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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q1 2023

Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.

Institution overview
Positions
2,578
+43 vs. Q4 2022
Portfolio value
$13.6B
+$1.22B (+9.9%) vs. Q4 2022
Filed
May 15, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q1 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
DXFEason Technology LtdSPONSORED ADS11,991$1.72K<0.1%+11,991NewHistory
NXT-Id Inc67091J404COM NEW11,430$1.73K<0.1%+11,430New–
AREBAmerican Rebel Holdings IncCOM12,263$1.74K<0.1%00.0%UnchangedHistory
UFABUnique Fabricating, Inc.COM10,050$1.84K<0.1%+10,050NewHistory
MOBQMobiquity Technologies, Inc.COM10,642$1.91K<0.1%+10,642NewHistory
SNMPEvolve Transition Infrastructure LPCOM UNITS REP B11,777$2.37K<0.1%00.0%UnchangedHistory
Meten Holding Group LtdG6055H148SHS NEW11,805$2.58K<0.1%+597+5.3%Added–
BNTCBenitec Biopharma Inc.COM12,351$2.59K<0.1%−4,282−25.7%ReducedHistory
VBIVVBI Vaccines Inc/BCCOM NEW10,815$3.28K<0.1%00.0%UnchangedHistory
NAKNorthern Dynasty Minerals LtdCOM NEW13,800$3.29K<0.1%00.0%UnchangedHistory
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/2023116,990$3.62K<0.1%+116,990New–
DWTXDogwood Therapeutics, Inc.COM10,752$3.95K<0.1%−4,214−28.2%ReducedHistory
DOMADoma Holdings, Inc.COMMON STOCK10,211$4.16K<0.1%−70,413−87.3%ReducedHistory
LITSLite Strategy, Inc.COM NEW19,000$4.35K<0.1%00.0%UnchangedHistory
AUIDauthID Inc.Common Stock12,102$5.45K<0.1%00.0%UnchangedHistory
MBIOMustang Bio, Inc.COM17,821$6.53K<0.1%−34,430−65.9%ReducedHistory
HYMCHycroft Mining Holding CorpCOM CL A15,200$6.57K<0.1%00.0%UnchangedHistory
ContextLogic Inc.21077C107COM CL A15,572$6.94K<0.1%00.0%Unchanged–
ATOSAtossa Therapeutics, Inc.COM10,432$7.56K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM12,360$7.79K<0.1%−1,058−7.9%ReducedHistory
SDCSmileDirectClub, Inc.CL A COM18,125$7.79K<0.1%−500−2.7%ReducedHistory
PHUNPhunware, Inc.COM11,220$7.97K<0.1%00.0%UnchangedHistory
NEUENeueHealth, Inc.COM39,190$8.63K<0.1%−1,500−3.7%ReducedHistory
INOInovio Pharmaceuticals, Inc.COM NEW11,727$9.62K<0.1%00.0%UnchangedHistory
LFWDLifeward Ltd.SHS13,800$9.94K<0.1%00.0%UnchangedHistory
SNFIStark Novus Financial Inc.COM CL A15,004$9.95K<0.1%+15,004NewHistory
ACBAurora Cannabis IncCOM14,357$9.97K<0.1%+279+2.0%AddedHistory
OUSTOuster, Inc.COM12,430$10.4K<0.1%+12,430NewHistory
ZYNEZynerba Pharmaceuticals, Inc.COM24,260$10.4K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A16,913$11.0K<0.1%+38+0.2%AddedHistory
Imax Corp45245EAJ8NOTE 0.500% 4/012,000$11.2K<0.1%00.0%Unchanged–
PetIQ, Inc.71639TAB2NOTE 4.000% 6/013,000$11.3K<0.1%00.0%Unchanged–
Spirit Airls Inc848577AB8NOTE 1.000% 5/116,000$12.9K<0.1%00.0%Unchanged–
Nuvasive Inc670704AJ4NOTE 0.375% 3/115,000$13.2K<0.1%00.0%Unchanged–
Momo Inc60879BAB3NOTE 1.250% 7/014,000$13.8K<0.1%+14,000New–
GLDGGoldMining Inc.COM12,000$14.5K<0.1%+1,000+9.1%AddedHistory
VXRTVaxart, Inc.COM NEW19,490$14.7K<0.1%+5,315+37.5%AddedHistory
Air Transport Services Grp I00922RAB1NOTE 1.125%10/117,000$16.1K<0.1%00.0%Unchanged–
GWHESS Tech, Inc.CL SHS12,085$16.8K<0.1%+500+4.3%AddedHistory
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/117,000$17.0K<0.1%00.0%Unchanged–
AMRNAmarin Corp PLCSPONS ADR NEW11,555$17.3K<0.1%+11,555NewHistory
MNTSMomentus Inc.COM CL A30,539$17.9K<0.1%−700−2.2%ReducedHistory
APPHAppHarvest, Inc.COM30,880$18.9K<0.1%−200−0.6%ReducedHistory
Lci Inds501812AB7NOTE 1.125% 5/121,000$19.1K<0.1%00.0%Unchanged–
ZOMDFZomedica Corp.COM91,000$19.3K<0.1%−50−0.1%ReducedHistory
CRONCronos Group Inc.COM10,200$19.8K<0.1%−460−4.3%ReducedHistory
ESPREsperion Therapeutics, Inc.COM12,925$20.6K<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM18,875$20.6K<0.1%+1,449+8.3%AddedHistory
SENSSenseonics Holdings, Inc.COM29,300$20.8K<0.1%−700−2.3%ReducedHistory
DNAGinkgo Bioworks Holdings, Inc.CL A SHS15,649$20.8K<0.1%−16,763−51.7%ReducedHistory
MBOTMicrobot Medical Inc.COM NEW10,101$21.0K<0.1%−900−8.2%ReducedHistory
PTRAQProterra IncCOM14,364$21.8K<0.1%+132+0.9%AddedHistory
FGHFG Group Holdings Inc.COM10,866$21.8K<0.1%00.0%UnchangedHistory
Western Digital Corp958102AP0NOTE 1.500% 2/023,000$22.2K<0.1%00.0%Unchanged–
Investment Managers Ser Tr I46144X537AXS CANNABIS ETF10,450$22.5K<0.1%+10,450New–
APTXAptinyx Inc.COM190,000$23.7K<0.1%+139,000+272.5%AddedHistory
UPWheels Up Experience Inc.COMMON STOCK38,815$24.6K<0.1%−27,421−41.4%ReducedHistory
ASTRAstra Space, Inc.Common Stock61,625$26.2K<0.1%+35,125+132.5%AddedHistory
PETVPetVivo Holdings, Inc.COM10,000$27.5K<0.1%00.0%UnchangedHistory
WRAPWrap Technologies, Inc.COM17,201$29.6K<0.1%−530−3.0%ReducedHistory
NVTAInvitae CorpCOM21,974$29.7K<0.1%+10,154+85.9%AddedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT13,866$30.1K<0.1%−35−0.3%ReducedHistory
FIRYFiry Inc.COM50,825$30.1K<0.1%+10,525+26.1%AddedHistory
CNSLConsolidated Communications Holdings, Inc.COM11,782$30.4K<0.1%−200−1.7%ReducedHistory
FCELFuelcell Energy IncCOM10,918$31.1K<0.1%+300+2.8%AddedHistory
JetBlue Airways Corp477143AP6NOTE 0.500% 4/042,000$32.2K<0.1%00.0%Unchanged–
NNDMNano Dimension Ltd.SPONSORD ADS NEW11,802$34.1K<0.1%+460+4.1%AddedHistory
GTEGran Tierra Energy Inc.COM39,253$34.5K<0.1%−30,000−43.3%ReducedHistory
BINIBollinger Innovations, Inc.COMMON STOCK274,720$36.1K<0.1%+8,620+3.2%AddedHistory
Guess Inc401617AD7NOTE 2.000% 4/136,000$37.3K<0.1%00.0%Unchanged–
Chegg, Inc163092AD1NOTE 0.125% 3/143,000$37.6K<0.1%00.0%Unchanged–
VRAYViewRay, Inc.COM11,100$38.4K<0.1%00.0%UnchangedHistory
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/140,000$38.7K<0.1%00.0%Unchanged–
NYMXFNymox Pharmaceutical CorpCOM118,900$40.4K<0.1%+51,775+77.1%AddedHistory
AGENAgenus IncCOM NEW26,960$41.0K<0.1%00.0%UnchangedHistory
AMRSAmyris, Inc.COM NEW30,538$41.5K<0.1%+4,830+18.8%AddedHistory
SVMSilvercorp Metals IncCOM11,063$42.3K<0.1%00.0%UnchangedHistory
TELLTellurian Inc.COM34,466$42.4K<0.1%+5,112+17.4%AddedHistory
AQMSAqua Metals, Inc.COM43,000$43.0K<0.1%00.0%UnchangedHistory
DRIODarioHealth Corp.COM NEW10,570$43.5K<0.1%+10,570NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM16,391$43.6K<0.1%+136+0.8%AddedHistory
Biomarin Pharmaceutical Inc09061GAK7NOTE 1.250% 5/144,000$45.9K<0.1%−14,000−24.1%Reduced–
Credit Suisse Group225401108SPONSORED ADR51,995$46.3K<0.1%+34,472+196.7%Added–
BZFDBuzzFeed, Inc.CLASS A COM42,500$48.0K<0.1%+42,500NewHistory
SWIMLatham Group, Inc.COM17,215$49.2K<0.1%−124−0.7%ReducedHistory
MESOMesoblast LtdSPONS ADR15,000$49.4K<0.1%00.0%UnchangedHistory
InterDigital, Inc.45867GAB7NOTE 2.000% 6/050,000$51.6K<0.1%00.0%Unchanged–
HMYHarmony Gold Mining Co LtdADR12,700$52.1K<0.1%+2,100+19.8%AddedHistory
TVRDTvardi Therapeutics, Inc.COM10,674$52.4K<0.1%+204+1.9%AddedHistory
MINAberdeen Intermediate Income FundSH BEN INT19,428$53.8K<0.1%+281+1.5%AddedHistory
DMDesktop Metal, Inc.COM CL A23,402$53.8K<0.1%+507+2.2%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM17,682$54.5K<0.1%−80.0%ReducedHistory
OXLCOxford Lane Capital Corp.COM10,471$54.8K<0.1%00.0%UnchangedHistory
BTGB2GOLD CorpCOM14,100$55.6K<0.1%00.0%UnchangedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD11,568$56.3K<0.1%−50,685−81.4%ReducedHistory
BKCCBlackRock Capital Investment CorpCOM16,660$57.5K<0.1%00.0%UnchangedHistory
CMUMFS High Yield Municipal TrustSH BEN INT17,906$57.5K<0.1%+3,563+24.8%AddedHistory
ABEVAmbev S.A.SPONSORED ADR21,032$59.3K<0.1%+4,117+24.3%AddedHistory
EODAllspring Global Dividend Opportunity FundCOM13,720$61.3K<0.1%00.0%UnchangedHistory
Sandstorm Gold Ltd Com New80013R206Stock10,723$62.3K<0.1%+552+5.4%Added–

Options (14)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q1 2023
SecurityClassPutsCalls
AGFirst Majestic Silver CorpCOM–$23.9K
FDXFedEx CorpStock$1.78K$10.9K
Invesco QQQ Trust Series I46090E103ETF–$8.21K
ARK Innovation ETF00214Q104ETF$2.82K$4.25K
iShares Tr46428743220 YR TR BD ETF$3.80K$2.10K
SPYSPDR S&P 500 ETF TrustETF$5.02K–
Yamana Gold Inc98462Y100COM–$3.94K
MRKMerck & Co., Inc.Stock–$3.50K
NVDANVIDIA CorpStock$1.06K–
VanEck Semiconductor ETF92189F676ETF$1.03K–
State Street Financial Select Sector SPDR ETF81369Y605ETF–$825
ARK Blockchain & Fintech Innovation ETF00214Q708ETF–$110
Kraneshares Trust500767306CSI CHI INTERNET–$106
SCHWSchwab Charles CorpStock–$90

Sold out since Q4 2022 (118)

Positions held at the end of Q4 2022 that are gone from this filing.

The largest 100 of 118 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q4 2022
SecurityClassShares in Q4 2022Value in Q4 2022% of portfolio in Q4 2022History
STORStore Capital LLCCOM53,066$1.70M<0.1%History
GFSGLOBALFOUNDRIES Inc.Stock22,483$1.21M<0.1%History
DBX ETF Tr233051143XTRACKRS S&P 50032,353$1.12M<0.1%–
Franklin Templeton ETF Tr35473P744FTSE JAPAN ETF39,794$956.7K<0.1%–
iShares Tr46432FAN7IBNDS MAR23 ETF34,498$836.9K<0.1%–
First Tr Exchng Traded FD VI33740F680FT VEST US EQT26,823$822.1K<0.1%–
SJISouth Jersey Industries IncCOM22,996$817.0K<0.1%History
Columbia ETF Tr II19762B202EM CORE EX ETF31,631$808.2K<0.1%–
Starboard Invt Tr85521B767ADAPTIVE HIGH IN95,260$794.5K<0.1%–
WLKWestlake CorpCOM7,638$783.2K<0.1%History
VanEck Vectors ETF Tr92189F841NAT RES ETF14,420$710.0K<0.1%–
FDUSFidus Investment CorpCOM36,588$696.3K<0.1%History
OSHOak Street Health, Inc.COM31,539$678.4K<0.1%History
SPDR Index Shs FDS78463X855S&P GBLINF ETF11,328$593.8K<0.1%–
SRPTSarepta Therapeutics, Inc.COM4,075$528.0K<0.1%History
SIVBSVB Financial GroupCOM2,227$512.5K<0.1%History
Starboard Invt Tr85521B791AI QUALITY GROWT41,731$507.4K<0.1%–
GMABGenmab A/SSPONSORED ADS11,671$494.6K<0.1%History
iShares Ibonds Dec 2027 Term Muni Bond ETF46435U283ETF19,442$487.5K<0.1%–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF10,036$481.4K<0.1%–
CAJPYCanon IncSPONSORED ADR20,305$440.2K<0.1%History
SJTSan Juan Basin Royalty TrustUNIT BEN INT38,393$438.5K<0.1%History
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF19,544$437.0K<0.1%–
GMEDGlobus Medical IncStock5,871$436.0K<0.1%History
AGYSAgilysys IncCOM5,488$434.3K<0.1%History
DISH Network CORP25470MAB5NOTE 3.375% 8/1612,000$383.4K<0.1%–
Tata MTRS Ltd876568502SPONSORED ADR16,075$371.5K<0.1%–
Victory Portfolios II92647N527CORE BD ETF8,096$368.3K<0.1%–
BAPCredicorp LtdCOM2,684$364.1K<0.1%History
BBIOBridgeBio Pharma, Inc.COM47,528$362.2K<0.1%History
Franklin Templeton ETF Tr35473P587FTSE SAUDI ARB10,708$355.4K<0.1%–
AQUAEvoqua Water Technologies Corp.COM8,744$346.3K<0.1%History
KSSKOHLS CorpStock11,768$297.1K<0.1%History
GIBCgi IncCL A3,443$296.6K<0.1%History
BHMBluerock Homes Trust, Inc.COM CL A13,852$295.2K<0.1%History
TWITitan International IncCOM19,076$292.2K<0.1%History
ASBAssociated Banc-CorpCOM12,236$282.5K<0.1%History
First Tr Exchange-Traded FD33736Q104UT COM SHS ETF5,244$275.8K<0.1%–
PPCPilgrims Pride CorpStock11,375$269.9K<0.1%History
Columbia ETF Tr I19761L805RESH ENHNC VLU13,659$267.2K<0.1%–
MMYTMakeMyTrip LtdStock9,580$264.1K<0.1%History
TYGTortoise Energy Infrastructure CorpCOM8,279$263.0K<0.1%History
iShares Tr464287333GLOBAL FINLS ETF3,740$262.9K<0.1%–
SUMSummit Materials, Inc.CL A8,814$250.2K<0.1%History
MEDMedifast IncCOM2,163$249.5K<0.1%History
EWBCEast West Bancorp IncCOM3,771$248.5K<0.1%History
First Tr Exchng Traded FD VI33740U109TCW SECURITIZED11,772$248.3K<0.1%–
Copel-ADR20441B605ADR34,035$244.7K<0.1%–
GILTGilat Satellite Networks LtdSHS NEW42,125$244.3K<0.1%History
SLDPSolid Power, Inc.CLASS A COM96,173$244.3K<0.1%History
CGNXCognex CorpCOM5,158$243.0K<0.1%History
AXIAYAXIA Energia S.A.SPONSORED ADR30,557$242.3K<0.1%History
First Tr Exchng Traded FD VI33740F714FT VEST US EQT7,467$241.3K<0.1%–
ONTOnterris, Inc.COM5,343$237.2K<0.1%History
Davis Fundamental ETF Tr23908L306SELECT WRLD WI9,474$235.5K<0.1%–
Signature BK New York N Y82669G104COM2,013$231.9K<0.1%–
Invesco Actively Managed ETF46090A507MDRTLY CNSRTIV17,222$231.1K<0.1%–
BBWIBath & Body Works, Inc.COM5,457$230.0K<0.1%History
MFGMizuho Financial Group IncSPONSORED ADR80,605$228.9K<0.1%History
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS2,304$228.7K<0.1%History
Innovator ETFs Trust45783Y848US EQTY ACCELRT99,734$225.9K<0.1%–
WSBCWesbanco IncCOM6,097$225.4K<0.1%History
AERAerCap Holdings N.V.SHS3,861$225.2K<0.1%History
Invesco Exch TRD SLF Idx FD46138J650BULLSHS 24 USD9,285$223.4K<0.1%–
TFXTeleflex IncCOM882$220.2K<0.1%History
PNFPPinnacle Financial Partners, Inc.COM2,984$219.0K<0.1%History
PEOAdams Natural Resources Fund, Inc.COM10,026$218.6K<0.1%History
BURLBurlington Stores, Inc.COM1,066$216.1K<0.1%History
Alps Clean Energy ETF00162Q460ETF4,735$215.4K<0.1%–
IONSIonis Pharmaceuticals IncCOM5,672$214.2K<0.1%History
GENGen Digital Inc.Stock9,968$213.6K<0.1%History
UPBDUpbound Group, Inc.COM9,359$211.0K<0.1%History
UNFIUnited Natural Foods IncCOM5,411$209.5K<0.1%History
SPTNSpartanNash CoCOM6,824$206.4K<0.1%History
WisdomTree Tr97717W778INTL MIDCAP DV3,708$205.7K<0.1%–
Invesco Exchange Traded FD T46137V175S&P SML600 GWT1,765$205.6K<0.1%–
SPDR Series Trust78464A722ST STR SP PHARMA4,968$203.4K<0.1%–
YETIYETI Holdings, Inc.COM4,871$201.2K<0.1%History
Fidelity Covington Trust316092386STOCK FOR INFL6,465$200.1K<0.1%–
NIDNuveen Intermediate Duration Municipal Term FundCOM14,559$191.0K<0.1%History
NPFDNuveen Variable Rate Preferred & Income FundCOM10,827$190.1K<0.1%History
FPIFarmland Partners Inc.COM15,230$189.8K<0.1%History
Invesco Exch Traded FD Tr II46138E867DORSEY WRGT EMRG10,506$186.9K<0.1%–
VREVeris Residential, Inc.COM11,488$183.0K<0.1%History
EXELExelixis, Inc.COM10,750$172.4K<0.1%History
JLSNuveen Mortgage & Income FundCOM10,192$164.9K<0.1%History
JWNNordstrom IncStock10,150$163.8K<0.1%History
DSXDiana Shipping Inc.COM41,465$161.7K<0.1%History
Invesco Actively Managed ETF46090A309CNSRTV MLT AST13,000$154.6K<0.1%–
RRGBRed Robin Gourmet Burgers IncCOM26,061$145.4K<0.1%History
BGHBarings Global Short Duration High Yield FundCOM11,054$140.2K<0.1%History
OCSLOaktree Specialty Lending CorpCOM16,812$115.5K<0.1%History
Delaware Invts Div & Income245915103COM11,331$92.1K<0.1%–
Parsons Corp70202LAB8NOTE 0.250% 8/180,000$90.9K<0.1%–
Adamas Trust, Inc.649604501COM PAR $.0231,056$79.5K<0.1%–
ALTOAlto Ingredients, Inc.COM24,510$70.6K<0.1%History
Silvercrest Metals Inc828363101COM10,750$64.3K<0.1%–
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/151,000$58.6K<0.1%–
HYREHC Liquidating, Inc.COM111,450$47.3K<0.1%History
Spinnaker ETF Series84858T400CANNABIS ETF18,191$47.1K<0.1%–