedmont Realty Trust, Inc.COM CL A21,755$122.3K<0.1%+4,208+24.0%AddedHistory
SXCSunCoke Energy, Inc.COM12,068$122.5K<0.1%+47+0.4%AddedHistory
AGIAlamos Gold IncStock10,934$123.9K<0.1%−1,803−14.2%ReducedHistory
PPTFranklin Premier Income TrustSH BEN INT37,455$125.5K<0.1%+321+0.9%AddedHistory
Listed FD Tr53656F417ROUNDHILL BALL13,240$125.5K<0.1%−307−2.3%Reduced–
SANBanco Santander, S.A.ADR33,670$126.6K<0.1%+10,406+44.7%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM12,428$127.1K<0.1%+12,428NewHistory
FULTFulton Financial CorpCOM10,502$127.2K<0.1%+499+5.0%AddedHistory
SEISolaris Energy Infrastructure, Inc.COM CL A11,994$127.9K<0.1%+11,994NewHistory
BDSXBiodesix IncCOM78,000$128.7K<0.1%+78,000NewHistory
HLHecla Mining CoCOM33,149$129.6K<0.1%+1,898+6.1%AddedHistory
DRDDrdgold LtdSPON ADR REPSTG15,751$130.7K<0.1%−287−1.8%ReducedHistory
WIWWestern Asset Inflation-Linked Opportunities & Income FundCEF15,922$131.0K<0.1%+2,137+15.5%AddedHistory
KTFDWS Municipal Income TrustCOM17,085$131.6K<0.1%−2,120−11.0%ReducedHistory
GTNGray Media, IncCOM19,017$131.6K<0.1%+2,957+18.4%AddedHistory
NRKNuveen New York Amt-Free Quality Municipal Income FundCOM13,972$132.0K<0.1%00.0%UnchangedHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO19,725$132.2K<0.1%−10,040−33.7%Reduced–
FCFFirst Commonwealth Financial CorpCOM10,921$133.3K<0.1%−3,597−24.8%ReducedHistory
BCSBarclays PLCADR17,154$133.6K<0.1%+17,154NewHistory
FUBOFuboTV Inc.COM50,346$134.4K<0.1%+89+0.2%AddedHistory
ERHAllspring Utilities & High Income FundWF UTILITIES INC15,481$135.3K<0.1%−1,730−10.1%ReducedHistory
First Tr Energy Income & Gro33738G104COM10,327$135.8K<0.1%+70+0.7%Added–
MUIBlackRock Municipal Credit Alpha Portfolio, Inc.COM13,600$138.0K<0.1%−236−1.7%ReducedHistory
AIFApollo Tactical Income Fund Inc.COM10,341$138.3K<0.1%+193+1.9%AddedHistory
BGXBlackstone Long-Short Credit Income FundCOM SHS BN INT11,946$139.2K<0.1%+401+3.5%AddedHistory
PKPark Hotels & Resorts Inc.COM11,319$139.4K<0.1%−414−3.5%ReducedHistory
DXDynex Capital IncCOM11,698$139.7K<0.1%+1,007+9.4%AddedHistory
UWMCUWM Holdings CorpCOM CL A28,905$140.2K<0.1%−59,063−67.1%ReducedHistory
SFLSFL Corp Ltd.SHS12,594$140.4K<0.1%−939−6.9%ReducedHistory
AUDCAudiocodes LtdORD13,925$140.8K<0.1%+13,925NewHistory
NCANuveen California Municipal Value FundCOM STK17,300$142.0K<0.1%−1,000−5.5%ReducedHistory
HFROHighland Opportunities & Income FundHIGHLAND INCOME17,724$142.5K<0.1%−1,597−8.3%ReducedHistory
TGTXTG Therapeutics, Inc.COM17,057$142.6K<0.1%+17,057NewHistory
QSQuantumScape CorpCOM CL A21,383$143.1K<0.1%+724+3.5%AddedHistory
MOMOHello Group Inc.ADS20,496$143.1K<0.1%+9,697+89.8%AddedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS79,382$143.7K<0.1%+64,265+425.1%AddedHistory
PDTJohn Hancock Premium Dividend FundCOM SH BEN INT15,249$146.7K<0.1%+2,655+21.1%AddedHistory
SWIMLatham Group, Inc.COM52,618$147.3K<0.1%+36,537+227.2%AddedHistory
Amplify ETF Tr032108847CEF HIGH INCOME13,280$147.5K<0.1%−2,250−14.5%Reduced–
GTGoodyear Tire & Rubber CoCOM11,883$147.7K<0.1%+11,883NewHistory
PTONPeloton Interactive, Inc.CL A COM29,278$147.9K<0.1%+2,584+9.7%AddedHistory

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q3 2023
SecurityClassPutsCalls
AMDAdvanced Micro Devices IncStock–$171.5K
AAPLApple Inc.Stock$35.4K–
AGFirst Majestic Silver CorpCOM–$6.87K
CATCaterpillar IncStock–$3.20K
XYZBlock, Inc.CL A–$3.20K
VanEck Semiconductor ETF92189F676ETF–$2.59K
HSBCHSBC Holdings PLCSPON ADR NEW–$1.45K
BALLBALL CorpCOM$1.20K–
PAASPan American Silver CorpStock–$1.13K
TSLATesla, Inc.Stock–$850
iShares Tr46428743220 YR TR BD ETF–$390
VanEck ETF Trust92189F106GOLD MINERS ETF–$260
MTZMastec IncCOM–$100
NVDANVIDIA CorpStock$26–

Sold out since Q2 2023 (128)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 128 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP51,255$3.19M<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS97,431$2.21M<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS98,261$2.18M<0.1%–
Invesco Exchange Traded FD T46137V589GBL LISTED PVT200,082$2.10M<0.1%–
AMEDAmedisys IncCOM15,888$1.45M<0.1%History
iShares Tr464288182MSCI AC ASIA ETF21,638$1.44M<0.1%–
Hartford FDS Exchange Traded41653L602SHRT DURTN ETF36,811$1.40M<0.1%–
BNY Mellon ETF Trust09661T800HIGH YIELD ETF28,117$1.31M<0.1%–
First Tr Bick Index FD33733H107COM SHS34,491$939.2K<0.1%–
HAHawaiian Holdings IncCOM84,478$909.8K<0.1%History
WALWestern Alliance BancorporationCOM24,558$895.6K<0.1%History
RTLNecessity Retail REIT, Inc.COM CLASS A126,169$852.9K<0.1%History
LEGLeggett & Platt IncStock24,577$728.0K<0.1%History
First Tr Exchange-Traded FD33738R852NASDQ FOD BVRG27,350$717.1K<0.1%–
LSILife Storage, Inc.COM5,383$715.7K<0.1%History
TNLTravel & Leisure Co.COM17,628$711.1K<0.1%History
BF.ABrown Forman CorpCL A10,114$688.4K<0.1%History
First Tr Exchange Traded FD33738R696DORSEYWRIGHT MOM17,666$500.6K<0.1%–
SPDR Series Trust78464A383ST STR BACKE ETF22,809$499.7K<0.1%–
TKRTimken CoCOM5,394$493.7K<0.1%History
MKTXMarketaxess Holdings IncCOM1,888$493.4K<0.1%History
NMFCNew Mountain Finance CorpCOM39,635$493.1K<0.1%History
Cambria ETF Tr132061888VALUE MOMENTUM18,988$488.8K<0.1%–
iShares Tr46436E833IBONDS 28 TRM TS20,913$460.1K<0.1%–
TRTNTriton International LtdCL A5,515$459.2K<0.1%History
Franklin Templeton ETF Tr35473P595SENIOR LOAN ETF18,962$456.8K<0.1%–
CTLTCatalent, Inc.COM9,347$405.3K<0.1%History
OLEDUniversal Display CorpCOM2,751$396.6K<0.1%History
FSLYFastly, Inc.CL A24,123$380.4K<0.1%History
PBFPBF Energy Inc.CL A9,269$379.5K<0.1%History
UPSTUpstart Holdings, Inc.COM10,524$376.9K<0.1%History
iShares Inc464286806MSCI GERMANY ETF10,791$308.3K<0.1%–
BKIBlack Knight, Inc.COM5,158$308.1K<0.1%History
Ea Series Trust02072L672STRIVE US SEMICO8,878$308.0K<0.1%–
COCOVita Coco Company, Inc.COM11,300$303.6K<0.1%History
PVHPVH Corp.COM3,466$294.5K<0.1%History
Global X FDS37954Y319MSCI GREECE ETF7,845$291.3K<0.1%–
MHKMohawk Industries IncCOM2,777$286.5K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF6,845$281.0K<0.1%–
iShares Tr46436E551ESG SELECT SCRE7,763$276.5K<0.1%–
DENDenbury IncCOM3,185$274.7K<0.1%History
Global X FDS37954Y376RATE PREFERRED12,198$272.4K<0.1%–
COHRCoherent Corp.COM5,096$259.8K<0.1%History
NTRSNorthern Trust CorpCOM3,501$259.6K<0.1%History
ALGMAllegro Microsystems, Inc.COM5,590$252.3K<0.1%History
MRCCMonroe Capital CorpCOM30,333$248.1K<0.1%History
ETF Ser Solutions26922A727CLEARSHS OCIO8,097$241.5K<0.1%–
First Tr Exchange-Traded FD33733E872LUNT US FACTOR9,180$241.2K<0.1%–
FRABlackRock Floating Rate Income Strategies Fund, Inc.COM19,433$237.3K<0.1%History
NOVTNovanta IncCOM1,285$236.6K<0.1%History
EHTHeHealth, Inc.COM29,382$236.2K<0.1%History
Nisource Inc.65473P121UNIT 12/01/20232,300$234.0K<0.1%–
VRRMVerra Mobility CorpCL A COM STK11,771$232.1K<0.1%History
iShares Tr46436E825IBONDS 29 TRM TS10,690$231.2K<0.1%–
Schwab Strategic Tr8085247141 5YR CORP BD4,840$228.8K<0.1%–
PZZAPapa Johns International IncStock3,086$227.9K<0.1%History
AAPAdvance Auto Parts IncCOM3,234$227.4K<0.1%History
WOLFWolfspeed, Inc.Stock4,040$224.6K<0.1%History
Kraneshares Tr500767827ELEC VEH FUTUR7,066$220.5K<0.1%–
STEMStem, Inc.CL A38,428$219.8K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER2,242$219.2K<0.1%–
QGENQiagen N.V.SHS NEW4,879$219.0K<0.1%History
ESNTEssent Group Ltd.COM4,671$218.6K<0.1%History
APPSDigital Turbine, Inc.COM NEW23,517$218.2K<0.1%History
CNMDCONMED CorpCOM1,605$218.1K<0.1%History
Virtus ETF Tr II92790A504VIRTUS US QLTY7,528$216.6K<0.1%–
SANMSanmina CorpCOM3,564$214.8K<0.1%History
SPRSpirit AeroSystems Holdings, Inc.COM CL A7,337$214.2K<0.1%History
First Tr Exchng Traded FD VI33740U737FT VEST US EQT6,831$213.1K<0.1%–
iShares Tr464288117INTL TREA BD ETF5,269$208.6K<0.1%–
Schwab Fundamental U.S. Small Company ETF808524763ETF4,132$208.4K<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR7,436$206.9K<0.1%–
Global X FDS37954Y863GLOBAL X GOLD EX8,525$205.2K<0.1%–
CPRICapri Holdings LtdSHS5,704$204.7K<0.1%History
EFSCEnterprise Financial Services CorpCOM5,223$204.2K<0.1%History
SPDR Index Shs FDS78463X400SP CHINA ETF2,737$201.9K<0.1%–
ETF Ser Solutions26922A321DISTILLATE US4,437$200.8K<0.1%–
AVDXAvidXchange Holdings, Inc.COM18,863$195.8K<0.1%History
ACREAres Commercial Real Estate CorpCOM18,785$190.7K<0.1%History
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS25,079$188.8K<0.1%History
XPEVXpeng Inc.ADS11,749$157.7K<0.1%History
ARK ETF Tr00214Q807SPACE & DEFENSE10,220$155.3K<0.1%–
PAIWestern Asset Investment Grade Income Fund Inc.COM12,392$144.1K<0.1%History
HYIWestern Asset High Yield Opportunity Fund Inc.COM11,833$139.0K<0.1%History
PSFEPaysafe LtdSHS13,601$137.2K<0.1%History
PMXPIMCO Municipal Income Fund IIICOM16,547$133.2K<0.1%History
JHIJohn Hancock Investors TrustCOM10,365$131.0K<0.1%History
VPVInvesco Pennsylvania Value Municipal Income TrustCOM12,749$125.7K<0.1%History
Vishay Intertechnology Inc928298AP3NOTE 2.250% 6/1106,000$116.0K<0.1%–
KTKT CorpSPONSORED ADR10,176$115.0K<0.1%History
Global X FDS37950E333GLBX SUPRINC ETF12,450$112.6K<0.1%–
MHIPioneer Municipal High Income Fund, Inc.COM SHS10,492$89.5K<0.1%History
DXLGDestination XL Group, Inc.COM16,588$81.3K<0.1%History
UAAUnder Armour, Inc.Stock10,253$74.0K<0.1%History
FTFranklin Universal TrustSH BEN INT10,367$69.8K<0.1%History
ARRArmour Residential REIT, Inc.COM NEW13,044$69.5K<0.1%History
Silvercrest Metals Inc828363101COM11,150$65.4K<0.1%–
EODAllspring Global Dividend Opportunity FundCOM13,896$60.5K<0.1%History
InterDigital, Inc.45867GAB7NOTE 2.000% 6/050,000$60.3K<0.1%–
FSRFisker Inc.CL A COM STK10,566$59.6K<0.1%History